Pgim La S&P 500 BUF20 ETF-USPBFRETF
13F holders, Q1 2026 (March 31)34holders +10
12new positions
2sold out
$29.25avg. 13F price*
At the end of Q1 2026, 34 institutions reported holding Pgim La S&P 500 BUF20 ETF-US (PBFR) in their 13F filings, up 10 from Q4 2025. 12 opened new positions and 2 sold out. The largest holders were Brucke Financial, Inc. ($18.9M), Vise Technologies, Inc. ($17.4M) and Apella Capital, LLC ($10.4M).
- Company
- Pgim La S&P 500 BUF20 ETF-US
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N692
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 12 | $17.0M |
| Exits | 2 | $541K |
All 13F filers, Q4 2025 → Q1 2026: 1,064,038 shares bought and 58,087 shares sold, net +1,005,951 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 34 holders
| Brucke Financial, Inc. | 9.60% | Add +3.7% | 652,859 | $18.9M |
| Vise Technologies, Inc. | 0.34% | No change | 596,887 | $17.4M |
| Apella Capital, LLC | 0.15% | New | 346,136 | $10.4M |
| Financial Connections Group, Inc. | 3.54% | Add +5.2% | 351,152 | $10.2M |
| AA Financial Advisors, LLC | 1.11% | Add +203.3% | 272,500 | $7.9M |
| Foguth Wealth Management, LLC. | 0.89% | Add +37.3% | 248,797 | $7.6M |
| BLVD Private Wealth, LLC | 4.93% | Add +28.7% | 195,442 | $5.7M |
| Raymond James Financial Inc. | 0.00% | Add +76.9% | 119,347 | $3.5M |
| Tradition Wealth Management, LLC | 0.19% | New | 91,006 | $2.6M |
| OneDigital Investment Advisors LLC | 0.02% | Add +521.7% | 82,692 | $2.4M |
| Cetera Investment Advisers | 0.00% | Add +7.6% | 60,769 | $1.8M |
| AssuredPartners Investment Advisors, LLC | 0.18% | Add +0.1% | 56,265 | $1.6M |
| Claro Advisors Inc. | 0.15% | Add +43.9% | 42,042 | $1.2M |
| Centaurus Financial, Inc. | 0.04% | Add +61.8% | 31,088 | $902K |
| Integrated Wealth Concepts LLC | 0.01% | New | 30,623 | $888K |
| Great Valley Advisor Group, Inc. | 0.02% | New | 28,668 | $831K |
| DHJJ Financial Advisors, Ltd. | 0.25% | Add +6.2% | 26,225 | $761K |
| Nicholas Wealth, LLC. | 0.51% | Add +0.0% | 25,382 | $736K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | New | 21,528 | $624K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -0.4% | 17,753 | $515K |
| Kestra Private Wealth Services, LLC | 0.01% | Add +0.0% | 17,001 | $493K |
| Commonwealth Equity Services, LLC | 0.00% | Add +46.3% | 13,614 | $395K |
| Compass Advisory Group LLC | 0.10% | Add +0.5% | 13,518 | $392K |
| LPL Financial LLC | 0.00% | New | 11,884 | $345K |
| Kingsview Wealth Management, LLC | 0.00% | New | 11,127 | $323K |
| Kestra Advisory Services, LLC | 0.00% | New | 10,476 | $304K |
| Long Island Wealth Management, Inc. | 0.13% | Reduce -72.3% | 9,974 | $289K |
| Wealth Group Ltd | 0.05% | New | 7,980 | $231K |
| Capital Analysts, LLC | 0.01% | New | 6,755 | $196K |
| Royal Bank of Canada | 0.00% | Reduce -77.0% | 3,630 | $105K |
| Osaic Holdings, Inc. | 0.00% | New | 3,409 | $99K |
| Advisory Services Network, LLC | 0.00% | New | 3,298 | $96K |
| Harbour Investments, Inc. | 0.00% | Reduce -30.6% | 3,095 | $90K |
| PNC Financial Services Group, Inc. | 0.00% | Add +21.4% | 1,339 | $39K |
"% of holder's portfolio" is PBFR's weight in each manager's 13F, not the share of Pgim La S&P 500 BUF20 ETF-US the manager owns.