Principal CPTL Apprec S3 ETFLCAPETF
13F holders, Q2 2026 (June 30)15holders +6
6new positions
0sold out
$33.17avg. 13F price*
At the end of Q2 2026, 15 institutions reported holding Principal CPTL Apprec S3 ETF (LCAP) in their 13F filings, up 6 from Q1 2026. 6 opened new positions and 0 sold out. The largest holders were Principal Financial Group Inc. ($1.6B), Principal Securities, Inc. ($192.3M) and Envestnet Asset Management Inc. ($190.4M).
- Company
- Principal CPTL Apprec S3 ETF
- CUSIP
- 74255Y680
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $13.3M |
| Exits | 0 | $0 |
All 13F filers, Q1 2026 → Q2 2026: 48,009,708 shares bought and 42,753 shares sold, net +47,966,955 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 15 holders
| Principal Financial Group Inc. | 0.79% | Add +1573.5% | 48,561,966 | $1.6B |
| Principal Securities, Inc. | 2.32% | Add +20.4% | 5,804,126 | $192.3M |
| Envestnet Asset Management Inc. | 0.04% | Add +20.1% | 5,746,819 | $190.4M |
| NewEdge Advisors, LLC | 0.03% | New | 270,115 | $9.0M |
| Ameriprise Financial Inc. | 0.00% | New | 66,357 | $2.2M |
| Morgan Stanley | 0.00% | Reduce -37.5% | 37,799 | $1.3M |
| Goldman Sachs Group Inc. | 0.00% | New | 34,054 | $1.1M |
| LPL Financial LLC | 0.00% | New | 26,866 | $890K |
| Simplicity Wealth,LLC | 0.02% | Add +4.2% | 16,397 | $543K |
| Jane Street Group, LLC | 0.00% | Reduce -60.5% | 13,105 | $434K |
| JPMorgan Chase & Co. | 0.00% | New | 4,162 | $137K |
| CoreCap Advisors, LLC | 0.00% | No change | 1,733 | $57K |
| Citigroup Inc. | 0.00% | New | 513 | $17K |
| Pinnacle Bancorp, Inc. | 0.00% | Add +29.4% | 220 | $7K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +100.0% | 50 | $2K |
"% of holder's portfolio" is LCAP's weight in each manager's 13F, not the share of Principal CPTL Apprec S3 ETF the manager owns.