Pgim S&P 500 Buffer 20-DecPBDEETF
13F holders, Q1 2026 (March 31)23holders +2
3new positions
1sold out
$29.01avg. 13F price*
At the end of Q1 2026, 23 institutions reported holding Pgim S&P 500 Buffer 20-Dec (PBDE) in their 13F filings, up 2 from Q4 2025. 3 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($8.7M), Raymond James Financial Inc. ($6.6M) and Spire Wealth Management ($2.5M).
- Company
- Pgim S&P 500 Buffer 20-Dec
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N759
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $2.5M |
| Exits | 1 | $201K |
All 13F filers, Q4 2025 → Q1 2026: 174,563 shares bought and 28,447 shares sold, net +146,116 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 23 holders
| Prudential Financial Inc. | 0.01% | Add +27.0% | 299,525 | $8.7M |
| Raymond James Financial Inc. | 0.00% | Add +6.6% | 227,273 | $6.6M |
| Spire Wealth Management | 0.08% | Reduce -11.8% | 85,622 | $2.5M |
| Blue Water Asset Management | 0.70% | Reduce -0.0% | 70,321 | $2.0M |
| LeClair Wealth Partners LLC | 0.70% | New | 70,321 | $2.0M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -14.6% | 47,623 | $1.4M |
| Jim Saulnier & Associates, LLC | 0.56% | No change | 39,721 | $1.2M |
| Kestra Private Wealth Services, LLC | 0.01% | No change | 37,022 | $1.1M |
| Kestra Advisory Services, LLC | 0.00% | No change | 31,050 | $901K |
| Cetera Investment Advisers | 0.00% | No change | 19,908 | $578K |
| Kestra Investment Management, LLC | 0.01% | No change | 18,761 | $544K |
| Envestnet Asset Management Inc. | 0.00% | No change | 18,761 | $544K |
| Redwood Family Wealth LLC | 0.50% | Add +79.2% | 17,517 | $508K |
| Grantvest Financial Group LLC | 0.25% | Reduce -11.4% | 13,079 | $379K |
| Pinnacle Financial Partners, Inc. | 0.00% | No change | 9,987 | $290K |
| BCGM Wealth Management, LLC | 0.07% | Reduce -2.8% | 9,903 | $287K |
| BlueStem Wealth Partners, LLC | 0.03% | No change | 9,395 | $273K |
| Kintra Wealth, LLC | 0.02% | New | 8,245 | $239K |
| Royal Bank of Canada | 0.00% | Add +59.6% | 7,886 | $229K |
| Old Mission Capital LLC | 0.01% | New | 7,574 | $220K |
| DHJJ Financial Advisors, Ltd. | 0.02% | No change | 2,079 | $60K |
| Lanark Financial, Inc. | 0.00% | No change | 1,878 | $54K |
| Creative Financial Designs Inc. | 0.00% | No change | 500 | $15K |
"% of holder's portfolio" is PBDE's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Dec the manager owns.