Advisors Asset Management, Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Advisors Asset Management, Inc. reported 1,451 stock positions worth $6.0 billion. Its top holding was Alphabet Class A (GOOGL) at 2.7% of the portfolio, followed by Amazon.com (AMZN, 2.6%) and Apple (AAPL, 2.2%). Compared with Q4 2025, it opened 71 new positions, sold out of 67, added to 703 and reduced 633. The biggest buy was Dow (DOW, shares +2%) and the biggest sale Microsoft (MSFT, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- Monument, CO
- CIK
- 0001297376
- Portfolio Value
- $6.0B (Q1 2026)
- SEC Filing
- 0002000324-26-001941 ↗ filed May 15, 2026
Holdings Value
Holdings 1,451 stocks · $6.0B
| GOOGL Alphabet Inc. Class A | 2.66% | 556,253 | $160.0M | Reduce -6.9% |
| AMZN Amazon.com Inc. | 2.59% | 746,280 | $155.4M | Reduce -3.4% |
| AAPL Apple Inc. | 2.22% | 525,365 | $133.3M | Reduce -4.1% |
| MSFT Microsoft Corp. | 1.69% | 274,697 | $101.7M | Reduce -2.4% |
| WMT Walmart Inc. | 1.55% | 749,714 | $93.2M | Reduce -7.1% |
| META Meta Platforms Inc. Class A | 1.44% | 151,808 | $86.9M | Reduce -1.7% |
| VZ Verizon Communications Inc. | 1.00% | 1,199,801 | $60.2M | Reduce -2.9% |
| V Visa Inc. Class A | 0.97% | 192,243 | $58.1M | Reduce -1.8% |
| MA Mastercard Inc. Class A | 0.94% | 112,999 | $56.5M | Reduce -2.7% |
| AVGO Broadcom Inc. | 0.70% | 136,680 | $42.3M | Reduce -8.1% |
| MRK Merck & Co. Inc. | 0.70% | 349,476 | $42.0M | Add +2.0% |
| JNJ Johnson & Johnson | 0.68% | 166,776 | $40.8M | Reduce -7.3% |
| SHOP Shopify Inc. Class A | 0.67% | 339,637 | $40.3M | Reduce -1.9% |
| CVX Chevron Corp. | 0.66% | 192,254 | $39.8M | Reduce -0.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.64% | 158,446 | $38.4M | Reduce -3.4% |
| COST Costco Wholesale Corp. | 0.62% | 37,305 | $37.2M | Add +2.7% |
| GLW Corning Inc. | 0.61% | 270,186 | $36.7M | Reduce -12.3% |
| AMGN Amgen Inc. | 0.61% | 103,779 | $36.5M | Reduce -2.9% |
| T AT&T Inc. | 0.60% | 1,251,122 | $36.3M | Reduce -6.0% |
| CSCO Cisco Systems Inc. | 0.59% | 460,735 | $35.7M | Reduce -11.1% |
| UPS United Parcel Service Class B | 0.57% | 346,633 | $34.1M | Add +7.2% |
| TXN Texas Instruments Inc. | 0.55% | 170,722 | $33.1M | Add +6.2% |
| TMUS T-Mobile US Inc. | 0.52% | 148,260 | $31.1M | Add +0.6% |
| AXP American Express Co. | 0.51% | 102,153 | $30.9M | Reduce -3.5% |
| KO The Coca-Cola Co. | 0.48% | 380,240 | $28.9M | Reduce -0.5% |
| NVDA Nvidia Corp. | 0.48% | 166,070 | $28.7M | Add +4.7% |
| HD Home Depot Inc. | 0.47% | 86,384 | $28.4M | Add +7.9% |
| KYN Kayne Anderson Energy Infra | 0.46% | 1,915,888 | $27.4M | Add +3.9% |
| GEV GE Vernova Inc. | 0.45% | 30,896 | $27.0M | Reduce -7.7% |
| LMT Lockheed Martin Corp. | 0.43% | 42,991 | $26.0M | Reduce -6.0% |
| PFE Pfizer Inc. | 0.41% | 881,273 | $24.7M | Reduce -4.0% |
| PWR Quanta Services Inc. | 0.41% | 44,835 | $24.6M | Reduce -4.8% |
| GS Goldman Sachs Group Inc. | 0.41% | 29,001 | $24.5M | Reduce -0.6% |
| PG The Procter & Gamble Co. | 0.40% | 168,405 | $24.3M | Add +3.3% |
| FDX FedEx Corp. | 0.40% | 67,898 | $24.2M | Reduce -1.9% |
| PH Parker Hannifin Corp. | 0.40% | 26,982 | $24.2M | Add +5.1% |
| CMI Cummins Inc. | 0.40% | 44,229 | $23.8M | Reduce -0.2% |
| CMCSA Comcast Corp. Class A | 0.39% | 814,104 | $23.4M | Add +14.4% |
| CLS Celestica Inc. | 0.39% | 82,858 | $23.3M | Reduce -5.8% |
| NEE Nextera Energy Inc. | 0.38% | 242,947 | $22.6M | Add +2.8% |
| JPM JPMorgan Chase & Co. | 0.37% | 76,505 | $22.5M | Add +0.8% |
| APH Amphenol Corp. Class A | 0.37% | 177,437 | $22.4M | Reduce -4.3% |
| MU Micron Technology Inc. | 0.36% | 64,483 | $21.8M | Add +8.1% |
| GILD Gilead Sciences Inc. | 0.36% | 155,253 | $21.6M | Reduce -4.5% |
| TYG Tortoise Energy Infrastruct | 0.35% | 422,473 | $21.1M | Add +10.7% |
| MUC BlackRock Munihold Ca QLTY | 0.34% | 1,991,413 | $20.7M | Add +47.4% |
| LLY Eli Lilly & Co. | 0.34% | 22,367 | $20.6M | Reduce -1.6% |
| PLTR Palantir Technologies Inc. Class A | 0.34% | 139,872 | $20.5M | Add +6.5% |
| RTX RTX Corp. | 0.33% | 102,208 | $19.7M | Add +1.4% |
| NAC Nuveen Ca QLTY Muni Inc. | 0.32% | 1,649,774 | $19.2M | Add +22.3% |
| XSSPX Nuveen S&P 500 Dynam Overwr | 0.32% | 1,194,048 | $19.2M | Add +3.5% |
| ABBV Abbvie Inc. | 0.32% | 87,244 | $19.0M | Add +8.6% |
| AMT American Tower Corp. | 0.31% | 107,630 | $18.6M | Reduce -5.4% |
| EME Emcor Group Inc. | 0.31% | 25,036 | $18.5M | Add +1.1% |
| PANW Palo Alto Networks Inc. | 0.31% | 114,746 | $18.4M | Add +16.0% |
| LRCX Lam Research Corp. | 0.30% | 85,356 | $18.2M | Reduce -9.9% |
| XGDVX Gabelli Dividend & Income TR | 0.30% | 667,882 | $18.0M | Add +18.0% |
| ORCL Oracle Corp. | 0.29% | 118,368 | $17.4M | Reduce -7.8% |
| DOW Dow Inc. filed as DOW HLDGS INC | 0.29% | 413,560 | $17.2M | Add +1.7% |
| HWM Howmet Aerospace Inc. | 0.28% | 74,106 | $17.1M | Reduce -3.0% |
| MO Altria Group Inc. | 0.28% | 252,586 | $16.7M | Reduce -6.0% |
| UNH Unitedhealth Group Inc. | 0.28% | 61,167 | $16.6M | Add +26.7% |
| CCI Crown Castle Inc. | 0.27% | 202,606 | $16.5M | Add +0.1% |
| UBER Uber Technologies Inc. | 0.27% | 227,271 | $16.3M | Add +5.4% |
| XNIEX Virtus Equity & Convertible | 0.26% | 681,713 | $15.9M | Reduce -21.1% |
| DPG Duff & Phelps Utility & Inc. | 0.26% | 1,086,566 | $15.7M | Add +0.6% |
| VLO Valero Energy Corp. | 0.26% | 63,255 | $15.6M | Reduce -1.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.26% | 97,620 | $15.6M | Reduce -12.4% |
| MSI Motorola Solutions Inc. | 0.26% | 35,571 | $15.4M | Add +16.6% |
| MTZ Mastec Inc. | 0.26% | 47,695 | $15.3M | Add +12.9% |
| CWEN.A Clearway Energy Inc. Class A | 0.25% | 387,715 | $15.2M | Reduce -9.3% |
| ITW Illinois Tool Works | 0.25% | 58,021 | $15.1M | Add +4.2% |
| GE General Electric filed as GE AEROSPACE | 0.25% | 52,992 | $15.0M | Add +14.2% |
| ATI Ati Inc. | 0.25% | 102,505 | $14.9M | Add +5.3% |
| NCZ Virtus Convertible & Income | 0.24% | 1,093,317 | $14.7M | Add +3.9% |
| VNOM Viper Energy Inc. Class A | 0.24% | 307,159 | $14.4M | Reduce -3.3% |
| EOD Allspring Global Dividend Op | 0.24% | 2,455,504 | $14.3M | Reduce -0.8% |
| DELL Dell Technologies -C | 0.24% | 86,652 | $14.2M | Add +7.9% |
| BMY Bristol-Myers Squibb Co. | 0.24% | 234,256 | $14.2M | Add +5.4% |
| MS Morgan Stanley | 0.23% | 84,909 | $14.0M | Add +8.6% |
| MHD BlackRock Muniholdings Fund | 0.23% | 1,236,235 | $13.9M | Add +91.9% |
| PEP Pepsico Inc. | 0.23% | 89,018 | $13.8M | Reduce -2.2% |
| ACN Accenture PLC Class A | 0.23% | 69,265 | $13.7M | Add +10.3% |
| OKE Oneok Inc. | 0.23% | 150,892 | $13.6M | Add +16.1% |
| TPC Tutor Perini Corp. | 0.22% | 173,993 | $13.4M | Add +4.7% |
| VTRS Viatris Inc. | 0.22% | 983,531 | $13.3M | Add +12.6% |
| CW Curtiss-Wright Corp. | 0.22% | 19,250 | $13.1M | Reduce -1.8% |
| EMO Clearbridge Energy Midstream | 0.22% | 244,836 | $12.9M | Reduce -6.3% |
| VCV Invesco Ca Val Muni Inc. TR | 0.21% | 1,232,902 | $12.9M | Add +7.2% |
| EIX Edison International | 0.21% | 175,273 | $12.8M | Add +18.6% |
| XNCMX Nuveen Ca Amt-FR Muni Inc. | 0.21% | 1,076,013 | $12.8M | Add +11.5% |
| XBOEX BlackRock Enh GLBL DVD TR | 0.21% | 1,161,096 | $12.7M | Add +14.8% |
| KMI Kinder Morgan Inc. | 0.21% | 378,864 | $12.7M | Add +6.9% |
| ANET Arista Networks Inc. | 0.21% | 103,071 | $12.7M | Add +5.2% |
| KNTK Kinetik Holdings Inc. | 0.21% | 260,977 | $12.6M | Add +1.8% |
| TBLD Thornburg Income Builder Opp | 0.21% | 592,552 | $12.5M | Reduce -12.3% |
| STRL Sterling Infrastructure Inc. | 0.21% | 30,635 | $12.5M | Add +6.1% |
| MLM Martin Marietta Materials | 0.21% | 21,036 | $12.4M | Add +5.3% |
| APD Air Products & Chemicals Inc. | 0.21% | 42,446 | $12.3M | Add +2.9% |
| ENB Enbridge Inc. | 0.20% | 226,520 | $12.3M | Add +6.0% |
Portfolio Sells Q4 2025 → Q1 2026
| MSFT Microsoft Corp. | Reduce -2.4% | 1.69% | −0.59 |
| GOOGL Alphabet Inc. Class A | Reduce -6.9% | 2.66% | −0.48 |
| AMZN Amazon.com Inc. | Reduce -3.4% | 2.59% | −0.41 |
| AAPL Apple Inc. | Reduce -4.1% | 2.22% | −0.28 |
| META Meta Platforms Inc. Class A | Reduce -1.7% | 1.44% | −0.27 |
| SHOP Shopify Inc. Class A | Reduce -1.9% | 0.67% | −0.27 |
| V Visa Inc. Class A | Reduce -1.8% | 0.97% | −0.19 |
| IBM Intl Business Machines Corp. | Reduce -3.4% | 0.64% | −0.18 |
| MA Mastercard Inc. Class A | Reduce -2.7% | 0.94% | −0.17 |
| AVGO Broadcom Inc. | Reduce -8.1% | 0.70% | −0.16 |
| AXP American Express Co. | Reduce -3.5% | 0.51% | −0.14 |
| ORCL Oracle Corp. | Reduce -7.8% | 0.29% | −0.13 |
| XMVTX BlackRock Munivest Fund II | Sold out | 0.00% | −0.10 |
| XNIEX Virtus Equity & Convertible | Reduce -21.1% | 0.26% | −0.10 |
| NOW ServiceNow Inc. | Reduce -2.9% | 0.16% | −0.09 |
| CYBR Cyberark Software Ltd./Israel | Sold out | 0.00% | −0.08 |
| PYPL PayPal Holdings Inc. | Reduce -19.5% | 0.14% | −0.08 |
| XBFZX BlackRock Ca Muni Inc. TR | Sold out | 0.00% | −0.08 |
| BR Broadridge Financial Solutio | Reduce -12.6% | 0.14% | −0.08 |
| NFJ Virtus DVD Intrst & PRM STR | Reduce -27.6% | 0.18% | −0.08 |
| CSCO Cisco Systems Inc. | Reduce -11.1% | 0.59% | −0.08 |
| CVS CVS Health Corp. | Reduce -36.6% | 0.10% | −0.07 |
| INTU Intuit Inc. | Reduce -14.6% | 0.09% | −0.07 |
| LLY Eli Lilly & Co. | Reduce -1.6% | 0.34% | −0.07 |
| BX Blackstone Inc. | Reduce -27.1% | 0.08% | −0.07 |
| MUE BlackRock Munihold QLT FD II | Sold out | 0.00% | −0.07 |
| KSS Kohls Corp. | Reduce -65.0% | 0.02% | −0.06 |
| XYZ Block Inc. | Reduce -18.2% | 0.18% | −0.06 |
| ISRG Intuitive Surgical Inc. | Reduce -9.4% | 0.16% | −0.06 |
| BFK BlackRock Municipal Inc. TRST | Sold out | 0.00% | −0.06 |
| F Ford Motor Co. | Reduce -32.9% | 0.08% | −0.05 |
| BDJ BlackRock Enhanced Eqty DVD | Reduce -50.8% | 0.04% | −0.05 |
| AIO Virtus Artific Intel & Tech | Reduce -39.0% | 0.08% | −0.05 |
| MDT Medtronic PLC | Reduce -18.0% | 0.14% | −0.05 |
| DK Delek US Holdings Inc. | Reduce -78.1% | 0.02% | −0.05 |
| CLS Celestica Inc. | Reduce -5.8% | 0.39% | −0.05 |
| APH Amphenol Corp. Class A | Reduce -4.3% | 0.37% | −0.05 |
| AXON Axon Enterprise Inc. | Reduce -18.4% | 0.07% | −0.05 |
| NWE Northwestern Energy Group Inc. | Reduce -50.8% | 0.04% | −0.04 |
| SPGI S&P Global Inc. | Reduce -3.8% | 0.15% | −0.04 |
| SYK Stryker Corp. | Reduce -14.0% | 0.17% | −0.04 |
| AM Antero Midstream Corp. | Reduce -65.8% | 0.03% | −0.04 |
| CPZ Calamos LNG/SHRT Eqty & DYN | Reduce -43.4% | 0.04% | −0.04 |
| GNL Global Net Lease Inc. | Reduce -42.0% | 0.07% | −0.04 |
| MCD McDonald's Corp. | Reduce -19.5% | 0.17% | −0.04 |
| HTGC Hercules Capital Inc. | Reduce -15.7% | 0.08% | −0.04 |
| EOS Eaton Vance Enh Eqt Inc. II | Reduce -38.2% | 0.05% | −0.04 |
| UGI Ugi Corp. | Reduce -34.5% | 0.07% | −0.04 |
| AVK Advent Convert & Income | Reduce -12.4% | 0.13% | −0.04 |
| ADBE Adobe Inc. | Reduce -41.6% | 0.03% | −0.04 |
Portfolio Buys Q4 2025 → Q1 2026
| DOW Dow Inc. | Add +1.7% | 0.29% | +0.13 |
| MHD BlackRock Muniholdings Fund | Add +91.9% | 0.23% | +0.10 |
| MUC BlackRock Munihold Ca QLTY | Add +47.4% | 0.34% | +0.10 |
| MTZ Mastec Inc. | Add +12.9% | 0.26% | +0.10 |
| MRK Merck & Co. Inc. | Add +2.0% | 0.70% | +0.09 |
| COST Costco Wholesale Corp. | Add +2.7% | 0.62% | +0.09 |
| LITE Lumentum Holdings Inc. | Add +4.2% | 0.19% | +0.09 |
| TYG Tortoise Energy Infrastruct | Add +10.7% | 0.35% | +0.09 |
| TXN Texas Instruments Inc. | Add +6.2% | 0.55% | +0.08 |
| MYI BlackRock Muniyield QLTY III | Add +91.3% | 0.17% | +0.08 |
| MU Micron Technology Inc. | Add +8.1% | 0.36% | +0.08 |
| ESE Esco Technologies Inc. | Add +23.8% | 0.17% | +0.08 |
| KYN Kayne Anderson Energy Infra | Add +3.9% | 0.46% | +0.07 |
| DELL Dell Technologies -C | Add +7.9% | 0.24% | +0.07 |
| OKE Oneok Inc. | Add +16.1% | 0.23% | +0.07 |
| FIX Comfort Systems USA Inc. | Add +5.0% | 0.19% | +0.07 |
| PSX Phillips 66 | Add +11.8% | 0.18% | +0.06 |
| EIX Edison International | Add +18.6% | 0.21% | +0.06 |
| ATI Ati Inc. | Add +5.3% | 0.25% | +0.06 |
| MSI Motorola Solutions Inc. | Add +16.6% | 0.26% | +0.06 |
| STRL Sterling Infrastructure Inc. | Add +6.1% | 0.21% | +0.06 |
| CRS Carpenter Technology | Add +16.7% | 0.19% | +0.06 |
| NEE Nextera Energy Inc. | Add +2.8% | 0.38% | +0.06 |
| KNTK Kinetik Holdings Inc. | Add +1.8% | 0.21% | +0.06 |
| NOG Northern Oil and Gas Inc. | Add +51.1% | 0.11% | +0.05 |
| KLAC KLA Corp. | Add +40.2% | 0.13% | +0.05 |
| EME Emcor Group Inc. | Add +1.1% | 0.31% | +0.05 |
| NAC Nuveen Ca QLTY Muni Inc. | Add +22.3% | 0.32% | +0.05 |
| CAT Caterpillar Inc. | Add +27.7% | 0.14% | +0.05 |
| AZN Astrazeneca PLC | Add +33.1% | 0.17% | +0.05 |
| CF CF Industries Holdings Inc. | Add +38.9% | 0.09% | +0.05 |
| KMI Kinder Morgan Inc. | Add +6.9% | 0.21% | +0.05 |
| XOM Exxon Mobil Corp. | Add +1.6% | 0.16% | +0.05 |
| EMN Eastman Chemical Co. | Add +50.9% | 0.10% | +0.05 |
| WMB Williams Cos Inc. | Add +14.4% | 0.17% | +0.05 |
| DCO Ducommun Inc. | Add +42.6% | 0.10% | +0.04 |
| HON Honeywell International Inc. | Add +18.1% | 0.16% | +0.04 |
| PBR Petroleo Brasileiro-Spon ADR | Add +24.2% | 0.08% | +0.04 |
| ASML ASML Holding NV-NY Reg SHS | Add +33.2% | 0.11% | +0.04 |
| OSK Oshkosh Corp. | Add +14.8% | 0.16% | +0.04 |
| VRT Vertiv Holdings Co. Class A | Add +7.3% | 0.10% | +0.04 |
| NTR Nutrien Ltd. | Add +19.0% | 0.13% | +0.04 |
| VTRS Viatris Inc. | Add +12.6% | 0.22% | +0.04 |
| MYRG MYR Group Inc./Delaware | Add +6.2% | 0.15% | +0.04 |
| XPCQX PIMCO California Muni Inc. FD | Add +31.3% | 0.17% | +0.04 |
| BKR Baker Hughes Co. | Add +18.7% | 0.10% | +0.04 |
| ENFR Alerian Energy Infrastructur | Add +9.4% | 0.15% | +0.04 |
| MMT Aberdeen Multimarket Income | Add +124.4% | 0.07% | +0.04 |
| PAA Plains All Amer Pipeline LP | Add +5.0% | 0.16% | +0.04 |
| TPC Tutor Perini Corp. | Add +4.7% | 0.22% | +0.04 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,408 | $6.6B | GOOGL, AMZN, AAPL, MSFT, META |
| Q1 2026 | 1,451 | $6.0B | GOOGL, AMZN, AAPL, MSFT, WMT |
| Q4 2025Amended | 1,447 | $6.0B | GOOGL, AMZN, AAPL, MSFT, META |
| Q3 2025Amended | 1,453 | $5.9B | AMZN, MSFT, GOOGL, AAPL, META |
| Q2 2025Amended | 1,472 | $5.6B | AMZN, MSFT, META, AAPL, GOOGL |
| Q1 2025Amended | 1,492 | $5.3B | AMZN, AAPL, MSFT, GOOGL, META |
| Q4 2024Amended | 1,476 | $5.4B | AMZN, AAPL, MSFT, GOOGL, META |
| Q3 2024Amended | 1,460 | $5.4B | AMZN, AAPL, MSFT, META, GOOGL |
| Q2 2024Amended | 1,436 | $5.1B | AMZN, MSFT, AAPL, GOOGL, META |
| Q1 2024Amended | 1,395 | $5.2B | AMZN, MSFT, META, GOOGL, AAPL |