Pgim S&P 500 Buffer 20-DecPBDEETF

13F holders, Q4 2025 (December 31)
21holders +6
4new positions
1sold out
$29.47avg. 13F price*

At the end of Q4 2025, 21 institutions reported holding Pgim S&P 500 Buffer 20-Dec (PBDE) in their 13F filings, up 6 from Q3 2025. 4 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($6.9M), Raymond James Financial Inc. ($6.3M) and Spire Wealth Management ($2.9M).

Company
Pgim S&P 500 Buffer 20-Dec
Filed as
PGIM ROCK ETF TR (Q4 2025)
CUSIP
69420N759
Latest filing quarter
Q2 2026

History

Number of 13F holders

0510152025 Q2 2024: 1Q2 2024Q3 2024: 2Q3 2024Q4 2024: 10Q4 2024Q1 2025: 13Q1 2025Q2 2025: 16Q2 2025Q3 2025: 15Q3 2025Q4 2025: 21Q4 2025Q1 2026: 23Q1 2026Q2 2026: 19Q2 2026

Total Exit/New Position Q3 2025 → Q4 2025

InstitutionsTotal Value
New Positions4$3.4M
Exits1$809K

All 13F filers, Q3 2025 → Q4 2025: 278,896 shares bought and 50,173 shares sold, net +228,723 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 21 holders

Prudential Financial Inc. 0.01% Add +28.0% 235,805 $6.9M
Raymond James Financial Inc. 0.00% Add +17.9% 213,255 $6.3M
Spire Wealth Management 0.10% New 97,094 $2.9M
Blue Water Asset Management 0.75% — 70,339 $2.1M
Commonwealth Equity Services, LLC 0.00% Add +229.5% 55,784 $1.6M
Jim Saulnier & Associates, LLC 0.61% Add +79.4% 39,721 $1.2M
Kestra Private Wealth Services, LLC 0.01% Add +81.3% 37,022 $1.1M
Kestra Advisory Services, LLC 0.00% Reduce -34.4% 31,050 $915K
Cetera Investment Advisers 0.00% Add +4.1% 19,908 $587K
Kestra Investment Management, LLC 0.01% No change 18,761 $553K
Envestnet Asset Management Inc. 0.00% No change 18,761 $553K
Grantvest Financial Group LLC 0.28% Add +47.1% 14,765 $435K
BCGM Wealth Management, LLC 0.08% New 10,190 $300K
Pinnacle Financial Partners, Inc. 0.00% — 9,987 $294K
Redwood Family Wealth LLC 0.28% — 9,777 $288K
BlueStem Wealth Partners, LLC 0.03% No change 9,395 $277K
Jane Street Group, LLC 0.00% New 6,823 $201K
Royal Bank of Canada 0.00% Reduce -53.4% 4,941 $146K
DHJJ Financial Advisors, Ltd. 0.02% Add +24.5% 2,079 $61K
Lanark Financial, Inc. 0.00% New 1,878 $55K
Creative Financial Designs Inc. 0.00% No change 500 $15K

"% of holder's portfolio" is PBDE's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Dec the manager owns.