Commonwealth Equity Services, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 27, 2026), Commonwealth Equity Services, LLC reported 4,289 stock positions worth $71.6 billion. Its top holding was Apple (AAPL) at 3.2% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 2.4%) and Nvidia (NVDA, 2.2%). Compared with Q4 2025, it opened 230 new positions, sold out of 206, added to 1,852 and reduced 2,119. The biggest buy was Putnam Focused LRG Cap Value (PVAL, shares +30%) and the biggest sale Microsoft (MSFT, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- WALTHAM, MA
- CIK
- 0000312272
- Portfolio Value
- $71.6B (Q1 2026)
- SEC Filing
- 0000312272-26-000018 ↗ filed Apr 27, 2026
Holdings Value
Holdings 4,289 stocks · $71.6B
| AAPL Apple Inc. | 3.17% | 8,955,368 | $2.3B | Reduce -7.1% |
| IVV iShares Core S&P 500 ETF | 2.41% | 2,640,321 | $1.7B | Reduce -3.2% |
| NVDA Nvidia Corp. | 2.21% | 9,084,150 | $1.6B | Reduce -7.5% |
| MSFT Microsoft Corp. | 1.56% | 3,023,558 | $1.1B | Reduce -3.7% |
| VEA Vanguard Ftse Developed ETF | 1.50% | 16,771,525 | $1.1B | Reduce -1.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.47% | 1,619,363 | $1.1B | Reduce -6.8% |
| QQQ Invesco QQQ Trust Series 1 | 1.43% | 1,778,951 | $1.0B | Reduce -10.4% |
| AMZN Amazon.com Inc. | 1.28% | 4,395,363 | $915.4M | Reduce -6.7% |
| VOO Vanguard S&P 500 ETF | 1.11% | 1,329,853 | $794.7M | Reduce -1.3% |
| IWF iShares Russell 1000 Growth | 1.02% | 1,719,384 | $733.1M | Reduce -5.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.97% | 1,585,271 | $692.4M | Reduce -4.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.88% | 1,969,033 | $631.7M | Reduce -15.1% |
| GOOGL Alphabet Inc. Class A | 0.86% | 2,152,226 | $618.9M | Reduce -4.1% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.80% | 13,468,007 | $572.9M | Add +9.0% |
| CGGR Cap Group Growth Equity | 0.76% | 13,552,564 | $544.7M | Add +2.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.74% | 1,106,935 | $530.4M | Reduce -20.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.72% | 2,636,976 | $517.4M | Reduce -2.8% |
| VIG Vanguard Dividend Apprec ETF | 0.71% | 2,374,070 | $510.6M | Reduce -7.7% |
| DGRO iShares Core Dividend Growth | 0.71% | 7,225,477 | $507.1M | Reduce -0.6% |
| GOOG Alphabet Inc. Class C | 0.63% | 1,574,283 | $451.6M | Reduce -7.3% |
| JPM JPMorgan Chase & Co. | 0.58% | 1,412,005 | $415.4M | Reduce -9.8% |
| RDVY First Trust Rising Dividend | 0.54% | 5,611,798 | $383.2M | Add +1.0% |
| GLD SPDR Gold Shares | 0.51% | 851,517 | $366.4M | Reduce -5.9% |
| COST Costco Wholesale Corp. | 0.50% | 356,884 | $355.6M | Reduce -2.3% |
| VYM Vanguard High DVD Yield ETF | 0.50% | 2,392,901 | $354.4M | Add +0.8% |
| XOM Exxon Mobil Corp. | 0.49% | 2,086,375 | $354.0M | Reduce -3.2% |
| IVW iShares S&P 500 Growth ETF | 0.48% | 3,037,160 | $343.5M | Add +1.4% |
| IWD iShares Russell 1000 Value E | 0.48% | 1,606,242 | $343.2M | Reduce -6.9% |
| IJR iShares Core S&P Small-Cap E | 0.47% | 2,699,487 | $335.6M | Reduce -13.0% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.47% | 9,909,885 | $334.7M | Reduce -14.0% |
| VWO Vanguard Ftse Emerging Marke | 0.46% | 6,093,454 | $329.4M | Reduce -10.5% |
| IJH iShares Core S&P Midcap ETF | 0.46% | 4,857,647 | $328.0M | Reduce -6.1% |
| DFAC Dimensional US Core Equity 2 | 0.45% | 8,337,551 | $324.0M | Add +4.8% |
| JNJ Johnson & Johnson | 0.44% | 1,276,418 | $312.0M | Reduce -5.0% |
| TSLA Tesla Inc. | 0.43% | 834,627 | $310.3M | Reduce -5.1% |
| PVAL Putnam Focused LRG Cap Value | 0.43% | 6,662,348 | $309.1M | Add +30.0% |
| META Meta Platforms Inc. Class A | 0.43% | 534,816 | $306.0M | Reduce -6.4% |
| AVGO Broadcom Inc. | 0.43% | 984,767 | $304.8M | Reduce -9.9% |
| MUB iShares National Muni Bond E | 0.42% | 2,823,552 | $299.7M | Reduce -1.3% |
| SCHD Schwab US DVD Equity ETF | 0.40% | 9,444,472 | $289.8M | Reduce -5.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.40% | 1,005,627 | $288.8M | Reduce -3.6% |
| IWP iShares Russell Mid-Cap Grow | 0.40% | 2,253,574 | $288.7M | Reduce -2.0% |
| IAU iShares Gold Trust | 0.39% | 3,206,296 | $282.7M | Reduce -9.4% |
| QQQM Invesco Nasdaq 100 ETF | 0.39% | 1,175,381 | $279.3M | Add +4.3% |
| LLY Eli Lilly & Co. | 0.39% | 303,295 | $279.0M | Reduce -3.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.38% | 4,682,652 | $272.4M | Add +10.1% |
| IWS iShares Russell Mid-Cap Valu | 0.38% | 1,865,296 | $271.8M | Reduce -6.0% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.37% | 5,726,102 | $261.4M | Add +0.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.36% | 2,849,680 | $258.0M | Reduce -10.3% |
| QUAL iShares MSCI USA Quality Fac | 0.36% | 1,340,055 | $257.0M | Reduce -1.1% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.36% | 980,879 | $256.9M | Reduce -1.5% |
| WMT Walmart Inc. | 0.36% | 2,055,814 | $255.5M | Reduce -5.8% |
| JEPI JPMorgan Equity Premium Inco | 0.35% | 4,364,248 | $247.4M | Add +2.6% |
| CAT Caterpillar Inc. | 0.33% | 329,837 | $233.7M | Reduce -7.2% |
| RSP Invesco S&P 500 Equal Weight | 0.32% | 1,206,911 | $231.6M | Add +12.6% |
| IWY iShares Russell Top 200 Grow | 0.32% | 916,739 | $228.1M | Add +4.2% |
| CVX Chevron Corp. | 0.32% | 1,096,620 | $226.9M | Reduce -1.8% |
| FENI Fidelity Enhanced Intl ETF | 0.32% | 6,088,056 | $226.5M | Add +25.2% |
| XLK SS Technology Select Sector | 0.31% | 1,692,228 | $224.9M | Reduce -9.3% |
| BSV Vanguard Short-Term Bond ETF | 0.31% | 2,847,873 | $223.3M | Reduce -1.7% |
| FBND Fidelity Total Bond ETF | 0.31% | 4,885,442 | $222.9M | Reduce -0.2% |
| VONG Vanguard Russell 1000 Growth | 0.31% | 2,014,742 | $221.0M | Add +1.5% |
| IVE iShares S&P 500 Value ETF | 0.31% | 1,039,283 | $219.4M | Reduce -4.2% |
| ABBV Abbvie Inc. | 0.30% | 1,000,714 | $217.6M | Reduce -3.5% |
| PG The Procter & Gamble Co. | 0.30% | 1,493,732 | $215.8M | Add +1.8% |
| NEE Nextera Energy Inc. | 0.28% | 2,191,696 | $203.6M | Reduce -1.6% |
| PLTR Palantir Technologies Inc. Class A | 0.28% | 1,378,127 | $201.6M | Reduce -5.7% |
| V Visa Inc. Class A | 0.27% | 630,916 | $190.7M | Reduce -10.6% |
| COWZ Pacer US Cash Cows 100 ETF | 0.26% | 3,029,150 | $189.5M | Reduce -8.7% |
| TCAF T Rowe PRC Cap Appreciation | 0.26% | 5,282,649 | $188.0M | Add +0.9% |
| HD Home Depot Inc. | 0.26% | 565,683 | $186.0M | Reduce -4.9% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.26% | 5,560,105 | $185.5M | Add +3.0% |
| FLCG Fed Hermes Large Cap Growth | 0.26% | 6,198,695 | $185.3M | Reduce -6.5% |
| ITOT iShares Core S&P Total U.S. | 0.26% | 1,290,599 | $183.8M | Add +7.4% |
| IEMG iShares Core MSCI Emerging | 0.26% | 2,617,742 | $182.6M | Reduce -7.4% |
| VZ Verizon Communications Inc. | 0.25% | 3,536,665 | $177.5M | Reduce -6.8% |
| AGG iShares Core U.S. Aggregate | 0.25% | 1,782,280 | $176.9M | Add +2.0% |
| USMV iShares MSCI USA Min Vol Fac | 0.25% | 1,906,795 | $176.8M | Reduce -4.4% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.24% | 3,122,679 | $173.4M | Add +8.7% |
| FDVV Fidelity High Dividend ETF | 0.23% | 2,970,185 | $164.1M | Reduce -2.1% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.23% | 4,252,916 | $163.4M | Add +8.1% |
| RTX RTX Corp. | 0.22% | 827,901 | $159.7M | Reduce -4.3% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.22% | 2,975,969 | $156.4M | Add +4.9% |
| FELG Fidelity Enh LRG Cap GWTH | 0.21% | 4,020,193 | $150.7M | Reduce -2.9% |
| AVUS Avantis U.S. Equity ETF | 0.21% | 1,353,972 | $150.5M | Add +22.2% |
| IWN iShares Russell 2000 Value E | 0.21% | 793,547 | $150.4M | Add +0.1% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.21% | 1,512,309 | $148.1M | Reduce -7.0% |
| FSMD Fidelity Small-Mid Multifact | 0.21% | 3,300,116 | $147.6M | Add +8.1% |
| MRK Merck & Co. Inc. | 0.21% | 1,222,577 | $147.1M | Reduce -6.5% |
| DFAX Dimensional World Ex US Core | 0.21% | 4,323,741 | $146.9M | Add +6.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.20% | 602,126 | $145.9M | Reduce -2.5% |
| FBCG Fidelity Blue Chip Grow ETF | 0.20% | 2,901,363 | $145.4M | Add +4.5% |
| MCD McDonald's Corp. | 0.20% | 463,572 | $144.1M | Reduce -3.0% |
| VONV Vanguard Russell 1000 Value | 0.20% | 1,492,477 | $139.9M | Add +3.3% |
| NFLX Netflix Inc. | 0.20% | 1,453,062 | $139.7M | Reduce -2.4% |
| FTEC Fidelity MSCI Info Tech Indx | 0.19% | 667,376 | $138.8M | Add +3.1% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.19% | 2,965,747 | $137.0M | Reduce -5.0% |
| SDVY First Trust Smid Cap Rising | 0.19% | 3,455,328 | $136.2M | Reduce -2.8% |
| IWO iShares Russell 2000 Growth | 0.19% | 432,478 | $135.7M | Reduce -3.8% |
| JIRE JPMorgan Int Res Enh Eqty | 0.19% | 1,786,518 | $135.3M | Add +9.2% |
Other holdings (10): bonds, preferreds, convertibles and warrants · $9.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 3,603 | $4.2M | Reduce -2.3% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 20,516 | $1.5M | Add +4.0% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,149 | $1.4M | Reduce -7.6% |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | 87,191 | $1.0M | New |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 22,725 | $548K | Reduce -3.1% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 9,701 | $416K | Reduce -9.5% |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 1,488,760 | $10K | Reduce -1.8% |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 10,075 | $910 | Reduce -10.7% |
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | 30,507 | $240 | Reduce -14.1% |
| NEUBERGER HIGH YIELD-RT | RIGHT 04/15/2026 | 26,984 | $220 | Reduce -3.9% |
Total filed on the 13F, all lines: $71.6B.
Portfolio Sells Q4 2025 → Q1 2026
| MSFT Microsoft Corp. | Reduce -3.7% | 1.56% | −0.46 |
| AAPL Apple Inc. | Reduce -7.1% | 3.17% | −0.32 |
| NVDA Nvidia Corp. | Reduce -7.5% | 2.21% | −0.23 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -20.6% | 0.74% | −0.19 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -10.4% | 1.43% | −0.19 |
| AMZN Amazon.com Inc. | Reduce -6.7% | 1.28% | −0.17 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -15.1% | 0.88% | −0.15 |
| IWF iShares Russell 1000 Growth | Reduce -5.3% | 1.02% | −0.12 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -6.8% | 1.47% | −0.11 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -4.0% | 0.97% | −0.11 |
| TSLA Tesla Inc. | Reduce -5.1% | 0.43% | −0.09 |
| JPM JPMorgan Chase & Co. | Reduce -9.8% | 0.58% | −0.09 |
| OEF iShares S&P 100 ETF | Reduce -41.0% | 0.12% | −0.09 |
| IVV iShares Core S&P 500 ETF | Reduce -3.2% | 2.41% | −0.08 |
| GOOG Alphabet Inc. Class C | Reduce -7.3% | 0.63% | −0.08 |
| AVGO Broadcom Inc. | Reduce -9.9% | 0.43% | −0.08 |
| META Meta Platforms Inc. Class A | Reduce -6.4% | 0.43% | −0.08 |
| CCL Carnival Corp. | Reduce -25.0% | 0.15% | −0.08 |
| GOOGL Alphabet Inc. Class A | Reduce -4.1% | 0.86% | −0.07 |
| IUSG iShares Core S&P U.S. Growth | Reduce -26.1% | 0.17% | −0.07 |
| IUSV iShares Core S&P U.S. Value | Reduce -43.3% | 0.09% | −0.06 |
| PLTR Palantir Technologies Inc. Class A | Reduce -5.7% | 0.28% | −0.06 |
| V Visa Inc. Class A | Reduce -10.6% | 0.27% | −0.06 |
| LLY Eli Lilly & Co. | Reduce -3.5% | 0.39% | −0.06 |
| BUFR FT Vest Lad Buffervetf-Usd I | Reduce -14.0% | 0.47% | −0.06 |
| PJUN Innovator U.S. Equity Power | Reduce -64.2% | 0.03% | −0.05 |
| XLK SS Technology Select Sector | Reduce -9.3% | 0.31% | −0.04 |
| VIG Vanguard Dividend Apprec ETF | Reduce -7.7% | 0.71% | −0.04 |
| IBM Intl Business Machines Corp. | Reduce -2.5% | 0.20% | −0.04 |
| FV First Trust DW Focus 5 Fund | Reduce -20.7% | 0.16% | −0.04 |
| BX Blackstone Inc. | Reduce -9.1% | 0.09% | −0.03 |
| FLCG Fed Hermes Large Cap Growth | Reduce -6.5% | 0.26% | −0.03 |
| FFLG Fidelity Fndmntl L/C GRW ETF | Reduce -38.8% | 0.05% | −0.03 |
| JQUA JPMorgan US Quality Factor | Reduce -34.8% | 0.06% | −0.03 |
| ADBE Adobe Inc. | Reduce -26.8% | 0.04% | −0.03 |
| CRM Salesforce Inc. | Reduce -11.6% | 0.06% | −0.03 |
| SMH Vaneck Semiconductor ETF | Reduce -30.3% | 0.10% | −0.03 |
| IJR iShares Core S&P Small-Cap E | Reduce -13.0% | 0.47% | −0.03 |
| VWO Vanguard Ftse Emerging Marke | Reduce -10.5% | 0.46% | −0.03 |
| UNH Unitedhealth Group Inc. | Reduce -15.2% | 0.07% | −0.03 |
| QCOM Qualcomm Inc. | Reduce -3.1% | 0.09% | −0.03 |
| MA Mastercard Inc. Class A | Reduce -8.3% | 0.14% | −0.03 |
| FTQI First Trust Nasdaq Buywrite | Reduce -80.2% | 0.01% | −0.03 |
| BAC Bank of America Corp. | Reduce -5.6% | 0.18% | −0.03 |
| FSK FS KKR Capital Corp. | Reduce -17.5% | 0.04% | −0.02 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -7.0% | 0.21% | −0.02 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -16.8% | 0.10% | −0.02 |
| AXP American Express Co. | Reduce -2.7% | 0.12% | −0.02 |
| ABT Abbott Laboratories | Reduce -6.8% | 0.09% | −0.02 |
| EFV iShares MSCI Eafe Value ETF | Reduce -20.0% | 0.15% | −0.02 |
Portfolio Buys Q4 2025 → Q1 2026
| PVAL Putnam Focused LRG Cap Value | Add +30.0% | 0.43% | +0.12 |
| CORO Ish Intl CTRY Rot Act ETF | New | 0.11% | +0.11 |
| CGDV Cap Group Dividend Value | Add +9.0% | 0.80% | +0.08 |
| FENI Fidelity Enhanced Intl ETF | Add +25.2% | 0.32% | +0.08 |
| IDEF Ishars Def Ind TC Ac ETF-Ui | New | 0.05% | +0.05 |
| RSP Invesco S&P 500 Equal Weight | Add +12.6% | 0.32% | +0.05 |
| FMDE Fidelity Enhanced Mid Cap Co. | Add +37.6% | 0.16% | +0.05 |
| AVUS Avantis U.S. Equity ETF | Add +22.2% | 0.21% | +0.05 |
| JAAA Janus Henderson Aaa Clo ETF | Add +55.0% | 0.11% | +0.04 |
| VYM Vanguard High DVD Yield ETF | Add +0.8% | 0.50% | +0.04 |
| DFAI Dimensional International Co. | Add +33.8% | 0.13% | +0.04 |
| GPIX GLDM SA S&P 500 PR in ETF-US | Add +262.2% | 0.05% | +0.04 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +10.1% | 0.38% | +0.04 |
| DFCF Dimensional Core Fixed Inc. | Add +42.7% | 0.11% | +0.03 |
| BLCR iShares LRG CP CR Act ETF-Ui | New | 0.03% | +0.03 |
| DFUS Dimensional US Eq MKT ETF | Add +26.3% | 0.16% | +0.03 |
| AUSF Global X Adaptive US Factor | Add +69.9% | 0.07% | +0.03 |
| DFAC Dimensional US Core Equity 2 | Add +4.8% | 0.45% | +0.03 |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui | Add +347.1% | 0.04% | +0.03 |
| GOVT iShares US Treasury Bond ETF | Add +72.7% | 0.07% | +0.03 |
| IXUS iShares Core Intl Stock ETF | Add +10.4% | 0.18% | +0.03 |
| GRID First TRST Nasd Class Edg Sgiif | Add +35.3% | 0.08% | +0.03 |
| DFAX Dimensional World Ex US Core | Add +6.0% | 0.21% | +0.03 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +0.3% | 0.37% | +0.03 |
| CGIC Cap Group Intl Core Eq | Add +67.3% | 0.06% | +0.03 |
| FSMD Fidelity Small-Mid Multifact | Add +8.1% | 0.21% | +0.03 |
| FTKI FT Smallcap Buywrite Inc. ETF | New | 0.03% | +0.03 |
| AIRR First Trust Rba American Ind | Add +16.5% | 0.10% | +0.03 |
| MU Micron Technology Inc. | Add +1.2% | 0.13% | +0.03 |
| CGBL Cap Group Core Balanced | Add +17.6% | 0.16% | +0.03 |
| JIRE JPMorgan Int Res Enh Eqty | Add +9.2% | 0.19% | +0.03 |
| GLDM SPDR Gold Minishares Trust | Add +51.6% | 0.06% | +0.03 |
| CGGE Cap Group Global Eq | Add +87.0% | 0.05% | +0.02 |
| IGV iShares Expanded Tech-Softwa | Add +224.0% | 0.04% | +0.02 |
| AVUV Avantis US Small Cap Value | Add +5.7% | 0.15% | +0.02 |
| TT Trane Technologies PLC | Add +45.7% | 0.06% | +0.02 |
| LMBS First Trust Low Duration Opp | Add +24.1% | 0.10% | +0.02 |
| OKE Oneok Inc. | Add +3.5% | 0.09% | +0.02 |
| SHYM iShares Short Duration High | Add +118.2% | 0.04% | +0.02 |
| JBND JPMorgan Active Bond ETF | Add +17.1% | 0.12% | +0.02 |
| PG The Procter & Gamble Co. | Add +1.8% | 0.30% | +0.02 |
| AVGE Avantis All Eqty Mrkts ETF | Add +255.0% | 0.03% | +0.02 |
| CGMM Cap Group Small and Mid Cap | Add +49.0% | 0.06% | +0.02 |
| JEPI JPMorgan Equity Premium Inco | Add +2.6% | 0.35% | +0.02 |
| RDVY First Trust Rising Dividend | Add +1.0% | 0.54% | +0.02 |
| PZA Invesco National Amt-Free Mu | Add +159.8% | 0.03% | +0.02 |
| IDMO Invesco S&P International DE | Add +53.4% | 0.06% | +0.02 |
| BND Vanguard Total Bond Market | Add +7.6% | 0.19% | +0.02 |
| JEPQ JPM Nasdaq Equity Premium | Add +8.7% | 0.24% | +0.02 |
| IAGG iShares Intl Aggregate Bond | Add +9.6% | 0.15% | +0.02 |
Notes & Other Activity Q4 2025 → Q1 2026
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -2.3% | 3,603 | $4.2M |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Add +4.0% | 20,516 | $1.5M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -7.6% | 1,149 | $1.4M |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | New | 87,191 | $1.0M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -3.1% | 22,725 | $548K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -9.5% | 9,701 | $416K |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Reduce -1.8% | 1,488,760 | $10K |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | Reduce -10.7% | 10,075 | $910 |
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | Reduce -14.1% | 30,507 | $240 |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | Sold out | 30,000 | $230before exit |
| NEUBERGER HIGH YIELD-RT | RIGHT 04/15/2026 | Reduce -3.9% | 26,984 | $220 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,407 | $79.5B | AAPL, IVV, NVDA, QQQ, VEA |
| Q1 2026 | 4,289 | $71.6B | AAPL, IVV, NVDA, MSFT, VEA |
| Q4 2025 | 4,265 | $75.0B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q3 2025 | 4,225 | $77.2B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q2 2025 | 4,240 | $75.7B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q1 2025 | 4,164 | $70.6B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q4 2024 | 4,080 | $68.4B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q3 2024 | 4,044 | $66.0B | AAPL, IVV, MSFT, NVDA, QQQ |
| Q2 2024 | 4,021 | $63.2B | AAPL, MSFT, NVDA, IVV, QQQ |
| Q1 2024 | 4,007 | $60.2B | AAPL, MSFT, IVV, NVDA, QQQ |