Principal CPTL Apprec S3 ETFLCAPETF
13F holders, Q3 2025 (September 30)4holders −1
1new positions
2sold out
$29.01avg. 13F price*
At the end of Q3 2025, 4 institutions reported holding Principal CPTL Apprec S3 ETF (LCAP) in their 13F filings, down 1 from Q2 2025. 1 opened new positions and 2 sold out. The largest holders were Principal Securities, Inc. ($23.3M), Envestnet Asset Management Inc. ($22.7M) and Principal Financial Group Inc. ($11.6M).
- Company
- Principal CPTL Apprec S3 ETF
- CUSIP
- 74255Y680
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $58K |
| Exits | 2 | $11K |
All 13F filers, Q2 2025 → Q3 2025: 776,300 shares bought and 393 shares sold, net +775,907 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 4 holders
| Principal Securities, Inc. | 0.38% | Add +99.9% | 803,223 | $23.3M |
| Envestnet Asset Management Inc. | 0.01% | Add +91.3% | 781,130 | $22.7M |
| Principal Financial Group Inc. | 0.01% | No change | 398,247 | $11.6M |
| Morgan Stanley | 0.00% | New | 2,000 | $58K |
"% of holder's portfolio" is LCAP's weight in each manager's 13F, not the share of Principal CPTL Apprec S3 ETF the manager owns.