Principal CPTL Apprec S3 ETFLCAPETF
13F holders, Q4 2025 (December 31)8holders +4
4new positions
0sold out
$29.54avg. 13F price*
At the end of Q4 2025, 8 institutions reported holding Principal CPTL Apprec S3 ETF (LCAP) in their 13F filings, up 4 from Q3 2025. 4 opened new positions and 0 sold out. The largest holders were Principal Financial Group Inc. ($91.5M), Principal Securities, Inc. ($86.8M) and Envestnet Asset Management Inc. ($86.6M).
- Company
- Principal CPTL Apprec S3 ETF
- CUSIP
- 74255Y680
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $895K |
| Exits | 0 | $0 |
All 13F filers, Q3 2025 → Q4 2025: 7,015,804 shares bought and 1,344 shares sold, net +7,014,460 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 8 holders
| Principal Financial Group Inc. | 0.05% | Add +678.0% | 3,098,287 | $91.5M |
| Principal Securities, Inc. | 1.34% | Add +265.9% | 2,939,281 | $86.8M |
| Envestnet Asset Management Inc. | 0.03% | Add +275.2% | 2,930,545 | $86.6M |
| Simplicity Wealth,LLC | 0.03% | New | 15,794 | $467K |
| Jane Street Group, LLC | 0.00% | New | 12,645 | $374K |
| CoreCap Advisors, LLC | 0.00% | New | 1,733 | $51K |
| Morgan Stanley | 0.00% | Reduce -67.2% | 656 | $19K |
| JPMorgan Chase & Co. | 0.00% | New | 119 | $4K |
"% of holder's portfolio" is LCAP's weight in each manager's 13F, not the share of Principal CPTL Apprec S3 ETF the manager owns.