Pgim S&P 500 Buffer 20-MarPBMRETF

13F holders, Q4 2025 (December 31)
11holders +2
1new positions
0sold out
$30.50avg. 13F price*

At the end of Q4 2025, 11 institutions reported holding Pgim S&P 500 Buffer 20-Mar (PBMR) in their 13F filings, up 2 from Q3 2025. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($7.0M), Jim Saulnier & Associates, LLC ($2.2M) and Commonwealth Equity Services, LLC ($1.5M).

Company
Pgim S&P 500 Buffer 20-Mar
Filed as
PGIM ROCK ETF TR (Q4 2025)
CUSIP
69420N601
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 2Q1 2024Q2 2024: 5Q2 2024Q3 2024: 7Q3 2024Q4 2024: 7Q4 2024Q1 2025: 10Q1 2025Q2 2025: 9Q2 2025Q3 2025: 9Q3 2025Q4 2025: 11Q4 2025Q1 2026: 16Q1 2026Q2 2026: 16Q2 2026

Total Exit/New Position Q3 2025 → Q4 2025

InstitutionsTotal Value
New Positions1$187K
Exits0$0

All 13F filers, Q3 2025 → Q4 2025: 56,366 shares bought and 19,111 shares sold, net +37,255 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 11 holders

Prudential Financial Inc. 0.01% Add +28.3% 228,050 $7.0M
Jim Saulnier & Associates, LLC 1.15% Reduce -3.8% 72,719 $2.2M
Commonwealth Equity Services, LLC 0.00% Reduce -8.0% 48,694 $1.5M
Blue Water Asset Management 0.20% — 17,804 $543K
Cetera Investment Advisers 0.00% No change 13,545 $413K
Three Seasons Wealth, LLC 0.03% No change 9,269 $283K
DHJJ Financial Advisors, Ltd. 0.09% No change 9,120 $278K
Kestra Advisory Services, LLC 0.00% New 6,120 $187K
Centaurus Financial, Inc. 0.01% Reduce -60.1% 4,334 $132K
UBS Group AG 0.00% Reduce -51.1% 1,087 $33K
Royal Bank of Canada 0.00% Reduce -84.4% 815 $25K

"% of holder's portfolio" is PBMR's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Mar the manager owns.