Advisors Asset Management, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed August 21, 2026), Advisors Asset Management, Inc. reported 1,460 stock positions worth $5.4 billion. Its top holding was Amazon.com (AMZN) at 2.8% of the portfolio, followed by Apple (AAPL, 2.2%) and Microsoft (MSFT, 2.2%). Compared with Q2 2024, it opened 84 new positions, sold out of 60, added to 687 and reduced 684. The biggest buy was Clearbridge Energy Midstream (EMO, shares +84%) and the biggest sale Amazon.com (AMZN, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- Monument, CO
- CIK
- 0001297376
- Portfolio Value
- $5.4B (Q3 2024)
- SEC Filing
- 0001999371-26-018452 ↗ filed Aug 21, 2026
Holdings Value
Holdings 1,460 stocks · $5.4B
| AMZN Amazon.com Inc. | 2.82% | 825,040 | $153.7M | Reduce -1.7% |
| AAPL Apple Inc. | 2.24% | 523,193 | $121.9M | Reduce -0.5% |
| MSFT Microsoft Corp. | 2.24% | 283,057 | $121.8M | Reduce -0.2% |
| META Meta Platforms Inc. Class A | 1.84% | 174,820 | $100.1M | Reduce -5.2% |
| GOOGL Alphabet Inc. Class A | 1.72% | 565,481 | $93.8M | Reduce -1.3% |
| WMT Walmart Inc. | 1.15% | 772,260 | $62.4M | Add +10.4% |
| V Visa Inc. Class A | 1.13% | 224,515 | $61.7M | Add +2.7% |
| MA Mastercard Inc. Class A | 1.09% | 120,121 | $59.3M | Add +1.2% |
| VZ Verizon Communications Inc. | 1.08% | 1,307,008 | $58.7M | Add +0.9% |
| AVGO Broadcom Inc. | 0.99% | 313,794 | $54.1M | Reduce -24.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.96% | 236,628 | $52.3M | Reduce -3.3% |
| MMM 3M Co. | 0.80% | 319,370 | $43.7M | Reduce -11.2% |
| CSCO Cisco Systems Inc. | 0.73% | 748,852 | $39.9M | Reduce -1.4% |
| T AT&T Inc. | 0.68% | 1,679,313 | $36.9M | Add +2.4% |
| HD Home Depot Inc. | 0.67% | 90,340 | $36.6M | Add +2.7% |
| LLY Eli Lilly & Co. | 0.67% | 40,932 | $36.3M | Reduce -14.5% |
| AMGN Amgen Inc. | 0.66% | 111,492 | $35.9M | Reduce -2.0% |
| AXP American Express Co. | 0.66% | 132,198 | $35.9M | Reduce -5.1% |
| DOW Dow Inc. | 0.60% | 593,926 | $32.4M | Reduce -0.3% |
| LMT Lockheed Martin Corp. | 0.58% | 54,459 | $31.8M | Reduce -6.3% |
| KO The Coca-Cola Co. | 0.58% | 439,498 | $31.6M | Add +11.7% |
| MRK Merck & Co. Inc. | 0.56% | 268,576 | $30.5M | Reduce -0.8% |
| CVX Chevron Corp. | 0.55% | 204,930 | $30.2M | Reduce -5.0% |
| SHOP Shopify Inc. Class A | 0.54% | 366,015 | $29.3M | Reduce -2.0% |
| UPS United Parcel Service Class B | 0.53% | 211,163 | $28.8M | Add +6.8% |
| GLW Corning Inc. | 0.53% | 633,664 | $28.6M | Reduce -7.3% |
| EMO Clearbridge Energy Midstream | 0.52% | 671,276 | $28.3M | Add +83.8% |
| ABBV Abbvie Inc. | 0.51% | 140,098 | $27.7M | Reduce -21.8% |
| TMUS T-Mobile US Inc. | 0.51% | 133,369 | $27.5M | Add +1.4% |
| TXN Texas Instruments Inc. | 0.48% | 127,197 | $26.3M | Reduce -4.4% |
| FDX FedEx Corp. | 0.46% | 92,269 | $25.3M | Reduce -4.5% |
| AMT American Tower Corp. | 0.46% | 106,750 | $24.8M | Add +3.6% |
| JNJ Johnson & Johnson | 0.45% | 151,260 | $24.5M | Add +4.5% |
| UNH Unitedhealth Group Inc. | 0.44% | 41,094 | $24.0M | Reduce -1.9% |
| NEE Nextera Energy Inc. | 0.42% | 272,853 | $23.1M | Reduce -3.3% |
| HPQ HP Inc. | 0.42% | 641,409 | $23.0M | Add +0.3% |
| CMCSA Comcast Corp. Class A | 0.42% | 542,115 | $22.6M | Add +2.6% |
| COST Costco Wholesale Corp. | 0.41% | 24,909 | $22.1M | Add +2.5% |
| APD Air Products & Chemicals Inc. | 0.40% | 73,952 | $22.0M | Reduce -13.4% |
| XNIEX Virtus Equity & Convertible | 0.40% | 954,978 | $22.0M | Add +2.6% |
| NVDA Nvidia Corp. | 0.40% | 180,476 | $21.9M | Add +13.3% |
| GILD Gilead Sciences Inc. | 0.39% | 254,836 | $21.4M | Reduce -6.9% |
| PYPL PayPal Holdings Inc. | 0.39% | 270,734 | $21.1M | Add +0.2% |
| KYN Kayne Anderson Energy Infra | 0.39% | 1,916,052 | $21.1M | Add +6.6% |
| NFJ Virtus DVD Intrst & PRM STR | 0.37% | 1,539,493 | $20.1M | Reduce -6.8% |
| PFE Pfizer Inc. | 0.37% | 689,185 | $19.9M | Add +4.3% |
| PG The Procter & Gamble Co. | 0.36% | 112,791 | $19.5M | Reduce -11.1% |
| GS Goldman Sachs Group Inc. | 0.36% | 39,404 | $19.5M | Add +1.9% |
| ORCL Oracle Corp. | 0.35% | 110,940 | $18.9M | Add +18.1% |
| EIPI FT Energy Income ETF | 0.32% | 913,342 | $17.7M | Reduce -7.5% |
| PEP Pepsico Inc. | 0.32% | 103,755 | $17.6M | Reduce -11.4% |
| CCI Crown Castle Inc. | 0.32% | 146,334 | $17.4M | Reduce -0.6% |
| JPM JPMorgan Chase & Co. | 0.30% | 76,818 | $16.2M | Reduce -2.3% |
| MO Altria Group Inc. | 0.30% | 315,656 | $16.1M | Reduce -1.7% |
| SBUX Starbucks Corp. | 0.29% | 160,464 | $15.6M | Reduce -19.2% |
| PANW Palo Alto Networks Inc. | 0.29% | 45,435 | $15.5M | Reduce -11.4% |
| RTX RTX Corp. | 0.28% | 126,538 | $15.3M | Reduce -16.7% |
| ACN Accenture PLC Class A | 0.28% | 43,300 | $15.3M | Add +1.1% |
| D Dominion Energy Inc. | 0.28% | 263,985 | $15.3M | Reduce -4.0% |
| XOM Exxon Mobil Corp. | 0.28% | 128,070 | $15.0M | Reduce -24.3% |
| PM Philip Morris International | 0.28% | 123,461 | $15.0M | Reduce -11.2% |
| MDT Medtronic PLC | 0.27% | 166,057 | $15.0M | Add +8.1% |
| PAYX Paychex Inc. | 0.27% | 110,903 | $14.9M | Reduce -7.3% |
| ETN Eaton Corp. PLC | 0.27% | 44,391 | $14.7M | Reduce -16.3% |
| BCC Boise Cascade Co. | 0.27% | 104,004 | $14.7M | Reduce -8.8% |
| XYZ Block Inc. | 0.27% | 217,390 | $14.6M | Add +0.2% |
| CCOI Cogent Communications Holdin | 0.27% | 191,331 | $14.5M | Add +1.7% |
| CWEN.A Clearway Energy Inc. Class A | 0.27% | 508,596 | $14.5M | Add +5.8% |
| KNTK Kinetik Holdings Inc. | 0.27% | 318,938 | $14.4M | Add +26.3% |
| ADP Automatic Data Processing | 0.26% | 52,024 | $14.4M | Reduce -3.9% |
| PWR Quanta Services Inc. | 0.26% | 47,823 | $14.3M | Reduce -2.6% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.26% | 118,549 | $13.9M | Reduce -7.0% |
| VGR Vector Group Ltd. | 0.25% | 921,770 | $13.8M | Reduce -8.8% |
| BR Broadridge Financial Solutio | 0.25% | 63,741 | $13.7M | Reduce -0.5% |
| PINS Pinterest Inc. Class A | 0.25% | 421,325 | $13.6M | Add +3.3% |
| IPG Interpublic Group of Cos Inc. | 0.25% | 426,349 | $13.5M | Add +9.6% |
| CHTR Charter Communications Inc. Class A | 0.25% | 41,587 | $13.5M | Add +7.0% |
| MLM Martin Marietta Materials | 0.25% | 24,995 | $13.5M | Add +5.3% |
| TMO Thermo Fisher Scientific Inc. | 0.25% | 21,703 | $13.4M | Add +5.7% |
| BKE The Buckle Inc. | 0.24% | 302,398 | $13.3M | Reduce -2.1% |
| BLK BlackRock Finance Inc. | 0.24% | 13,862 | $13.2M | Add +6.7% |
| MSI Motorola Solutions Inc. | 0.24% | 29,260 | $13.2M | Add +10.8% |
| AGNC AGNC Investment Corp. | 0.24% | 1,248,619 | $13.1M | Add +27.4% |
| LOW Lowe's Cos Inc. | 0.24% | 47,636 | $12.9M | Reduce -3.3% |
| OGN Organon & Co. | 0.23% | 660,564 | $12.6M | Add +3.1% |
| INTU Intuit Inc. | 0.23% | 20,034 | $12.4M | Add +3.3% |
| MCD McDonald's Corp. | 0.23% | 40,738 | $12.4M | Reduce -15.6% |
| VRTX Vertex Pharmaceuticals Inc. | 0.23% | 26,467 | $12.3M | Add +14.5% |
| EME Emcor Group Inc. | 0.23% | 28,506 | $12.3M | Add +14.3% |
| AXON Axon Enterprise Inc. | 0.22% | 30,442 | $12.2M | Add +2.9% |
| RVT Royce Small-Cap Trust Inc. | 0.22% | 771,025 | $12.1M | Reduce -0.7% |
| XEXGX Eaton Vance Tax-Managed Glob | 0.22% | 1,387,047 | $12.1M | Add +2.8% |
| ITW Illinois Tool Works | 0.22% | 46,140 | $12.1M | Reduce -0.1% |
| CHW Calamos Global Dynamic Incom | 0.22% | 1,683,751 | $12.1M | Add +25.7% |
| AVA Avista Corp. | 0.22% | 311,547 | $12.1M | Add +25.1% |
| BX Blackstone Inc. | 0.22% | 78,203 | $12.0M | Add +1.5% |
| URI United Rentals Inc. | 0.22% | 14,630 | $11.8M | Add +2.6% |
| TSCO Tractor Supply Company | 0.22% | 40,537 | $11.8M | Reduce -1.8% |
| UVV Universal Corp. | 0.22% | 221,695 | $11.8M | Add +2.3% |
| PDX PIMCO Dynamic Income Strat | 0.22% | 498,761 | $11.8M | Add +12.9% |
Portfolio Sells Q2 2024 → Q3 2024
| AMZN Amazon.com Inc. | Reduce -1.7% | 2.82% | −0.34 |
| GOOGL Alphabet Inc. Class A | Reduce -1.3% | 1.72% | −0.31 |
| AVGO Broadcom Inc. | Reduce -24.1% | 0.99% | −0.30 |
| CLEARBRIDGE MLP AND MIDSTRM | Sold out | 0.00% | −0.24 |
| MSFT Microsoft Corp. | Reduce -0.2% | 2.24% | −0.23 |
| LLY Eli Lilly & Co. | Reduce -14.5% | 0.67% | −0.18 |
| XOM Exxon Mobil Corp. | Reduce -24.3% | 0.28% | −0.10 |
| CVX Chevron Corp. | Reduce -5.0% | 0.55% | −0.10 |
| FDX FedEx Corp. | Reduce -4.5% | 0.46% | −0.10 |
| GAP The Gap Inc. | Reduce -86.4% | 0.01% | −0.10 |
| MRK Merck & Co. Inc. | Reduce -0.8% | 0.56% | −0.09 |
| QCOM Qualcomm Inc. | Reduce -20.5% | 0.17% | −0.09 |
| ABBV Abbvie Inc. | Reduce -21.8% | 0.51% | −0.09 |
| AFT Apollo Senior Floating Rate | Sold out | 0.00% | −0.09 |
| MLKN Millerknoll Inc. | Reduce -50.2% | 0.06% | −0.08 |
| COP Conocophillips | Reduce -21.5% | 0.14% | −0.07 |
| PTVE Pactiv Evergreen Inc. | Reduce -44.3% | 0.07% | −0.06 |
| HNI Hni Corp. | Reduce -64.3% | 0.04% | −0.06 |
| ARCH Arch Resources Inc. | Reduce -13.9% | 0.17% | −0.06 |
| MRSH Marsh & McLennan Cos | Reduce -28.1% | 0.14% | −0.06 |
| AMAT Applied Materials Inc. | Reduce -21.9% | 0.09% | −0.06 |
| DVN Devon Energy Corp. | Reduce -18.8% | 0.09% | −0.05 |
| PANW Palo Alto Networks Inc. | Reduce -11.4% | 0.29% | −0.05 |
| ETN Eaton Corp. PLC | Reduce -16.3% | 0.27% | −0.05 |
| PEP Pepsico Inc. | Reduce -11.4% | 0.32% | −0.05 |
| WIRE Encore Wire Corp. | Sold out | 0.00% | −0.05 |
| PG The Procter & Gamble Co. | Reduce -11.1% | 0.36% | −0.05 |
| MDLZ Mondelez International Inc. Class A | Reduce -23.6% | 0.20% | −0.05 |
| KRO Kronos Worldwide Inc. | Reduce -24.4% | 0.11% | −0.05 |
| ROK Rockwell Automation Inc. | Reduce -22.4% | 0.11% | −0.04 |
| TFC Truist Financial Corp. | Reduce -39.3% | 0.07% | −0.04 |
| IP International Paper Co. | Reduce -22.5% | 0.20% | −0.04 |
| PSX Phillips 66 | Reduce -8.0% | 0.18% | −0.04 |
| PLD Prologis Inc. | Reduce -25.8% | 0.15% | −0.04 |
| SIRI Sirius XM Holdings Inc. | Sold out | 0.00% | −0.04 |
| AGR Avangrid Inc. | Reduce -21.9% | 0.11% | −0.04 |
| NEM Newmont Corp. | Reduce -50.5% | 0.06% | −0.04 |
| EXE Expand Energy Corp. | Reduce -64.8% | 0.02% | −0.04 |
| AGCO Agco Corp. | Reduce -15.2% | 0.15% | −0.04 |
| NLY Annaly Capital Management Inc. | Reduce -17.8% | 0.17% | −0.04 |
| SRE Sempra | Reduce -29.2% | 0.10% | −0.04 |
| PNC PNC Financial Services Group | Reduce -27.9% | 0.15% | −0.04 |
| WSO Watsco Inc. | Reduce -24.9% | 0.11% | −0.04 |
| AMGN Amgen Inc. | Reduce -2.0% | 0.66% | −0.03 |
| XAODX Abrdn Total Dynamic Dividend | Reduce -17.6% | 0.18% | −0.03 |
| NTAP Netapp Inc. | Reduce -37.1% | 0.04% | −0.03 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -18.4% | 0.11% | −0.03 |
| EIPI FT Energy Income ETF | Reduce -7.5% | 0.32% | −0.03 |
| ECAT BlackRock ESG Cap All TRM TR | Reduce -13.8% | 0.15% | −0.03 |
| OGE Oge Energy Corp. | Reduce -37.7% | 0.07% | −0.03 |
Portfolio Buys Q2 2024 → Q3 2024
| EMO Clearbridge Energy Midstream | Add +83.8% | 0.52% | +0.22 |
| WMT Walmart Inc. | Add +10.4% | 1.15% | +0.22 |
| KO The Coca-Cola Co. | Add +11.7% | 0.58% | +0.09 |
| ORCL Oracle Corp. | Add +18.1% | 0.35% | +0.09 |
| PYPL PayPal Holdings Inc. | Add +0.2% | 0.39% | +0.08 |
| HD Home Depot Inc. | Add +2.7% | 0.67% | +0.08 |
| BMY Bristol-Myers Squibb Co. | Add +30.1% | 0.20% | +0.07 |
| MA Mastercard Inc. Class A | Add +1.2% | 1.09% | +0.07 |
| T AT&T Inc. | Add +2.4% | 0.68% | +0.07 |
| AMT American Tower Corp. | Add +3.6% | 0.46% | +0.07 |
| KNTK Kinetik Holdings Inc. | Add +26.3% | 0.27% | +0.06 |
| CCOI Cogent Communications Holdin | Add +1.7% | 0.27% | +0.06 |
| AGNC AGNC Investment Corp. | Add +27.4% | 0.24% | +0.06 |
| MFIC Midcap Financial Investment | Add +139.5% | 0.11% | +0.05 |
| AVA Avista Corp. | Add +25.1% | 0.22% | +0.05 |
| AXON Axon Enterprise Inc. | Add +2.9% | 0.22% | +0.05 |
| CWEN.A Clearway Energy Inc. Class A | Add +5.8% | 0.27% | +0.05 |
| TMUS T-Mobile US Inc. | Add +1.4% | 0.51% | +0.05 |
| GEHC GE Healthcare Technology | Add +28.2% | 0.17% | +0.05 |
| GEV GE Vernova Inc. | Add +313.3% | 0.06% | +0.05 |
| GEF.B Greif Inc. Class B | Add +36.7% | 0.16% | +0.05 |
| MPT Medical Properties Trust Inc. | Add +16.4% | 0.15% | +0.05 |
| NWN Northwest Natural Holding Co. | Add +143.4% | 0.08% | +0.05 |
| EME Emcor Group Inc. | Add +14.3% | 0.23% | +0.05 |
| IRM Iron Mountain Inc. | Add +21.0% | 0.14% | +0.05 |
| WHR Whirlpool Corp. | Add +39.5% | 0.17% | +0.05 |
| MAN Manpowergroup Inc. | Add +149.4% | 0.07% | +0.04 |
| WEN The Wendy's Co. | Add +187.1% | 0.07% | +0.04 |
| CMI Cummins Inc. | Add +23.5% | 0.16% | +0.04 |
| MSI Motorola Solutions Inc. | Add +10.8% | 0.24% | +0.04 |
| CHW Calamos Global Dynamic Incom | Add +25.7% | 0.22% | +0.04 |
| BLK BlackRock Finance Inc. | Add +6.7% | 0.24% | +0.04 |
| CVS CVS Health Corp. | Add +35.1% | 0.15% | +0.04 |
| UBER Uber Technologies Inc. | Add +32.3% | 0.18% | +0.04 |
| GVA Granite Construction Inc. | Add +17.6% | 0.13% | +0.04 |
| MDT Medtronic PLC | Add +8.1% | 0.27% | +0.04 |
| BXMT Blackstone Mortgage Tru Class A | Add +167.8% | 0.06% | +0.04 |
| HUN Huntsman Corp. | Add +267.6% | 0.05% | +0.04 |
| JNJ Johnson & Johnson | Add +4.5% | 0.45% | +0.04 |
| URI United Rentals Inc. | Add +2.6% | 0.22% | +0.04 |
| BGB Blackstone Strategic Credit | Add +62.0% | 0.10% | +0.04 |
| NOW ServiceNow Inc. | Add +19.0% | 0.17% | +0.04 |
| LIN Linde PLC | Add +21.5% | 0.19% | +0.04 |
| SIRI Sirius XM Holdings Inc. | New | 0.04% | +0.04 |
| GUG Guggenheim Active Allocation | Add +27.2% | 0.15% | +0.04 |
| VZ Verizon Communications Inc. | Add +0.9% | 1.08% | +0.04 |
| PCAR Paccar Inc. | Add +80.1% | 0.09% | +0.04 |
| CC The Chemours Co. | New | 0.04% | +0.04 |
| BX Blackstone Inc. | Add +1.5% | 0.22% | +0.03 |
| CLX Clorox Company | Add +43.4% | 0.09% | +0.03 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,408 | $6.6B | GOOGL, AMZN, AAPL, MSFT, META |
| Q1 2026 | 1,451 | $6.0B | GOOGL, AMZN, AAPL, MSFT, WMT |
| Q4 2025Amended | 1,447 | $6.0B | GOOGL, AMZN, AAPL, MSFT, META |
| Q3 2025Amended | 1,453 | $5.9B | AMZN, MSFT, GOOGL, AAPL, META |
| Q2 2025Amended | 1,472 | $5.6B | AMZN, MSFT, META, AAPL, GOOGL |
| Q1 2025Amended | 1,492 | $5.3B | AMZN, AAPL, MSFT, GOOGL, META |
| Q4 2024Amended | 1,476 | $5.4B | AMZN, AAPL, MSFT, GOOGL, META |
| Q3 2024Amended | 1,460 | $5.4B | AMZN, AAPL, MSFT, META, GOOGL |
| Q2 2024Amended | 1,436 | $5.1B | AMZN, MSFT, AAPL, GOOGL, META |
| Q1 2024Amended | 1,395 | $5.2B | AMZN, MSFT, META, GOOGL, AAPL |