Saratoga InvestmentSAR
13F holders, Q3 2025 (September 30)71holders +6
13new positions
6sold out
$24.40avg. 13F price*
At the end of Q3 2025, 71 institutions reported holding Saratoga Investment Corp. (SAR) in their 13F filings, up 6 from Q2 2025. 13 opened new positions and 6 sold out. The largest holders were Lido Advisors, LLC ($4.8M), Hennion & Walsh Asset Management, Inc. ($4.4M) and Private Advisor Group, LLC ($3.9M).
- Company
- Saratoga Investment Corp.
- CUSIP
- 80349A208
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 13 | $1.9M |
| Exits | 6 | $822K |
All 13F filers, Q2 2025 → Q3 2025: 230,698 shares bought and 299,185 shares sold, net −68,487 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 71 holders
| Lido Advisors, LLC | 0.02% | Add +6.2% | 197,873 | $4.8M |
| Hennion & Walsh Asset Management, Inc. | 0.16% | Reduce -13.7% | 180,063 | $4.4M |
| Private Advisor Group, LLC | 0.02% | Add +4.6% | 158,286 | $3.9M |
| Advisors Asset Management, Inc. | 0.05% | Add +9.8% | 115,641 | $2.8M |
| Two Sigma Investments, LP | 0.00% | Reduce -34.6% | 115,035 | $2.8M |
| LPL Financial LLC | 0.00% | Add +12.5% | 108,729 | $2.7M |
| Two Sigma Advisers, LP | 0.00% | Reduce -56.6% | 100,647 | $2.5M |
| BlackRock, Inc. | 0.00% | Add +42.0% | 98,866 | $2.4M |
| Legal & General Group Plc | 0.00% | Reduce -1.5% | 93,529 | $2.3M |
| Wells Fargo & Company | 0.00% | Reduce -16.7% | 84,099 | $2.1M |
| Morgan Stanley | 0.00% | Reduce -1.1% | 77,033 | $1.9M |
| Ameriprise Financial Inc. | 0.00% | Add +7.0% | 71,549 | $1.7M |
| International Assets Investment Management, LLC | 0.11% | No change | 52,610 | $1.3M |
| Ethos Financial Group, LLC | 0.10% | Add +10.8% | 53,833 | $1.3M |
| Trexquant Investment LP | 0.01% | Add +19.7% | 51,762 | $1.3M |
| BI Asset Management Fondsmaeglerselskab A/S | 0.01% | No change | 50,232 | $1.2M |
| Palogic Value Management, L.P. | 0.49% | No change | 46,680 | $1.1M |
| Wealthcare Advisory Partners LLC | 0.02% | Add +11.9% | 44,680 | $1.1M |
| Next Level Private LLC | 0.31% | Add +11.2% | 43,527 | $1.1M |
| Redhawk Wealth Advisors, Inc. | 0.11% | Add +18.4% | 40,356 | $984K |
| Virtus Investment Advisers, LLC | 0.25% | Reduce -0.0% | 36,285 | $885K |
| JB Capital Partners LP | 0.14% | No change | 33,847 | $808K |
| D.A. Davidson & Co. | 0.00% | Add +1.1% | 31,452 | $767K |
| Curi Capital, LLC | 0.01% | No change | 30,000 | $732K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +66.1% | 27,114 | $661K |
| Commonwealth Equity Services, LLC | 0.00% | Add +3.8% | 25,198 | $615K |
| Raymond James Financial Inc. | 0.00% | Reduce -25.3% | 23,072 | $563K |
| PFG Advisors | 0.02% | Add +0.0% | 21,917 | $535K |
| Cetera Investment Advisers | 0.00% | Add +98.4% | 20,018 | $488K |
| Royal Bank of Canada | 0.00% | Reduce -14.9% | 18,966 | $463K |
| NorthCoast Asset Management LLC | 0.00% | Reduce -0.2% | 17,813 | $434K |
| Brevan Howard Capital Management LP | 0.01% | New | 17,675 | $431K |
| Marshall Wace, LLP | 0.00% | New | 16,631 | $406K |
| Focus Financial Network, Inc. | 0.01% | New | 15,655 | $382K |
| Bard Associates Inc. | 0.09% | Reduce -10.0% | 14,256 | $348K |
| Sunbelt Securities, Inc. | 0.02% | Add +163.3% | 13,382 | $326K |
| VestGen Advisors, LLC | 0.01% | New | 12,759 | $311K |
| Aquatic Capital Management LLC | 0.01% | Add +4814.7% | 12,729 | $310K |
| Davidson Trust Co. | 0.11% | No change | 11,000 | $268K |
| HighTower Advisors, LLC | 0.00% | Add +0.2% | 10,860 | $265K |
| Wedbush Securities Inc. | 0.01% | No change | 10,700 | $261K |
| Susquehanna International Group, LLP | 0.00% | New | 10,346 | $252K |
| JPMorgan Chase & Co. | 0.00% | Reduce -2.6% | 7,125 | $174K |
| Osaic Holdings, Inc. | 0.00% | Add +5.8% | 6,616 | $168K |
| Register Financial Advisors LLC | 0.06% | Add +0.3% | 5,951 | $145K |
| Harbour Investments, Inc. | 0.00% | Add +197.3% | 2,973 | $73K |
| Simplex Trading, LLC | 0.00% | Add +282800.0% | 2,829 | $68K |
| Bartlett & Co. Wealth Management LLC | 0.00% | No change | 2,000 | $49K |
| Advisory Services Network, LLC | 0.00% | New | 1,841 | $45K |
| Quantbot Technologies LP | 0.00% | New | 1,464 | $36K |
| Promus Capital, LLC | 0.02% | No change | 1,273 | $31K |
| BNP Paribas Financial Markets | 0.00% | New | 1,006 | $25K |
| IFP Advisors, Inc | 0.00% | No change | 1,000 | $24K |
| UBS Group AG | 0.00% | Reduce -93.2% | 960 | $23K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 734 | $18K |
| Bank of America Corp. | 0.00% | No change | 700 | $17K |
| Evolution Wealth Management Inc. | 0.02% | Add +0.9% | 651 | $16K |
| State of Alaska, Department of Revenue | 0.00% | New | 630 | $15K |
| PFS Partners, LLC | 0.01% | No change | 503 | $12K |
| CIBC Private Wealth Group LLC | 0.00% | Reduce -28.6% | 500 | $12K |
| Eastern Bank | 0.00% | New | 400 | $10K |
| Harbor Asset Planning, Inc. | 0.01% | No change | 261 | $6K |
| Russell Investments Group, Ltd. | 0.00% | New | 160 | $4K |
| MAI Capital Management | 0.00% | No change | 125 | $3K |
| Strategic Investment Solutions, Inc. | 0.00% | No change | 100 | $2K |
| MJT & Associates Financial Advisory Group, Inc. | 0.00% | No change | 94 | $2K |
| Hantz Financial Services, Inc. | 0.00% | New | 75 | $2K |
| West Financial Advisors, LLC | 0.00% | Add +2.0% | 52 | $1K |
| Blue Trust, Inc. | 0.00% | New | 20 | $488 |
| Hurley Capital, LLC | 0.00% | No change | 14 | $341 |
| FMR LLC | 0.00% | Reduce -96.8% | 1 | $24 |
"% of holder's portfolio" is SAR's weight in each manager's 13F, not the share of Saratoga Investment Corp. the manager owns.