Advisors Asset Management, Inc.
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed August 21, 2026), Advisors Asset Management, Inc. reported 1,447 stock positions worth $6.0 billion. Its top holding was Alphabet Class A (GOOGL) at 3.1% of the portfolio, followed by Amazon.com (AMZN, 3.0%) and Apple (AAPL, 2.5%). Compared with Q3 2025, it opened 61 new positions, sold out of 69, added to 672 and reduced 694. The biggest buy was Apple (AAPL, shares +2%) and the biggest sale Meta Platforms Class A (META, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- Monument, CO
- CIK
- 0001297376
- Portfolio Value
- $6.0B (Q4 2025)
- SEC Filing
- 0001999371-26-018409 ↗ filed Aug 21, 2026
Holdings Value
Holdings 1,447 stocks · $6.0B
| GOOGL Alphabet Inc. Class A | 3.14% | 597,363 | $187.0M | Reduce -1.7% |
| AMZN Amazon.com Inc. | 2.99% | 772,660 | $178.3M | Reduce -1.8% |
| AAPL Apple Inc. | 2.50% | 547,716 | $148.9M | Add +1.9% |
| MSFT Microsoft Corp. | 2.28% | 281,432 | $136.1M | Reduce -1.4% |
| META Meta Platforms Inc. Class A | 1.71% | 154,451 | $102.0M | Reduce -0.6% |
| WMT Walmart Inc. | 1.51% | 807,302 | $89.9M | Reduce -3.4% |
| V Visa Inc. Class A | 1.15% | 195,685 | $68.6M | Reduce -3.1% |
| MA Mastercard Inc. Class A | 1.11% | 116,164 | $66.3M | Reduce -0.8% |
| SHOP Shopify Inc. Class A | 0.94% | 346,289 | $55.7M | Reduce -3.5% |
| AVGO Broadcom Inc. | 0.86% | 148,698 | $51.5M | Reduce -1.4% |
| VZ Verizon Communications Inc. | 0.84% | 1,235,425 | $50.3M | Reduce -1.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.82% | 164,025 | $48.6M | Reduce -11.3% |
| CSCO Cisco Systems Inc. | 0.67% | 518,256 | $39.9M | Reduce -15.2% |
| AXP American Express Co. | 0.66% | 105,835 | $39.2M | Reduce -3.1% |
| JNJ Johnson & Johnson | 0.62% | 179,884 | $37.2M | Reduce -3.6% |
| MRK Merck & Co. Inc. | 0.61% | 342,689 | $36.1M | Add +0.7% |
| AMGN Amgen Inc. | 0.59% | 106,880 | $35.0M | Reduce -2.8% |
| T AT&T Inc. | 0.55% | 1,330,744 | $33.1M | Reduce -6.8% |
| UPS United Parcel Service Class B | 0.54% | 323,285 | $32.1M | Add +10.0% |
| COST Costco Wholesale Corp. | 0.53% | 36,326 | $31.3M | Add +10.5% |
| TMUS T-Mobile US Inc. | 0.50% | 147,341 | $29.9M | Add +1.6% |
| NVDA Nvidia Corp. | 0.50% | 158,680 | $29.6M | Reduce -1.6% |
| CVX Chevron Corp. | 0.49% | 193,088 | $29.4M | Reduce -2.3% |
| TXN Texas Instruments Inc. | 0.47% | 160,771 | $27.9M | Add +8.5% |
| HD Home Depot Inc. | 0.46% | 80,042 | $27.5M | Reduce -3.8% |
| GLW Corning Inc. | 0.45% | 308,232 | $27.0M | Reduce -10.4% |
| KO The Coca-Cola Co. | 0.45% | 382,303 | $26.7M | Reduce -6.2% |
| CLS Celestica Inc. | 0.44% | 87,920 | $26.0M | Add +11.7% |
| GS Goldman Sachs Group Inc. | 0.43% | 29,180 | $25.6M | Reduce -0.7% |
| APH Amphenol Corp. Class A | 0.42% | 185,349 | $25.0M | Add +4.8% |
| ORCL Oracle Corp. | 0.42% | 128,338 | $25.0M | Reduce -0.0% |
| JPM JPMorgan Chase & Co. | 0.41% | 75,912 | $24.5M | Add +6.3% |
| LLY Eli Lilly & Co. | 0.41% | 22,727 | $24.4M | Reduce -4.0% |
| PG The Procter & Gamble Co. | 0.39% | 163,045 | $23.4M | Add +10.3% |
| PLTR Palantir Technologies Inc. Class A | 0.39% | 131,392 | $23.4M | Reduce -18.5% |
| PFE Pfizer Inc. | 0.38% | 917,813 | $22.9M | Add +5.7% |
| KYN Kayne Anderson Energy Infra | 0.38% | 1,843,689 | $22.8M | Add +2.3% |
| CMI Cummins Inc. | 0.38% | 44,329 | $22.6M | Add +1.0% |
| PH Parker Hannifin Corp. | 0.38% | 25,683 | $22.6M | Add +23.0% |
| LMT Lockheed Martin Corp. | 0.37% | 45,726 | $22.1M | Reduce -1.4% |
| GEV GE Vernova Inc. | 0.37% | 33,480 | $21.9M | Reduce -11.7% |
| XNIEX Virtus Equity & Convertible | 0.36% | 863,878 | $21.5M | Add +0.3% |
| CMCSA Comcast Corp. Class A | 0.36% | 711,717 | $21.3M | Add +15.2% |
| FDX FedEx Corp. | 0.34% | 69,243 | $20.0M | Reduce -1.7% |
| AMT American Tower Corp. | 0.34% | 113,825 | $20.0M | Reduce -1.1% |
| GILD Gilead Sciences Inc. | 0.34% | 162,623 | $20.0M | Reduce -4.5% |
| PWR Quanta Services Inc. | 0.33% | 47,112 | $19.9M | Reduce -1.6% |
| XBXMX Nuveen S&P 500 Buy-WR Inc. | 0.32% | 1,307,509 | $19.2M | Add +10.0% |
| NEE Nextera Energy Inc. | 0.32% | 236,284 | $19.0M | Reduce -12.2% |
| RTX RTX Corp. | 0.31% | 100,840 | $18.5M | Add +0.2% |
| ABBV Abbvie Inc. | 0.31% | 80,372 | $18.4M | Add +11.5% |
| PANW Palo Alto Networks Inc. | 0.31% | 98,949 | $18.2M | Add +3.1% |
| CCI Crown Castle Inc. | 0.30% | 202,300 | $18.0M | Add +2.2% |
| UBER Uber Technologies Inc. | 0.30% | 215,710 | $17.6M | Reduce -0.0% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.29% | 111,468 | $17.1M | Reduce -0.6% |
| MU Micron Technology Inc. | 0.29% | 59,664 | $17.0M | Add +34.6% |
| ACN Accenture PLC Class A | 0.28% | 62,826 | $16.9M | Add +10.5% |
| LRCX Lam Research Corp. | 0.27% | 94,695 | $16.2M | Add +11.1% |
| NAC Nuveen Ca QLTY Muni Inc. | 0.27% | 1,349,549 | $15.9M | Add +53.4% |
| UNH Unitedhealth Group Inc. | 0.27% | 48,277 | $15.9M | Add +11.3% |
| XGDVX Gabelli Dividend & Income TR | 0.26% | 566,045 | $15.7M | Add +12.1% |
| HWM Howmet Aerospace Inc. | 0.26% | 76,398 | $15.7M | Add +3.1% |
| TYG Tortoise Energy Infrastruct | 0.26% | 381,612 | $15.6M | Add +17.9% |
| MO Altria Group Inc. | 0.26% | 268,731 | $15.5M | Reduce -5.5% |
| NFJ Virtus DVD Intrst & PRM STR | 0.26% | 1,191,135 | $15.4M | Reduce -10.3% |
| EME Emcor Group Inc. | 0.25% | 24,762 | $15.1M | Reduce -13.3% |
| NOW ServiceNow Inc. | 0.25% | 96,877 | $14.8M | Add +14.5% |
| XYZ Block Inc. | 0.25% | 225,482 | $14.7M | Reduce -3.8% |
| NCZ Virtus Convertible & Income | 0.24% | 1,052,148 | $14.5M | Add +22.9% |
| EOD Allspring Global Dividend Op | 0.24% | 2,476,571 | $14.4M | Add +0.9% |
| MUC BlackRock Munihold Ca QLTY | 0.24% | 1,351,242 | $14.3M | Add +51.8% |
| GE General Electric filed as GE AEROSPACE | 0.24% | 46,412 | $14.3M | Add +18.4% |
| MS Morgan Stanley | 0.23% | 78,197 | $13.9M | Reduce -1.1% |
| DPG Duff & Phelps Utility & Inc. | 0.23% | 1,080,552 | $13.7M | Add +6.2% |
| ITW Illinois Tool Works | 0.23% | 55,698 | $13.7M | Add +2.7% |
| TBLD Thornburg Income Builder Opp | 0.23% | 675,405 | $13.6M | Add +11.3% |
| CWEN.A Clearway Energy Inc. Class A | 0.23% | 427,425 | $13.4M | Reduce -6.5% |
| ISRG Intuitive Surgical Inc. | 0.22% | 23,460 | $13.3M | Reduce -9.2% |
| DASH DoorDash Inc. Class A | 0.22% | 58,480 | $13.2M | Add +21.1% |
| BLK BlackRock Inc. | 0.22% | 12,269 | $13.1M | Add +0.4% |
| PYPL PayPal Holdings Inc. | 0.22% | 224,760 | $13.1M | Reduce -2.0% |
| PEP Pepsico Inc. | 0.22% | 90,984 | $13.1M | Reduce -0.4% |
| CSQ Calamos Strat TTL RTRN FND | 0.22% | 676,020 | $13.0M | Add +29.8% |
| ELV Elevance Health Inc. | 0.22% | 37,025 | $13.0M | Add +4.2% |
| ANET Arista Networks Inc. | 0.22% | 98,022 | $12.8M | Add +0.3% |
| BKE The Buckle Inc. | 0.22% | 240,259 | $12.8M | Reduce -9.4% |
| GUG Guggenheim Active Allocation | 0.22% | 836,829 | $12.8M | Reduce -6.6% |
| BR Broadridge Financial Solutio | 0.22% | 57,464 | $12.8M | Reduce -3.2% |
| VCV Invesco Ca Val Muni Inc. TR | 0.21% | 1,150,260 | $12.8M | Add +42.8% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.21% | 108,708 | $12.6M | Add +0.5% |
| HPQ HP Inc. | 0.21% | 566,337 | $12.6M | Reduce -1.3% |
| MCD McDonald's Corp. | 0.21% | 41,101 | $12.6M | Add +13.2% |
| NFLX Netflix Inc. | 0.21% | 133,006 | $12.5M | Add +19.1% |
| MLM Martin Marietta Materials | 0.21% | 19,985 | $12.4M | Reduce -4.6% |
| AES AES Corp. | 0.21% | 867,436 | $12.4M | Add +17.9% |
| SYK Stryker Corp. | 0.21% | 35,310 | $12.4M | Add +8.2% |
| AGNC AGNC Investment Corp. | 0.21% | 1,153,392 | $12.4M | Reduce -10.4% |
| VNOM Viper Energy Inc. Class A | 0.21% | 317,498 | $12.3M | Reduce -1.0% |
| XEXGX Eaton Vance Tax-Managed Glob | 0.20% | 1,272,644 | $12.1M | Reduce -7.0% |
| XNCMX Nuveen Ca Amt-FR Muni Inc. | 0.20% | 964,891 | $12.0M | Add +86.6% |
Portfolio Sells Q3 2025 → Q4 2025
| META Meta Platforms Inc. Class A | Reduce -0.6% | 1.71% | −0.23 |
| MSFT Microsoft Corp. | Reduce -1.4% | 2.28% | −0.22 |
| ORCL Oracle Corp. | Reduce -0.0% | 0.42% | −0.19 |
| T AT&T Inc. | Reduce -6.8% | 0.55% | −0.13 |
| PREMIER INC-CLASS A | Sold out | 0.00% | −0.13 |
| IPG Interpublic Group of Cos Inc. | Sold out | 0.00% | −0.12 |
| HD Home Depot Inc. | Reduce -3.8% | 0.46% | −0.11 |
| PLTR Palantir Technologies Inc. Class A | Reduce -18.5% | 0.39% | −0.11 |
| XEVMX Eaton Vance Cal Muni Bond | Sold out | 0.00% | −0.10 |
| AXON Axon Enterprise Inc. | Reduce -28.3% | 0.12% | −0.09 |
| VZ Verizon Communications Inc. | Reduce -1.2% | 0.84% | −0.09 |
| FISV Fiserv Inc. | Reduce -26.7% | 0.05% | −0.08 |
| CVI CVR Energy Inc. | Reduce -70.0% | 0.02% | −0.07 |
| IBM Intl Business Machines Corp. | Reduce -11.3% | 0.82% | −0.07 |
| ETN Eaton Corp. PLC | Reduce -14.2% | 0.17% | −0.07 |
| UBER Uber Technologies Inc. | Reduce -0.0% | 0.30% | −0.06 |
| CVS CVS Health Corp. | Reduce -30.1% | 0.17% | −0.06 |
| CCOI Cogent Communications Holdin | Reduce -6.6% | 0.07% | −0.06 |
| EME Emcor Group Inc. | Reduce -13.3% | 0.25% | −0.06 |
| MO Altria Group Inc. | Reduce -5.5% | 0.26% | −0.06 |
| CC The Chemours Co. | Reduce -26.8% | 0.07% | −0.06 |
| EMR Emerson Electric Co. | Reduce -41.0% | 0.08% | −0.06 |
| HPQ HP Inc. | Reduce -1.3% | 0.21% | −0.05 |
| XPHDX Pioneer Floating Rate Fund | Sold out | 0.00% | −0.05 |
| PINS Pinterest Inc. Class A | Reduce -30.3% | 0.07% | −0.05 |
| STRL Sterling Infrastructure Inc. | Reduce -17.1% | 0.15% | −0.05 |
| HPE Hewlett Packard Enterprise | Reduce -18.8% | 0.18% | −0.05 |
| MSM MSC Industrial Direct Co. Class A | Reduce -26.7% | 0.10% | −0.05 |
| UVV Universal Corp. | Reduce -27.9% | 0.10% | −0.05 |
| BKE The Buckle Inc. | Reduce -9.4% | 0.22% | −0.05 |
| OGN Organon & Co. | Reduce -25.3% | 0.05% | −0.05 |
| ETSY Etsy Inc. | Reduce -34.5% | 0.06% | −0.05 |
| RSG Republic Services Inc. | Reduce -19.1% | 0.13% | −0.05 |
| UGI Ugi Corp. | Reduce -37.7% | 0.11% | −0.05 |
| MDT Medtronic PLC | Reduce -18.6% | 0.19% | −0.04 |
| AIO Virtus Artific Intel & Tech | Reduce -16.3% | 0.13% | −0.04 |
| NXST Nexstar Media Group Inc. | Reduce -46.3% | 0.05% | −0.04 |
| NSC Norfolk Southern Corp. | Reduce -67.2% | 0.02% | −0.04 |
| XYZ Block Inc. | Reduce -3.8% | 0.25% | −0.04 |
| BX Blackstone Inc. | Reduce -12.3% | 0.15% | −0.04 |
| PYPL PayPal Holdings Inc. | Reduce -2.0% | 0.22% | −0.04 |
| AMT American Tower Corp. | Reduce -1.1% | 0.34% | −0.04 |
| NWN Northwest Natural Holding Co. | Reduce -63.2% | 0.02% | −0.04 |
| LIN Linde PLC | Reduce -45.2% | 0.04% | −0.04 |
| ULTA Ulta Beauty Inc. | Reduce -75.3% | 0.01% | −0.04 |
| CSCO Cisco Systems Inc. | Reduce -15.2% | 0.67% | −0.04 |
| KNTK Kinetik Holdings Inc. | Reduce -4.2% | 0.16% | −0.04 |
| ARI Apollo Commercial Real Estat | Reduce -76.2% | 0.01% | −0.04 |
| PAYX Paychex Inc. | Reduce -8.3% | 0.16% | −0.04 |
| GPC Genuine Parts Co. | Reduce -23.9% | 0.08% | −0.04 |
Portfolio Buys Q3 2025 → Q4 2025
| AAPL Apple Inc. | Add +1.9% | 2.50% | +0.18 |
| MU Micron Technology Inc. | Add +34.6% | 0.29% | +0.16 |
| UPS United Parcel Service Class B | Add +10.0% | 0.54% | +0.12 |
| MRK Merck & Co. Inc. | Add +0.7% | 0.61% | +0.12 |
| PH Parker Hannifin Corp. | Add +23.0% | 0.38% | +0.11 |
| CLS Celestica Inc. | Add +11.7% | 0.44% | +0.11 |
| NAC Nuveen Ca QLTY Muni Inc. | Add +53.4% | 0.27% | +0.10 |
| XNCMX Nuveen Ca Amt-FR Muni Inc. | Add +86.6% | 0.20% | +0.09 |
| LRCX Lam Research Corp. | Add +11.1% | 0.27% | +0.08 |
| MUC BlackRock Munihold Ca QLTY | Add +51.8% | 0.24% | +0.08 |
| LITE Lumentum Holdings Inc. | Add +95.7% | 0.09% | +0.07 |
| VCV Invesco Ca Val Muni Inc. TR | Add +42.8% | 0.21% | +0.07 |
| ROK Rockwell Automation Inc. | Add +49.9% | 0.18% | +0.07 |
| CMI Cummins Inc. | Add +1.0% | 0.38% | +0.07 |
| ATI Ati Inc. | Add +6.0% | 0.19% | +0.06 |
| VTRS Viatris Inc. | Add +20.1% | 0.18% | +0.06 |
| AZN Astrazeneca PLC-Spons ADR | Add +58.3% | 0.12% | +0.06 |
| ARR Armour Residential REIT Inc. | Add +27.6% | 0.17% | +0.06 |
| RKLB Rocket Lab Corp. | Add +62.2% | 0.10% | +0.06 |
| OMC Omnicom Group | Add +130.8% | 0.09% | +0.05 |
| APH Amphenol Corp. Class A | Add +4.8% | 0.42% | +0.05 |
| CSQ Calamos Strat TTL RTRN FND | Add +29.8% | 0.22% | +0.05 |
| AMD Advanced Micro Devices | Add +19.4% | 0.13% | +0.05 |
| NCA Nuveen California Muni Val | Add +40.0% | 0.16% | +0.05 |
| ACN Accenture PLC Class A | Add +10.5% | 0.28% | +0.04 |
| NCZ Virtus Convertible & Income | Add +22.9% | 0.24% | +0.04 |
| AES AES Corp. | Add +17.9% | 0.21% | +0.04 |
| EIX Edison International | Add +32.8% | 0.15% | +0.04 |
| CHW Calamos Global Dynamic Incom | Add +33.8% | 0.19% | +0.04 |
| FIX Comfort Systems USA Inc. | Add +37.5% | 0.12% | +0.04 |
| DX Dynex Capital Inc. | Add +60.1% | 0.10% | +0.04 |
| ALGT Allegiant Travel Co. | Add +137.4% | 0.06% | +0.04 |
| HON Honeywell International Inc. | Add +67.8% | 0.12% | +0.04 |
| GE General Electric | Add +18.4% | 0.24% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +19.8% | 0.18% | +0.04 |
| BMY Bristol-Myers Squibb Co. | Add +4.9% | 0.20% | +0.04 |
| CII BlackRock Enhan LRG Cap Core | Add +28.2% | 0.17% | +0.04 |
| EMN Eastman Chemical Co. | Add +167.3% | 0.06% | +0.04 |
| TWO Two Harbors Investment Corp. | Add +22.0% | 0.16% | +0.04 |
| ORC Orchid Island Capital Inc. | Add +208.8% | 0.05% | +0.04 |
| MOG.A Moog Inc. Class A | Add +32.8% | 0.10% | +0.03 |
| FT Franklin Universal Trust | Add +60.2% | 0.09% | +0.03 |
| VKI Invesco Adv Muni Inc. TR II | Add +45.7% | 0.10% | +0.03 |
| PMO Franklin Muncipl Opps Tst-Ui | Add +42.3% | 0.11% | +0.03 |
| HQH Abrdn Healthcare Investors | Add +27.6% | 0.15% | +0.03 |
| PFO Flaherty & Crumrine P&I Opp | Add +228.6% | 0.05% | +0.03 |
| CAT Caterpillar Inc. | Add +31.1% | 0.09% | +0.03 |
| ECF Ellsworth Growth and Income | Add +72.9% | 0.08% | +0.03 |
| TSLA Tesla Inc. | Add +38.0% | 0.12% | +0.03 |
| LEO BNY Mellon Strategic Muni | Add +42.0% | 0.11% | +0.03 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,408 | $6.6B | GOOGL, AMZN, AAPL, MSFT, META |
| Q1 2026 | 1,451 | $6.0B | GOOGL, AMZN, AAPL, MSFT, WMT |
| Q4 2025Amended | 1,447 | $6.0B | GOOGL, AMZN, AAPL, MSFT, META |
| Q3 2025Amended | 1,453 | $5.9B | AMZN, MSFT, GOOGL, AAPL, META |
| Q2 2025Amended | 1,472 | $5.6B | AMZN, MSFT, META, AAPL, GOOGL |
| Q1 2025Amended | 1,492 | $5.3B | AMZN, AAPL, MSFT, GOOGL, META |
| Q4 2024Amended | 1,476 | $5.4B | AMZN, AAPL, MSFT, GOOGL, META |
| Q3 2024Amended | 1,460 | $5.4B | AMZN, AAPL, MSFT, META, GOOGL |
| Q2 2024Amended | 1,436 | $5.1B | AMZN, MSFT, AAPL, GOOGL, META |
| Q1 2024Amended | 1,395 | $5.2B | AMZN, MSFT, META, GOOGL, AAPL |