Commonwealth Equity Services, LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 12, 2026), Commonwealth Equity Services, LLC reported 4,265 stock positions worth $75.0 billion. Its top holding was Apple (AAPL) at 3.5% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 2.5%) and Nvidia (NVDA, 2.4%). Compared with Q3 2025, it opened 253 new positions, sold out of 216, added to 1,668 and reduced 2,275. The biggest buy was Cap Group Dividend Value (CGDV, shares +13%) and the biggest sale Microsoft (MSFT, shares −7%).
- Most Recent 13F
- Q2 2026
- Location
- WALTHAM, MA
- CIK
- 0000312272
- Portfolio Value
- $75.0B (Q4 2025)
- SEC Filing
- 0000312272-26-000007 ↗ filed Feb 12, 2026
Holdings Value
Holdings 4,265 stocks · $75.0B
| AAPL Apple Inc. | 3.50% | 9,642,395 | $2.6B | Reduce -8.8% |
| IVV iShares Core S&P 500 ETF | 2.49% | 2,727,210 | $1.9B | Reduce -4.2% |
| NVDA Nvidia Corp. | 2.44% | 9,817,089 | $1.8B | Reduce -10.7% |
| MSFT Microsoft Corp. | 2.03% | 3,141,022 | $1.5B | Reduce -6.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.63% | 1,985,531 | $1.2B | Reduce -12.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.58% | 1,736,693 | $1.2B | Reduce -5.4% |
| AMZN Amazon.com Inc. | 1.45% | 4,708,627 | $1.1B | Reduce -11.9% |
| VEA Vanguard Ftse Developed ETF | 1.42% | 17,014,674 | $1.1B | Reduce -2.5% |
| IWF iShares Russell 1000 Growth | 1.15% | 1,816,152 | $859.6M | Reduce -9.2% |
| VOO Vanguard S&P 500 ETF | 1.13% | 1,347,386 | $845.0M | Reduce -0.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.07% | 1,651,530 | $805.7M | Reduce -3.5% |
| VTI VG Morningstar TS MKT ETF-US | 1.04% | 2,320,304 | $777.9M | Reduce -9.1% |
| GOOGL Alphabet Inc. Class A | 0.94% | 2,243,371 | $702.2M | Reduce -9.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.93% | 1,394,020 | $700.7M | Reduce -12.8% |
| CGGR Cap Group Growth Equity | 0.78% | 13,193,475 | $586.7M | Add +3.8% |
| VIG Vanguard Dividend Apprec ETF | 0.75% | 2,571,410 | $565.1M | Reduce -9.4% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.72% | 12,355,874 | $539.2M | Add +12.8% |
| GOOG Alphabet Inc. Class C | 0.71% | 1,698,762 | $533.1M | Reduce -9.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.69% | 2,712,802 | $518.1M | Reduce -17.4% |
| DGRO iShares Core Dividend Growth | 0.67% | 7,267,236 | $504.5M | Reduce -3.8% |
| JPM JPMorgan Chase & Co. | 0.67% | 1,565,146 | $504.3M | Reduce -3.2% |
| TSLA Tesla Inc. | 0.53% | 879,649 | $395.6M | Reduce -0.9% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.53% | 11,528,758 | $395.0M | Add +1.0% |
| RDVY First Trust Rising Dividend | 0.51% | 5,555,442 | $385.9M | Add +0.7% |
| AVGO Broadcom Inc. | 0.50% | 1,093,020 | $378.3M | Reduce -3.2% |
| META Meta Platforms Inc. Class A | 0.50% | 571,480 | $377.2M | Reduce -3.7% |
| IJR iShares Core S&P Small-Cap E | 0.50% | 3,103,300 | $373.0M | Reduce -10.0% |
| IVW iShares S&P 500 Growth ETF | 0.49% | 2,995,634 | $369.2M | Reduce -7.0% |
| VWO Vanguard Ftse Emerging Marke | 0.49% | 6,808,780 | $366.0M | Reduce -4.9% |
| IWD iShares Russell 1000 Value E | 0.48% | 1,726,024 | $363.1M | Reduce -7.3% |
| GLD SPDR Gold Shares | 0.48% | 905,069 | $358.7M | Reduce -1.3% |
| IJH iShares Core S&P Midcap ETF | 0.46% | 5,170,837 | $341.3M | Reduce -10.8% |
| VYM Vanguard High DVD Yield ETF | 0.45% | 2,374,374 | $340.8M | Add +0.1% |
| LLY Eli Lilly & Co. | 0.45% | 314,386 | $337.9M | Reduce -11.0% |
| COST Costco Wholesale Corp. | 0.42% | 365,291 | $315.0M | Reduce -3.2% |
| DFAC Dimensional US Core Equity 2 | 0.42% | 7,956,573 | $315.0M | Reduce -7.9% |
| IWP iShares Russell Mid-Cap Grow | 0.42% | 2,300,238 | $315.0M | Reduce -3.9% |
| MUB iShares National Muni Bond E | 0.41% | 2,861,748 | $306.5M | Add +0.5% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.40% | 1,043,549 | $302.9M | Reduce -9.5% |
| IAU iShares Gold Trust | 0.38% | 3,538,226 | $287.2M | Add +0.6% |
| QQQM Invesco Nasdaq 100 ETF | 0.38% | 1,126,967 | $285.0M | Add +3.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.38% | 3,178,400 | $284.3M | Reduce -9.6% |
| IWS iShares Russell Mid-Cap Valu | 0.37% | 1,985,396 | $280.0M | Reduce -4.2% |
| JNJ Johnson & Johnson | 0.37% | 1,344,196 | $278.2M | Reduce -7.7% |
| SCHD Schwab US DVD Equity ETF | 0.37% | 10,008,633 | $274.5M | Reduce -16.0% |
| QUAL iShares MSCI USA Quality Fac | 0.36% | 1,355,327 | $269.2M | Reduce -16.8% |
| XLK SS Technology Select Sector | 0.36% | 1,865,649 | $268.6M | Add +1.3% |
| PLTR Palantir Technologies Inc. Class A | 0.35% | 1,460,666 | $259.6M | Reduce -11.8% |
| XOM Exxon Mobil Corp. | 0.35% | 2,154,840 | $259.3M | Reduce -3.9% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.34% | 4,253,821 | $258.7M | Add +21.1% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.34% | 996,236 | $257.0M | Reduce -5.1% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.34% | 5,711,513 | $253.6M | Reduce -0.2% |
| V Visa Inc. Class A | 0.33% | 705,386 | $247.4M | Reduce -8.0% |
| IWY iShares Russell Top 200 Grow | 0.33% | 880,113 | $243.7M | Reduce -6.3% |
| JEPI JPMorgan Equity Premium Inco | 0.32% | 4,255,018 | $243.6M | Reduce -10.5% |
| WMT Walmart Inc. | 0.32% | 2,182,918 | $243.2M | Reduce -11.3% |
| VONG Vanguard Russell 1000 Growth | 0.32% | 1,984,206 | $241.6M | Reduce -8.7% |
| ABBV Abbvie Inc. | 0.32% | 1,037,482 | $237.1M | Reduce -8.2% |
| PVAL Putnam Focused LRG Cap Value | 0.31% | 5,124,640 | $233.5M | Add +4.8% |
| IVE iShares S&P 500 Value ETF | 0.31% | 1,084,807 | $230.1M | Add +5.8% |
| BSV Vanguard Short-Term Bond ETF | 0.30% | 2,896,433 | $228.3M | Add +0.9% |
| FBND Fidelity Total Bond ETF | 0.30% | 4,895,618 | $225.4M | Add +11.9% |
| FLCG Fed Hermes Large Cap Growth | 0.29% | 6,630,122 | $219.3M | Add +0.5% |
| PG The Procter & Gamble Co. | 0.28% | 1,468,047 | $210.4M | Reduce -9.1% |
| RSP Invesco S&P 500 Equal Weight | 0.27% | 1,071,458 | $205.2M | Reduce -0.7% |
| HD Home Depot Inc. | 0.27% | 594,930 | $204.7M | Reduce -6.7% |
| CAT Caterpillar Inc. | 0.27% | 355,496 | $203.7M | Reduce -7.2% |
| TCAF T Rowe PRC Cap Appreciation | 0.27% | 5,233,638 | $200.0M | Add +4.8% |
| COWZ Pacer US Cash Cows 100 ETF | 0.27% | 3,318,661 | $199.7M | Reduce -12.2% |
| IEMG iShares Core MSCI Emerging | 0.25% | 2,826,773 | $190.0M | Add +17.6% |
| USMV iShares MSCI USA Min Vol Fac | 0.25% | 1,995,478 | $187.9M | Reduce -2.0% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.25% | 5,399,474 | $187.1M | Add +5.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.24% | 617,905 | $183.0M | Reduce -7.0% |
| NEE Nextera Energy Inc. | 0.24% | 2,227,788 | $178.8M | Reduce -7.8% |
| ITOT iShares Core S&P Total U.S. | 0.24% | 1,201,914 | $178.7M | Reduce -7.8% |
| FENI Fidelity Enhanced Intl ETF | 0.24% | 4,862,451 | $177.9M | Add +18.3% |
| IUSG iShares Core S&P U.S. Growth | 0.24% | 1,051,235 | $176.5M | Reduce -8.6% |
| AGG iShares Core U.S. Aggregate | 0.23% | 1,746,686 | $174.5M | Reduce -21.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.23% | 1,625,592 | $173.5M | Add +0.3% |
| FELG Fidelity Enh LRG Cap GWTH | 0.23% | 4,141,753 | $172.7M | Add +33.2% |
| FDVV Fidelity High Dividend ETF | 0.23% | 3,034,654 | $172.0M | Add +2.5% |
| CVX Chevron Corp. | 0.23% | 1,116,614 | $170.2M | Reduce -8.3% |
| CCL Carnival Corp. | 0.23% | 5,532,126 | $169.0M | Add +13.9% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.22% | 2,872,597 | $167.0M | Add +3.2% |
| OEF iShares S&P 100 ETF | 0.21% | 466,961 | $160.2M | Add +10.6% |
| RTX RTX Corp. | 0.21% | 865,307 | $158.7M | Reduce -7.5% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.21% | 3,933,197 | $158.2M | Add +7.5% |
| VGT Vanguard Info Tech ETF | 0.21% | 208,513 | $157.2M | Reduce -2.5% |
| VZ Verizon Communications Inc. | 0.21% | 3,792,721 | $154.5M | Reduce -5.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.20% | 2,779,198 | $152.9M | Reduce -4.1% |
| FBCG Fidelity Blue Chip Grow ETF | 0.20% | 2,777,017 | $152.3M | Reduce -2.2% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.20% | 2,836,967 | $150.0M | Reduce -2.9% |
| FV First Trust DW Focus 5 Fund | 0.20% | 2,328,990 | $146.5M | Reduce -6.0% |
| MCD McDonald's Corp. | 0.19% | 477,998 | $146.1M | Reduce -5.1% |
| FTEC Fidelity MSCI Info Tech Indx | 0.19% | 647,184 | $145.4M | Reduce -9.9% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.19% | 3,121,715 | $145.3M | Add +0.3% |
| IWO iShares Russell 2000 Growth | 0.19% | 449,381 | $145.2M | Reduce -6.2% |
| IYW iShares Ustechnology ETF | 0.19% | 720,720 | $143.9M | Add +1.5% |
| IWN iShares Russell 2000 Value E | 0.19% | 792,632 | $143.6M | Reduce -4.5% |
| MOAT Vaneck Morningstar Wide Moat | 0.19% | 1,369,181 | $141.8M | Reduce -11.8% |
Other holdings (6): bonds, preferreds, convertibles and warrants · $8.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 3,686 | $4.5M | Reduce -32.2% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,244 | $1.6M | Reduce -58.1% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 19,733 | $1.6M | Reduce -43.1% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 23,463 | $584K | Add +10.9% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 10,718 | $206K | Reduce -30.6% |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | 30,000 | $230 | No change |
Total filed on the 13F, all lines: $75.0B.
Portfolio Sells Q3 2025 → Q4 2025
| MSFT Microsoft Corp. | Reduce -6.5% | 2.03% | −0.23 |
| NVDA Nvidia Corp. | Reduce -10.7% | 2.44% | −0.22 |
| VCIT Vanguard Int-Term Corporate | Reduce -65.5% | 0.09% | −0.16 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -12.6% | 1.63% | −0.14 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -12.8% | 0.93% | −0.11 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -17.4% | 0.69% | −0.10 |
| NFLX Netflix Inc. | Reduce -12.1% | 0.19% | −0.08 |
| ORCL Oracle Corp. | Reduce -4.0% | 0.17% | −0.08 |
| TLT iShares 20+ Year Treasury BD | Reduce -39.9% | 0.11% | −0.07 |
| AMZN Amazon.com Inc. | Reduce -11.9% | 1.45% | −0.07 |
| IWF iShares Russell 1000 Growth | Reduce -9.2% | 1.15% | −0.07 |
| NCLH Norwegian Cruise Line Holdin | Reduce -75.8% | 0.02% | −0.06 |
| HD Home Depot Inc. | Reduce -6.7% | 0.27% | −0.06 |
| META Meta Platforms Inc. Class A | Reduce -3.7% | 0.50% | −0.06 |
| IBDQ iShares Ibonds Dec 2025 Term | Sold out | 0.00% | −0.06 |
| AGG iShares Core U.S. Aggregate | Reduce -21.4% | 0.23% | −0.06 |
| SCHD Schwab US DVD Equity ETF | Reduce -16.0% | 0.37% | −0.06 |
| QUAL iShares MSCI USA Quality Fac | Reduce -16.8% | 0.36% | −0.05 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -9.1% | 1.04% | −0.05 |
| PLTR Palantir Technologies Inc. Class A | Reduce -11.8% | 0.35% | −0.04 |
| PG The Procter & Gamble Co. | Reduce -9.1% | 0.28% | −0.04 |
| VIG Vanguard Dividend Apprec ETF | Reduce -9.4% | 0.75% | −0.04 |
| SCHG Schwab US Large-Cap Growth | Reduce -22.1% | 0.17% | −0.04 |
| PTLC Pacer Trendpilot US Large Ca | Reduce -44.7% | 0.05% | −0.04 |
| IEF iShares 7-10 Year Treasury B | Reduce -46.4% | 0.04% | −0.04 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -9.5% | 0.40% | −0.04 |
| IJH iShares Core S&P Midcap ETF | Reduce -10.8% | 0.46% | −0.04 |
| IJR iShares Core S&P Small-Cap E | Reduce -10.0% | 0.50% | −0.03 |
| COST Costco Wholesale Corp. | Reduce -3.2% | 0.42% | −0.03 |
| PFEB Innovator U.S. Equity Power | Reduce -57.0% | 0.02% | −0.03 |
| FHI Federated Hermes Inc. | Reduce -97.9% | 0.00% | −0.03 |
| JEPI JPMorgan Equity Premium Inco | Reduce -10.5% | 0.32% | −0.03 |
| GFI Gold Fields Ltd.-Spons ADR | Reduce -95.9% | 0.00% | −0.03 |
| FTCS First Trust Capital Strength | Reduce -19.4% | 0.11% | −0.02 |
| HOOD Robinhood Markets Inc. Class A | Reduce -42.8% | 0.02% | −0.02 |
| T AT&T Inc. | Reduce -10.2% | 0.10% | −0.02 |
| ABT Abbott Laboratories | Reduce -14.1% | 0.11% | −0.02 |
| BX Blackstone Inc. | Reduce -10.0% | 0.12% | −0.02 |
| VZ Verizon Communications Inc. | Reduce -5.8% | 0.21% | −0.02 |
| ABBV Abbvie Inc. | Reduce -8.2% | 0.32% | −0.02 |
| UNH Unitedhealth Group Inc. | Reduce -17.4% | 0.10% | −0.02 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -20.6% | 0.09% | −0.02 |
| IWP iShares Russell Mid-Cap Grow | Reduce -3.9% | 0.42% | −0.02 |
| UBER Uber Technologies Inc. | Reduce -7.4% | 0.08% | −0.02 |
| ANET Arista Networks Inc. | Reduce -14.6% | 0.08% | −0.02 |
| PANW Palo Alto Networks Inc. | Reduce -8.3% | 0.12% | −0.02 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Reduce -36.0% | 0.04% | −0.02 |
| TMUS T-Mobile US Inc. | Reduce -20.3% | 0.05% | −0.02 |
| AU Anglogold Ashanti PLC | Reduce -88.5% | 0.00% | −0.02 |
| AAXJ iShares MSCI All Country Asi | Reduce -83.8% | 0.00% | −0.02 |
Portfolio Buys Q3 2025 → Q4 2025
| CGDV Cap Group Dividend Value | Add +12.8% | 0.72% | +0.12 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +21.1% | 0.34% | +0.08 |
| FELG Fidelity Enh LRG Cap GWTH | Add +33.2% | 0.23% | +0.06 |
| CGGR Cap Group Growth Equity | Add +3.8% | 0.78% | +0.06 |
| IAU iShares Gold Trust | Add +0.6% | 0.38% | +0.05 |
| FENI Fidelity Enhanced Intl ETF | Add +18.3% | 0.24% | +0.05 |
| IEMG iShares Core MSCI Emerging | Add +17.6% | 0.25% | +0.05 |
| FIIG FT Intermed Dur Ig Corp. ETF | Add +362.8% | 0.06% | +0.05 |
| FMDE Fidelity Enhanced Mid Cap Co. | Add +65.0% | 0.11% | +0.05 |
| CCL Carnival Corp. | Add +13.9% | 0.23% | +0.04 |
| PVAL Putnam Focused LRG Cap Value | Add +4.8% | 0.31% | +0.04 |
| FBND Fidelity Total Bond ETF | Add +11.9% | 0.30% | +0.04 |
| CGBL Cap Group Core Balanced | Add +33.8% | 0.13% | +0.04 |
| BAI Ishrs AI in and Tech Act ETF | Add +50.3% | 0.11% | +0.04 |
| FESM Fidelity Enhanced Small Cap | Add +39.0% | 0.11% | +0.04 |
| FTMA FR Massachusetts Mun Inc. ETF | New | 0.04% | +0.04 |
| RECS Columbia Resear Enh Cor ETF | Add +19.5% | 0.18% | +0.04 |
| FFSM Fidelity FNDM SM Mid Cap ETF | Add +227.7% | 0.05% | +0.03 |
| RDVY First Trust Rising Dividend | Add +0.7% | 0.51% | +0.03 |
| FSMD Fidelity Small-Mid Multifact | Add +18.7% | 0.18% | +0.03 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +1.0% | 0.53% | +0.03 |
| IVE iShares S&P 500 Value ETF | Add +5.8% | 0.31% | +0.03 |
| FELC Fidelity Enh LRG Cap Cor ETF | Add +17.2% | 0.17% | +0.03 |
| QQQM Invesco Nasdaq 100 ETF | Add +3.7% | 0.38% | +0.03 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +48.4% | 0.09% | +0.03 |
| OEF iShares S&P 100 ETF | Add +10.6% | 0.21% | +0.03 |
| ZOCT Inr Eqty Def P ETF - 1 Y Oc | Add +974.7% | 0.03% | +0.03 |
| LRCX Lam Research Corp. | Add +5.6% | 0.10% | +0.03 |
| AKRE Akre Focus ETF | New | 0.03% | +0.03 |
| FSSL FS Specialty Lending Fund | New | 0.03% | +0.03 |
| BMY Bristol-Myers Squibb Co. | Add +15.9% | 0.09% | +0.03 |
| BOND PIMCO Active Bond Exchange-T | Add +46.5% | 0.08% | +0.03 |
| CGUS Cap Group Core Equity | Add +7.5% | 0.21% | +0.02 |
| CGGO Cap Group Global Growth | Add +5.6% | 0.25% | +0.02 |
| TCAF T Rowe PRC Cap Appreciation | Add +4.8% | 0.27% | +0.02 |
| SMH Vaneck Semiconductor ETF | Add +6.2% | 0.13% | +0.02 |
| PAAA Pgim Aaa Clo ETF | Add +49.8% | 0.06% | +0.02 |
| XLK SS Technology Select Sector | Add +1.3% | 0.36% | +0.02 |
| PULS Pgim Ultra Short Bond ETF | Add +13.4% | 0.16% | +0.02 |
| JGRO JPMorgan Active Growth ETF | Add +11.5% | 0.18% | +0.02 |
| VYM Vanguard High DVD Yield ETF | Add +0.1% | 0.45% | +0.02 |
| JBND JPMorgan Active Bond ETF | Add +24.1% | 0.10% | +0.02 |
| PRF Invesco Rafi US 1000 ETF | Add +5.2% | 0.19% | +0.02 |
| USDU Wisdomtree BBG Usd Bullish | New | 0.02% | +0.02 |
| JIRE JPMorgan Int Res Enh Eqty | Add +7.3% | 0.16% | +0.02 |
| VONV Vanguard Russell 1000 Value | Add +4.6% | 0.18% | +0.02 |
| AVEM Avantis Emerging Markets Eq | Add +15.5% | 0.10% | +0.02 |
| CGDG Cap Group Dividend Growers | Add +13.8% | 0.10% | +0.02 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Add +29.1% | 0.07% | +0.02 |
| FIVA Fidelity Intl Val Fact ETF | Add +15.2% | 0.07% | +0.02 |
Notes & Other Activity Q3 2025 → Q4 2025
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -32.2% | 3,686 | $4.5M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -58.1% | 1,244 | $1.6M |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Reduce -43.1% | 19,733 | $1.6M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +10.9% | 23,463 | $584K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -30.6% | 10,718 | $206K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Sold out | 115,804 | $9Kbefore exit |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | Sold out | 15,186 | $0before exit |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | Sold out | 24,141 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,407 | $79.5B | AAPL, IVV, NVDA, QQQ, VEA |
| Q1 2026 | 4,289 | $71.6B | AAPL, IVV, NVDA, MSFT, VEA |
| Q4 2025 | 4,265 | $75.0B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q3 2025 | 4,225 | $77.2B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q2 2025 | 4,240 | $75.7B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q1 2025 | 4,164 | $70.6B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q4 2024 | 4,080 | $68.4B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q3 2024 | 4,044 | $66.0B | AAPL, IVV, MSFT, NVDA, QQQ |
| Q2 2024 | 4,021 | $63.2B | AAPL, MSFT, NVDA, IVV, QQQ |
| Q1 2024 | 4,007 | $60.2B | AAPL, MSFT, IVV, NVDA, QQQ |