NovavaxNVAX
13F holders, Q1 2026 (March 31)258holders +23
46new positions
25sold out
8famous investors
$8.14avg. 13F price*
At the end of Q1 2026, 258 institutions reported holding Novavax Inc. (NVAX) in their 13F filings, up 23 from Q4 2025. 46 opened new positions and 25 sold out. The largest holders were Shah Capital Management ($120.8M), BlackRock, Inc. ($104.6M) and State Street Corp. ($73.0M). 8 famous investors held it, including Philippe Laffont (0.1% of Coatue Management's portfolio), David E. Shaw (0.1% of D. E. Shaw & Co.'s portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Novavax Inc.
- CUSIP
- 670002401
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 46 | $58.0M |
| Exits | 25 | $12.4M |
All 13F filers, Q4 2025 → Q1 2026: 13,034,188 shares bought and 13,014,726 shares sold, net +19,462 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 258 holders
| Shah Capital Management | 23.18% | Add +2.0% | 14,845,097 | $120.8M |
| BlackRock, Inc. | 0.00% | Reduce -0.4% | 12,844,319 | $104.6M |
| State Street Corp. | 0.00% | Reduce -5.8% | 8,970,518 | $73.0M |
| D. E. Shaw & Co. | 0.05% | Add +28.6% | 7,709,858 | $62.8M |
| Vanguard Portfolio Management LLC | 0.00% | — | 7,151,625 | $58.2M |
| Vanguard Capital Management LLC | 0.00% | — | 7,130,147 | $58.0M |
| Sanofi | 16.67% | No change | 6,880,481 | $56.0M |
| Bank of America Corp. | 0.00% | Reduce -19.9% | 6,637,213 | $54.0M |
| UBS Group AG | 0.01% | Reduce -8.5% | 4,477,701 | $36.4M |
| Geode Capital Management, LLC | 0.00% | Add +4.8% | 3,898,413 | $31.7M |
| Millennium Management | 0.02% | Reduce -13.8% | 3,852,545 | $31.4M |
| Coatue Management | 0.11% | New | 3,836,986 | $31.2M |
| Allianz Asset Management GmbH | 0.02% | Reduce -20.0% | 1,859,854 | $15.1M |
| Point72 Asset Management | 0.02% | Add +9137.7% | 1,518,211 | $12.4M |
| Northern Trust Corp. | 0.00% | Add +3.8% | 1,509,326 | $12.3M |
| Goldman Sachs Group Inc. | 0.00% | Add +29.2% | 1,409,446 | $11.5M |
| Charles Schwab Investment Management Inc. | 0.00% | Add +2.9% | 1,373,505 | $11.2M |
| Barclays PLC | 0.00% | Add +8.1% | 1,191,079 | $9.7M |
| Marshall Wace, LLP | 0.01% | Add +25.4% | 1,166,197 | $9.5M |
| Citadel Advisors | 0.01% | Add +4.7% | 1,123,746 | $9.1M |
| Vanguard Fiduciary Trust Co. | 0.00% | — | 1,107,186 | $9.0M |
| Susquehanna International Group, LLP | 0.01% | Add +93.4% | 834,842 | $6.8M |
| Bank of New York Mellon Corp | 0.00% | Reduce -1.9% | 780,797 | $6.4M |
| Monaco Asset Management SAM | 1.86% | Reduce -33.2% | 697,600 | $5.7M |
| Jefferies Financial Group Inc. | 0.07% | New | 673,120 | $5.5M |
| Two Sigma Investments, LP | 0.00% | Reduce -1.4% | 614,799 | $5.0M |
| Morgan Stanley | 0.00% | Reduce -84.6% | 572,034 | $4.7M |
| Edgestream Partners, L.P. | 0.14% | New | 520,135 | $4.2M |
| FMR LLC | 0.00% | Add +17.9% | 500,817 | $4.1M |
| Renaissance Technologies | 0.01% | New | 497,383 | $4.0M |
| First Trust Advisors LP | 0.00% | Add +37.7% | 409,328 | $3.3M |
| Assenagon Asset Management S.A. | 0.00% | New | 364,770 | $3.0M |
| Group One Trading LLC | 0.09% | Reduce -27.9% | 342,064 | $2.8M |
| BNP Paribas Financial Markets | 0.00% | Reduce -33.4% | 341,671 | $2.8M |
| Nuveen, LLC | 0.00% | Reduce -1.6% | 323,506 | $2.6M |
| Swiss National Bank | 0.00% | No change | 272,100 | $2.2M |
| Invesco Ltd. | 0.00% | Add +2.1% | 264,854 | $2.2M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | Add +4.9% | 261,266 | $2.1M |
| Rafferty Asset Management, LLC | 0.01% | Reduce -24.6% | 248,413 | $2.0M |
| State of Wisconsin Investment Board | 0.00% | Add +231.4% | 200,216 | $1.6M |
| Headlands Technologies LLC | 0.18% | Add +89.1% | 189,675 | $1.5M |
| Rhumbline Advisers | 0.00% | Reduce -0.1% | 189,600 | $1.5M |
| California State Teachers Retirement System | 0.00% | Add +39.9% | 186,638 | $1.5M |
| Alps Advisors Inc. | 0.01% | Add +35.7% | 181,025 | $1.5M |
| T. Rowe Price Associates Inc. | 0.00% | Add +14.3% | 180,468 | $1.5M |
| Gsa Capital Partners LLP | 0.08% | New | 165,179 | $1.3M |
| Massachusetts Financial Services Co. | 0.00% | Reduce -17.4% | 164,553 | $1.3M |
| Caption Management, LLC | 0.06% | Add +6.5% | 148,155 | $1.2M |
| SG Americas Securities, LLC | 0.00% | Reduce -85.5% | 141,085 | $1.1M |
| Alliancebernstein L.P. | 0.00% | No change | 163,213 | $1.1M |
| NewEdge Wealth, LLC | 0.01% | Reduce -0.2% | 130,000 | $1.1M |
| Deutsche Bank AG | 0.00% | Add +8.2% | 129,750 | $1.1M |
| Tudor Investment Corporation | 0.01% | New | 128,859 | $1.0M |
| Virtus Investment Advisers, LLC | 0.29% | Add +23.5% | 128,505 | $1.0M |
| Legal & General Group Plc | 0.00% | Reduce -17.3% | 125,900 | $1.0M |
| Voleon Capital Management LP | 0.02% | Add +4.0% | 123,555 | $1.0M |
| Credit Agricole S A | 0.00% | New | 120,000 | $977K |
| Canada Pension Plan Investment Board | 0.00% | Reduce -69.5% | 120,000 | $977K |
| AQR Capital Management | 0.00% | Reduce -23.6% | 112,057 | $912K |
| Jacobs Levy Equity Management, Inc. | 0.00% | Reduce -30.0% | 111,267 | $906K |
| Profund Advisors LLC | 0.03% | Reduce -8.8% | 110,955 | $903K |
| Bank of Montreal | 0.00% | Add +561.5% | 108,725 | $885K |
| Mitsubishi UFJ Trust & Banking Corp | 0.00% | Add +19.4% | 106,507 | $867K |
| Oppenheimer & Co. Inc. | 0.01% | Add +193.7% | 105,168 | $856K |
| Virtu Financial LLC | 0.03% | New | 97,148 | $791K |
| Martingale Asset Management L P | 0.02% | Reduce -0.1% | 94,657 | $771K |
| Palumbo Wealth Management LLC | 0.18% | New | 92,111 | $750K |
| Raymond James Financial Inc. | 0.00% | Add +9.0% | 91,634 | $746K |
| Nomura Holdings Inc. | 0.01% | New | 90,896 | $740K |
| Schonfeld Strategic Advisors LLC | 0.01% | Reduce -18.3% | 89,913 | $732K |
| Ares Systematic Credit Ltd | 3.33% | Reduce -20.3% | 89,537 | $724K |
| VANGUARD ASSET MANAGEMENT, Ltd | 0.00% | — | 88,428 | $720K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0.00% | Reduce -1.0% | 87,842 | $714K |
| Bridgefront Capital, LLC | 0.18% | New | 86,918 | $708K |
| MetLife Investment Management, LLC | 0.00% | Reduce -1.6% | 79,221 | $645K |
| JPMorgan Chase & Co. | 0.00% | Add +4.2% | 75,200 | $608K |
| STRS Ohio | 0.00% | Reduce -29.6% | 74,600 | $607K |
| Wells Fargo & Company | 0.00% | Reduce -59.2% | 67,885 | $553K |
| Creative Planning | 0.00% | Add +7.1% | 67,202 | $547K |
| Manufacturers Life Insurance Company, The | 0.00% | Reduce -4.7% | 66,510 | $541K |
| Jane Street Group, LLC | 0.00% | Reduce -87.6% | 64,157 | $522K |
| Vontobel Holding Ltd. | 0.00% | Reduce -35.8% | 64,136 | $522K |
| Vanguard Global Advisers, LLC | 0.00% | — | 63,935 | $520K |
| Thrivent Financial for Lutherans | 0.00% | Reduce -18.2% | 62,642 | $510K |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 0.00% | Add +3731.5% | 62,453 | $508K |
| VIRGINIA RETIREMENT SYSTEMS ET Al | 0.00% | Add +77.9% | 61,663 | $502K |
| Janus Henderson Group PLC | 0.00% | No change | 60,815 | $496K |
| Wellington Management Group LLP | 0.00% | New | 59,954 | $488K |
| Intech Investment Management LLC | 0.00% | Reduce -46.3% | 57,664 | $469K |
| ExodusPoint Capital Management, LP | 0.00% | New | 56,950 | $464K |
| Axq Capital, LP | 0.06% | Add +86.8% | 55,989 | $456K |
| Commonwealth Equity Services, LLC | 0.00% | Add +11.3% | 55,750 | $454K |
| Aquatic Capital Management LLC | 0.01% | Reduce -43.9% | 55,138 | $449K |
| Brevan Howard Capital Management LP | 0.00% | Reduce -80.6% | 52,639 | $428K |
| Russell Investments Group, Ltd. | 0.00% | Add +35.0% | 52,281 | $425K |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0.00% | Reduce -57.8% | 47,980 | $391K |
| Osaic Holdings, Inc. | 0.00% | Add +4.7% | 47,943 | $390K |
| LPL Financial LLC | 0.00% | Reduce -2.8% | 47,804 | $389K |
| State of New Jersey Common Pension Fund D | 0.00% | New | 47,205 | $384K |
| ProShare Advisors LLC | 0.00% | Reduce -10.8% | 46,131 | $376K |
| New York State Common Retirement Fund | 0.00% | No change | 42,355 | $345K |
| Hussman Strategic Advisors, Inc. | 0.07% | New | 42,000 | $342K |
| Police & Firemen's Retirement System of New Jersey | 0.00% | No change | 41,446 | $337K |
| Citigroup Inc. | 0.00% | Reduce -41.6% | 40,854 | $333K |
| Man Group plc | 0.00% | Reduce -6.8% | 40,166 | $327K |
| Walleye Trading LLC | 0.01% | Reduce -76.8% | 40,148 | $327K |
| Arizona State Retirement System | 0.00% | Reduce -1.6% | 37,939 | $309K |
| Walleye Capital LLC | 0.00% | Reduce -57.7% | 37,920 | $309K |
| Tidal Investments LLC | 0.00% | New | 35,943 | $293K |
| Mitsubishi UFJ Asset Management Co., Ltd. | 0.00% | Reduce -2.4% | 35,737 | $291K |
| Marex Group Ltd | 0.00% | No change | 35,494 | $289K |
| Quantinno Capital Management LP | 0.00% | Add +53.4% | 35,359 | $288K |
| Vanguard Investments Australia, Ltd. | 0.00% | — | 33,286 | $271K |
| State Board of Administration of Florida Retirement System | 0.00% | No change | 32,387 | $264K |
| Private Advisor Group, LLC | 0.00% | Reduce -30.9% | 32,243 | $262K |
| VARCOV Co. | 0.10% | Reduce -18.2% | 31,957 | $260K |
| SBI Securities Co., Ltd. | 0.01% | Add +0.6% | 31,597 | $257K |
| E Fund Management Co., Ltd. | 0.01% | — | 31,226 | $254K |
| Twinbeech Capital LP | 0.03% | New | 30,076 | $245K |
| KLP Kapitalforvaltning As | 0.00% | No change | 29,100 | $237K |
| China Universal Asset Management Co., Ltd. | 0.02% | Add +9.2% | 28,914 | $235K |
| Freestone Grove Partners LP | 0.00% | Reduce -71.0% | 28,176 | $229K |
| Independent Financial Group, LLC | 0.01% | New | 28,175 | $229K |
| Voya Investment Management LLC | 0.00% | Reduce -5.0% | 25,842 | $210K |
| Tower Research Capital LLC (TRC) | 0.01% | Add +693.5% | 25,210 | $205K |
| Acadian Asset Management LLC | 0.00% | New | 23,839 | $193K |
| DRW Securities, LLC | 0.01% | Add +98.4% | 23,607 | $192K |
| Prudential Financial Inc. | 0.00% | New | 23,343 | $190K |
| Farallon Capital Management, L.L.C. | 0.00% | Reduce -88.7% | 22,000 | $179K |
| Leonteq Securities AG | 0.01% | Reduce -32.5% | 21,815 | $178K |
| Pictet Asset Management Holding SA | 0.00% | Add +31.0% | 21,342 | $174K |
| Jump Financial, LLC | 0.00% | Reduce -95.4% | 21,300 | $173K |
| Sei Investments Co. | 0.00% | Add +0.2% | 20,180 | $164K |
| Oxford Asset Management LLP | 0.07% | Reduce -8.0% | 19,783 | $161K |
| Graham Capital Management, L.P. | 0.01% | Reduce -52.4% | 19,336 | $157K |
| Stonehage Fleming Financial Services Holdings Ltd | 0.01% | No change | 18,705 | $152K |
| CANADA LIFE ASSURANCE Co | 0.00% | No change | 18,592 | $152K |
| HSBC Holdings PLC | 0.00% | Reduce -68.3% | 18,628 | $149K |
| Victory Capital Management Inc. | 0.00% | Reduce -33.5% | 18,138 | $148K |
| Abel Hall, LLC | 0.03% | Add +30.7% | 18,050 | $147K |
| Teacher Retirement System of Texas | 0.00% | Reduce -13.5% | 18,037 | $147K |
| Scientech Research LLC | 0.12% | Add +3.3% | 17,353 | $141K |
| Caitong International Asset Management Co., Ltd | 0.03% | New | 17,001 | $138K |
| Ameriprise Financial Inc. | 0.00% | Add +0.4% | 16,331 | $133K |
| Laurel Oak Wealth Management, LLC | 0.02% | No change | 15,540 | $126K |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 0.00% | Reduce -63.8% | 15,824 | $125K |
| Allstate Corp. | 0.00% | New | 15,322 | $125K |
| Beirne Wealth Consulting Services, LLC | 0.03% | No change | 15,000 | $122K |
| Jones Financial Companies LLLP | 0.00% | Add +74.7% | 14,300 | $121K |
| Xponance LLC | 0.00% | Add +16.7% | 13,759 | $112K |
| Two Sigma Securities, LLC | 0.01% | New | 13,639 | $111K |
| Royal Bank of Canada | 0.00% | Reduce -13.5% | 13,487 | $110K |
| Quantbot Technologies LP | 0.00% | Add +7815.5% | 13,298 | $108K |
| US Bancorp \de | 0.00% | Add +2.0% | 13,170 | $107K |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 0.00% | New | 12,846 | $105K |
| Ameritas Investment Partners, Inc. | 0.00% | No change | 12,509 | $102K |
| Atom Investors LP | 0.01% | Reduce -88.8% | 12,151 | $99K |
| Vanguard Personalized Indexing Management, LLC | 0.00% | New | 12,028 | $98K |
| Dimensional Fund Advisors LP | 0.00% | Add +6.2% | 11,847 | $96K |
| Hudson Bay Capital Management LP | 0.00% | New | 11,360 | $92K |
| CIBC Bancorp USA Inc. | 0.00% | — | 11,347 | $92K |
| Caxton Associates LLP | 0.00% | New | 11,088 | $90K |
| TigerOak Management, L.L.C. | 0.03% | No change | 10,640 | $87K |
| Banco Bilbao Vizcaya Argentaria, S.A. | 0.00% | Reduce -47.5% | 10,531 | $83K |
| Principal Financial Group Inc. | 0.00% | New | 10,141 | $83K |
| Ensign Peak Advisors, Inc | 0.00% | No change | 9,450 | $77K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | Add +7.6% | 8,499 | $69K |
| Bayforest Capital Ltd | 0.07% | Reduce -45.1% | 7,864 | $64K |
| Public Employees Retirement Association of Colorado | 0.00% | No change | 7,873 | $64K |
| Danske Bank A/S | 0.00% | No change | 7,400 | $60K |
| Signaturefd, LLC | 0.00% | Reduce -0.3% | 7,265 | $59K |
| Rockefeller Capital Management L.P. | 0.00% | Add +58.5% | 5,633 | $46K |
| Quadrant Capital Group LLC | 0.00% | Reduce -9.9% | 5,293 | $43K |
| KBC Group NV | 0.00% | Add +34.9% | 4,746 | $39K |
| Federated Hermes, Inc. | 0.00% | Add +53.7% | 4,753 | $39K |
| Duncker Streett & Co. Inc. | 0.01% | Add +917.3% | 4,242 | $35K |
| Pinnacle Wealth Planning Services, Inc. | 0.00% | No change | 4,202 | $34K |
| GF Fund Management Co. LTD. | 0.00% | Add +13.8% | 3,633 | $30K |
| Optiver Holding B.V. | 0.00% | Add +922.5% | 2,413 | $20K |
| National Bank of Canada | 0.00% | Add +139.8% | 2,048 | $17K |
| Cwm, LLC | 0.00% | Add +112.9% | 1,829 | $15K |
| Nisa Investment Advisors, LLC | 0.00% | Add +266.8% | 1,779 | $14K |
| Sterling Capital Management LLC | 0.00% | Reduce -28.5% | 1,677 | $14K |
| Smartleaf Asset Management LLC | 0.00% | Add +7.4% | 1,659 | $13K |
| Versant Capital Management, Inc | 0.00% | Add +87.6% | 1,255 | $10K |
| GAMMA Investing LLC | 0.00% | Add +82.6% | 1,112 | $9K |
| Allworth Financial LP | 0.00% | Add +11.7% | 1,109 | $9K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -92.7% | 1,110 | $9K |
| Geneos Wealth Management Inc. | 0.00% | No change | 984 | $8K |
| Federation des caisses Desjardins du Quebec | 0.00% | No change | 955 | $8K |
| Covestor Ltd | 0.00% | Reduce -44.9% | 825 | $7K |
| Los Angeles Capital Management LLC | 0.00% | Reduce -9.0% | 757 | $6K |
| Harbor Investment Advisory, LLC | 0.00% | No change | 756 | $6K |
| Lanark Financial, Inc. | 0.00% | New | 711 | $6K |
| Bulwark Capital Corp | 0.00% | No change | 610 | $5K |
| Parallel Advisors, LLC | 0.00% | Reduce -14.6% | 583 | $5K |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 0.00% | No change | 570 | $5K |
| Stance Capital LLC | 0.00% | New | 500 | $4K |
| Mark Sheptoff Financial Planning, LLC | 0.00% | Add +66.7% | 500 | $4K |
| Hantz Financial Services, Inc. | 0.00% | Add +816.3% | 449 | $4K |
| IFP Advisors, Inc | 0.00% | Add +28.3% | 463 | $4K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 430 | $4K |
| Financial Consulate, Inc. | 0.00% | No change | 398 | $3K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -5.2% | 365 | $3K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +17.7% | 353 | $3K |
| Hilton Head Capital Partners, LLC | 0.00% | No change | 300 | $2K |
| Fifth Third Bancorp | 0.00% | New | 262 | $2K |
| Intentional Wealth Strategies, LLC | 0.00% | — | 250 | $2K |
| MAI Capital Management | 0.00% | Add +15.5% | 246 | $2K |
| Bessemer Group Inc. | 0.00% | Reduce -8.7% | 295 | $2K |
| Assetmark, Inc. | 0.00% | No change | 241 | $2K |
| Rothschild Investment LLC | 0.00% | Add +40.9% | 231 | $2K |
| Sittner & Nelson, LLC | 0.00% | No change | 223 | $2K |
| Hilltop National Bank | 0.00% | No change | 208 | $2K |
| Larson Financial Group LLC | 0.00% | No change | 195 | $2K |
| Arax Advisory Partners | 0.00% | Add +76.8% | 175 | $1K |
| First Pacific Financial | 0.00% | No change | 146 | $1K |
| Harbour Investments, Inc. | 0.00% | Add +52.9% | 130 | $1K |
| Allianz SE | 0.00% | New | 130 | $1K |
| PayPay Securities Corp | 0.03% | Reduce -34.8% | 116 | $1K |
| Valley National Advisers Inc. | 0.00% | New | 147 | $1K |
| Banque Transatlantique SA | 0.00% | No change | 120 | $985 |
| Dynamic Wealth Strategies, LLC | 0.00% | No change | 120 | $977 |
| Activest Wealth Management | 0.00% | No change | 100 | $814 |
| International Assets Investment Management, LLC | 0.00% | No change | 100 | $802 |
| Parkside Financial Bank & Trust | 0.00% | No change | 78 | $635 |
| MassMutual Private Wealth & Trust, FSB | 0.00% | New | 75 | $611 |
| Bare Financial Services, Inc | 0.00% | No change | 72 | $586 |
| Asset Dedication, LLC | 0.00% | No change | 65 | $530 |
| Advisory Services Network, LLC | 0.00% | New | 61 | $497 |
| MPWM Advisory Solutions, LLC | 0.00% | No change | 60 | $488 |
| Nvest Wealth Strategies, Inc. | 0.00% | No change | 58 | $473 |
| Beacon Investment Advisory Services, Inc. | 0.00% | New | 58 | $473 |
| Caldwell Sutter Capital, Inc. | 0.00% | No change | 50 | $407 |
| Gen-Wealth Partners Inc | 0.00% | No change | 50 | $407 |
| Blue Trust, Inc. | 0.00% | No change | 50 | $407 |
| Financial Life Planners | 0.00% | New | 49 | $399 |
| Stone House Investment Management, LLC | 0.00% | No change | 44 | $358 |
| CoreCap Advisors, LLC | 0.00% | No change | 43 | $350 |
| Root Financial Partners, LLC | 0.00% | New | 35 | $285 |
| Caitlin John, LLC | 0.00% | No change | 25 | $204 |
| Essential Partners LLC | 0.00% | New | 24 | $195 |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.00% | No change | 20 | $162 |
| Creative Financial Designs Inc. | 0.00% | No change | 12 | $98 |
| PNC Financial Services Group, Inc. | 0.00% | No change | 10 | $81 |
| True Wealth Design, LLC | 0.00% | New | 9 | $74 |
| Raffa Wealth Management, LLC | 0.00% | No change | 9 | $73 |
| SOA Wealth Advisors, LLC. | 0.00% | No change | 8 | $65 |
| Twin Peaks Wealth Advisors, LLC | 0.00% | New | 7 | $57 |
| First Command Advisory Services, Inc. | 0.00% | New | 6 | $49 |
| Mather Group, Llc. | 0.00% | New | 5 | $41 |
| Dunhill Financial, LLC | 0.00% | No change | 4 | $34 |
| Physician Wealth Advisors, Inc. | 0.00% | No change | 4 | $33 |
| Sunbelt Securities, Inc. | 0.00% | New | 3 | $24 |
| Bogart Wealth, LLC | 0.00% | New | 2 | $16 |
| Golden State Wealth Management, LLC | 0.00% | No change | 2 | $16 |
| Bear Mountain Capital, Inc. | 0.00% | No change | 1 | $8 |
| TrinityBridge Ltd | 0.00% | No change | 50 | $0 |
"% of holder's portfolio" is NVAX's weight in each manager's 13F, not the share of Novavax Inc. the manager owns.