Pgim S&P 500 Buffer 20-MarPBMRETF

13F holders, Q3 2024 (September 30)
7holders +2
1new positions
0sold out
$26.92avg. 13F price*

At the end of Q3 2024, 7 institutions reported holding Pgim S&P 500 Buffer 20-Mar (PBMR) in their 13F filings, up 2 from Q2 2024. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($1.4M), Commonwealth Equity Services, LLC ($1.2M) and Jim Saulnier & Associates, LLC ($325K).

Company
Pgim S&P 500 Buffer 20-Mar
Filed as
PGIM ROCK ETF TR (Q3 2024)
CUSIP
69420N601
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 2Q1 2024Q2 2024: 5Q2 2024Q3 2024: 7Q3 2024Q4 2024: 7Q4 2024Q1 2025: 10Q1 2025Q2 2025: 9Q2 2025Q3 2025: 9Q3 2025Q4 2025: 11Q4 2025Q1 2026: 16Q1 2026Q2 2026: 16Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions1$303K
Exits0$0

All 13F filers, Q2 2024 → Q3 2024: 17,676 shares bought and 1,946 shares sold, net +15,730 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 7 holders

Prudential Financial Inc. 0.00% Add +14.5% 50,470 $1.4M
Commonwealth Equity Services, LLC 0.00% Reduce -0.6% 45,479 $1.2M
Jim Saulnier & Associates, LLC 0.32% — 12,071 $325K
Old Mission Capital LLC 0.01% New 11,268 $303K
Cetera Investment Advisers 0.00% Reduce -16.0% 8,776 $236K
DHJJ Financial Advisors, Ltd. 0.06% No change 6,095 $164K
UBS Group AG 0.00% No change 48 $1K

"% of holder's portfolio" is PBMR's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Mar the manager owns.