Guggenheim Capital LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Guggenheim Capital LLC reported 1,592 stock positions worth $12.5 billion. Its top holding was Nvidia (NVDA) at 3.6% of the portfolio, followed by Apple (AAPL, 3.0%) and Microsoft (MSFT, 2.4%). Compared with Q4 2025, it opened 86 new positions, sold out of 230, added to 758 and reduced 740. The biggest buy was Walmart (WMT, shares +274%) and the biggest sale Microsoft (MSFT, shares −15%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001283072
- Portfolio Value
- $12.5B (Q1 2026)
- SEC Filing
- 0001283072-26-000003 ↗ filed May 15, 2026
Holdings Value
Holdings 1,592 stocks · $12.5B
| NVDA Nvidia Corp. | 3.60% | 2,587,932 | $451.3M | Reduce -16.9% |
| AAPL Apple Inc. | 2.97% | 1,463,999 | $371.5M | Reduce -17.2% |
| MSFT Microsoft Corp. | 2.38% | 803,701 | $297.5M | Reduce -14.9% |
| AVGO Broadcom Inc. | 1.92% | 778,536 | $241.0M | Reduce -9.5% |
| AMZN Amazon.com Inc. | 1.79% | 1,073,678 | $223.6M | Reduce -16.0% |
| GOOGL Alphabet Inc. Class A | 1.65% | 718,745 | $206.7M | Reduce -16.9% |
| META Meta Platforms Inc. Class A | 1.50% | 329,350 | $188.4M | Reduce -15.0% |
| LRCX Lam Research Corp. | 1.39% | 813,760 | $173.9M | Reduce -8.9% |
| WMT Walmart Inc. | 1.26% | 1,271,869 | $158.1M | Add +274.3% |
| MU Micron Technology Inc. | 1.19% | 440,292 | $148.7M | Reduce -15.3% |
| TSLA Tesla Inc. | 1.15% | 385,982 | $143.5M | Reduce -5.9% |
| AMAT Applied Materials Inc. | 1.13% | 415,518 | $142.0M | Reduce -14.3% |
| COST Costco Wholesale Corp. | 1.07% | 134,581 | $134.1M | Reduce -12.7% |
| CSCO Cisco Systems Inc. | 1.03% | 1,663,935 | $129.1M | Reduce -11.8% |
| GOOG Alphabet Inc. Class C | 0.97% | 425,584 | $122.1M | Reduce -20.4% |
| AMD Advanced Micro Devices | 0.86% | 529,463 | $107.7M | Reduce -11.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.77% | 148,649 | $96.7M | Reduce -19.6% |
| NFLX Netflix Inc. | 0.77% | 1,003,124 | $96.5M | Reduce -15.2% |
| MRK Merck & Co. Inc. | 0.76% | 794,868 | $95.6M | Add +2.7% |
| WM Waste Management Inc. | 0.69% | 375,486 | $86.3M | Reduce -0.8% |
| QCOM Qualcomm Inc. | 0.68% | 663,467 | $85.4M | Reduce -11.9% |
| PEP Pepsico Inc. | 0.68% | 550,120 | $85.4M | Reduce -8.5% |
| V Visa Inc. Class A | 0.65% | 270,953 | $81.9M | Reduce -4.0% |
| AMGN Amgen Inc. | 0.63% | 225,913 | $79.5M | Reduce -10.5% |
| JNJ Johnson & Johnson | 0.59% | 299,878 | $73.3M | Reduce -9.1% |
| IVV iShares Core S&P 500 ETF | 0.58% | 111,438 | $72.8M | Reduce -18.3% |
| CVX Chevron Corp. | 0.58% | 351,794 | $72.8M | Add +9.8% |
| KLAC KLA Corp. | 0.57% | 48,685 | $71.7M | Reduce -12.5% |
| PLTR Palantir Technologies Inc. Class A | 0.55% | 469,241 | $68.6M | Reduce -18.8% |
| XOM Exxon Mobil Corp. | 0.54% | 396,300 | $67.2M | Reduce -6.8% |
| JPM JPMorgan Chase & Co. | 0.54% | 228,537 | $67.2M | Reduce -8.1% |
| BKNG Booking Holdings Inc. | 0.52% | 15,563 | $65.5M | Reduce -7.7% |
| MA Mastercard Inc. Class A | 0.49% | 121,998 | $61.0M | Reduce -1.2% |
| ADI Analog Devices Inc. | 0.47% | 186,583 | $59.4M | Reduce -13.5% |
| GILD Gilead Sciences Inc. | 0.46% | 416,454 | $58.0M | Reduce -19.6% |
| ORLY O'reilly Automotive Inc. | 0.46% | 627,062 | $57.9M | Add +5.0% |
| MCD McDonald's Corp. | 0.45% | 183,078 | $56.9M | Reduce -3.8% |
| MDLZ Mondelez International Inc. Class A | 0.45% | 977,821 | $56.4M | Reduce -8.0% |
| ADBE Adobe Inc. | 0.43% | 221,287 | $53.8M | Reduce -8.0% |
| ABBV Abbvie Inc. | 0.43% | 245,701 | $53.4M | Reduce -7.3% |
| GS Goldman Sachs Group Inc. | 0.42% | 62,838 | $53.2M | Reduce -6.9% |
| HON Honeywell International Inc. | 0.41% | 229,963 | $52.0M | Reduce -8.8% |
| KO The Coca-Cola Co. | 0.41% | 677,992 | $51.6M | Reduce -3.0% |
| VZ Verizon Communications Inc. | 0.41% | 1,019,608 | $51.2M | Add +1.1% |
| INTC Intel Corp. | 0.40% | 1,145,898 | $50.6M | Reduce -14.8% |
| CMCSA Comcast Corp. Class A | 0.40% | 1,747,590 | $50.2M | Reduce -4.0% |
| UNP Union Pacific Corp. | 0.39% | 200,016 | $48.5M | Reduce -1.0% |
| SHY iShares 1-3 Year Treasury Bo | 0.38% | 573,020 | $47.3M | Reduce -4.4% |
| HD Home Depot Inc. | 0.38% | 143,100 | $47.1M | Add +12.1% |
| MRVL Marvell Technology Inc. | 0.37% | 470,541 | $46.6M | Add +6.4% |
| SNPS Synopsys Inc. | 0.36% | 114,850 | $45.5M | Reduce -10.6% |
| LIN Linde PLC | 0.36% | 91,839 | $45.5M | Add +5.5% |
| VRTX Vertex Pharmaceuticals Inc. | 0.36% | 100,386 | $44.8M | Reduce -0.7% |
| TMUS T-Mobile US Inc. | 0.36% | 213,009 | $44.7M | Reduce -23.8% |
| ISRG Intuitive Surgical Inc. | 0.36% | 97,000 | $44.7M | Reduce -7.2% |
| NOC Northrop Grumman Corp. | 0.36% | 65,422 | $44.6M | Add +8.2% |
| PANW Palo Alto Networks Inc. | 0.35% | 275,083 | $44.1M | Reduce -5.6% |
| DUK Duke Energy Corp. | 0.35% | 335,876 | $44.0M | Reduce -2.3% |
| TXN Texas Instruments Inc. | 0.35% | 225,190 | $43.7M | Reduce -16.5% |
| ZTS Zoetis Inc. | 0.34% | 361,944 | $42.8M | Add +7.0% |
| DASH DoorDash Inc. Class A | 0.34% | 282,091 | $42.4M | Add +3.0% |
| ICE Intercontinental Exchange Inc. | 0.33% | 259,101 | $40.8M | Add +3.8% |
| CEG Constellation Energy | 0.32% | 145,070 | $40.5M | Add +9.2% |
| NAC Nuveen Ca QLTY Muni Inc. | 0.32% | 3,435,676 | $40.0M | Add +16.9% |
| PFE Pfizer Inc. | 0.31% | 1,367,689 | $38.4M | Add +13.2% |
| CMI Cummins Inc. | 0.30% | 69,730 | $37.5M | Reduce -4.3% |
| NVG Nuveen Amt-FR Muni CRDT | 0.29% | 2,961,500 | $36.5M | Add +15.6% |
| NEE Nextera Energy Inc. | 0.29% | 390,840 | $36.3M | Reduce -9.1% |
| SHW The Sherwin-Williams Co. | 0.29% | 111,810 | $35.8M | Reduce -20.2% |
| WELL Welltower Inc. | 0.29% | 180,845 | $35.8M | Add +8.7% |
| NAD Nuveen Quality Municipal Inc. | 0.28% | 3,068,531 | $35.3M | Add +19.3% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.28% | 3,112,598 | $35.0M | Add +26.0% |
| ADP Automatic Data Processing | 0.28% | 169,720 | $34.5M | Reduce -18.1% |
| GLD SPDR Gold Shares | 0.28% | 80,089 | $34.5M | Add +7.0% |
| ADSK Autodesk Inc. | 0.27% | 143,796 | $34.4M | Add +24.9% |
| CAT Caterpillar Inc. | 0.27% | 48,439 | $34.3M | Reduce -10.2% |
| BMY Bristol-Myers Squibb Co. | 0.27% | 564,144 | $34.2M | Reduce -3.1% |
| CTAS Cintas Corp. | 0.26% | 196,137 | $33.2M | Add +6.9% |
| REGN Regeneron Pharmaceuticals | 0.26% | 42,909 | $33.2M | Reduce -4.5% |
| JCI Johnson Controls Internation | 0.26% | 252,696 | $33.1M | Reduce -24.9% |
| LLY Eli Lilly & Co. | 0.26% | 35,351 | $32.5M | Add +3.7% |
| SBUX Starbucks Corp. | 0.26% | 362,033 | $32.4M | Reduce -28.3% |
| PG The Procter & Gamble Co. | 0.25% | 214,979 | $31.1M | Add +12.1% |
| JMBS Janus Henderson Mortg Backed | 0.25% | 685,210 | $31.0M | Add +12.7% |
| DE Deere & Co. | 0.25% | 54,810 | $30.9M | Reduce -13.7% |
| INTU Intuit Inc. | 0.23% | 66,073 | $28.6M | Reduce -5.5% |
| APP AppLovin Corp. Class A | 0.23% | 71,085 | $28.3M | Reduce -11.9% |
| MUC BlackRock Munihold Ca QLTY | 0.23% | 2,713,524 | $28.2M | Add +9.5% |
| AEP American Electric Power | 0.22% | 214,945 | $28.2M | Reduce -10.7% |
| SHOP Shopify Inc. Class A | 0.22% | 235,720 | $28.0M | Reduce -18.9% |
| NEM Newmont Corp. | 0.22% | 253,942 | $27.5M | Reduce -10.4% |
| XEL Xcel Energy Inc. | 0.22% | 344,223 | $27.3M | Reduce -2.6% |
| NOW ServiceNow Inc. | 0.22% | 259,893 | $27.2M | Add +23.4% |
| WDAY Workday Inc. Class A | 0.21% | 206,703 | $26.9M | Add +14.7% |
| CPRT Copart Inc. | 0.21% | 796,619 | $26.4M | Reduce -2.1% |
| CSX CSX Corp. | 0.21% | 644,038 | $26.4M | Reduce -5.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.21% | 108,871 | $26.4M | Reduce -6.8% |
| NUV Nuveen Municipal Value | 0.21% | 2,914,499 | $26.2M | Add +15.8% |
| MDT Medtronic PLC | 0.21% | 301,897 | $26.2M | Reduce -9.9% |
| NZF Nuveen Municipal Credit Inc. | 0.21% | 2,113,760 | $25.7M | Add +19.4% |
Options reported separately and not counted above: SPY puts ($168.2M), SPY calls ($168.2M).
Other holdings (2): bonds, preferreds, convertibles and warrants · $28.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 24,791,000 | $24.7M | No change |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | 350,626 | $4.1M | New |
Total filed on the 13F, all lines: $12.6B.
Portfolio Sells Q4 2025 → Q1 2026
| MSFT Microsoft Corp. | Reduce -14.9% | 2.38% | −0.98 |
| NVDA Nvidia Corp. | Reduce -16.9% | 3.60% | −0.67 |
| SLV iShares Silver Trust | Reduce -96.2% | 0.03% | −0.60 |
| AAPL Apple Inc. | Reduce -17.2% | 2.97% | −0.57 |
| AMZN Amazon.com Inc. | Reduce -16.0% | 1.79% | −0.38 |
| META Meta Platforms Inc. Class A | Reduce -15.0% | 1.50% | −0.37 |
| GOOGL Alphabet Inc. Class A | Reduce -16.9% | 1.65% | −0.34 |
| QCOM Qualcomm Inc. | Reduce -11.9% | 0.68% | −0.26 |
| AVGO Broadcom Inc. | Reduce -9.5% | 1.92% | −0.26 |
| GOOG Alphabet Inc. Class C | Reduce -20.4% | 0.97% | −0.26 |
| TSLA Tesla Inc. | Reduce -5.9% | 1.15% | −0.21 |
| PLTR Palantir Technologies Inc. Class A | Reduce -18.8% | 0.55% | −0.21 |
| ADBE Adobe Inc. | Reduce -8.0% | 0.43% | −0.19 |
| APP AppLovin Corp. Class A | Reduce -11.9% | 0.23% | −0.17 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -19.6% | 0.77% | −0.15 |
| BKNG Booking Holdings Inc. | Reduce -7.7% | 0.52% | −0.14 |
| SHOP Shopify Inc. Class A | Reduce -18.9% | 0.22% | −0.12 |
| ADP Automatic Data Processing | Reduce -18.1% | 0.28% | −0.12 |
| INTU Intuit Inc. | Reduce -5.5% | 0.23% | −0.11 |
| AZN Astrazeneca PLC | Reduce -85.6% | 0.02% | −0.11 |
| IVV iShares Core S&P 500 ETF | Reduce -18.3% | 0.58% | −0.11 |
| SNPS Synopsys Inc. | Reduce -10.6% | 0.36% | −0.08 |
| AMD Advanced Micro Devices | Reduce -11.3% | 0.86% | −0.08 |
| ISRG Intuitive Surgical Inc. | Reduce -7.2% | 0.36% | −0.08 |
| V Visa Inc. Class A | Reduce -4.0% | 0.65% | −0.07 |
| LVS Las Vegas Sands Corp. | Reduce -49.3% | 0.06% | −0.07 |
| MNST Monster Beverage Corp. | Reduce -31.1% | 0.16% | −0.07 |
| PM Philip Morris International | Reduce -44.0% | 0.11% | −0.06 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -18.3% | 0.18% | −0.06 |
| TMUS T-Mobile US Inc. | Reduce -23.8% | 0.36% | −0.06 |
| UNH Unitedhealth Group Inc. | Reduce -20.8% | 0.13% | −0.06 |
| XMVFX BlackRock Munivest Fund | Sold out | 0.00% | −0.06 |
| PGR Progressive Corp. | Reduce -30.1% | 0.11% | −0.05 |
| SBUX Starbucks Corp. | Reduce -28.3% | 0.26% | −0.05 |
| DIAX Nuveen Dow 30 Dynamic Overwr | Sold out | 0.00% | −0.05 |
| JPM JPMorgan Chase & Co. | Reduce -8.1% | 0.54% | −0.05 |
| WFC Wells Fargo & Co. | Reduce -16.4% | 0.18% | −0.05 |
| SHW The Sherwin-Williams Co. | Reduce -20.2% | 0.29% | −0.05 |
| BX Blackstone Inc. | Reduce -2.9% | 0.17% | −0.05 |
| NFLX Netflix Inc. | Reduce -15.2% | 0.77% | −0.04 |
| ZS Zscaler Inc. | Reduce -11.8% | 0.06% | −0.04 |
| FTNT Fortinet Inc. | Reduce -28.5% | 0.17% | −0.04 |
| IBM Intl Business Machines Corp. | Reduce -6.8% | 0.21% | −0.04 |
| MELI MercadoLibre Inc. | Reduce -17.9% | 0.14% | −0.04 |
| XMYDX BlackRock Muniyield Fund | Sold out | 0.00% | −0.04 |
| PANW Palo Alto Networks Inc. | Reduce -5.6% | 0.35% | −0.04 |
| MHN BlackRock Muniholding NY QLT | Sold out | 0.00% | −0.04 |
| TRI Thomson Reuters Corp. | Reduce -19.2% | 0.06% | −0.04 |
| XBFZX BlackRock Ca Muni Inc. TR | Sold out | 0.00% | −0.04 |
| CSCO Cisco Systems Inc. | Reduce -11.8% | 1.03% | −0.04 |
Portfolio Buys Q4 2025 → Q1 2026
| WMT Walmart Inc. | Add +274.3% | 1.26% | +0.98 |
| CVX Chevron Corp. | Add +9.8% | 0.58% | +0.22 |
| MRK Merck & Co. Inc. | Add +2.7% | 0.76% | +0.16 |
| VZ Verizon Communications Inc. | Add +1.1% | 0.41% | +0.11 |
| NOC Northrop Grumman Corp. | Add +8.2% | 0.36% | +0.10 |
| MRVL Marvell Technology Inc. | Add +6.4% | 0.37% | +0.10 |
| LIN Linde PLC | Add +5.5% | 0.36% | +0.09 |
| PFE Pfizer Inc. | Add +13.2% | 0.31% | +0.09 |
| MYI BlackRock Muniyield QLTY III | Add +56.8% | 0.19% | +0.07 |
| MUA BlackRock Muniassets Fund | Add +148.3% | 0.11% | +0.07 |
| MYN BlackRock Muniyield NY QLTY | Add +120.3% | 0.12% | +0.07 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Add +26.0% | 0.28% | +0.07 |
| MHD BlackRock Muniholdings Fund | Add +60.1% | 0.17% | +0.07 |
| NAC Nuveen Ca QLTY Muni Inc. | Add +16.9% | 0.32% | +0.06 |
| ORLY O'reilly Automotive Inc. | Add +5.0% | 0.46% | +0.06 |
| TGT Target Corp. | Add +19.4% | 0.16% | +0.06 |
| WELL Welltower Inc. | Add +8.7% | 0.29% | +0.06 |
| GLD SPDR Gold Shares | Add +7.0% | 0.28% | +0.06 |
| CMF iShares California Muni Bond | Add +35.3% | 0.18% | +0.06 |
| NAD Nuveen Quality Municipal Inc. | Add +19.3% | 0.28% | +0.05 |
| VTEC Vanguard Ca Tax-Ex Bond | Add +50.3% | 0.14% | +0.05 |
| NVG Nuveen Amt-FR Muni CRDT | Add +15.6% | 0.29% | +0.05 |
| HD Home Depot Inc. | Add +12.1% | 0.38% | +0.05 |
| GE General Electric | Add +34.8% | 0.20% | +0.05 |
| ECL Ecolab Inc. | Add +42.8% | 0.14% | +0.05 |
| NXP Nuveen Select Tax-Free Inc. | Add +32.8% | 0.15% | +0.05 |
| PSX Phillips 66 | Add +17.9% | 0.11% | +0.05 |
| WMB Williams Cos Inc. | Add +22.6% | 0.13% | +0.05 |
| ATI Ati Inc. | Add +20.8% | 0.12% | +0.05 |
| BKR Baker Hughes Co. | Add +0.5% | 0.15% | +0.05 |
| PWZ Invesco California Amt-Free | Add +31.0% | 0.16% | +0.05 |
| XSSPX Nuveen S&P 500 Dynam Overwr | Add +55.2% | 0.13% | +0.05 |
| PG The Procter & Gamble Co. | Add +12.1% | 0.25% | +0.05 |
| MQY BlackRock Muniyield Quality | Add +24.2% | 0.19% | +0.04 |
| AON Aon PLC Class A | Add +564.8% | 0.05% | +0.04 |
| JMBS Janus Henderson Mortg Backed | Add +12.7% | 0.25% | +0.04 |
| EIX Edison International | Add +8.4% | 0.14% | +0.04 |
| NZF Nuveen Municipal Credit Inc. | Add +19.4% | 0.21% | +0.04 |
| SLB SLB Ltd. | Add +45.2% | 0.08% | +0.04 |
| NUV Nuveen Municipal Value | Add +15.8% | 0.21% | +0.04 |
| PNC PNC Financial Services Group | Add +38.1% | 0.12% | +0.04 |
| OKE Oneok Inc. | Add +52.8% | 0.08% | +0.04 |
| TJX TJX Companies Inc. | Add +9.3% | 0.20% | +0.04 |
| DOW Dow Inc. | Add +24.2% | 0.06% | +0.04 |
| ANET Arista Networks Inc. | Add +21.4% | 0.19% | +0.04 |
| CI The Cigna Group | Add +39.8% | 0.11% | +0.04 |
| REG Regency Centers Corp. | Add +7.1% | 0.17% | +0.04 |
| RSG Republic Services Inc. | Add +38.5% | 0.09% | +0.03 |
| SPOT Spotify Technology SA | Add +67.2% | 0.10% | +0.03 |
| NMZ Nuveen Muni Hi Inc. Opport | Add +12.5% | 0.17% | +0.03 |
Options Activity Q4 2025 → Q1 2026
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +6.3% | 258,700 | $168.2M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +6.3% | 258,700 | $168.2M |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | New | 350,626 | $4.1M |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,701 | $15.5B | NVDA, MU, AAPL, LRCX, MSFT |
| Q1 2026 | 1,592 | $12.5B | NVDA, AAPL, MSFT, AVGO, AMZN |
| Q4 2025 | 1,737 | $13.6B | NVDA, AAPL, MSFT, AVGO, AMZN |
| Q3 2025 | 1,569 | $13.4B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q2 2025 | 1,580 | $12.3B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q1 2025 | 1,626 | $10.6B | AAPL, NVDA, MSFT, AMZN, META |
| Q4 2024 | 1,675 | $12.1B | NVDA, AAPL, MSFT, AMZN, AVGO |
| Q3 2024 | 1,851 | $14.1B | NVDA, AAPL, MSFT, AVGO, META |
| Q2 2024 | 1,851 | $13.9B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q1 2024 | 1,862 | $14.1B | MSFT, NVDA, AAPL, AMZN, META |