Commonwealth Equity Services, LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 31, 2024), Commonwealth Equity Services, LLC reported 4,021 stock positions worth $63.2 billion. Its top holding was Apple (AAPL) at 4.0% of the portfolio, followed by Microsoft (MSFT, 2.5%) and Nvidia (NVDA, 2.4%). Compared with Q1 2024, it opened 203 new positions, sold out of 192, added to 2,046 and reduced 1,649. The biggest buy was Nvidia (NVDA, shares +1%) and the biggest sale Schwab US DVD Equity ETF (SCHD, shares −10%).
- Most Recent 13F
- Q2 2026
- Location
- WALTHAM, MA
- CIK
- 0000312272
- Portfolio Value
- $63.2B (Q2 2024)
- SEC Filing
- 0000312272-24-000017 ↗ filed Jul 31, 2024
Holdings Value
Holdings 4,021 stocks · $63.2B
| AAPL Apple Inc. | 4.00% | 11,989,274 | $2.5B | Reduce -0.2% |
| MSFT Microsoft Corp. | 2.50% | 3,532,139 | $1.6B | Add +1.0% |
| NVDA Nvidia Corp. | 2.44% | 12,471,701 | $1.5B | Add +0.8% |
| IVV iShares Core S&P 500 ETF | 2.44% | 2,813,935 | $1.5B | Add +0.6% |
| QQQ Invesco QQQ Trust Series 1 | 1.93% | 2,544,540 | $1.2B | Add +2.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.70% | 1,972,876 | $1.1B | Add +4.4% |
| AMZN Amazon.com Inc. | 1.64% | 5,369,707 | $1.0B | Add +2.6% |
| IWF iShares Russell 1000 Growth | 1.28% | 2,216,427 | $807.9M | Add +4.0% |
| VEA Vanguard Ftse Developed ETF | 1.25% | 16,025,179 | $792.0M | Add +5.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.09% | 1,692,056 | $688.3M | Add +2.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.09% | 1,833,290 | $685.7M | Add +3.1% |
| VTI VG Morningstar TS MKT ETF-US | 1.04% | 2,465,207 | $659.5M | Add +2.9% |
| VOO Vanguard S&P 500 ETF | 1.04% | 1,316,145 | $658.2M | Add +1.9% |
| VIG Vanguard Dividend Apprec ETF | 0.83% | 2,865,298 | $523.1M | Add +2.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.83% | 3,249,489 | $521.3M | Add +4.9% |
| GOOGL Alphabet Inc. Class A | 0.77% | 2,680,897 | $488.3M | Add +1.0% |
| DGRO iShares Core Dividend Growth | 0.65% | 7,077,100 | $407.7M | Reduce -0.8% |
| IJR iShares Core S&P Small-Cap E | 0.64% | 3,812,168 | $406.6M | Add +1.7% |
| IJH iShares Core S&P Midcap ETF | 0.59% | 6,419,146 | $375.6M | Add +3.1% |
| JPM JPMorgan Chase & Co. | 0.59% | 1,831,170 | $370.4M | Add +1.7% |
| GOOG Alphabet Inc. Class C | 0.59% | 2,018,415 | $370.2M | Add +0.4% |
| IWD iShares Russell 1000 Value E | 0.58% | 2,111,045 | $368.3M | Reduce -0.2% |
| IWY iShares Russell Top 200 Grow | 0.58% | 1,703,713 | $365.5M | Reduce -1.7% |
| COST Costco Wholesale Corp. | 0.56% | 413,475 | $351.4M | Add +2.6% |
| LLY Eli Lilly & Co. | 0.53% | 369,922 | $334.9M | Add +1.8% |
| DFAC Dimensional US Core Equity 2 | 0.51% | 9,908,185 | $319.4M | Reduce -6.7% |
| VWO Vanguard Ftse Emerging Marke | 0.50% | 7,173,735 | $313.9M | Add +5.0% |
| SCHD Schwab US DVD Equity ETF | 0.49% | 3,984,218 | $309.8M | Reduce -10.4% |
| IVW iShares S&P 500 Growth ETF | 0.49% | 3,341,967 | $309.3M | Add +11.1% |
| IWP iShares Russell Mid-Cap Grow | 0.48% | 2,722,419 | $300.4M | Reduce -5.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.47% | 1,225,154 | $296.6M | Add +5.0% |
| CGGR Cap Group Growth Equity | 0.47% | 8,963,263 | $294.8M | Add +6.4% |
| MUB iShares National Muni Bond E | 0.46% | 2,722,111 | $290.0M | Add +9.8% |
| PG The Procter & Gamble Co. | 0.46% | 1,747,354 | $288.2M | Add +2.5% |
| XOM Exxon Mobil Corp. | 0.46% | 2,500,771 | $287.9M | Add +4.0% |
| META Meta Platforms Inc. Class A | 0.45% | 568,463 | $286.6M | Add +5.8% |
| IWS iShares Russell Mid-Cap Valu | 0.43% | 2,237,115 | $270.1M | Reduce -6.5% |
| COWZ Pacer US Cash Cows 100 ETF | 0.42% | 4,860,894 | $264.9M | Add +12.4% |
| QUAL iShares MSCI USA Quality Fac | 0.41% | 1,521,327 | $259.8M | Add +10.6% |
| JNJ Johnson & Johnson | 0.41% | 1,772,788 | $259.1M | Reduce -0.7% |
| RDVY First Trust Rising Dividend | 0.40% | 4,634,769 | $253.8M | Add +4.8% |
| VYM Vanguard High DVD Yield ETF | 0.40% | 2,127,603 | $252.3M | Add +6.5% |
| HD Home Depot Inc. | 0.38% | 688,621 | $237.1M | Add +1.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.36% | 1,037,503 | $226.2M | Add +5.1% |
| V Visa Inc. Class A | 0.35% | 852,354 | $223.7M | Add +0.8% |
| IEFA iShares Core MSCI Eafe ETF | 0.35% | 3,027,313 | $219.9M | Add +2.6% |
| BSV Vanguard Short-Term Bond ETF | 0.35% | 2,850,733 | $218.7M | Add +10.6% |
| GLD SPDR Gold Shares | 0.34% | 1,007,710 | $216.7M | Add +7.5% |
| MOAT Vaneck Morningstar Wide Moat | 0.34% | 2,489,450 | $215.6M | Add +1.2% |
| CVX Chevron Corp. | 0.34% | 1,359,349 | $212.6M | Add +2.3% |
| ABBV Abbvie Inc. | 0.34% | 1,234,379 | $211.7M | Add +1.6% |
| RSP Invesco S&P 500 Equal Weight | 0.32% | 1,231,467 | $202.3M | Add +4.8% |
| XLK SS Technology Select Sector | 0.32% | 889,304 | $201.2M | Add +0.9% |
| WMT Walmart Inc. | 0.32% | 2,957,994 | $200.3M | Add +0.9% |
| TSLA Tesla Inc. | 0.32% | 1,006,152 | $199.1M | Reduce -1.3% |
| AVGO Broadcom Inc. | 0.31% | 123,498 | $198.3M | Add +19.3% |
| ITOT iShares Core S&P Total U.S. | 0.31% | 1,668,114 | $198.1M | Reduce -1.0% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.31% | 5,935,080 | $195.9M | Add +32.5% |
| NEE Nextera Energy Inc. | 0.31% | 2,761,130 | $195.5M | Reduce -8.5% |
| USMV iShares MSCI USA Min Vol Fac | 0.31% | 2,321,233 | $194.9M | Reduce -4.1% |
| AGG iShares Core U.S. Aggregate | 0.31% | 1,995,018 | $193.7M | Reduce -11.3% |
| IVE iShares S&P 500 Value ETF | 0.30% | 1,055,291 | $192.1M | Reduce -2.3% |
| JEPI JPMorgan Equity Premium Inco | 0.30% | 3,379,837 | $191.6M | Add +14.6% |
| VONG Vanguard Russell 1000 Growth | 0.30% | 2,038,491 | $191.2M | Add +8.8% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.30% | 6,545,859 | $189.3M | Add +9.1% |
| VZ Verizon Communications Inc. | 0.30% | 4,585,622 | $189.1M | Reduce -0.7% |
| MRK Merck & Co. Inc. | 0.29% | 1,497,421 | $185.4M | Add +2.1% |
| IUSG iShares Core S&P U.S. Growth | 0.28% | 1,372,047 | $174.9M | Add +4.1% |
| FV First Trust DW Focus 5 Fund | 0.26% | 2,877,838 | $164.8M | Reduce -0.1% |
| UNH Unitedhealth Group Inc. | 0.26% | 321,090 | $163.5M | Add +3.8% |
| IWN iShares Russell 2000 Value E | 0.25% | 1,038,778 | $158.2M | Reduce -13.7% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.25% | 3,432,951 | $155.2M | Add +5.0% |
| IWO iShares Russell 2000 Growth | 0.25% | 590,717 | $155.1M | Reduce -15.8% |
| MCD McDonald's Corp. | 0.24% | 584,454 | $148.9M | Reduce -0.2% |
| PEP Pepsico Inc. | 0.23% | 895,483 | $147.7M | Reduce -0.3% |
| CAT Caterpillar Inc. | 0.23% | 440,906 | $146.9M | Reduce -0.5% |
| FTEC Fidelity MSCI Info Tech Indx | 0.23% | 843,576 | $144.7M | Add +2.5% |
| SDY SS SPDR S&P Dividend ETF | 0.23% | 1,127,197 | $143.4M | Reduce -4.0% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.22% | 2,771,535 | $142.0M | Add +14.3% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.22% | 3,333,378 | $140.7M | Add +5.6% |
| FTCS First Trust Capital Strength | 0.22% | 1,673,007 | $140.6M | Reduce -4.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.22% | 1,741,288 | $139.5M | Reduce -2.0% |
| IYW iShares Ustechnology ETF | 0.22% | 916,315 | $137.9M | Add +3.3% |
| DFAX Dimensional World Ex US Core | 0.22% | 5,421,522 | $137.8M | Reduce -5.4% |
| IWM iShares Russell 2000 ETF | 0.21% | 661,223 | $134.2M | Add +4.9% |
| IAU iShares Gold Trust | 0.21% | 3,039,451 | $133.5M | Add +6.3% |
| PFE Pfizer Inc. | 0.21% | 4,674,925 | $130.8M | Add +2.6% |
| VGT Vanguard Info Tech ETF | 0.21% | 226,146 | $130.4M | Add +1.2% |
| FVD First Trust Value Line DVD | 0.20% | 3,159,288 | $128.7M | Reduce -4.9% |
| MA Mastercard Inc. Class A | 0.20% | 291,198 | $128.5M | Add +0.9% |
| VSS Vanguard Ftse All Wo X-US SC | 0.20% | 1,093,199 | $128.4M | Reduce -7.7% |
| TLT iShares 20+ Year Treasury BD | 0.20% | 1,394,025 | $127.9M | Add +3.0% |
| IUSV iShares Core S&P U.S. Value | 0.20% | 1,434,318 | $126.4M | Add +0.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.20% | 3,126,806 | $124.4M | Add +0.0% |
| QCOM Qualcomm Inc. | 0.20% | 624,321 | $124.4M | Reduce -3.6% |
| AMGN Amgen Inc. | 0.19% | 386,870 | $120.9M | Reduce -1.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.19% | 696,138 | $120.4M | Add +0.4% |
| BND Vanguard Total Bond Market | 0.19% | 1,659,260 | $119.5M | Reduce -1.9% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.19% | 193 | $118.2M | Add +20.6% |
| LMT Lockheed Martin Corp. | 0.19% | 250,955 | $117.2M | Add +4.5% |
Other holdings (12): bonds, preferreds, convertibles and warrants · $12.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 6,411 | $7.6M | Add +31.2% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 3,074 | $3.7M | Add +5.5% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 15,915 | $655K | Reduce -5.3% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 32,336 | $281K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 10,768 | $268K | Add +12.7% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 38,804 | $175K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 10,810 | $26K | No change |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | 16,817 | $9K | New |
| CBDMD INC (YCBD 8 PERP A) | 8% SER A CUM PFD | 10,000 | $6K | No change |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | 30,000 | $0 | No change |
| LEVWQ Lion Electric Co./the -CW26 | *W EXP 05/06/202 | 11,000 | $0 | Reduce -18.5% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 12,277 | $0 | No change |
Total filed on the 13F, all lines: $63.2B.
Portfolio Sells Q1 2024 → Q2 2024
| SCHD Schwab US DVD Equity ETF | Reduce -10.4% | 0.49% | −0.11 |
| IWP iShares Russell Mid-Cap Grow | Reduce -5.9% | 0.48% | −0.07 |
| IWS iShares Russell Mid-Cap Valu | Reduce -6.5% | 0.43% | −0.07 |
| IWO iShares Russell 2000 Growth | Reduce -15.8% | 0.25% | −0.07 |
| IWN iShares Russell 2000 Value E | Reduce -13.7% | 0.25% | −0.07 |
| AGG iShares Core U.S. Aggregate | Reduce -11.3% | 0.31% | −0.06 |
| JNJ Johnson & Johnson | Reduce -0.7% | 0.41% | −0.06 |
| DFAC Dimensional US Core Equity 2 | Reduce -6.7% | 0.51% | −0.06 |
| CVS CVS Health Corp. | Reduce -19.2% | 0.07% | −0.05 |
| DIS The Walt Disney Co. | Reduce -1.5% | 0.15% | −0.05 |
| INTC Intel Corp. | Reduce -1.9% | 0.09% | −0.05 |
| IWD iShares Russell 1000 Value E | Reduce -0.2% | 0.58% | −0.05 |
| DGRO iShares Core Dividend Growth | Reduce -0.8% | 0.65% | −0.04 |
| MCD McDonald's Corp. | Reduce -0.2% | 0.24% | −0.04 |
| CAT Caterpillar Inc. | Reduce -0.5% | 0.23% | −0.04 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -25.2% | 0.08% | −0.03 |
| SGOV iShares 0-3 Month Treasury B | Reduce -54.5% | 0.02% | −0.03 |
| PAUG Innovator U.S. Equity Power | Reduce -49.8% | 0.03% | −0.03 |
| IVE iShares S&P 500 Value ETF | Reduce -2.3% | 0.30% | −0.03 |
| IWR iShares Russell Mid-Cap ETF | Reduce -11.7% | 0.13% | −0.03 |
| FVD First Trust Value Line DVD | Reduce -4.9% | 0.20% | −0.03 |
| SDY SS SPDR S&P Dividend ETF | Reduce -4.0% | 0.23% | −0.03 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -4.1% | 0.31% | −0.03 |
| PEP Pepsico Inc. | Reduce -0.3% | 0.23% | −0.03 |
| FTCS First Trust Capital Strength | Reduce -4.6% | 0.22% | −0.03 |
| VSS Vanguard Ftse All Wo X-US SC | Reduce -7.7% | 0.20% | −0.03 |
| SLYV SS SPDR S&P 600 SC Val ETF | Reduce -30.5% | 0.04% | −0.02 |
| DFAX Dimensional World Ex US Core | Reduce -5.4% | 0.22% | −0.02 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -15.0% | 0.09% | −0.02 |
| TGT Target Corp. | Reduce -4.3% | 0.08% | −0.02 |
| CELH Celsius Holdings Inc. | Reduce -79.8% | 0.00% | −0.02 |
| ARKK ARK Innovation ETF | Reduce -11.4% | 0.07% | −0.02 |
| EFV iShares MSCI Eafe Value ETF | Reduce -10.6% | 0.11% | −0.02 |
| NUE Nucor Corp. | Reduce -3.9% | 0.06% | −0.02 |
| VZ Verizon Communications Inc. | Reduce -0.7% | 0.30% | −0.02 |
| XLY SS Consumer Disc Select Sect | Reduce -20.0% | 0.07% | −0.02 |
| YDEC FT Vest International Equity | Reduce -47.6% | 0.02% | −0.02 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -12.4% | 0.08% | −0.02 |
| CSCO Cisco Systems Inc. | Reduce -1.8% | 0.17% | −0.02 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.02 |
| DFCF Dimensional Core Fixed Inc. | Reduce -11.4% | 0.10% | −0.02 |
| SHW The Sherwin-Williams Co. | Reduce -1.3% | 0.08% | −0.02 |
| XLV SS Health Care Select Sector | Reduce -5.7% | 0.15% | −0.02 |
| SBUX Starbucks Corp. | Reduce -3.4% | 0.07% | −0.02 |
| NKE Nike Inc. Class B | Reduce -4.4% | 0.05% | −0.02 |
| VCLT Vanguard Long-Term Corp. Bond | Reduce -38.3% | 0.02% | −0.02 |
| WPC WP Carey Inc. | Reduce -7.5% | 0.11% | −0.02 |
| BA The Boeing Co. | Reduce -1.3% | 0.12% | −0.02 |
| DBEF Xtrackers MSCI Eafe Hedged E | Reduce -8.2% | 0.12% | −0.02 |
| MNA Nylim Merger Arbtrage ETF-Ui | Reduce -61.6% | 0.01% | −0.02 |
Portfolio Buys Q1 2024 → Q2 2024
| NVDA Nvidia Corp. | Add +0.8% | 2.44% | +0.58 |
| GOOGL Alphabet Inc. Class A | Add +1.0% | 0.77% | +0.11 |
| QQQ Invesco QQQ Trust Series 1 | Add +2.6% | 1.93% | +0.10 |
| AVGO Broadcom Inc. | Add +19.3% | 0.31% | +0.09 |
| IWF iShares Russell 1000 Growth | Add +4.0% | 1.28% | +0.09 |
| GOOG Alphabet Inc. Class C | Add +0.4% | 0.59% | +0.08 |
| AMZN Amazon.com Inc. | Add +2.6% | 1.64% | +0.07 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +3.1% | 1.09% | +0.07 |
| CGDV Cap Group Dividend Value | Add +32.5% | 0.31% | +0.07 |
| IVW iShares S&P 500 Growth ETF | Add +11.1% | 0.49% | +0.07 |
| COST Costco Wholesale Corp. | Add +2.6% | 0.56% | +0.07 |
| LLY Eli Lilly & Co. | Add +1.8% | 0.53% | +0.06 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +4.4% | 1.70% | +0.06 |
| MSFT Microsoft Corp. | Add +1.0% | 2.50% | +0.06 |
| TCAF T Rowe PRC Cap Appreciation | Add +76.6% | 0.12% | +0.05 |
| JGRO JPMorgan Active Growth ETF | Add +46.5% | 0.13% | +0.04 |
| PAPR Innovator U.S. Equity Power | Add +144.1% | 0.07% | +0.04 |
| QUAL iShares MSCI USA Quality Fac | Add +10.6% | 0.41% | +0.04 |
| HEFA Isha Curr Hedged MSCI Eafe | Add +71.0% | 0.09% | +0.03 |
| VONG Vanguard Russell 1000 Growth | Add +8.8% | 0.30% | +0.03 |
| PVAL Putnam Focused LRG Cap Value | Add +147.2% | 0.06% | +0.03 |
| QFLR Innovator Nasdaq-100 MF ETF | New | 0.03% | +0.03 |
| QQQM Invesco Nasdaq 100 ETF | Add +17.1% | 0.18% | +0.03 |
| PANW Palo Alto Networks Inc. | Add +9.1% | 0.15% | +0.03 |
| EFG iShares MSCI Eafe Growth ETF | Add +36.8% | 0.13% | +0.03 |
| TFJL Innovator 20 YR Treas Bond 5 | New | 0.03% | +0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +23.8% | 0.11% | +0.03 |
| FELC Fidelity Enh LRG Cap Cor ETF | Add +95.2% | 0.06% | +0.03 |
| SFLR Innovator Eqty MGD Floor ETF | Add +2669.9% | 0.03% | +0.03 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +36.7% | 0.10% | +0.03 |
| INDA iShares MSCI India ETF | Add +162.1% | 0.04% | +0.03 |
| PWV Invesco Large Cap Value ETF | Add +377.7% | 0.03% | +0.02 |
| WMT Walmart Inc. | Add +0.9% | 0.32% | +0.02 |
| SYFI AB SHRT Duration HGH YLD ETF | New | 0.02% | +0.02 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +37.4% | 0.17% | +0.02 |
| VWO Vanguard Ftse Emerging Marke | Add +5.0% | 0.50% | +0.02 |
| GLD SPDR Gold Shares | Add +7.5% | 0.34% | +0.02 |
| DELL Dell Technologies -C | Add +88.6% | 0.04% | +0.02 |
| JEPQ JPM Nasdaq Equity Premium | Add +19.5% | 0.16% | +0.02 |
| TSM Taiwan Semiconductor-SP ADR | Add +10.6% | 0.09% | +0.02 |
| MARM Ftvestus Max Buff ETF March | Add +2088.9% | 0.02% | +0.02 |
| CGXU Cap Group Intl Focus | Add +30.8% | 0.11% | +0.02 |
| DFGP Dimensional GLBL Core PL Fix | Add +408.9% | 0.03% | +0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +8.9% | 0.11% | +0.02 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +9.1% | 0.30% | +0.02 |
| IUSG iShares Core S&P U.S. Growth | Add +4.1% | 0.28% | +0.02 |
| META Meta Platforms Inc. Class A | Add +5.8% | 0.45% | +0.02 |
| JEPI JPMorgan Equity Premium Inco | Add +14.6% | 0.30% | +0.02 |
| GMAY FT Vest U.S. Equity Moderate | Add +468.7% | 0.02% | +0.02 |
| IYW iShares Ustechnology ETF | Add +3.3% | 0.22% | +0.02 |
Notes & Other Activity Q1 2024 → Q2 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +31.2% | 6,411 | $7.6M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +5.5% | 3,074 | $3.7M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -5.3% | 15,915 | $655K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +12.7% | 10,768 | $268K |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Sold out | 15,903 | $64Kbefore exit |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | New | 16,817 | $9K |
| LEVWQ Lion Electric Co./the -CW26 | *W EXP 05/06/202 | Reduce -18.5% | 11,000 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,407 | $79.5B | AAPL, IVV, NVDA, QQQ, VEA |
| Q1 2026 | 4,289 | $71.6B | AAPL, IVV, NVDA, MSFT, VEA |
| Q4 2025 | 4,265 | $75.0B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q3 2025 | 4,225 | $77.2B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q2 2025 | 4,240 | $75.7B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q1 2025 | 4,164 | $70.6B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q4 2024 | 4,080 | $68.4B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q3 2024 | 4,044 | $66.0B | AAPL, IVV, MSFT, NVDA, QQQ |
| Q2 2024 | 4,021 | $63.2B | AAPL, MSFT, NVDA, IVV, QQQ |
| Q1 2024 | 4,007 | $60.2B | AAPL, MSFT, IVV, NVDA, QQQ |