Pgim S&P 500 Buffer 20-JanPBJAETF
13F holders, Q4 2025 (December 31)14holders +1
2new positions
2sold out
$30.88avg. 13F price*
At the end of Q4 2025, 14 institutions reported holding Pgim S&P 500 Buffer 20-Jan (PBJA) in their 13F filings, up 1 from Q3 2025. 2 opened new positions and 2 sold out. The largest holders were Prudential Financial Inc. ($7.0M), Compass Advisory Group LLC ($5.3M) and Blue Water Asset Management ($5.1M).
- Company
- Pgim S&P 500 Buffer 20-Jan
- Filed as
- PGIM ROCK ETF TR (Q4 2025)
- CUSIP
- 69420N205
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $4.5M |
| Exits | 2 | $53K |
All 13F filers, Q3 2025 → Q4 2025: 224,420 shares bought and 19,961 shares sold, net +204,459 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 14 holders
| Prudential Financial Inc. | 0.01% | Add +29.6% | 225,228 | $7.0M |
| Compass Advisory Group LLC | 1.42% | Add +4.0% | 170,316 | $5.3M |
| Blue Water Asset Management | 1.83% | — | 165,085 | $5.1M |
| American Asset Management Inc. | 3.56% | New | 136,062 | $4.2M |
| Long Island Wealth Management, Inc. | 1.23% | Add +0.5% | 84,380 | $2.6M |
| Centaurus Financial, Inc. | 0.07% | Reduce -18.9% | 46,730 | $1.4M |
| Commonwealth Equity Services, LLC | 0.00% | Add +68.5% | 41,791 | $1.3M |
| Jim Saulnier & Associates, LLC | 0.66% | Add +9.4% | 41,401 | $1.3M |
| Kestra Advisory Services, LLC | 0.00% | Reduce -1.0% | 27,240 | $841K |
| Cetera Investment Advisers | 0.00% | Add +12.9% | 9,592 | $296K |
| Kestra Private Wealth Services, LLC | 0.00% | No change | 9,005 | $278K |
| Susquehanna International Group, LLP | 0.00% | New | 8,268 | $255K |
| DHJJ Financial Advisors, Ltd. | 0.06% | Reduce -5.6% | 5,405 | $167K |
| Royal Bank of Canada | 0.00% | Reduce -80.9% | 1,580 | $49K |
"% of holder's portfolio" is PBJA's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Jan the manager owns.