Commonwealth Equity Services, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 29, 2024), Commonwealth Equity Services, LLC reported 4,007 stock positions worth $60.2 billion. Its top holding was Apple (AAPL) at 3.4% of the portfolio, followed by Microsoft (MSFT, 2.4%) and iShares Core S&P 500 ETF (IVV, 2.4%). Compared with Q4 2023, it opened 254 new positions, sold out of 138, added to 2,060 and reduced 1,574. The biggest buy was Nvidia (NVDA, shares +0%) and the biggest sale Apple (AAPL, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- WALTHAM, MA
- CIK
- 0000312272
- Portfolio Value
- $60.2B (Q1 2024)
- SEC Filing
- 0000312272-24-000011 ↗ filed Apr 29, 2024
Holdings Value
Holdings 4,007 stocks · $60.2B
| AAPL Apple Inc. | 3.42% | 12,014,673 | $2.1B | Reduce -0.2% |
| MSFT Microsoft Corp. | 2.44% | 3,495,967 | $1.5B | Add +1.4% |
| IVV iShares Core S&P 500 ETF | 2.44% | 2,797,480 | $1.5B | Reduce -0.9% |
| NVDA Nvidia Corp. | 1.86% | 1,237,938 | $1.1B | Add +0.2% |
| QQQ Invesco QQQ Trust Series 1 | 1.83% | 2,480,139 | $1.1B | Add +0.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.64% | 1,889,412 | $988.3M | Reduce -1.6% |
| AMZN Amazon.com Inc. | 1.57% | 5,232,533 | $943.8M | Add +1.3% |
| VEA Vanguard Ftse Developed ETF | 1.27% | 15,228,615 | $764.0M | Add +1.7% |
| IWF iShares Russell 1000 Growth | 1.19% | 2,131,764 | $718.5M | Add +0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.15% | 1,649,473 | $693.6M | Add +3.6% |
| VTI VG Morningstar TS MKT ETF-US | 1.04% | 2,396,423 | $622.8M | Reduce -2.0% |
| VOO Vanguard S&P 500 ETF | 1.03% | 1,291,642 | $620.9M | Add +3.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.02% | 1,778,149 | $612.0M | Add +0.6% |
| VIG Vanguard Dividend Apprec ETF | 0.85% | 2,807,350 | $512.6M | Add +2.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.84% | 3,097,266 | $504.4M | Reduce -1.0% |
| IJR iShares Core S&P Small-Cap E | 0.69% | 3,748,419 | $414.3M | Add +4.5% |
| DGRO iShares Core Dividend Growth | 0.69% | 7,134,724 | $414.2M | Add +2.1% |
| GOOGL Alphabet Inc. Class A | 0.67% | 2,653,753 | $400.5M | Add +2.8% |
| IWD iShares Russell 1000 Value E | 0.63% | 2,115,035 | $378.8M | Add +0.9% |
| IJH iShares Core S&P Midcap ETF | 0.63% | 6,224,670 | $378.1M | No change |
| JPM JPMorgan Chase & Co. | 0.60% | 1,800,333 | $360.6M | Reduce -0.3% |
| SCHD Schwab US DVD Equity ETF | 0.60% | 4,444,733 | $358.4M | Add +7.0% |
| DFAC Dimensional US Core Equity 2 | 0.56% | 10,614,978 | $339.1M | Add +4.1% |
| IWY iShares Russell Top 200 Grow | 0.56% | 1,732,610 | $338.0M | Add +2.8% |
| IWP iShares Russell Mid-Cap Grow | 0.55% | 2,893,717 | $330.3M | Add +0.8% |
| GOOG Alphabet Inc. Class C | 0.51% | 2,010,973 | $306.2M | Add +1.5% |
| IWS iShares Russell Mid-Cap Valu | 0.50% | 2,393,973 | $300.0M | Add +1.0% |
| COST Costco Wholesale Corp. | 0.49% | 402,875 | $295.2M | Add +4.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.48% | 1,166,207 | $291.4M | Reduce -0.1% |
| VWO Vanguard Ftse Emerging Marke | 0.47% | 6,833,663 | $285.4M | Reduce -0.4% |
| LLY Eli Lilly & Co. | 0.47% | 363,301 | $282.6M | Add +2.5% |
| JNJ Johnson & Johnson | 0.47% | 1,784,464 | $282.3M | Add +0.5% |
| XOM Exxon Mobil Corp. | 0.46% | 2,403,648 | $279.4M | Reduce -4.0% |
| PG The Procter & Gamble Co. | 0.46% | 1,704,119 | $276.5M | Add +0.5% |
| CGGR Cap Group Growth Equity | 0.45% | 8,427,012 | $269.6M | Add +8.6% |
| MUB iShares National Muni Bond E | 0.44% | 2,479,435 | $266.8M | Add +2.1% |
| META Meta Platforms Inc. Class A | 0.43% | 537,538 | $261.0M | Add +8.3% |
| HD Home Depot Inc. | 0.43% | 678,906 | $260.4M | Reduce -0.4% |
| IVW iShares S&P 500 Growth ETF | 0.42% | 3,007,626 | $254.0M | Add +6.2% |
| COWZ Pacer US Cash Cows 100 ETF | 0.42% | 4,324,179 | $251.3M | Add +21.7% |
| RDVY First Trust Rising Dividend | 0.41% | 4,424,371 | $248.5M | Add +10.9% |
| VYM Vanguard High DVD Yield ETF | 0.40% | 1,998,021 | $241.7M | Reduce -5.0% |
| V Visa Inc. Class A | 0.39% | 845,877 | $236.1M | Add +2.8% |
| QUAL iShares MSCI USA Quality Fac | 0.38% | 1,375,251 | $226.0M | Add +14.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.37% | 986,751 | $225.6M | Add +1.3% |
| ABBV Abbvie Inc. | 0.37% | 1,214,717 | $221.2M | Add +1.7% |
| MOAT Vaneck Morningstar Wide Moat | 0.37% | 2,459,308 | $221.1M | Add +5.1% |
| AGG iShares Core U.S. Aggregate | 0.37% | 2,250,511 | $220.4M | Add +7.0% |
| IEFA iShares Core MSCI Eafe ETF | 0.36% | 2,951,509 | $219.1M | Add +3.5% |
| CVX Chevron Corp. | 0.35% | 1,328,235 | $209.5M | Add +0.5% |
| USMV iShares MSCI USA Min Vol Fac | 0.34% | 2,420,806 | $202.3M | Reduce -7.0% |
| IVE iShares S&P 500 Value ETF | 0.34% | 1,080,157 | $201.8M | Add +15.7% |
| RSP Invesco S&P 500 Equal Weight | 0.33% | 1,174,892 | $199.0M | Add +8.5% |
| BSV Vanguard Short-Term Bond ETF | 0.33% | 2,578,624 | $197.7M | Add +2.0% |
| ITOT iShares Core S&P Total U.S. | 0.32% | 1,685,556 | $194.3M | Reduce -2.5% |
| VZ Verizon Communications Inc. | 0.32% | 4,617,591 | $193.8M | Add +0.1% |
| MRK Merck & Co. Inc. | 0.32% | 1,466,399 | $193.5M | Reduce -0.4% |
| GLD SPDR Gold Shares | 0.32% | 937,420 | $192.8M | Reduce -11.1% |
| NEE Nextera Energy Inc. | 0.32% | 3,017,287 | $192.8M | Add +1.8% |
| IWN iShares Russell 2000 Value E | 0.32% | 1,203,819 | $191.2M | Reduce -0.4% |
| IWO iShares Russell 2000 Growth | 0.32% | 701,793 | $190.0M | Add +0.7% |
| XLK SS Technology Select Sector | 0.30% | 881,257 | $183.5M | Add +13.7% |
| TSLA Tesla Inc. | 0.30% | 1,018,961 | $179.1M | Reduce -1.6% |
| WMT Walmart Inc. | 0.29% | 2,930,772 | $176.3M | Add +2.8% |
| JEPI JPMorgan Equity Premium Inco | 0.28% | 2,949,703 | $170.7M | Add +2.8% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.28% | 5,997,573 | $167.7M | Add +53.2% |
| MCD McDonald's Corp. | 0.27% | 585,394 | $165.1M | Reduce -1.2% |
| FV First Trust DW Focus 5 Fund | 0.27% | 2,879,745 | $164.8M | Reduce -3.8% |
| VONG Vanguard Russell 1000 Growth | 0.27% | 1,873,462 | $162.4M | Add +4.2% |
| CAT Caterpillar Inc. | 0.27% | 442,913 | $162.3M | Add +1.2% |
| PEP Pepsico Inc. | 0.26% | 897,907 | $157.1M | Add +1.8% |
| IUSG iShares Core S&P U.S. Growth | 0.26% | 1,317,572 | $154.4M | Add +3.4% |
| SDY SS SPDR S&P Dividend ETF | 0.26% | 1,174,828 | $154.2M | Reduce -4.5% |
| UNH Unitedhealth Group Inc. | 0.25% | 309,329 | $153.0M | Reduce -0.8% |
| FTCS First Trust Capital Strength | 0.25% | 1,753,913 | $150.2M | Reduce -9.2% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.25% | 3,269,405 | $149.1M | Add +28.8% |
| DFAX Dimensional World Ex US Core | 0.24% | 5,732,153 | $145.8M | Add +3.8% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.24% | 4,478,044 | $145.5M | Add +17.1% |
| FVD First Trust Value Line DVD | 0.23% | 3,322,719 | $140.3M | Reduce -8.3% |
| MA Mastercard Inc. Class A | 0.23% | 288,459 | $138.9M | Add +14.6% |
| VSS Vanguard Ftse All Wo X-US SC | 0.23% | 1,184,798 | $138.4M | Add +0.8% |
| AVGO Broadcom Inc. | 0.23% | 103,557 | $137.3M | Add +1.1% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.22% | 3,155,655 | $134.3M | Add +3.2% |
| IWM iShares Russell 2000 ETF | 0.22% | 630,379 | $132.6M | Add +3.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.22% | 693,498 | $132.4M | Reduce -3.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.22% | 1,776,352 | $129.9M | Reduce -14.9% |
| IUSV iShares Core S&P U.S. Value | 0.22% | 1,431,681 | $129.5M | Add +3.2% |
| FTEC Fidelity MSCI Info Tech Indx | 0.21% | 823,425 | $128.3M | Add +1.8% |
| TLT iShares 20+ Year Treasury BD | 0.21% | 1,353,237 | $128.0M | Add +14.5% |
| PFE Pfizer Inc. | 0.21% | 4,555,816 | $126.4M | Add +6.2% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.21% | 2,424,233 | $124.3M | Add +3.3% |
| BND Vanguard Total Bond Market | 0.20% | 1,691,470 | $122.9M | Reduce -5.6% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.20% | 1,000,127 | $122.4M | Reduce -1.4% |
| IAU iShares Gold Trust | 0.20% | 2,860,553 | $120.2M | Reduce -5.2% |
| IYW iShares Ustechnology ETF | 0.20% | 887,182 | $119.8M | Add +10.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.20% | 3,125,448 | $118.5M | Reduce -7.5% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.20% | 617,250 | $118.4M | Add +2.9% |
| VGT Vanguard Info Tech ETF | 0.19% | 223,520 | $117.2M | Add +1.7% |
| AMD Advanced Micro Devices | 0.19% | 643,159 | $116.1M | Reduce -0.8% |
| NOBL Proshares S&P 500 Dividend A | 0.19% | 1,123,231 | $113.9M | Reduce -3.3% |
Other holdings (12): bonds, preferreds, convertibles and warrants · $10.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 4,888 | $6.0M | Reduce -0.4% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 2,915 | $3.5M | Add +1.5% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 16,809 | $724K | Reduce -1.3% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 9,558 | $234K | No change |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 32,336 | $78K | New |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 15,903 | $64K | Reduce -5.7% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 38,804 | $52K | New |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 10,810 | $48K | Add +0.0% |
| CBDMD INC (YCBD 8 PERP A) | 8% SER A CUM PFD | 10,000 | $8K | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 12,277 | $1K | No change |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | 30,000 | $0 | No change |
| LEVWQ Lion Electric Co./the -CW26 | *W EXP 05/06/202 | 13,500 | $0 | No change |
Total filed on the 13F, all lines: $60.2B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -0.2% | 3.42% | −0.82 |
| TSLA Tesla Inc. | Reduce -1.6% | 0.30% | −0.17 |
| ESGD iShares Trust iShares ESG Aw | Reduce -37.5% | 0.15% | −0.10 |
| BA The Boeing Co. | Reduce -8.2% | 0.14% | −0.09 |
| TFLO iShares Treasury Floating Ra | Reduce -39.8% | 0.07% | −0.06 |
| GLD SPDR Gold Shares | Reduce -11.1% | 0.32% | −0.05 |
| MCD McDonald's Corp. | Reduce -1.2% | 0.27% | −0.05 |
| SGOV iShares 0-3 Month Treasury B | Reduce -40.6% | 0.06% | −0.05 |
| FTSM First Trust Enh Short Mat FD | Reduce -29.8% | 0.08% | −0.05 |
| UNH Unitedhealth Group Inc. | Reduce -0.8% | 0.25% | −0.05 |
| XMAR FT Vest US Equity Enhance & | Reduce -79.9% | 0.01% | −0.05 |
| WPC WP Carey Inc. | Reduce -7.5% | 0.12% | −0.05 |
| VWO Vanguard Ftse Emerging Marke | Reduce -0.4% | 0.47% | −0.04 |
| BND Vanguard Total Bond Market | Reduce -5.6% | 0.20% | −0.04 |
| FVD First Trust Value Line DVD | Reduce -8.3% | 0.23% | −0.04 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -7.0% | 0.34% | −0.04 |
| INTC Intel Corp. | Reduce -0.4% | 0.14% | −0.04 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -17.7% | 0.10% | −0.03 |
| FTCS First Trust Capital Strength | Reduce -9.2% | 0.25% | −0.03 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -14.9% | 0.22% | −0.03 |
| VLUE iShares MSCI USA Value Facto | Reduce -34.9% | 0.06% | −0.03 |
| IAPR Innovator International Deve | Reduce -68.6% | 0.01% | −0.03 |
| UAUG Innovator U.S. Equity Ultra | Reduce -74.4% | 0.01% | −0.03 |
| RWJ Invesco S&P Smallcap 600 | Reduce -29.2% | 0.06% | −0.03 |
| VTIP Vanguard Short-Term Tips | Reduce -40.1% | 0.04% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -1.6% | 1.64% | −0.03 |
| VYM Vanguard High DVD Yield ETF | Reduce -5.0% | 0.40% | −0.03 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -2.0% | 1.04% | −0.03 |
| IEMG iShares Core MSCI Emerging | Reduce -7.5% | 0.17% | −0.03 |
| EFV iShares MSCI Eafe Value ETF | Reduce -12.4% | 0.14% | −0.03 |
| CSCO Cisco Systems Inc. | Reduce -2.6% | 0.19% | −0.03 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -24.0% | 0.06% | −0.03 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -9.8% | 0.12% | −0.03 |
| IWN iShares Russell 2000 Value E | Reduce -0.4% | 0.32% | −0.03 |
| FBND Fidelity Total Bond ETF | Reduce -10.2% | 0.10% | −0.03 |
| IVV iShares Core S&P 500 ETF | Reduce -0.9% | 2.44% | −0.03 |
| SDY SS SPDR S&P Dividend ETF | Reduce -4.5% | 0.26% | −0.03 |
| POCT Innovator U.S. Equity Power | Reduce -35.5% | 0.04% | −0.02 |
| ARKK ARK Innovation ETF | Reduce -9.0% | 0.09% | −0.02 |
| FMAY FT Vest US Equity Buffer ETF | Reduce -31.6% | 0.04% | −0.02 |
| JPST JPMorgan Ultra-Short Income | Reduce -4.6% | 0.15% | −0.02 |
| ESGU iShares ESG Aware MSCI USA | Reduce -10.0% | 0.18% | −0.02 |
| SYLD Cambria Shareholder Yield Et | Reduce -21.5% | 0.07% | −0.02 |
| MBB iShares MBS ETF | Reduce -6.6% | 0.10% | −0.02 |
| OEF iShares S&P 100 ETF | Reduce -24.2% | 0.06% | −0.02 |
| VGSH Vanguard Short-Term Treasury | Reduce -41.9% | 0.02% | −0.02 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -1.0% | 0.84% | −0.02 |
| IEF iShares 7-10 Year Treasury B | Reduce -4.3% | 0.10% | −0.02 |
| HON Honeywell International Inc. | Reduce -0.8% | 0.13% | −0.02 |
| KAPR Innovator U.S. Small Cap Pow | Reduce -69.1% | 0.01% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +0.2% | 1.86% | +0.74 |
| AMZN Amazon.com Inc. | Add +1.3% | 1.57% | +0.13 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +3.6% | 1.15% | +0.11 |
| META Meta Platforms Inc. Class A | Add +8.3% | 0.43% | +0.11 |
| LLY Eli Lilly & Co. | Add +2.5% | 0.47% | +0.09 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +53.2% | 0.28% | +0.09 |
| COWZ Pacer US Cash Cows 100 ETF | Add +21.7% | 0.42% | +0.08 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +14146.3% | 0.07% | +0.07 |
| MSFT Microsoft Corp. | Add +1.4% | 2.44% | +0.07 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +73.2% | 0.17% | +0.06 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +38.7% | 0.15% | +0.05 |
| QUAL iShares MSCI USA Quality Fac | Add +14.7% | 0.38% | +0.05 |
| MSTR Strategy Inc. | Add +54.0% | 0.07% | +0.05 |
| CGGR Cap Group Growth Equity | Add +8.6% | 0.45% | +0.05 |
| SMH Vaneck Semiconductor ETF | Add +49.1% | 0.10% | +0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +72.8% | 0.09% | +0.04 |
| SMCI Super Micro Computer Inc. | Add +114.4% | 0.05% | +0.04 |
| QQQM Invesco Nasdaq 100 ETF | Add +39.5% | 0.15% | +0.04 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +5464.9% | 0.04% | +0.04 |
| IVE iShares S&P 500 Value ETF | Add +15.7% | 0.34% | +0.04 |
| SDVY First Trust Smid Cap Rising | Add +63.3% | 0.10% | +0.04 |
| VOO Vanguard S&P 500 ETF | Add +3.9% | 1.03% | +0.04 |
| RDVY First Trust Rising Dividend | Add +10.9% | 0.41% | +0.04 |
| MA Mastercard Inc. Class A | Add +14.6% | 0.23% | +0.03 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +28.8% | 0.25% | +0.03 |
| CGDV Cap Group Dividend Value | Add +17.1% | 0.24% | +0.03 |
| YDEC FT Vest International Equity | Add +339.1% | 0.04% | +0.03 |
| CAT Caterpillar Inc. | Add +1.2% | 0.27% | +0.03 |
| IVW iShares S&P 500 Growth ETF | Add +6.2% | 0.42% | +0.03 |
| XLK SS Technology Select Sector | Add +13.7% | 0.30% | +0.03 |
| FLRG Fidelity US Multifactor ETF | Add +228.9% | 0.04% | +0.03 |
| GBTC Grayscale Bitcoin Trust ETF | New | 0.03% | +0.03 |
| NJAN Innovator Growth 100 Power B | Add +924.0% | 0.03% | +0.03 |
| PJAN Innovator U.S. Equity Power | Add +77.0% | 0.07% | +0.03 |
| ABBV Abbvie Inc. | Add +1.7% | 0.37% | +0.03 |
| CGBL Cap Group Core Balanced | Add +377.9% | 0.03% | +0.03 |
| OMFL Invesco Russell 1000 DYN M/F | Add +114.7% | 0.05% | +0.03 |
| FTC First Trust Large Cap Growth | Add +211.5% | 0.04% | +0.03 |
| COIN Coinbase Global Inc. Class A | Add +88.5% | 0.04% | +0.02 |
| IJJ iShares S&P Mid-Cap 400 Valu | Add +50.4% | 0.08% | +0.02 |
| FELV Fidelity Enh LRG Cap Val ETF | Add +273.6% | 0.03% | +0.02 |
| GOVT iShares US Treasury Bond ETF | Add +75.1% | 0.07% | +0.02 |
| FENI Fidelity Enhanced Intl ETF | Add +455.8% | 0.03% | +0.02 |
| CELH Celsius Holdings Inc. | Add +373.7% | 0.03% | +0.02 |
| GE General Electric | Add +4.7% | 0.10% | +0.02 |
| FDVV Fidelity High Dividend ETF | Add +19.4% | 0.17% | +0.02 |
| COST Costco Wholesale Corp. | Add +4.2% | 0.49% | +0.02 |
| SOXX iShares Semiconductor ETF | Add +22.4% | 0.10% | +0.02 |
| NFLX Netflix Inc. | Add +5.0% | 0.14% | +0.02 |
| ETN Eaton Corp. PLC | Add +15.0% | 0.08% | +0.02 |
Notes & Other Activity Q4 2023 → Q1 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -0.4% | 4,888 | $6.0M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +1.5% | 2,915 | $3.5M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -1.3% | 16,809 | $724K |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | New | 32,336 | $78K |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Reduce -5.7% | 15,903 | $64K |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | New | 38,804 | $52K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +0.0% | 10,810 | $48K |
| CTOSW Custom Truck One Source-CW25 | *W EXP 01/01/202 | Sold out | 29,000 | $2Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,407 | $79.5B | AAPL, IVV, NVDA, QQQ, VEA |
| Q1 2026 | 4,289 | $71.6B | AAPL, IVV, NVDA, MSFT, VEA |
| Q4 2025 | 4,265 | $75.0B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q3 2025 | 4,225 | $77.2B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q2 2025 | 4,240 | $75.7B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q1 2025 | 4,164 | $70.6B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q4 2024 | 4,080 | $68.4B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q3 2024 | 4,044 | $66.0B | AAPL, IVV, MSFT, NVDA, QQQ |
| Q2 2024 | 4,021 | $63.2B | AAPL, MSFT, NVDA, IVV, QQQ |
| Q1 2024 | 4,007 | $60.2B | AAPL, MSFT, IVV, NVDA, QQQ |