Pgim S&P 500 Buffer 20-MarPBMRETF
13F holders, Q1 2026 (March 31)16holders +5
6new positions
1sold out
$30.32avg. 13F price*
At the end of Q1 2026, 16 institutions reported holding Pgim S&P 500 Buffer 20-Mar (PBMR) in their 13F filings, up 5 from Q4 2025. 6 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($8.7M), Commonwealth Equity Services, LLC ($6.9M) and Smith, Moore & Co. ($3.0M).
- Company
- Pgim S&P 500 Buffer 20-Mar
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N601
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $5.8M |
| Exits | 1 | $33K |
All 13F filers, Q4 2025 → Q1 2026: 465,914 shares bought and 3,065 shares sold, net +462,849 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 16 holders
| Prudential Financial Inc. | 0.01% | Add +25.6% | 286,374 | $8.7M |
| Commonwealth Equity Services, LLC | 0.01% | Add +365.5% | 226,658 | $6.9M |
| Smith, Moore & Co. | 0.21% | New | 97,310 | $3.0M |
| Jim Saulnier & Associates, LLC | 1.40% | Add +30.4% | 94,790 | $2.9M |
| Spire Wealth Management | 0.04% | New | 43,146 | $1.3M |
| Cetera Investment Advisers | 0.00% | Add +31.0% | 17,748 | $538K |
| Blue Water Asset Management | 0.17% | Reduce -11.1% | 15,826 | $480K |
| LeClair Wealth Partners LLC | 0.17% | New | 15,826 | $480K |
| Raymond James Financial Inc. | 0.00% | New | 14,667 | $445K |
| Kingswood Wealth Advisors, LLC | 0.02% | New | 12,182 | $369K |
| DHJJ Financial Advisors, Ltd. | 0.12% | Add +32.9% | 12,123 | $368K |
| Kestra Advisory Services, LLC | 0.00% | Add +82.8% | 11,188 | $339K |
| Three Seasons Wealth, LLC | 0.11% | No change | 9,269 | $281K |
| Kintra Wealth, LLC | 0.02% | New | 8,367 | $254K |
| Royal Bank of Canada | 0.00% | Add +464.2% | 4,598 | $139K |
| Centaurus Financial, Inc. | 0.01% | No change | 4,334 | $131K |
"% of holder's portfolio" is PBMR's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Mar the manager owns.