Pgim S&P 500 Buffer 20-JanPBJAETF
13F holders, Q1 2026 (March 31)23holders +9
9new positions
0sold out
$30.43avg. 13F price*
At the end of Q1 2026, 23 institutions reported holding Pgim S&P 500 Buffer 20-Jan (PBJA) in their 13F filings, up 9 from Q4 2025. 9 opened new positions and 0 sold out. The largest holders were Compass Advisory Group LLC ($9.3M), Prudential Financial Inc. ($8.7M) and Long Island Wealth Management, Inc. ($5.0M).
- Company
- Pgim S&P 500 Buffer 20-Jan
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N205
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 9 | $7.9M |
| Exits | 0 | $0 |
All 13F filers, Q4 2025 → Q1 2026: 698,416 shares bought and 6,699 shares sold, net +691,717 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 23 holders
| Compass Advisory Group LLC | 2.49% | Add +79.5% | 305,732 | $9.3M |
| Prudential Financial Inc. | 0.01% | Add +26.6% | 285,193 | $8.7M |
| Long Island Wealth Management, Inc. | 2.30% | Add +93.5% | 163,247 | $5.0M |
| Blue Water Asset Management | 1.68% | Reduce -3.2% | 159,830 | $4.9M |
| LeClair Wealth Partners LLC | 1.68% | New | 159,830 | $4.9M |
| American Asset Management Inc. | 3.87% | Add +7.8% | 146,733 | $4.5M |
| Commonwealth Equity Services, LLC | 0.00% | Add +166.1% | 111,201 | $3.4M |
| Jim Saulnier & Associates, LLC | 1.33% | Add +117.8% | 90,157 | $2.7M |
| Spire Wealth Management | 0.08% | New | 80,906 | $2.5M |
| Centaurus Financial, Inc. | 0.10% | Add +52.9% | 71,466 | $2.2M |
| Kestra Advisory Services, LLC | 0.00% | Add +6.7% | 29,062 | $884K |
| Cetera Investment Advisers | 0.00% | Add +31.8% | 12,641 | $385K |
| Susquehanna International Group, LLP | 0.00% | Add +41.3% | 11,679 | $355K |
| Kestra Private Wealth Services, LLC | 0.00% | Add +26.8% | 11,417 | $347K |
| Kintra Wealth, LLC | 0.02% | New | 8,712 | $265K |
| Raymond James Financial Inc. | 0.00% | New | 6,827 | $208K |
| DHJJ Financial Advisors, Ltd. | 0.05% | No change | 5,405 | $164K |
| Advisory Services Network, LLC | 0.00% | New | 1,690 | $51K |
| Lanark Financial, Inc. | 0.00% | New | 805 | $24K |
| St Germain D J Co. Inc. | 0.00% | New | 576 | $18K |
| PNC Financial Services Group, Inc. | 0.00% | New | 507 | $15K |
| Royal Bank of Canada | 0.00% | Reduce -91.4% | 136 | $4K |
| UBS Group AG | 0.00% | New | 48 | $1K |
"% of holder's portfolio" is PBJA's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Jan the manager owns.