Guggenheim Capital LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 13, 2025), Guggenheim Capital LLC reported 1,675 stock positions worth $12.1 billion. Its top holding was Nvidia (NVDA) at 4.3% of the portfolio, followed by Apple (AAPL, 4.2%) and Microsoft (MSFT, 3.6%). Compared with Q3 2024, it opened 110 new positions, sold out of 286, added to 646 and reduced 913. The biggest buy was Amazon.com (AMZN, shares +0%) and the biggest sale Vanguard Int-Term Corporate (VCIT, shares −96%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001283072
- Portfolio Value
- $12.1B (Q4 2024)
- SEC Filing
- 0001283072-25-000001 ↗ filed Feb 13, 2025
Holdings Value
Holdings 1,675 stocks · $12.1B
| NVDA Nvidia Corp. | 4.26% | 3,835,599 | $515.1M | Reduce -6.3% |
| AAPL Apple Inc. | 4.20% | 2,030,119 | $508.4M | Reduce -0.8% |
| MSFT Microsoft Corp. | 3.59% | 1,030,283 | $434.3M | Reduce -2.3% |
| AMZN Amazon.com Inc. | 2.58% | 1,425,085 | $312.6M | Add +0.1% |
| AVGO Broadcom Inc. | 2.39% | 1,246,783 | $289.1M | Reduce -26.2% |
| META Meta Platforms Inc. Class A | 1.72% | 356,141 | $208.5M | Reduce -24.7% |
| GOOGL Alphabet Inc. Class A | 1.54% | 983,946 | $186.3M | Reduce -0.4% |
| TSLA Tesla Inc. | 1.44% | 431,890 | $174.4M | Reduce -21.4% |
| COST Costco Wholesale Corp. | 1.14% | 150,338 | $137.8M | Add +0.0% |
| CSCO Cisco Systems Inc. | 1.07% | 2,190,744 | $129.7M | Reduce -3.0% |
| QCOM Qualcomm Inc. | 1.05% | 825,160 | $126.8M | Add +2.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.03% | 213,440 | $125.1M | Reduce -2.4% |
| GOOG Alphabet Inc. Class C | 1.01% | 641,188 | $122.1M | Reduce -11.0% |
| NFLX Netflix Inc. | 0.82% | 111,548 | $99.4M | Reduce -1.2% |
| PEP Pepsico Inc. | 0.70% | 553,614 | $84.2M | Reduce -1.8% |
| V Visa Inc. Class A | 0.69% | 262,634 | $83.0M | Add +5.0% |
| AMAT Applied Materials Inc. | 0.66% | 488,341 | $79.4M | Reduce -7.3% |
| WM Waste Management Inc. | 0.64% | 385,542 | $77.8M | Add +2.8% |
| BKNG Booking Holdings Inc. | 0.64% | 15,520 | $77.1M | Reduce -4.6% |
| ADBE Adobe Inc. | 0.62% | 170,003 | $75.6M | Add +8.5% |
| PANW Palo Alto Networks Inc. | 0.61% | 405,395 | $73.8M | Reduce -6.8% |
| TMUS T-Mobile US Inc. | 0.61% | 332,847 | $73.5M | Reduce -7.2% |
| LIN Linde PLC | 0.58% | 168,974 | $70.7M | Add +8.1% |
| JPM JPMorgan Chase & Co. | 0.57% | 288,952 | $69.3M | Reduce -13.9% |
| CMCSA Comcast Corp. Class A | 0.55% | 1,775,206 | $66.6M | Reduce -1.5% |
| AMD Advanced Micro Devices | 0.55% | 551,096 | $66.6M | Reduce -4.7% |
| HON Honeywell International Inc. | 0.55% | 291,856 | $65.9M | Reduce -2.5% |
| KO The Coca-Cola Co. | 0.52% | 1,004,027 | $62.5M | Reduce -13.6% |
| AMGN Amgen Inc. | 0.51% | 238,338 | $62.1M | Reduce -3.4% |
| LRCX Lam Research Corp. | 0.51% | 854,100 | $61.7M | Reduce -4.0% |
| SHW The Sherwin-Williams Co. | 0.51% | 181,412 | $61.7M | Add +3.8% |
| MA Mastercard Inc. Class A | 0.51% | 116,652 | $61.4M | Reduce -7.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.51% | 279,342 | $61.4M | Reduce -7.4% |
| GILD Gilead Sciences Inc. | 0.49% | 647,253 | $59.8M | Reduce -5.0% |
| SBUX Starbucks Corp. | 0.49% | 643,059 | $58.7M | Add +0.6% |
| MDLZ Mondelez International Inc. Class A | 0.46% | 939,417 | $56.1M | Add +2.8% |
| ADP Automatic Data Processing | 0.45% | 187,405 | $54.9M | Add +4.6% |
| VRTX Vertex Pharmaceuticals Inc. | 0.45% | 135,695 | $54.6M | Reduce -2.6% |
| TXN Texas Instruments Inc. | 0.45% | 288,983 | $54.2M | Reduce -4.9% |
| ISRG Intuitive Surgical Inc. | 0.43% | 100,276 | $52.3M | Add +2.8% |
| NOW ServiceNow Inc. | 0.41% | 46,548 | $49.3M | Reduce -19.6% |
| UNH Unitedhealth Group Inc. | 0.40% | 96,392 | $48.8M | Reduce -2.6% |
| MCD McDonald's Corp. | 0.40% | 167,154 | $48.5M | Add +4.4% |
| XOM Exxon Mobil Corp. | 0.39% | 439,526 | $47.3M | Reduce -4.8% |
| FTNT Fortinet Inc. | 0.39% | 493,747 | $46.6M | Reduce -13.3% |
| APD Air Products & Chemicals Inc. | 0.38% | 160,334 | $46.5M | Reduce -4.8% |
| ADI Analog Devices Inc. | 0.38% | 217,186 | $46.1M | Reduce -1.2% |
| UNP Union Pacific Corp. | 0.38% | 202,179 | $46.1M | Add +5.0% |
| ABBV Abbvie Inc. | 0.38% | 256,078 | $45.5M | Reduce -8.1% |
| INTU Intuit Inc. | 0.37% | 71,271 | $44.8M | Reduce -5.2% |
| PLTR Palantir Technologies Inc. Class A | 0.35% | 566,805 | $42.9M | Add +296.8% |
| MRVL Marvell Technology Inc. | 0.35% | 384,960 | $42.5M | Reduce -4.8% |
| VZ Verizon Communications Inc. | 0.35% | 1,057,615 | $42.3M | Reduce -9.7% |
| NEE Nextera Energy Inc. | 0.34% | 574,794 | $41.2M | Add +6.4% |
| LULU Lululemon Athletica Inc. | 0.34% | 107,733 | $41.2M | Add +2.1% |
| BMY Bristol-Myers Squibb Co. | 0.34% | 723,676 | $40.9M | Add +0.3% |
| SNPS Synopsys Inc. | 0.34% | 84,176 | $40.9M | Add +7.0% |
| JNJ Johnson & Johnson | 0.34% | 280,519 | $40.6M | Reduce -9.5% |
| ZTS Zoetis Inc. | 0.33% | 242,761 | $39.6M | Add +3.2% |
| CVX Chevron Corp. | 0.33% | 271,507 | $39.3M | Reduce -13.6% |
| BLK BlackRock Inc. | 0.32% | 37,876 | $38.8M | Reduce -1.7% |
| MDT Medtronic PLC | 0.32% | 484,991 | $38.7M | Reduce -14.4% |
| MRK Merck & Co. Inc. | 0.32% | 387,396 | $38.5M | Add +8.1% |
| GS Goldman Sachs Group Inc. | 0.32% | 66,934 | $38.3M | Reduce -8.3% |
| MU Micron Technology Inc. | 0.31% | 440,933 | $37.1M | Add +0.1% |
| AEP American Electric Power | 0.30% | 396,455 | $36.6M | Reduce -13.0% |
| CRM Salesforce Inc. | 0.30% | 109,238 | $36.5M | Reduce -10.5% |
| SHY iShares 1-3 Year Treasury Bo | 0.30% | 437,823 | $35.9M | Add +29.5% |
| CMI Cummins Inc. | 0.29% | 100,218 | $34.9M | Reduce -5.3% |
| DE Deere & Co. | 0.29% | 82,296 | $34.9M | Reduce -3.0% |
| SYY Sysco Corp. | 0.29% | 454,927 | $34.8M | Reduce -16.1% |
| JCI Johnson Controls Internation | 0.29% | 440,373 | $34.8M | Reduce -13.4% |
| ADSK Autodesk Inc. | 0.28% | 115,791 | $34.2M | Add +5.4% |
| KLAC KLA Corp. | 0.28% | 54,288 | $34.2M | Reduce -16.2% |
| CMG Chipotle Mexican Grill Inc. | 0.28% | 554,389 | $33.4M | Reduce -3.0% |
| PFE Pfizer Inc. | 0.27% | 1,247,023 | $33.1M | Reduce -5.7% |
| HD Home Depot Inc. | 0.27% | 84,704 | $32.9M | Add +44.0% |
| BX Blackstone Inc. | 0.27% | 189,913 | $32.7M | Add +5.5% |
| UPS United Parcel Service Class B | 0.27% | 256,667 | $32.4M | Add +0.3% |
| SRLN SS Blackstone Sr Loan ETF | 0.26% | 748,093 | $31.2M | Reduce -3.5% |
| PG The Procter & Gamble Co. | 0.25% | 183,524 | $30.8M | Add +4.9% |
| EQIX Equinix Inc. | 0.24% | 30,646 | $28.9M | Reduce -46.2% |
| PM Philip Morris International | 0.24% | 237,236 | $28.6M | Reduce -1.9% |
| DUK Duke Energy Corp. | 0.23% | 257,338 | $27.7M | Reduce -9.1% |
| LOW Lowe's Cos Inc. | 0.23% | 112,154 | $27.7M | Reduce -18.6% |
| ETN Eaton Corp. PLC | 0.23% | 82,970 | $27.5M | Add +4.8% |
| APP AppLovin Corp. Class A | 0.23% | 84,522 | $27.4M | Add +361.8% |
| REGN Regeneron Pharmaceuticals | 0.22% | 37,613 | $26.8M | Reduce -2.0% |
| DASH DoorDash Inc. Class A | 0.22% | 158,407 | $26.6M | Add +25.5% |
| CTAS Cintas Corp. | 0.22% | 144,344 | $26.4M | Reduce -2.7% |
| INTC Intel Corp. | 0.22% | 1,306,288 | $26.2M | Reduce -5.4% |
| CEG Constellation Energy | 0.22% | 117,035 | $26.2M | Reduce -3.4% |
| MNST Monster Beverage Corp. | 0.21% | 489,195 | $25.7M | Reduce -1.2% |
| ICE Intercontinental Exchange Inc. | 0.21% | 171,763 | $25.6M | Add +5.5% |
| WDAY Workday Inc. Class A | 0.21% | 98,488 | $25.4M | Add +25.2% |
| ORLY O'reilly Automotive Inc. | 0.21% | 21,283 | $25.2M | Add +11.8% |
| LLY Eli Lilly & Co. | 0.21% | 32,366 | $25.0M | Reduce -11.8% |
| IVV iShares Core S&P 500 ETF | 0.21% | 42,150 | $24.8M | New |
| EMN Eastman Chemical Co. | 0.20% | 265,602 | $24.3M | Reduce -1.9% |
| PYPL PayPal Holdings Inc. | 0.20% | 279,446 | $23.9M | Reduce -17.9% |
Options reported separately and not counted above: SPY calls ($104.2M), SPY puts ($104.2M).
Other holdings (2): bonds, preferreds, convertibles and warrants · $31.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 25,881,000 | $24.0M | Reduce -4.6% |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 7,500,000 | $7.0M | Reduce -6.3% |
Total filed on the 13F, all lines: $12.1B.
Portfolio Sells Q3 2024 → Q4 2024
| VCIT Vanguard Int-Term Corporate | Reduce -95.9% | 0.06% | −1.33 |
| PLD Prologis Inc. | Reduce -62.3% | 0.14% | −0.24 |
| META Meta Platforms Inc. Class A | Reduce -24.7% | 1.72% | −0.20 |
| OGE Oge Energy Corp. | Reduce -90.9% | 0.02% | −0.16 |
| ARE Alexandria Real Estate Equit | Reduce -87.0% | 0.02% | −0.14 |
| EHC Encompass Health Corp. | Reduce -90.1% | 0.02% | −0.14 |
| JEF Jefferies Financial Group Inc. | Reduce -99.0% | 0.00% | −0.13 |
| UNM Unum Group | Reduce -97.9% | 0.00% | −0.13 |
| CW Curtiss-Wright Corp. | Reduce -97.9% | 0.00% | −0.13 |
| INGR Ingredion Inc. | Reduce -73.9% | 0.05% | −0.13 |
| VICI Vici Properties Inc. | Reduce -70.7% | 0.05% | −0.12 |
| AMD Advanced Micro Devices | Reduce -4.7% | 0.55% | −0.12 |
| SPG Simon Property Group Inc. | Reduce -88.7% | 0.02% | −0.12 |
| DLR Digital Realty Trust Inc. | Reduce -66.7% | 0.09% | −0.12 |
| EQIX Equinix Inc. | Reduce -46.2% | 0.24% | −0.12 |
| PNW Pinnacle West Capital | Reduce -86.2% | 0.02% | −0.12 |
| LDOS Leidos Holdings Inc. | Reduce -97.9% | 0.00% | −0.12 |
| TDY Teledyne Technologies Inc. | Reduce -97.9% | 0.00% | −0.11 |
| FHN First Horizon Corp. | Reduce -98.5% | 0.00% | −0.10 |
| TER Teradyne Inc. | Reduce -82.5% | 0.02% | −0.10 |
| WELL Welltower Inc. | Reduce -66.0% | 0.06% | −0.10 |
| AMT American Tower Corp. | Reduce -49.3% | 0.09% | −0.10 |
| ESS Essex Property Trust Inc. | Reduce -95.7% | 0.01% | −0.10 |
| INVH Invitation Homes Inc. | Reduce -84.3% | 0.02% | −0.10 |
| O Realty Income Corp. | Reduce -67.5% | 0.05% | −0.10 |
| AMAT Applied Materials Inc. | Reduce -7.3% | 0.66% | −0.10 |
| MGPI MGP Ingredients Inc. | Sold out | 0.00% | −0.10 |
| GBAB Guggenheim Taxable Municipal | Sold out | 0.00% | −0.10 |
| PSA Public Storage | Reduce -42.9% | 0.11% | −0.09 |
| RS Reliance Inc. | Reduce -97.0% | 0.00% | −0.09 |
| EEFT Euronet Worldwide Inc. | Sold out | 0.00% | −0.09 |
| SF Stifel Financial Corp. | Sold out | 0.00% | −0.09 |
| KNX Knight-Swift Transportation | Reduce -98.1% | 0.00% | −0.09 |
| EVRG Evergy Inc. | Reduce -52.9% | 0.10% | −0.09 |
| EXR Extra Space Storage Inc. | Reduce -47.8% | 0.09% | −0.08 |
| KEX Kirby Corp. | Reduce -94.2% | 0.01% | −0.08 |
| GPK Graphic Packaging Holding Co. | Reduce -94.5% | 0.01% | −0.08 |
| WLK Westlake Corp. | Sold out | 0.00% | −0.08 |
| STAG Stag Industrial Inc. | Reduce -80.1% | 0.02% | −0.08 |
| HEES H&E Equipment Services Inc. | Sold out | 0.00% | −0.08 |
| AEIS Advanced Energy Industries | Sold out | 0.00% | −0.08 |
| ITGR Integer Holdings Corp. | Sold out | 0.00% | −0.08 |
| FANG Diamondback Energy Inc. | Reduce -43.7% | 0.13% | −0.08 |
| KO The Coca-Cola Co. | Reduce -13.6% | 0.52% | −0.08 |
| NUE Nucor Corp. | Reduce -62.7% | 0.04% | −0.07 |
| APLE Apple Hospitality REIT Inc. | Reduce -96.1% | 0.00% | −0.07 |
| KLAC KLA Corp. | Reduce -16.2% | 0.28% | −0.07 |
| AVB Avalonbay Communities Inc. | Reduce -89.2% | 0.01% | −0.07 |
| KRC Kilroy Realty Corp. | Sold out | 0.00% | −0.07 |
| SAIC Science Applications Inte | Sold out | 0.00% | −0.07 |
Portfolio Buys Q3 2024 → Q4 2024
| AMZN Amazon.com Inc. | Add +0.1% | 2.58% | +0.70 |
| PLTR Palantir Technologies Inc. Class A | Add +296.8% | 0.35% | +0.32 |
| APP AppLovin Corp. Class A | Add +361.8% | 0.23% | +0.21 |
| IVV iShares Core S&P 500 ETF | New | 0.21% | +0.21 |
| V Visa Inc. Class A | Add +5.0% | 0.69% | +0.20 |
| COST Costco Wholesale Corp. | Add +0.0% | 1.14% | +0.19 |
| LULU Lululemon Athletica Inc. | Add +2.1% | 0.34% | +0.14 |
| HD Home Depot Inc. | Add +44.0% | 0.27% | +0.10 |
| MSTR Strategy Inc. | Add +1306.7% | 0.11% | +0.10 |
| ADP Automatic Data Processing | Add +4.6% | 0.45% | +0.10 |
| SHY iShares 1-3 Year Treasury Bo | Add +29.5% | 0.30% | +0.10 |
| ISRG Intuitive Surgical Inc. | Add +2.8% | 0.43% | +0.09 |
| DASH DoorDash Inc. Class A | Add +25.5% | 0.22% | +0.09 |
| WM Waste Management Inc. | Add +2.8% | 0.64% | +0.09 |
| SNOW Snowflake Inc. | Add +28.2% | 0.17% | +0.09 |
| AXON Axon Enterprise Inc. | Add +153.7% | 0.10% | +0.08 |
| BX Blackstone Inc. | Add +5.5% | 0.27% | +0.08 |
| WDAY Workday Inc. Class A | Add +25.2% | 0.21% | +0.07 |
| BMY Bristol-Myers Squibb Co. | Add +0.3% | 0.34% | +0.07 |
| QCOM Qualcomm Inc. | Add +2.1% | 1.05% | +0.07 |
| ADSK Autodesk Inc. | Add +5.4% | 0.28% | +0.07 |
| LIN Linde PLC | Add +8.1% | 0.58% | +0.06 |
| SNPS Synopsys Inc. | Add +7.0% | 0.34% | +0.06 |
| MCD McDonald's Corp. | Add +4.4% | 0.40% | +0.05 |
| CPRT Copart Inc. | Add +11.0% | 0.18% | +0.05 |
| ORLY O'reilly Automotive Inc. | Add +11.8% | 0.21% | +0.05 |
| XFRAX BlackRock Fltng RT Inc. Strat | Add +37.8% | 0.13% | +0.05 |
| EOS Eaton Vance Enh Eqt Inc. II | Add +9.1% | 0.17% | +0.05 |
| ADBE Adobe Inc. | Add +8.5% | 0.62% | +0.05 |
| ETV Eaton Vance T/M Buy-Writ Opp | Add +18.4% | 0.16% | +0.05 |
| UNP Union Pacific Corp. | Add +5.0% | 0.38% | +0.04 |
| SBUX Starbucks Corp. | Add +0.6% | 0.49% | +0.04 |
| NOC Northrop Grumman Corp. | Add +107.8% | 0.08% | +0.04 |
| XEL Xcel Energy Inc. | Add +22.6% | 0.13% | +0.04 |
| ETN Eaton Corp. PLC | Add +4.8% | 0.23% | +0.04 |
| AIZ Assurant Inc. | Add +14.3% | 0.14% | +0.04 |
| JFR Nuveen Floating Rate Income | Add +21.5% | 0.13% | +0.04 |
| TEAM Atlassian Corp. Class A | Add +2.6% | 0.09% | +0.04 |
| BGT BlackRock Fltng RT Inc. TR | Add +38.7% | 0.10% | +0.04 |
| PG The Procter & Gamble Co. | Add +4.9% | 0.25% | +0.04 |
| XEXGX Eaton Vance Tax-Managed Glob | Add +83.8% | 0.08% | +0.04 |
| MS Morgan Stanley | Add +2.8% | 0.12% | +0.04 |
| APO Apollo Global Management Inc. | Add +699.7% | 0.04% | +0.04 |
| SHW The Sherwin-Williams Co. | Add +3.8% | 0.51% | +0.04 |
| DSU BlackRock Debt Strategies | Add +43.5% | 0.09% | +0.04 |
| MUC BlackRock Munihold Ca QLTY | Add +24.5% | 0.14% | +0.04 |
| ETJ Eaton Vance RSK-MGD Divers | Add +30.7% | 0.10% | +0.04 |
| NI Nisource Inc. | Add +3.7% | 0.16% | +0.04 |
| BRO Brown & Brown Inc. | Add +32.1% | 0.10% | +0.03 |
| JMBS Janus Henderson Mortg Backed | Add +105.9% | 0.06% | +0.03 |
Options Activity Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +24.5% | 177,800 | $104.2M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +24.5% | 177,800 | $104.2M |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Reduce -4.6% | 25,881,000 | $24.0M |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | Reduce -6.3% | 7,500,000 | $7.0M |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | Sold out | 1,999,998 | $151Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,701 | $15.5B | NVDA, MU, AAPL, LRCX, MSFT |
| Q1 2026 | 1,592 | $12.5B | NVDA, AAPL, MSFT, AVGO, AMZN |
| Q4 2025 | 1,737 | $13.6B | NVDA, AAPL, MSFT, AVGO, AMZN |
| Q3 2025 | 1,569 | $13.4B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q2 2025 | 1,580 | $12.3B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q1 2025 | 1,626 | $10.6B | AAPL, NVDA, MSFT, AMZN, META |
| Q4 2024 | 1,675 | $12.1B | NVDA, AAPL, MSFT, AMZN, AVGO |
| Q3 2024 | 1,851 | $14.1B | NVDA, AAPL, MSFT, AVGO, META |
| Q2 2024 | 1,851 | $13.9B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q1 2024 | 1,862 | $14.1B | MSFT, NVDA, AAPL, AMZN, META |