Pgim La S&P 500 BUF20 ETF-USPBFRETF

13F holders, Q3 2025 (September 30)
20holders +7
7new positions
0sold out
$28.66avg. 13F price*

At the end of Q3 2025, 20 institutions reported holding Pgim La S&P 500 BUF20 ETF-US (PBFR) in their 13F filings, up 7 from Q2 2025. 7 opened new positions and 0 sold out. The largest holders were Brucke Financial, Inc. ($17.6M), Vise Technologies, Inc. ($16.3M) and Financial Connections Group, Inc. ($8.9M).

Company
Pgim La S&P 500 BUF20 ETF-US
Filed as
PGIM ROCK ETF TR (Q3 2025)
CUSIP
69420N692
Latest filing quarter
Q2 2026

History

Number of 13F holders

01020304050 Q2 2024: 1Q2 2024Q3 2024: 3Q3 2024Q4 2024: 10Q4 2024Q1 2025: 12Q1 2025Q2 2025: 13Q2 2025Q3 2025: 20Q3 2025Q4 2025: 24Q4 2025Q1 2026: 34Q1 2026Q2 2026: 42Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions7$4.2M
Exits0$0

All 13F filers, Q2 2025 → Q3 2025: 255,035 shares bought and 3,541 shares sold, net +251,494 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 20 holders
Brucke Financial, Inc. 10.32% Add +6.6% 611,642 $17.6M
Vise Technologies, Inc. 0.61% Add +7.1% 571,011 $16.3M
Financial Connections Group, Inc. 3.48% Add +1.0% 311,967 $8.9M
BLVD Private Wealth, LLC 2.74% New 111,507 $3.2M
Cetera Investment Advisers 0.00% Add +24.8% 51,142 $1.5M
Long Island Wealth Management, Inc. 0.49% Add +0.4% 35,417 $1.0M
Raymond James Financial Inc. 0.00% Add +39.5% 28,807 $824K
DHJJ Financial Advisors, Ltd. 0.21% Add +8.5% 21,582 $617K
Steward Partners Investment Advisory, LLC 0.00% Add +1.7% 18,163 $519K
Old Mission Capital LLC 0.02% Add +101.5% 17,145 $490K
Kestra Private Wealth Services, LLC 0.01% No change 17,000 $486K
Centaurus Financial, Inc. 0.02% Reduce -18.3% 15,772 $451K
Compass Advisory Group LLC 0.11% Add +11.8% 13,447 $385K
AssuredPartners Investment Advisors, LLC 0.07% New 11,109 $318K
Claro Advisors Inc. 0.04% New 9,767 $279K
Commonwealth Equity Services, LLC 0.00% New 8,100 $232K
Harbour Investments, Inc. 0.00% No change 4,460 $128K
Royal Bank of Canada 0.00% New 2,132 $61K
Advisory Services Network, LLC 0.00% New 1,552 $44K
PNC Financial Services Group, Inc. 0.00% New 1,119 $32K

"% of holder's portfolio" is PBFR's weight in each manager's 13F, not the share of Pgim La S&P 500 BUF20 ETF-US the manager owns.