Advisors Asset Management, Inc.
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed August 26, 2026), Advisors Asset Management, Inc. reported 1,453 stock positions worth $5.9 billion. Its top holding was Amazon.com (AMZN) at 2.9% of the portfolio, followed by Microsoft (MSFT, 2.5%) and Alphabet Class A (GOOGL, 2.5%). Compared with Q2 2025, it opened 55 new positions, sold out of 73, added to 676 and reduced 701. The biggest buy was Alphabet Class A (GOOGL, shares +2%) and the biggest sale Clearbridge Energy Midstream (EMO, shares −45%).
- Most Recent 13F
- Q2 2026
- Location
- Monument, CO
- CIK
- 0001297376
- Portfolio Value
- $5.9B (Q3 2025)
- SEC Filing
- 0001999371-26-018670 ↗ filed Aug 26, 2026
Holdings Value
Holdings 1,453 stocks · $5.9B
| AMZN Amazon.com Inc. | 2.93% | 787,146 | $172.8M | Reduce -0.9% |
| MSFT Microsoft Corp. | 2.51% | 285,306 | $147.8M | Reduce -0.9% |
| GOOGL Alphabet Inc. Class A | 2.51% | 607,626 | $147.7M | Add +2.5% |
| AAPL Apple Inc. | 2.32% | 537,387 | $136.8M | Add +1.7% |
| META Meta Platforms Inc. Class A | 1.94% | 155,424 | $114.1M | Add +0.6% |
| WMT Walmart Inc. | 1.46% | 835,807 | $86.1M | Add +0.9% |
| V Visa Inc. Class A | 1.17% | 202,052 | $69.0M | Reduce -2.7% |
| MA Mastercard Inc. Class A | 1.13% | 117,101 | $66.6M | Reduce -1.3% |
| VZ Verizon Communications Inc. | 0.93% | 1,250,633 | $55.0M | Reduce -2.4% |
| SHOP Shopify Inc. Class A | 0.91% | 358,900 | $53.3M | Reduce -0.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.89% | 184,992 | $52.2M | Reduce -6.0% |
| AVGO Broadcom Inc. | 0.84% | 150,819 | $49.8M | Reduce -12.2% |
| CSCO Cisco Systems Inc. | 0.71% | 611,262 | $41.8M | Reduce -6.5% |
| T AT&T Inc. | 0.68% | 1,427,754 | $40.3M | Reduce -6.1% |
| AXP American Express Co. | 0.62% | 109,219 | $36.3M | Reduce -4.3% |
| ORCL Oracle Corp. | 0.61% | 128,359 | $36.1M | Reduce -3.8% |
| TMUS T-Mobile US Inc. | 0.59% | 145,049 | $34.7M | Add +0.2% |
| JNJ Johnson & Johnson | 0.59% | 186,599 | $34.6M | Reduce -0.9% |
| HD Home Depot Inc. | 0.57% | 83,170 | $33.7M | Reduce -7.7% |
| AMGN Amgen Inc. | 0.53% | 109,990 | $31.0M | Reduce -1.9% |
| CVX Chevron Corp. | 0.52% | 197,724 | $30.7M | Add +3.5% |
| COST Costco Wholesale Corp. | 0.52% | 32,873 | $30.4M | Add +4.0% |
| NVDA Nvidia Corp. | 0.51% | 161,218 | $30.1M | Add +0.7% |
| PLTR Palantir Technologies Inc. Class A | 0.50% | 161,233 | $29.4M | Add +10.6% |
| MRK Merck & Co. Inc. | 0.48% | 340,309 | $28.6M | Add +14.7% |
| GLW Corning Inc. | 0.48% | 343,896 | $28.2M | Reduce -13.2% |
| TXN Texas Instruments Inc. | 0.46% | 148,234 | $27.2M | Add +4.3% |
| KO The Coca-Cola Co. | 0.46% | 407,434 | $27.0M | Reduce -4.7% |
| UPS United Parcel Service Class B | 0.42% | 293,909 | $24.6M | Add +11.1% |
| GS Goldman Sachs Group Inc. | 0.40% | 29,399 | $23.4M | Add +12.7% |
| GEV GE Vernova Inc. | 0.40% | 37,914 | $23.3M | Add +9.1% |
| LMT Lockheed Martin Corp. | 0.39% | 46,384 | $23.2M | Add +4.2% |
| PG The Procter & Gamble Co. | 0.39% | 147,746 | $22.7M | Add +11.5% |
| JPM JPMorgan Chase & Co. | 0.38% | 71,418 | $22.5M | Add +2.9% |
| KYN Kayne Anderson Energy Infra | 0.38% | 1,802,723 | $22.3M | Reduce -8.7% |
| AMT American Tower Corp. | 0.38% | 115,134 | $22.1M | Reduce -4.3% |
| PFE Pfizer Inc. | 0.38% | 868,327 | $22.1M | Add +4.8% |
| APH Amphenol Corp. Class A | 0.37% | 176,910 | $21.9M | Add +0.7% |
| XNIEX Virtus Equity & Convertible | 0.37% | 860,880 | $21.6M | Reduce -13.5% |
| UBER Uber Technologies Inc. | 0.36% | 215,737 | $21.1M | Add +0.3% |
| NEE Nextera Energy Inc. | 0.34% | 269,127 | $20.3M | Add +0.9% |
| PWR Quanta Services Inc. | 0.34% | 47,873 | $19.8M | Reduce -5.3% |
| PANW Palo Alto Networks Inc. | 0.33% | 95,952 | $19.5M | Add +2.8% |
| CMCSA Comcast Corp. Class A | 0.33% | 618,069 | $19.4M | Add +8.9% |
| CLS Celestica Inc. | 0.33% | 78,711 | $19.4M | Reduce -9.1% |
| CCI Crown Castle Inc. | 0.32% | 197,982 | $19.1M | Add +6.1% |
| GILD Gilead Sciences Inc. | 0.32% | 170,257 | $18.9M | Reduce -17.4% |
| MO Altria Group Inc. | 0.32% | 284,231 | $18.8M | Reduce -0.4% |
| EME Emcor Group Inc. | 0.32% | 28,574 | $18.6M | Reduce -1.3% |
| CMI Cummins Inc. | 0.31% | 43,882 | $18.5M | Add +7.6% |
| LLY Eli Lilly & Co. | 0.31% | 23,671 | $18.1M | Reduce -1.8% |
| NFJ Virtus DVD Intrst & PRM STR | 0.29% | 1,327,645 | $17.3M | Reduce -5.5% |
| XBXMX Nuveen S&P 500 Buy-WR Inc. | 0.29% | 1,188,786 | $17.2M | Add +28.0% |
| XYZ Block Inc. | 0.29% | 234,438 | $16.9M | Add +0.0% |
| RTX RTX Corp. | 0.29% | 100,612 | $16.8M | Add +0.3% |
| ABBV Abbvie Inc. | 0.28% | 72,086 | $16.7M | Reduce -2.7% |
| FDX FedEx Corp. | 0.28% | 70,472 | $16.6M | Add +2.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.28% | 112,179 | $16.2M | Reduce -4.0% |
| PH Parker Hannifin Corp. | 0.27% | 20,880 | $15.8M | Add +22.7% |
| HPQ HP Inc. | 0.27% | 573,656 | $15.6M | Reduce -2.3% |
| NOW ServiceNow Inc. | 0.26% | 16,916 | $15.6M | Add +16.4% |
| BKE The Buckle Inc. | 0.26% | 265,081 | $15.5M | Reduce -7.9% |
| PYPL PayPal Holdings Inc. | 0.26% | 229,253 | $15.4M | Reduce -5.3% |
| UNH Unitedhealth Group Inc. | 0.25% | 43,368 | $15.0M | Add +15.6% |
| HWM Howmet Aerospace Inc. | 0.25% | 74,133 | $14.5M | Add +1.5% |
| BLK BlackRock Inc. | 0.24% | 12,225 | $14.3M | Reduce -1.0% |
| ANET Arista Networks Inc. | 0.24% | 97,676 | $14.2M | Add +2.3% |
| ITW Illinois Tool Works | 0.24% | 54,242 | $14.1M | Add +3.4% |
| BR Broadridge Financial Solutio | 0.24% | 59,351 | $14.1M | Add +1.4% |
| ACN Accenture PLC Class A | 0.24% | 56,875 | $14.0M | Add +6.7% |
| EOD Allspring Global Dividend Op | 0.24% | 2,455,014 | $14.0M | Add +2.8% |
| GUG Guggenheim Active Allocation | 0.24% | 895,873 | $14.0M | Add +12.0% |
| TYG Tortoise Energy Infrastruct | 0.24% | 323,682 | $13.9M | Reduce -23.4% |
| ETN Eaton Corp. PLC | 0.24% | 37,050 | $13.9M | Reduce -4.0% |
| HPE Hewlett Packard Enterprise | 0.23% | 558,702 | $13.7M | Add +12.1% |
| XGDVX Gabelli Dividend & Income TR | 0.23% | 504,932 | $13.7M | Add +1.4% |
| CVS CVS Health Corp. | 0.23% | 180,039 | $13.5M | Reduce -5.1% |
| MDT Medtronic PLC | 0.23% | 141,791 | $13.5M | Reduce -11.8% |
| NFLX Netflix Inc. | 0.23% | 11,164 | $13.4M | Add +19.3% |
| MLM Martin Marietta Materials | 0.22% | 20,947 | $13.2M | Add +0.0% |
| EMO Clearbridge Energy Midstream | 0.22% | 293,620 | $13.2M | Reduce -45.4% |
| DPG Duff & Phelps Utility & Inc. | 0.22% | 1,017,718 | $13.1M | Add +50.6% |
| DASH DoorDash Inc. Class A | 0.22% | 48,286 | $13.1M | Add +27.3% |
| PEP Pepsico Inc. | 0.22% | 91,367 | $12.8M | Add +5.1% |
| MSI Motorola Solutions Inc. | 0.21% | 27,695 | $12.7M | Add +1.6% |
| AXON Axon Enterprise Inc. | 0.21% | 17,588 | $12.6M | Reduce -10.8% |
| AGNC AGNC Investment Corp. | 0.21% | 1,287,933 | $12.6M | Reduce -2.0% |
| MS Morgan Stanley | 0.21% | 79,023 | $12.6M | Add +1.8% |
| XEXGX Eaton Vance Tax-Managed Glob | 0.21% | 1,368,641 | $12.5M | Add +0.9% |
| BGB Blackstone Strategic Credit | 0.21% | 1,022,137 | $12.4M | Add +4.5% |
| CWEN.A Clearway Energy Inc. Class A | 0.21% | 457,368 | $12.3M | Reduce -4.4% |
| VNOM Viper Energy Inc. Class A | 0.21% | 320,679 | $12.3M | New |
| UNP Union Pacific Corp. | 0.21% | 51,523 | $12.2M | Reduce -2.6% |
| TBLD Thornburg Income Builder Opp | 0.20% | 606,770 | $12.1M | Add +7.1% |
| SYK Stryker Corp. | 0.20% | 32,644 | $12.1M | Add +7.2% |
| VLO Valero Energy Corp. | 0.20% | 70,538 | $12.0M | Reduce -4.2% |
| APD Air Products & Chemicals Inc. | 0.20% | 43,941 | $12.0M | Reduce -2.1% |
| STRL Sterling Infrastructure Inc. | 0.20% | 34,821 | $11.8M | Add +3.0% |
| GE General Electric filed as GE AEROSPACE | 0.20% | 39,217 | $11.8M | Add +21.8% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.20% | 108,192 | $11.8M | Add +7.4% |
Portfolio Sells Q2 2025 → Q3 2025
| EMO Clearbridge Energy Midstream | Reduce -45.4% | 0.22% | −0.24 |
| AMZN Amazon.com Inc. | Reduce -0.9% | 2.93% | −0.19 |
| MMM 3M Co. | Reduce -55.0% | 0.13% | −0.17 |
| STR Sitio Royalties Corp. Class A | Sold out | 0.00% | −0.17 |
| IBM Intl Business Machines Corp. | Reduce -6.0% | 0.89% | −0.15 |
| V Visa Inc. Class A | Reduce -2.7% | 1.17% | −0.15 |
| WBA Walgreens Boots Alliance Inc. | Sold out | 0.00% | −0.15 |
| EIPI FT Energy Income ETF | Sold out | 0.00% | −0.13 |
| CHTR Charter Communications Inc. Class A | Reduce -0.2% | 0.19% | −0.11 |
| T AT&T Inc. | Reduce -6.1% | 0.68% | −0.10 |
| CSCO Cisco Systems Inc. | Reduce -6.5% | 0.71% | −0.10 |
| AMT American Tower Corp. | Reduce -4.3% | 0.38% | −0.10 |
| TYG Tortoise Energy Infrastruct | Reduce -23.4% | 0.24% | −0.10 |
| PM Philip Morris International | Reduce -25.2% | 0.16% | −0.09 |
| GILD Gilead Sciences Inc. | Reduce -17.4% | 0.32% | −0.09 |
| FISV Fiserv Inc. | Reduce -15.3% | 0.13% | −0.08 |
| KO The Coca-Cola Co. | Reduce -4.7% | 0.46% | −0.08 |
| AXON Axon Enterprise Inc. | Reduce -10.8% | 0.21% | −0.08 |
| XPHTX Pioneer High Income Fund | Sold out | 0.00% | −0.08 |
| UGI Ugi Corp. | Reduce -22.3% | 0.15% | −0.07 |
| XPMQX PIMCO Muni Income Fund III | Sold out | 0.00% | −0.07 |
| KYN Kayne Anderson Energy Infra | Reduce -8.7% | 0.38% | −0.07 |
| LIN Linde PLC | Reduce -42.9% | 0.08% | −0.06 |
| EOS Eaton Vance Enh Eqt Inc. II | Reduce -32.7% | 0.11% | −0.06 |
| MA Mastercard Inc. Class A | Reduce -1.3% | 1.13% | −0.06 |
| INTU Intuit Inc. | Reduce -8.9% | 0.18% | −0.06 |
| PYPL PayPal Holdings Inc. | Reduce -5.3% | 0.26% | −0.06 |
| VZ Verizon Communications Inc. | Reduce -2.4% | 0.93% | −0.06 |
| XNIEX Virtus Equity & Convertible | Reduce -13.5% | 0.37% | −0.06 |
| AIO Virtus Artific Intel & Tech | Reduce -18.7% | 0.17% | −0.06 |
| SBUX Starbucks Corp. | Reduce -86.3% | 0.01% | −0.06 |
| UVV Universal Corp. | Reduce -20.9% | 0.15% | −0.06 |
| PINS Pinterest Inc. Class A | Reduce -20.4% | 0.12% | −0.06 |
| MSFT Microsoft Corp. | Reduce -0.9% | 2.51% | −0.06 |
| XHNWX Pioneer Diversified High | Sold out | 0.00% | −0.05 |
| BDJ BlackRock Enhanced Eqty DVD | Reduce -29.9% | 0.11% | −0.05 |
| PAYX Paychex Inc. | Reduce -4.3% | 0.20% | −0.05 |
| CWEN.A Clearway Energy Inc. Class A | Reduce -4.4% | 0.21% | −0.05 |
| DOW Dow Inc. | Reduce -5.8% | 0.17% | −0.05 |
| VNOM Viper Energy Inc. | Sold out | 0.00% | −0.05 |
| NML Neuberger Energy Infrastruct | Reduce -17.6% | 0.15% | −0.05 |
| XPZCX PIMCO California Muni FD III | Sold out | 0.00% | −0.05 |
| AM Antero Midstream Corp. | Reduce -32.5% | 0.08% | −0.04 |
| RVT Royce Small-Cap Trust Inc. | Reduce -32.0% | 0.09% | −0.04 |
| D Dominion Energy Inc. | Reduce -22.1% | 0.16% | −0.04 |
| PDX PIMCO Dynamic Income Strat | Reduce -20.6% | 0.13% | −0.04 |
| BMI Badger Meter Inc. | Reduce -3.5% | 0.08% | −0.04 |
| ADBE Adobe Inc. | Reduce -18.8% | 0.09% | −0.04 |
| EMR Emerson Electric Co. | Reduce -16.3% | 0.13% | −0.04 |
| GHY Pgim Global High Yield Fund | Reduce -16.0% | 0.12% | −0.04 |
Portfolio Buys Q2 2025 → Q3 2025
| GOOGL Alphabet Inc. Class A | Add +2.5% | 2.51% | +0.64 |
| AAPL Apple Inc. | Add +1.7% | 2.32% | +0.38 |
| VNOM Viper Energy Inc. Class A | New | 0.21% | +0.21 |
| PLTR Palantir Technologies Inc. Class A | Add +10.6% | 0.50% | +0.14 |
| PML PIMCO Municipal Income FD II | New | 0.09% | +0.09 |
| PRIM Primoris Services Corp. | Add +3.6% | 0.18% | +0.08 |
| CMI Cummins Inc. | Add +7.6% | 0.31% | +0.08 |
| DPG Duff & Phelps Utility & Inc. | Add +50.6% | 0.22% | +0.07 |
| ANET Arista Networks Inc. | Add +2.3% | 0.24% | +0.07 |
| GS Goldman Sachs Group Inc. | Add +12.7% | 0.40% | +0.07 |
| GEV GE Vernova Inc. | Add +9.1% | 0.40% | +0.07 |
| MRK Merck & Co. Inc. | Add +14.7% | 0.48% | +0.06 |
| LRCX Lam Research Corp. | Add +13.8% | 0.19% | +0.06 |
| APH Amphenol Corp. Class A | Add +0.7% | 0.37% | +0.06 |
| STRL Sterling Infrastructure Inc. | Add +3.0% | 0.20% | +0.06 |
| XBXMX Nuveen S&P 500 Buy-WR Inc. | Add +28.0% | 0.29% | +0.06 |
| CII BlackRock Enhan LRG Cap Core | Add +82.0% | 0.13% | +0.06 |
| NVDA Nvidia Corp. | Add +0.7% | 0.51% | +0.06 |
| PH Parker Hannifin Corp. | Add +22.7% | 0.27% | +0.06 |
| DASH DoorDash Inc. Class A | Add +27.3% | 0.22% | +0.06 |
| KTOS Kratos Defense & Security | Add +108.5% | 0.07% | +0.05 |
| USLM United States Lime & Mineral | Add +21.1% | 0.15% | +0.05 |
| GE General Electric | Add +21.8% | 0.20% | +0.05 |
| AES AES Corp. | Add +21.8% | 0.16% | +0.05 |
| HPE Hewlett Packard Enterprise | Add +12.1% | 0.23% | +0.05 |
| ROAD Construction Partners Inc. Class A | Add +20.5% | 0.18% | +0.05 |
| DDS Dillards Inc. Class A | Add +19.8% | 0.12% | +0.05 |
| CRH CRH PLC | Add +7.8% | 0.18% | +0.05 |
| UNH Unitedhealth Group Inc. | Add +15.6% | 0.25% | +0.04 |
| XPCQX PIMCO California Muni Inc. FD | Add +35.3% | 0.17% | +0.04 |
| TPC Tutor Perini Corp. | Add +3.3% | 0.16% | +0.04 |
| URI United Rentals Inc. | Add +6.6% | 0.19% | +0.04 |
| MU Micron Technology Inc. | Add +13.5% | 0.13% | +0.04 |
| TSLA Tesla Inc. | Add +37.9% | 0.08% | +0.04 |
| TLN Talen Energy Corp. | Add +112.8% | 0.06% | +0.04 |
| BNY Bank of New York Mellon Corp. | Add +7.4% | 0.20% | +0.04 |
| RKLB Rocket Lab Corp. | Add +476.2% | 0.04% | +0.04 |
| NPFD Nuveen Var RT Pref & Inc. | Add +140.6% | 0.06% | +0.03 |
| DELL Dell Technologies -C | Add +10.9% | 0.19% | +0.03 |
| DINO HF Sinclair Corp. | Add +7.8% | 0.14% | +0.03 |
| QQQX Nuveen Nasdaq 100 DYN Overwr | Add +70.2% | 0.08% | +0.03 |
| SWK Stanley Black & Decker Inc. | Add +84.4% | 0.07% | +0.03 |
| CVX Chevron Corp. | Add +3.5% | 0.52% | +0.03 |
| MTZ Mastec Inc. | Add +5.8% | 0.15% | +0.03 |
| SWKS Skyworks Solutions Inc. | Add +22.2% | 0.19% | +0.03 |
| RHI Robert Half Inc. | Add +198.3% | 0.05% | +0.03 |
| ATRO Astronics Corp. | Add +7.5% | 0.11% | +0.03 |
| EIX Edison International | Add +38.7% | 0.10% | +0.03 |
| FIX Comfort Systems USA Inc. | Add +10.1% | 0.08% | +0.03 |
| FT Franklin Universal Trust | Add +103.8% | 0.06% | +0.03 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,408 | $6.6B | GOOGL, AMZN, AAPL, MSFT, META |
| Q1 2026 | 1,451 | $6.0B | GOOGL, AMZN, AAPL, MSFT, WMT |
| Q4 2025Amended | 1,447 | $6.0B | GOOGL, AMZN, AAPL, MSFT, META |
| Q3 2025Amended | 1,453 | $5.9B | AMZN, MSFT, GOOGL, AAPL, META |
| Q2 2025Amended | 1,472 | $5.6B | AMZN, MSFT, META, AAPL, GOOGL |
| Q1 2025Amended | 1,492 | $5.3B | AMZN, AAPL, MSFT, GOOGL, META |
| Q4 2024Amended | 1,476 | $5.4B | AMZN, AAPL, MSFT, GOOGL, META |
| Q3 2024Amended | 1,460 | $5.4B | AMZN, AAPL, MSFT, META, GOOGL |
| Q2 2024Amended | 1,436 | $5.1B | AMZN, MSFT, AAPL, GOOGL, META |
| Q1 2024Amended | 1,395 | $5.2B | AMZN, MSFT, META, GOOGL, AAPL |