Pgim S&P 500 Buffer 20-JanPBJAETF
13F holders, Q3 2025 (September 30)13holders
1new positions
1sold out
$30.12avg. 13F price*
At the end of Q3 2025, 13 institutions reported holding Pgim S&P 500 Buffer 20-Jan (PBJA) in their 13F filings, unchanged from Q2 2025. 1 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($5.2M), Compass Advisory Group LLC ($4.9M) and Long Island Wealth Management, Inc. ($2.5M).
- Company
- Pgim S&P 500 Buffer 20-Jan
- Filed as
- PGIM ROCK ETF TR (Q3 2025)
- CUSIP
- 69420N205
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $51K |
| Exits | 1 | $81K |
All 13F filers, Q2 2025 → Q3 2025: 35,135 shares bought and 754,378 shares sold, net −719,243 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 13 holders
| Prudential Financial Inc. | 0.01% | Add +11.8% | 173,724 | $5.2M |
| Compass Advisory Group LLC | 1.38% | Reduce -82.0% | 163,817 | $4.9M |
| Long Island Wealth Management, Inc. | 1.23% | Add +10.7% | 83,939 | $2.5M |
| Centaurus Financial, Inc. | 0.08% | Add +1.5% | 57,632 | $1.7M |
| Jim Saulnier & Associates, LLC | 0.64% | No change | 37,835 | $1.1M |
| Kestra Advisory Services, LLC | 0.00% | Reduce -1.1% | 27,515 | $829K |
| Commonwealth Equity Services, LLC | 0.00% | Add +3.6% | 24,808 | $747K |
| Kestra Private Wealth Services, LLC | 0.00% | No change | 9,005 | $271K |
| Cetera Investment Advisers | 0.00% | Reduce -9.9% | 8,495 | $256K |
| Royal Bank of Canada | 0.00% | Add +173.0% | 8,285 | $250K |
| DHJJ Financial Advisors, Ltd. | 0.06% | No change | 5,724 | $172K |
| Advisory Services Network, LLC | 0.00% | New | 1,690 | $51K |
| UBS Group AG | 0.00% | Reduce -96.2% | 70 | $2K |
"% of holder's portfolio" is PBJA's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Jan the manager owns.