Commonwealth Equity Services, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 18, 2024), Commonwealth Equity Services, LLC reported 4,044 stock positions worth $66.0 billion. Its top holding was Apple (AAPL) at 4.1% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 2.5%) and Microsoft (MSFT, 2.2%). Compared with Q2 2024, it opened 200 new positions, sold out of 178, added to 1,747 and reduced 2,000. The biggest buy was Cap Group Dividend Value (CGDV, shares +19%) and the biggest sale Microsoft (MSFT, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- WALTHAM, MA
- CIK
- 0000312272
- Portfolio Value
- $66.0B (Q3 2024)
- SEC Filing
- 0000312272-24-000020 ↗ filed Oct 18, 2024
Holdings Value
Holdings 4,044 stocks · $66.0B
| AAPL Apple Inc. | 4.07% | 11,516,349 | $2.7B | Reduce -3.9% |
| IVV iShares Core S&P 500 ETF | 2.48% | 2,835,920 | $1.6B | Add +0.8% |
| MSFT Microsoft Corp. | 2.23% | 3,424,495 | $1.5B | Reduce -3.0% |
| NVDA Nvidia Corp. | 2.20% | 11,932,814 | $1.4B | Reduce -4.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.76% | 2,373,065 | $1.2B | Reduce -6.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.73% | 1,986,680 | $1.1B | Add +0.7% |
| AMZN Amazon.com Inc. | 1.46% | 5,181,363 | $965.4M | Reduce -3.5% |
| VEA Vanguard Ftse Developed ETF | 1.27% | 15,856,721 | $837.4M | Reduce -1.1% |
| IWF iShares Russell 1000 Growth | 1.19% | 2,095,361 | $786.6M | Reduce -5.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.10% | 1,578,262 | $726.4M | Reduce -6.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.08% | 1,847,310 | $709.2M | Add +0.8% |
| VOO Vanguard S&P 500 ETF | 1.07% | 1,342,038 | $708.2M | Add +2.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.96% | 2,231,817 | $632.0M | Reduce -9.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.89% | 3,352,387 | $585.2M | Add +3.2% |
| VIG Vanguard Dividend Apprec ETF | 0.84% | 2,809,801 | $556.5M | Reduce -1.9% |
| IJR iShares Core S&P Small-Cap E | 0.68% | 3,860,464 | $451.5M | Add +1.3% |
| DGRO iShares Core Dividend Growth | 0.67% | 7,093,495 | $444.7M | Add +0.2% |
| GOOGL Alphabet Inc. Class A | 0.66% | 2,609,651 | $432.8M | Reduce -2.7% |
| IWD iShares Russell 1000 Value E | 0.59% | 2,052,806 | $389.6M | Reduce -2.8% |
| IJH iShares Core S&P Midcap ETF | 0.57% | 6,084,219 | $379.2M | Reduce -5.2% |
| JPM JPMorgan Chase & Co. | 0.56% | 1,758,155 | $370.7M | Reduce -4.0% |
| SCHD Schwab US DVD Equity ETF | 0.55% | 4,281,892 | $361.9M | Add +7.5% |
| IWY iShares Russell Top 200 Grow | 0.54% | 1,633,062 | $359.4M | Reduce -4.2% |
| COST Costco Wholesale Corp. | 0.54% | 401,704 | $356.1M | Reduce -2.9% |
| DFAC Dimensional US Core Equity 2 | 0.51% | 9,768,593 | $335.0M | Reduce -1.4% |
| GOOG Alphabet Inc. Class C | 0.50% | 1,990,351 | $332.8M | Reduce -1.4% |
| VWO Vanguard Ftse Emerging Marke | 0.50% | 6,936,994 | $331.9M | Reduce -3.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.50% | 1,253,846 | $330.8M | Add +2.3% |
| META Meta Platforms Inc. Class A | 0.50% | 576,028 | $329.7M | Add +1.3% |
| LLY Eli Lilly & Co. | 0.49% | 366,244 | $324.5M | Reduce -1.0% |
| CGGR Cap Group Growth Equity | 0.49% | 9,323,101 | $324.4M | Add +4.0% |
| IVW iShares S&P 500 Growth ETF | 0.47% | 3,268,241 | $312.9M | Reduce -2.2% |
| QUAL iShares MSCI USA Quality Fac | 0.47% | 1,744,381 | $312.8M | Add +14.7% |
| MUB iShares National Muni Bond E | 0.47% | 2,861,041 | $310.8M | Add +5.1% |
| RDVY First Trust Rising Dividend | 0.47% | 5,230,868 | $309.7M | Add +12.9% |
| COWZ Pacer US Cash Cows 100 ETF | 0.46% | 5,261,767 | $304.3M | Add +8.3% |
| PG The Procter & Gamble Co. | 0.45% | 1,708,929 | $296.0M | Reduce -2.2% |
| XOM Exxon Mobil Corp. | 0.44% | 2,495,954 | $292.6M | Reduce -0.2% |
| IWP iShares Russell Mid-Cap Grow | 0.44% | 2,475,873 | $290.4M | Reduce -9.1% |
| JNJ Johnson & Johnson | 0.42% | 1,725,286 | $279.6M | Reduce -2.7% |
| HD Home Depot Inc. | 0.42% | 684,689 | $277.4M | Reduce -0.6% |
| VYM Vanguard High DVD Yield ETF | 0.42% | 2,163,842 | $277.4M | Add +1.7% |
| IWS iShares Russell Mid-Cap Valu | 0.42% | 2,070,490 | $273.8M | Reduce -7.5% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.39% | 7,056,545 | $257.1M | Add +18.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.38% | 1,063,389 | $252.2M | Add +2.5% |
| TSLA Tesla Inc. | 0.37% | 934,669 | $244.5M | Reduce -7.1% |
| ABBV Abbvie Inc. | 0.37% | 1,224,083 | $241.7M | Reduce -0.8% |
| GLD SPDR Gold Shares | 0.35% | 947,353 | $230.3M | Reduce -6.0% |
| BSV Vanguard Short-Term Bond ETF | 0.35% | 2,921,861 | $229.9M | Add +2.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.35% | 2,942,603 | $229.7M | Reduce -2.8% |
| NEE Nextera Energy Inc. | 0.34% | 2,687,079 | $227.1M | Reduce -2.7% |
| WMT Walmart Inc. | 0.34% | 2,799,751 | $226.1M | Reduce -5.3% |
| V Visa Inc. Class A | 0.34% | 806,928 | $221.9M | Reduce -5.3% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.34% | 7,408,663 | $221.4M | Add +13.2% |
| RSP Invesco S&P 500 Equal Weight | 0.34% | 1,235,760 | $221.4M | Add +0.3% |
| JEPI JPMorgan Equity Premium Inco | 0.33% | 3,665,017 | $218.1M | Add +8.4% |
| MOAT Vaneck Morningstar Wide Moat | 0.33% | 2,228,696 | $216.1M | Reduce -10.5% |
| XLK SS Technology Select Sector | 0.32% | 923,317 | $208.4M | Add +3.8% |
| AVGO Broadcom Inc. | 0.31% | 1,189,430 | $205.2M | Reduce -3.7% |
| ITOT iShares Core S&P Total U.S. | 0.31% | 1,604,234 | $201.5M | Reduce -3.8% |
| VZ Verizon Communications Inc. | 0.30% | 4,466,483 | $200.6M | Reduce -2.6% |
| AGG iShares Core U.S. Aggregate | 0.30% | 1,975,379 | $200.0M | Reduce -1.0% |
| VONG Vanguard Russell 1000 Growth | 0.30% | 2,054,868 | $198.3M | Add +0.8% |
| USMV iShares MSCI USA Min Vol Fac | 0.30% | 2,159,424 | $197.2M | Reduce -7.0% |
| CVX Chevron Corp. | 0.29% | 1,319,178 | $194.3M | Reduce -3.0% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.28% | 3,931,374 | $185.2M | Add +14.5% |
| IVE iShares S&P 500 Value ETF | 0.28% | 925,353 | $182.5M | Reduce -12.3% |
| UNH Unitedhealth Group Inc. | 0.27% | 301,855 | $176.5M | Reduce -6.0% |
| IUSG iShares Core S&P U.S. Growth | 0.27% | 1,334,668 | $176.1M | Reduce -2.7% |
| MCD McDonald's Corp. | 0.26% | 572,173 | $174.2M | Reduce -2.1% |
| MRK Merck & Co. Inc. | 0.26% | 1,510,779 | $171.6M | Add +0.9% |
| TLT iShares 20+ Year Treasury BD | 0.26% | 1,748,635 | $171.5M | Add +25.4% |
| CAT Caterpillar Inc. | 0.26% | 435,573 | $170.4M | Reduce -1.2% |
| FV First Trust DW Focus 5 Fund | 0.25% | 2,813,237 | $163.9M | Reduce -2.2% |
| IWN iShares Russell 2000 Value E | 0.24% | 932,468 | $155.6M | Reduce -10.2% |
| IWM iShares Russell 2000 ETF | 0.23% | 701,584 | $155.0M | Add +6.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.23% | 700,125 | $154.8M | Add +0.6% |
| DFAX Dimensional World Ex US Core | 0.23% | 5,702,093 | $154.0M | Add +5.2% |
| SDY SS SPDR S&P Dividend ETF | 0.23% | 1,073,457 | $152.5M | Reduce -4.8% |
| IAU iShares Gold Trust | 0.23% | 3,062,509 | $152.2M | Add +0.8% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.23% | 3,455,892 | $150.1M | Add +3.7% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.23% | 2,844,818 | $149.8M | Add +2.6% |
| PEP Pepsico Inc. | 0.23% | 873,488 | $148.5M | Reduce -2.5% |
| LMT Lockheed Martin Corp. | 0.22% | 247,906 | $144.9M | Reduce -1.2% |
| BND Vanguard Total Bond Market | 0.22% | 1,918,168 | $144.1M | Add +15.6% |
| IWO iShares Russell 2000 Growth | 0.22% | 506,425 | $143.8M | Reduce -14.3% |
| FDVV Fidelity High Dividend ETF | 0.21% | 2,768,581 | $140.2M | Add +11.6% |
| FTCS First Trust Capital Strength | 0.21% | 1,540,028 | $139.8M | Reduce -8.0% |
| IUSV iShares Core S&P U.S. Value | 0.21% | 1,456,686 | $139.1M | Add +1.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.21% | 1,663,786 | $138.0M | Reduce -4.5% |
| MA Mastercard Inc. Class A | 0.21% | 276,937 | $136.8M | Reduce -4.9% |
| FTEC Fidelity MSCI Info Tech Indx | 0.21% | 780,942 | $136.3M | Reduce -7.4% |
| PFE Pfizer Inc. | 0.21% | 4,693,123 | $135.8M | Add +0.4% |
| IYW iShares Ustechnology ETF | 0.20% | 859,435 | $130.3M | Reduce -6.2% |
| VGT Vanguard Info Tech ETF | 0.20% | 220,099 | $129.1M | Reduce -2.7% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.19% | 639,545 | $128.4M | Add +2.5% |
| VCIT Vanguard Int-Term Corporate | 0.19% | 1,500,036 | $125.6M | Add +6.4% |
| AMGN Amgen Inc. | 0.19% | 387,356 | $124.8M | Add +0.1% |
| FVD First Trust Value Line DVD | 0.19% | 2,740,283 | $124.7M | Reduce -13.3% |
| VSS Vanguard Ftse All Wo X-US SC | 0.19% | 978,390 | $123.2M | Reduce -10.5% |
Other holdings (11): bonds, preferreds, convertibles and warrants · $13.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 6,352 | $8.1M | Reduce -0.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 3,206 | $4.1M | Add +4.3% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 14,903 | $443K | Reduce -6.4% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 10,685 | $279K | Reduce -0.8% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 38,804 | $261K | No change |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 1,335,245 | $37K | Add +4.2% |
| CBDMD INC (YCBD 8 PERP A) | 8% SER A CUM PFD | 10,000 | $6K | No change |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | 178,357 | $4K | Reduce -10.5% |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | 30,000 | $1K | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 12,277 | $0 | No change |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | 25,740 | $0 | Reduce -17.3% |
Total filed on the 13F, all lines: $66.0B.
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Reduce -3.0% | 2.23% | −0.27 |
| NVDA Nvidia Corp. | Reduce -4.3% | 2.20% | −0.24 |
| AMZN Amazon.com Inc. | Reduce -3.5% | 1.46% | −0.18 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -6.7% | 1.76% | −0.17 |
| DWUS Advisorshares D/W FSM Core | Reduce -71.5% | 0.05% | −0.12 |
| GOOGL Alphabet Inc. Class A | Reduce -2.7% | 0.66% | −0.12 |
| DWAW Advisorshares D/W FSM Cap | Reduce -99.5% | 0.00% | −0.10 |
| IWF iShares Russell 1000 Growth | Reduce -5.5% | 1.19% | −0.09 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -9.5% | 0.96% | −0.09 |
| GOOG Alphabet Inc. Class C | Reduce -1.4% | 0.50% | −0.08 |
| GSLC Goldman Activebeta US LC ETF | Reduce -34.4% | 0.09% | −0.05 |
| QCOM Qualcomm Inc. | Reduce -5.6% | 0.15% | −0.04 |
| CVX Chevron Corp. | Reduce -3.0% | 0.29% | −0.04 |
| TFLO iShares Treasury Floating Ra | Reduce -42.1% | 0.05% | −0.04 |
| LLY Eli Lilly & Co. | Reduce -1.0% | 0.49% | −0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -15.2% | 0.08% | −0.04 |
| IWP iShares Russell Mid-Cap Grow | Reduce -9.1% | 0.44% | −0.04 |
| IWY iShares Russell Top 200 Grow | Reduce -4.2% | 0.54% | −0.03 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -35.4% | 0.05% | −0.03 |
| INTC Intel Corp. | Reduce -12.2% | 0.06% | −0.03 |
| ARKK ARK Innovation ETF | Reduce -48.4% | 0.04% | −0.03 |
| NOBL Proshares S&P 500 Dividend A | Reduce -22.6% | 0.14% | −0.03 |
| BA The Boeing Co. | Reduce -5.7% | 0.09% | −0.03 |
| XLE SS Energy Select Sector | Reduce -10.4% | 0.14% | −0.03 |
| TFJL Innovator 20 YR Treas Bond 5 | Sold out | 0.00% | −0.03 |
| IVE iShares S&P 500 Value ETF | Reduce -12.3% | 0.28% | −0.03 |
| IWO iShares Russell 2000 Growth | Reduce -14.3% | 0.22% | −0.03 |
| IJJ iShares S&P Mid-Cap 400 Valu | Reduce -35.5% | 0.05% | −0.03 |
| FNOV FT Vest US Equity Buffer ETF | Reduce -70.5% | 0.01% | −0.03 |
| FTRI First Trust Indxx Global Nat | Reduce -78.7% | 0.01% | −0.03 |
| QQEW First TR Nasdaq-100 Sel Eq | Reduce -43.0% | 0.03% | −0.02 |
| BSCQ Invesco Bulletshares 2026 CB | Reduce -57.5% | 0.02% | −0.02 |
| JPM JPMorgan Chase & Co. | Reduce -4.0% | 0.56% | −0.02 |
| XME SS SPDR S&P Metals Mining | Reduce -83.9% | 0.00% | −0.02 |
| VLO Valero Energy Corp. | Reduce -17.9% | 0.05% | −0.02 |
| SOXX iShares Semiconductor ETF | Reduce -13.5% | 0.08% | −0.02 |
| ESGU iShares ESG Aware MSCI USA | Reduce -14.6% | 0.15% | −0.02 |
| BRK.A Berkshire Hathaway Inc. Class A | Reduce -18.6% | 0.16% | −0.02 |
| FJUL FT Vest US Equity Buffer ETF | Reduce -58.5% | 0.02% | −0.02 |
| FTEC Fidelity MSCI Info Tech Indx | Reduce -7.4% | 0.21% | −0.02 |
| BSCP Invesco Bulletshares 2025 CB | Reduce -43.0% | 0.03% | −0.02 |
| HYS PIMCO 0-5 Year H/Y Corp. Bond | Reduce -37.3% | 0.04% | −0.02 |
| HYLS FT Tactical High Yield ETF | Reduce -78.0% | 0.01% | −0.02 |
| MU Micron Technology Inc. | Reduce -9.2% | 0.05% | −0.02 |
| SMCI Super Micro Computer Inc. | Reduce -5.4% | 0.02% | −0.02 |
| IYW iShares Ustechnology ETF | Reduce -6.2% | 0.20% | −0.02 |
| FAUG FT Vest U.S. Equity Buffer E | Reduce -64.6% | 0.01% | −0.02 |
| ONEQ Fidelity Nasdaq Comp Indx | Reduce -12.3% | 0.12% | −0.02 |
| FMAY FT Vest US Equity Buffer ETF | Reduce -43.9% | 0.03% | −0.02 |
| IJH iShares Core S&P Midcap ETF | Reduce -5.2% | 0.57% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| CGDV Cap Group Dividend Value | Add +18.9% | 0.39% | +0.08 |
| RDVY First Trust Rising Dividend | Add +12.9% | 0.47% | +0.07 |
| AHR American Healthcare REIT Inc. | Add +6875.6% | 0.06% | +0.06 |
| QUAL iShares MSCI USA Quality Fac | Add +14.7% | 0.47% | +0.06 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +3.2% | 0.89% | +0.06 |
| SCHD Schwab US DVD Equity ETF | Add +7.5% | 0.55% | +0.06 |
| TLT iShares 20+ Year Treasury BD | Add +25.4% | 0.26% | +0.06 |
| FBND Fidelity Total Bond ETF | Add +39.2% | 0.17% | +0.05 |
| META Meta Platforms Inc. Class A | Add +1.3% | 0.50% | +0.05 |
| IBM Intl Business Machines Corp. | Add +0.6% | 0.23% | +0.04 |
| IVV iShares Core S&P 500 ETF | Add +0.8% | 2.48% | +0.04 |
| COWZ Pacer US Cash Cows 100 ETF | Add +8.3% | 0.46% | +0.04 |
| BLV Vanguard Long-Term Bond ETF | Add +338.8% | 0.05% | +0.04 |
| IJR iShares Core S&P Small-Cap E | Add +1.3% | 0.68% | +0.04 |
| FBCG Fidelity Blue Chip Grow ETF | Add +49.8% | 0.12% | +0.04 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +13.2% | 0.34% | +0.04 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +14.5% | 0.28% | +0.04 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +2.3% | 0.50% | +0.03 |
| VOO Vanguard S&P 500 ETF | Add +2.0% | 1.07% | +0.03 |
| GAUG FT Vest US Equity Moderate B | Add +1236.4% | 0.03% | +0.03 |
| BND Vanguard Total Bond Market | Add +15.6% | 0.22% | +0.03 |
| FDVV Fidelity High Dividend ETF | Add +11.6% | 0.21% | +0.03 |
| DGRO iShares Core Dividend Growth | Add +0.2% | 0.67% | +0.03 |
| EFV iShares MSCI Eafe Value ETF | Add +20.7% | 0.14% | +0.03 |
| PLTR Palantir Technologies Inc. Class A | Add +8.6% | 0.08% | +0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +0.7% | 1.73% | +0.03 |
| LOW Lowe's Cos Inc. | Add +1.4% | 0.17% | +0.03 |
| TCAF T Rowe PRC Cap Appreciation | Add +21.1% | 0.15% | +0.03 |
| IJS iShares S&P Small-Cap 600 Va | Add +28.0% | 0.11% | +0.03 |
| SHYM iShares Short Duration High | Add +483.5% | 0.03% | +0.03 |
| JEPI JPMorgan Equity Premium Inco | Add +8.4% | 0.33% | +0.03 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +25.6% | 0.12% | +0.03 |
| GE General Electric | Add +13.0% | 0.12% | +0.03 |
| CGCP Cap Group Core Plus Income | Add +38.7% | 0.09% | +0.03 |
| SCHF Schwab Intl Equity ETF | Add +85.3% | 0.05% | +0.03 |
| CGGR Cap Group Growth Equity | Add +4.0% | 0.49% | +0.03 |
| BOND PIMCO Active Bond Exchange-T | Add +48.5% | 0.08% | +0.02 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +2.5% | 0.38% | +0.02 |
| MDT Medtronic PLC | Add +13.1% | 0.12% | +0.02 |
| IGRO iShares Intl Div Growth ETF | Add +90.8% | 0.05% | +0.02 |
| MDY State Street SPDR S&P Midcap | Add +23.3% | 0.12% | +0.02 |
| ETN Eaton Corp. PLC | Add +21.1% | 0.13% | +0.02 |
| ORCL Oracle Corp. | Add +1.0% | 0.16% | +0.02 |
| IWM iShares Russell 2000 ETF | Add +6.1% | 0.23% | +0.02 |
| IJK iShares S&P Mid-Cap 400 Grow | Add +25.9% | 0.11% | +0.02 |
| FSMD Fidelity Small-Mid Multifact | Add +25.3% | 0.09% | +0.02 |
| PM Philip Morris International | Add +9.7% | 0.11% | +0.02 |
| SPHQ Invesco S&P 500 Quality ETF | Add +21.6% | 0.12% | +0.02 |
| PAUG Innovator U.S. Equity Power | Add +70.7% | 0.05% | +0.02 |
| VYM Vanguard High DVD Yield ETF | Add +1.7% | 0.42% | +0.02 |
Notes & Other Activity Q2 2024 → Q3 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -0.9% | 6,352 | $8.1M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +4.3% | 3,206 | $4.1M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -6.4% | 14,903 | $443K |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | Sold out | 32,336 | $281Kbefore exit |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -0.8% | 10,685 | $279K |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Add +4.2% | 1,335,245 | $37K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Sold out | 10,810 | $26Kbefore exit |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | Sold out | 16,817 | $9Kbefore exit |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Reduce -10.5% | 178,357 | $4K |
| LEVWQ Lion Electric Co./the -CW26 | *W EXP 05/06/202 | Sold out | 11,000 | $0before exit |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | Reduce -17.3% | 25,740 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,407 | $79.5B | AAPL, IVV, NVDA, QQQ, VEA |
| Q1 2026 | 4,289 | $71.6B | AAPL, IVV, NVDA, MSFT, VEA |
| Q4 2025 | 4,265 | $75.0B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q3 2025 | 4,225 | $77.2B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q2 2025 | 4,240 | $75.7B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q1 2025 | 4,164 | $70.6B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q4 2024 | 4,080 | $68.4B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q3 2024 | 4,044 | $66.0B | AAPL, IVV, MSFT, NVDA, QQQ |
| Q2 2024 | 4,021 | $63.2B | AAPL, MSFT, NVDA, IVV, QQQ |
| Q1 2024 | 4,007 | $60.2B | AAPL, MSFT, IVV, NVDA, QQQ |