Pgim S&P 500 Buffer 20-DecPBDEETF

13F holders, Q3 2025 (September 30)
15holders −1
1new positions
2sold out
$28.63avg. 13F price*

At the end of Q3 2025, 15 institutions reported holding Pgim S&P 500 Buffer 20-Dec (PBDE) in their 13F filings, down 1 from Q2 2025. 1 opened new positions and 2 sold out. The largest holders were Prudential Financial Inc. ($5.3M), Raymond James Financial Inc. ($5.2M) and Kestra Advisory Services, LLC ($1.4M).

Company
Pgim S&P 500 Buffer 20-Dec
Filed as
PGIM ROCK ETF TR (Q3 2025)
CUSIP
69420N759
Latest filing quarter
Q2 2026

History

Number of 13F holders

0510152025 Q2 2024: 1Q2 2024Q3 2024: 2Q3 2024Q4 2024: 10Q4 2024Q1 2025: 13Q1 2025Q2 2025: 16Q2 2025Q3 2025: 15Q3 2025Q4 2025: 21Q4 2025Q1 2026: 23Q1 2026Q2 2026: 19Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions1$809K
Exits2$234K

All 13F filers, Q2 2025 → Q3 2025: 54,389 shares bought and 288,894 shares sold, net −234,505 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 15 holders

Prudential Financial Inc. 0.01% Add +12.7% 184,284 $5.3M
Raymond James Financial Inc. 0.00% Reduce -60.2% 180,822 $5.2M
Kestra Advisory Services, LLC 0.01% Reduce -3.4% 47,307 $1.4M
Old Mission Capital LLC 0.03% New 28,259 $809K
Jim Saulnier & Associates, LLC 0.35% No change 22,144 $634K
Kestra Private Wealth Services, LLC 0.01% Reduce -0.2% 20,415 $585K
Cetera Investment Advisers 0.00% No change 19,124 $548K
Kestra Investment Management, LLC 0.01% No change 18,761 $537K
Envestnet Asset Management Inc. 0.00% No change 18,761 $537K
Commonwealth Equity Services, LLC 0.00% Reduce -23.1% 16,932 $485K
Royal Bank of Canada 0.00% Add +102.9% 10,598 $303K
Grantvest Financial Group LLC 0.20% No change 10,037 $287K
BlueStem Wealth Partners, LLC 0.03% No change 9,395 $269K
DHJJ Financial Advisors, Ltd. 0.02% No change 1,670 $48K
Creative Financial Designs Inc. 0.00% No change 500 $14K

"% of holder's portfolio" is PBDE's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Dec the manager owns.