Guggenheim Capital LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Guggenheim Capital LLC reported 1,851 stock positions worth $14.1 billion. Its top holding was Nvidia (NVDA) at 3.5% of the portfolio, followed by Apple (AAPL, 3.4%) and Microsoft (MSFT, 3.2%). Compared with Q2 2024, it opened 117 new positions, sold out of 118, added to 683 and reduced 1,034. The biggest buy was Vanguard Int-Term Corporate (VCIT, shares +1894%) and the biggest sale Nvidia (NVDA, shares −10%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001283072
- Portfolio Value
- $14.1B (Q3 2024)
- SEC Filing
- 0001283072-24-000007 ↗ filed Nov 13, 2024
Holdings Value
Holdings 1,851 stocks · $14.1B
| NVDA Nvidia Corp. | 3.53% | 4,092,244 | $497.0M | Reduce -10.2% |
| AAPL Apple Inc. | 3.38% | 2,045,587 | $476.6M | Reduce -8.6% |
| MSFT Microsoft Corp. | 3.22% | 1,054,737 | $453.9M | Reduce -8.3% |
| AVGO Broadcom Inc. | 2.07% | 1,688,910 | $291.3M | Reduce -8.6% |
| META Meta Platforms Inc. Class A | 1.92% | 472,862 | $270.7M | Reduce -7.5% |
| AMZN Amazon.com Inc. | 1.88% | 1,424,258 | $265.4M | Reduce -6.5% |
| VCIT Vanguard Int-Term Corporate | 1.39% | 2,343,380 | $196.3M | Add +1893.8% |
| GOOGL Alphabet Inc. Class A | 1.16% | 987,496 | $163.8M | Reduce -7.5% |
| TSLA Tesla Inc. | 1.02% | 549,416 | $143.7M | Reduce -4.0% |
| QCOM Qualcomm Inc. | 0.98% | 808,425 | $137.5M | Add +0.3% |
| COST Costco Wholesale Corp. | 0.95% | 150,324 | $133.3M | Reduce -6.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.89% | 218,601 | $125.5M | Reduce -4.5% |
| GOOG Alphabet Inc. Class C | 0.85% | 720,466 | $120.5M | Reduce -5.2% |
| CSCO Cisco Systems Inc. | 0.85% | 2,257,940 | $120.2M | Reduce -7.5% |
| AMAT Applied Materials Inc. | 0.76% | 526,644 | $106.4M | Reduce -1.7% |
| PEP Pepsico Inc. | 0.68% | 563,727 | $95.9M | Reduce -4.5% |
| AMD Advanced Micro Devices | 0.67% | 578,046 | $94.8M | Reduce -1.1% |
| KO The Coca-Cola Co. | 0.59% | 1,162,351 | $83.5M | Reduce -6.1% |
| ADBE Adobe Inc. | 0.58% | 156,629 | $81.1M | Add +0.1% |
| NFLX Netflix Inc. | 0.57% | 112,938 | $80.1M | Reduce -4.5% |
| AMGN Amgen Inc. | 0.56% | 246,694 | $79.5M | Reduce -11.0% |
| WM Waste Management Inc. | 0.55% | 375,065 | $77.9M | Add +2.8% |
| CMCSA Comcast Corp. Class A | 0.53% | 1,801,948 | $75.3M | Reduce -4.8% |
| LIN Linde PLC | 0.53% | 156,327 | $74.5M | Reduce -0.8% |
| PANW Palo Alto Networks Inc. | 0.53% | 217,481 | $74.3M | Reduce -5.7% |
| TMUS T-Mobile US Inc. | 0.53% | 358,770 | $74.0M | Reduce -8.7% |
| LRCX Lam Research Corp. | 0.52% | 88,965 | $72.6M | Reduce -6.7% |
| JPM JPMorgan Chase & Co. | 0.50% | 335,736 | $70.8M | Reduce -3.2% |
| V Visa Inc. Class A | 0.49% | 250,175 | $68.8M | Add +8.9% |
| BKNG Booking Holdings Inc. | 0.49% | 16,261 | $68.5M | Reduce -4.5% |
| MDLZ Mondelez International Inc. Class A | 0.48% | 913,715 | $67.3M | Add +2.8% |
| SHW The Sherwin-Williams Co. | 0.47% | 174,753 | $66.7M | Reduce -1.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.47% | 301,541 | $66.7M | Reduce -12.6% |
| VRTX Vertex Pharmaceuticals Inc. | 0.46% | 139,291 | $64.8M | Reduce -12.8% |
| TXN Texas Instruments Inc. | 0.45% | 303,920 | $62.8M | Reduce -7.3% |
| MA Mastercard Inc. Class A | 0.44% | 126,252 | $62.3M | Reduce -0.4% |
| SBUX Starbucks Corp. | 0.44% | 639,239 | $62.3M | Add +3.2% |
| HON Honeywell International Inc. | 0.44% | 299,428 | $61.9M | Add +1.6% |
| UNH Unitedhealth Group Inc. | 0.41% | 99,001 | $57.9M | Reduce -1.8% |
| GILD Gilead Sciences Inc. | 0.41% | 681,490 | $57.1M | Reduce -12.4% |
| ABBV Abbvie Inc. | 0.39% | 278,527 | $55.0M | Reduce -6.4% |
| PLD Prologis Inc. | 0.38% | 428,698 | $54.1M | Reduce -12.3% |
| XOM Exxon Mobil Corp. | 0.38% | 461,563 | $54.1M | Add +1.4% |
| VZ Verizon Communications Inc. | 0.37% | 1,171,369 | $52.6M | Add +4.7% |
| NOW ServiceNow Inc. | 0.37% | 57,911 | $51.8M | Add +1.3% |
| MDT Medtronic PLC | 0.36% | 566,450 | $51.0M | Add +1.4% |
| ADI Analog Devices Inc. | 0.36% | 219,878 | $50.6M | Reduce -1.6% |
| EQIX Equinix Inc. | 0.36% | 56,968 | $50.6M | Reduce -16.8% |
| JNJ Johnson & Johnson | 0.36% | 309,860 | $50.2M | Add +8.6% |
| KLAC KLA Corp. | 0.36% | 64,788 | $50.2M | Reduce -5.0% |
| APD Air Products & Chemicals Inc. | 0.36% | 168,385 | $50.1M | Reduce -11.9% |
| ADP Automatic Data Processing | 0.35% | 179,115 | $49.6M | Add +4.7% |
| MCD McDonald's Corp. | 0.35% | 160,138 | $48.8M | Reduce -2.1% |
| ISRG Intuitive Surgical Inc. | 0.34% | 97,537 | $47.9M | Reduce -6.2% |
| UNP Union Pacific Corp. | 0.34% | 192,454 | $47.4M | Reduce -2.5% |
| AEP American Electric Power | 0.33% | 455,877 | $46.8M | Reduce -2.6% |
| INTU Intuit Inc. | 0.33% | 75,152 | $46.7M | Reduce -5.2% |
| CVX Chevron Corp. | 0.33% | 314,351 | $46.3M | Reduce -9.4% |
| ZTS Zoetis Inc. | 0.33% | 235,264 | $46.0M | Add +0.9% |
| MU Micron Technology Inc. | 0.32% | 440,352 | $45.7M | Reduce -0.8% |
| NEE Nextera Energy Inc. | 0.32% | 540,218 | $45.7M | Reduce -0.3% |
| FTNT Fortinet Inc. | 0.31% | 569,177 | $44.1M | Reduce -0.7% |
| SYY Sysco Corp. | 0.30% | 541,909 | $42.3M | Reduce -8.9% |
| MRK Merck & Co. Inc. | 0.29% | 358,486 | $40.7M | Reduce -9.1% |
| REGN Regeneron Pharmaceuticals | 0.29% | 38,364 | $40.3M | Reduce -12.0% |
| SNPS Synopsys Inc. | 0.28% | 78,692 | $39.8M | Add +19.1% |
| JCI Johnson Controls Internation | 0.28% | 508,712 | $39.5M | Add +4.9% |
| PFE Pfizer Inc. | 0.27% | 1,322,993 | $38.3M | Reduce -7.5% |
| BMY Bristol-Myers Squibb Co. | 0.26% | 721,278 | $37.3M | Add +3.4% |
| LOW Lowe's Cos Inc. | 0.26% | 137,750 | $37.3M | Reduce -26.7% |
| BLK BlackRock Finance Inc. | 0.26% | 38,523 | $36.6M | Reduce -15.5% |
| GS Goldman Sachs Group Inc. | 0.26% | 73,020 | $36.2M | Add +8.2% |
| DE Deere & Co. | 0.25% | 84,835 | $35.4M | Reduce -14.8% |
| UPS United Parcel Service Class B | 0.25% | 255,990 | $34.9M | Reduce -0.9% |
| CMI Cummins Inc. | 0.24% | 105,783 | $34.3M | Reduce -13.0% |
| CRM Salesforce Inc. | 0.24% | 122,111 | $33.4M | Reduce -5.0% |
| CMG Chipotle Mexican Grill Inc. | 0.23% | 571,821 | $32.9M | Add +15.2% |
| DUK Duke Energy Corp. | 0.23% | 283,180 | $32.7M | Add +11.4% |
| LLY Eli Lilly & Co. | 0.23% | 36,715 | $32.5M | Reduce -21.1% |
| INTC Intel Corp. | 0.23% | 1,380,854 | $32.4M | Reduce -6.9% |
| SRLN SS Blackstone Sr Loan ETF | 0.23% | 775,585 | $32.4M | Reduce -10.2% |
| TGT Target Corp. | 0.23% | 207,147 | $32.3M | Add +0.6% |
| CEG Constellation Energy | 0.22% | 121,109 | $31.5M | Reduce -2.1% |
| CTAS Cintas Corp. | 0.22% | 148,339 | $30.5M | Reduce -9.4% |
| EMN Eastman Chemical Co. | 0.22% | 270,810 | $30.3M | Add +1.8% |
| PG The Procter & Gamble Co. | 0.21% | 174,967 | $30.3M | Reduce -24.2% |
| ADSK Autodesk Inc. | 0.21% | 109,846 | $30.3M | Add +14.2% |
| DLR Digital Realty Trust Inc. | 0.21% | 183,104 | $29.6M | Reduce -25.6% |
| PSA Public Storage | 0.21% | 80,664 | $29.4M | Reduce -15.1% |
| PM Philip Morris International | 0.21% | 241,701 | $29.3M | Reduce -13.5% |
| MRVL Marvell Technology Inc. | 0.21% | 404,470 | $29.2M | Add +1.1% |
| LULU Lululemon Athletica Inc. | 0.20% | 105,501 | $28.6M | Add +25.9% |
| FANG Diamondback Energy Inc. | 0.20% | 165,497 | $28.5M | Add +0.1% |
| SHY iShares 1-3 Year Treasury Bo | 0.20% | 338,010 | $28.1M | Add +28.9% |
| PH Parker Hannifin Corp. | 0.20% | 43,775 | $27.7M | Reduce -8.1% |
| BX Blackstone Inc. | 0.20% | 180,041 | $27.6M | Add +0.3% |
| EVRG Evergy Inc. | 0.19% | 437,881 | $27.2M | Reduce -5.1% |
| PYPL PayPal Holdings Inc. | 0.19% | 340,485 | $26.6M | Reduce -6.3% |
| AMT American Tower Corp. | 0.19% | 113,798 | $26.5M | Add +4.7% |
| ETN Eaton Corp. PLC | 0.19% | 79,187 | $26.2M | Reduce -7.2% |
Options reported separately and not counted above: SPY puts ($81.9M), SPY calls ($81.9M).
Other holdings (3): bonds, preferreds, convertibles and warrants · $32.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 27,121,000 | $25.0M | No change |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 8,000,000 | $7.3M | No change |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | 1,999,998 | $151K | No change |
Total filed on the 13F, all lines: $14.1B.
Portfolio Sells Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Reduce -10.2% | 3.53% | −0.51 |
| MSFT Microsoft Corp. | Reduce -8.3% | 3.22% | −0.46 |
| GOOGL Alphabet Inc. Class A | Reduce -7.5% | 1.16% | −0.23 |
| AMZN Amazon.com Inc. | Reduce -6.5% | 1.88% | −0.23 |
| LRCX Lam Research Corp. | Reduce -6.7% | 0.52% | −0.21 |
| AMAT Applied Materials Inc. | Reduce -1.7% | 0.76% | −0.15 |
| GOOG Alphabet Inc. Class C | Reduce -5.2% | 0.85% | −0.14 |
| INTC Intel Corp. | Reduce -6.9% | 0.23% | −0.10 |
| MU Micron Technology Inc. | Reduce -0.8% | 0.32% | −0.09 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -12.8% | 0.46% | −0.08 |
| MPC Marathon Petroleum Corp. | Reduce -30.9% | 0.14% | −0.08 |
| LLY Eli Lilly & Co. | Reduce -21.1% | 0.23% | −0.07 |
| MET Metlife Inc. | Reduce -49.2% | 0.09% | −0.06 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -2.8% | 0.15% | −0.06 |
| MRK Merck & Co. Inc. | Reduce -9.1% | 0.29% | −0.06 |
| VLO Valero Energy Corp. | Reduce -37.1% | 0.07% | −0.06 |
| CVX Chevron Corp. | Reduce -9.4% | 0.33% | −0.06 |
| AVGO Broadcom Inc. | Reduce -8.6% | 2.07% | −0.06 |
| GD General Dynamics Corp. | Reduce -41.3% | 0.09% | −0.06 |
| DLR Digital Realty Trust Inc. | Reduce -25.6% | 0.21% | −0.06 |
| PG The Procter & Gamble Co. | Reduce -24.2% | 0.21% | −0.06 |
| VTR Ventas Inc. | Reduce -57.7% | 0.06% | −0.06 |
| AMGN Amgen Inc. | Reduce -11.0% | 0.56% | −0.06 |
| RHP Ryman Hospitality Properties | Reduce -70.0% | 0.02% | −0.05 |
| VOO Vanguard S&P 500 ETF | Reduce -83.2% | 0.01% | −0.05 |
| PRU Prudential Financial Inc. | Reduce -49.9% | 0.05% | −0.05 |
| MRSH Marsh & McLennan Cos | Reduce -29.8% | 0.13% | −0.05 |
| SBRA Sabra Health Care REIT Inc. | Reduce -69.0% | 0.03% | −0.05 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -2.9% | 0.17% | −0.05 |
| KLAC KLA Corp. | Reduce -5.0% | 0.36% | −0.05 |
| C Citigroup Inc. | Reduce -34.3% | 0.08% | −0.04 |
| NXPI NXP Semiconductors NV | Reduce -8.8% | 0.18% | −0.04 |
| NUE Nucor Corp. | Reduce -22.8% | 0.11% | −0.04 |
| INTU Intuit Inc. | Reduce -5.2% | 0.33% | −0.04 |
| REGN Regeneron Pharmaceuticals | Reduce -12.0% | 0.29% | −0.04 |
| TRV The Travelers Cos Inc. | Reduce -40.1% | 0.09% | −0.04 |
| EMR Emerson Electric Co. | Reduce -22.1% | 0.13% | −0.04 |
| COST Costco Wholesale Corp. | Reduce -6.9% | 0.95% | −0.04 |
| SCHZ Schwab US Aggregate Bond ETF | Sold out | 0.00% | −0.04 |
| ITW Illinois Tool Works | Reduce -26.9% | 0.15% | −0.04 |
| CROX Crocs Inc. | Reduce -45.6% | 0.04% | −0.04 |
| DOC Healthpeak Properties Inc. | Reduce -40.4% | 0.08% | −0.04 |
| VMRK Vivmark Residential | Reduce -35.7% | 0.08% | −0.04 |
| ROIC Retail Opportunity Investmen | Sold out | 0.00% | −0.03 |
| AFT Apollo Senior Floating Rate | Sold out | 0.00% | −0.03 |
| SYF Synchrony Financial | Reduce -66.2% | 0.02% | −0.03 |
| SYK Stryker Corp. | Reduce -66.7% | 0.02% | −0.03 |
| DOW Dow Inc. | Reduce -19.7% | 0.15% | −0.03 |
| PANW Palo Alto Networks Inc. | Reduce -5.7% | 0.53% | −0.03 |
| OXY Occidental Petroleum Corp. | Reduce -18.1% | 0.06% | −0.03 |
Portfolio Buys Q2 2024 → Q3 2024
| VCIT Vanguard Int-Term Corporate | Add +1893.8% | 1.39% | +1.33 |
| SBUX Starbucks Corp. | Add +3.2% | 0.44% | +0.10 |
| WELL Welltower Inc. | Add +41.5% | 0.17% | +0.07 |
| ESS Essex Property Trust Inc. | Add +155.8% | 0.11% | +0.07 |
| ICE Intercontinental Exchange Inc. | Add +31.0% | 0.19% | +0.06 |
| STAG Stag Industrial Inc. | Add +145.4% | 0.10% | +0.06 |
| MDLZ Mondelez International Inc. Class A | Add +2.8% | 0.48% | +0.06 |
| ADP Automatic Data Processing | Add +4.7% | 0.35% | +0.06 |
| JNJ Johnson & Johnson | Add +8.6% | 0.36% | +0.06 |
| BMY Bristol-Myers Squibb Co. | Add +3.4% | 0.26% | +0.06 |
| V Visa Inc. Class A | Add +8.9% | 0.49% | +0.06 |
| DASH DoorDash Inc. Class A | Add +28.9% | 0.13% | +0.05 |
| DUK Duke Energy Corp. | Add +11.4% | 0.23% | +0.05 |
| JCI Johnson Controls Internation | Add +4.9% | 0.28% | +0.05 |
| MDT Medtronic PLC | Add +1.4% | 0.36% | +0.05 |
| PK Park Hotels & Resorts Inc. | Add +733.0% | 0.05% | +0.05 |
| SHY iShares 1-3 Year Treasury Bo | Add +28.9% | 0.20% | +0.05 |
| NOW ServiceNow Inc. | Add +1.3% | 0.37% | +0.04 |
| EIX Edison International | Add +18.5% | 0.15% | +0.04 |
| ADSK Autodesk Inc. | Add +14.2% | 0.21% | +0.04 |
| VZ Verizon Communications Inc. | Add +4.7% | 0.37% | +0.04 |
| CB Chubb Ltd. | Add +22.0% | 0.15% | +0.04 |
| ETR Entergy Corp. | Add +12.2% | 0.15% | +0.04 |
| GS Goldman Sachs Group Inc. | Add +8.2% | 0.26% | +0.04 |
| ZTS Zoetis Inc. | Add +0.9% | 0.33% | +0.04 |
| AMT American Tower Corp. | Add +4.7% | 0.19% | +0.04 |
| BX Blackstone Inc. | Add +0.3% | 0.20% | +0.04 |
| APLE Apple Hospitality REIT Inc. | Add +81.0% | 0.08% | +0.04 |
| T AT&T Inc. | Add +11.6% | 0.16% | +0.03 |
| SMCI Super Micro Computer Inc. | Add +377.1% | 0.06% | +0.03 |
| PLTR Palantir Technologies Inc. Class A | Add +390.8% | 0.04% | +0.03 |
| UDR Udr Inc. | Add +103.6% | 0.06% | +0.03 |
| O Realty Income Corp. | Add +7.7% | 0.15% | +0.03 |
| NNN NNN REIT Inc. | Add +152.9% | 0.05% | +0.03 |
| HR Healthcare Realty Trust Inc. | Add +103.0% | 0.06% | +0.03 |
| SPOT Spotify Technology SA | Add +480.8% | 0.04% | +0.03 |
| MUC BlackRock Munihold Ca QLTY | Add +38.1% | 0.10% | +0.03 |
| EXR Extra Space Storage Inc. | Add +6.2% | 0.17% | +0.03 |
| REG Regency Centers Corp. | Add +40.3% | 0.08% | +0.03 |
| STZ Constellation Brands Inc. Class A | Add +41.8% | 0.10% | +0.03 |
| NEM Newmont Corp. | Add +2.2% | 0.13% | +0.03 |
| INGR Ingredion Inc. | Add +0.5% | 0.18% | +0.03 |
| WPC WP Carey Inc. | Add +76.0% | 0.06% | +0.03 |
| EMN Eastman Chemical Co. | Add +1.8% | 0.22% | +0.03 |
| VST Vistra Corp. | Add +88.3% | 0.04% | +0.03 |
| EPR Epr Properties | Add +269.6% | 0.03% | +0.03 |
| NSA National Storage Affiliates | Add +119.9% | 0.04% | +0.03 |
| SKT Tanger Inc. | New | 0.03% | +0.03 |
| CPRT Copart Inc. | Add +29.5% | 0.13% | +0.03 |
| NXP Nuveen Select Tax-Free Inc. | Add +91.2% | 0.05% | +0.02 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +27.7% | 142,800 | $81.9M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +27.7% | 142,800 | $81.9M |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| DNABW Ginkgo Bioworks -CW27 | *W EXP 09/16/202 | Sold out | 399,600 | $11Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,701 | $15.5B | NVDA, MU, AAPL, LRCX, MSFT |
| Q1 2026 | 1,592 | $12.5B | NVDA, AAPL, MSFT, AVGO, AMZN |
| Q4 2025 | 1,737 | $13.6B | NVDA, AAPL, MSFT, AVGO, AMZN |
| Q3 2025 | 1,569 | $13.4B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q2 2025 | 1,580 | $12.3B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q1 2025 | 1,626 | $10.6B | AAPL, NVDA, MSFT, AMZN, META |
| Q4 2024 | 1,675 | $12.1B | NVDA, AAPL, MSFT, AMZN, AVGO |
| Q3 2024 | 1,851 | $14.1B | NVDA, AAPL, MSFT, AVGO, META |
| Q2 2024 | 1,851 | $13.9B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q1 2024 | 1,862 | $14.1B | MSFT, NVDA, AAPL, AMZN, META |