Principal CPTL Apprec S3 ETFLCAPETF
13F holders, Q1 2026 (March 31)9holders +1
2new positions
1sold out
$28.99avg. 13F price*
At the end of Q1 2026, 9 institutions reported holding Principal CPTL Apprec S3 ETF (LCAP) in their 13F filings, up 1 from Q4 2025. 2 opened new positions and 1 sold out. The largest holders were Principal Securities, Inc. ($139.7M), Envestnet Asset Management Inc. ($138.7M) and Principal Financial Group Inc. ($84.1M).
- Company
- Principal CPTL Apprec S3 ETF
- CUSIP
- 74255Y680
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $6K |
| Exits | 1 | $4K |
All 13F filers, Q4 2025 → Q1 2026: 3,814,867 shares bought and 196,600 shares sold, net +3,618,267 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 9 holders
| Principal Securities, Inc. | 2.05% | Add +64.0% | 4,819,169 | $139.7M |
| Envestnet Asset Management Inc. | 0.04% | Add +63.3% | 4,784,973 | $138.7M |
| Principal Financial Group Inc. | 0.04% | Reduce -6.3% | 2,901,856 | $84.1M |
| Morgan Stanley | 0.00% | Add +9120.1% | 60,484 | $1.8M |
| Jane Street Group, LLC | 0.00% | Add +162.3% | 33,173 | $962K |
| Simplicity Wealth,LLC | 0.03% | Reduce -0.3% | 15,744 | $456K |
| CoreCap Advisors, LLC | 0.00% | No change | 1,733 | $50K |
| Pinnacle Bancorp, Inc. | 0.00% | New | 170 | $5K |
| Northwestern Mutual Wealth Management Co. | 0.00% | New | 25 | $725 |
"% of holder's portfolio" is LCAP's weight in each manager's 13F, not the share of Principal CPTL Apprec S3 ETF the manager owns.