Guggenheim Capital LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 14, 2024), Guggenheim Capital LLC reported 1,862 stock positions worth $14.1 billion. Its top holding was Microsoft (MSFT) at 3.3% of the portfolio, followed by Nvidia (NVDA, 3.0%) and Apple (AAPL, 2.6%). Compared with Q4 2023, it opened 103 new positions, sold out of 105, added to 816 and reduced 915. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +80%) and the biggest sale Apple (AAPL, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001283072
- Portfolio Value
- $14.1B (Q1 2024)
- SEC Filing
- 0001283072-24-000003 ↗ filed May 14, 2024
Holdings Value
Holdings 1,862 stocks · $14.1B
| MSFT Microsoft Corp. | 3.31% | 1,108,953 | $466.6M | Reduce -3.4% |
| NVDA Nvidia Corp. | 2.99% | 465,308 | $420.4M | Reduce -4.4% |
| AAPL Apple Inc. | 2.64% | 2,170,261 | $372.2M | Reduce -3.3% |
| AMZN Amazon.com Inc. | 1.92% | 1,498,194 | $270.2M | Add +0.3% |
| META Meta Platforms Inc. Class A | 1.74% | 504,008 | $244.7M | Reduce -3.9% |
| AVGO Broadcom Inc. | 1.72% | 182,319 | $241.6M | Reduce -11.2% |
| GOOGL Alphabet Inc. Class A | 1.14% | 1,067,280 | $161.1M | Reduce -1.6% |
| QCOM Qualcomm Inc. | 0.97% | 808,995 | $137.0M | Add +5.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.97% | 261,501 | $136.8M | Add +79.5% |
| CSCO Cisco Systems Inc. | 0.87% | 2,463,232 | $122.9M | Reduce -1.4% |
| AMAT Applied Materials Inc. | 0.83% | 563,110 | $116.1M | Add +6.6% |
| GOOG Alphabet Inc. Class C | 0.82% | 759,411 | $115.6M | Reduce -2.2% |
| COST Costco Wholesale Corp. | 0.82% | 157,782 | $115.6M | Reduce -3.9% |
| PEP Pepsico Inc. | 0.72% | 575,850 | $100.8M | Reduce -2.9% |
| AMD Advanced Micro Devices | 0.71% | 557,393 | $100.6M | Reduce -1.4% |
| TSLA Tesla Inc. | 0.70% | 564,231 | $99.2M | Reduce -3.0% |
| LRCX Lam Research Corp. | 0.69% | 100,397 | $97.5M | Reduce -5.6% |
| CMCSA Comcast Corp. Class A | 0.60% | 1,938,287 | $84.0M | Reduce -2.1% |
| AMGN Amgen Inc. | 0.58% | 288,779 | $82.1M | Add +1.4% |
| ADBE Adobe Inc. | 0.58% | 160,984 | $81.2M | Reduce -4.3% |
| KO The Coca-Cola Co. | 0.55% | 1,266,045 | $77.5M | Add +4.5% |
| WM Waste Management Inc. | 0.53% | 349,924 | $74.6M | Add +9.1% |
| NFLX Netflix Inc. | 0.52% | 121,260 | $73.6M | Reduce -5.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.49% | 363,137 | $69.3M | Reduce -6.4% |
| VRTX Vertex Pharmaceuticals Inc. | 0.49% | 165,701 | $69.3M | Reduce -3.5% |
| LIN Linde PLC | 0.48% | 145,849 | $67.7M | Add +454.0% |
| INTC Intel Corp. | 0.48% | 1,526,350 | $67.4M | Reduce -8.0% |
| JPM JPMorgan Chase & Co. | 0.47% | 327,570 | $65.6M | Add +3.2% |
| V Visa Inc. Class A | 0.46% | 230,695 | $64.4M | Reduce -1.2% |
| HON Honeywell International Inc. | 0.45% | 309,348 | $63.5M | Reduce -7.3% |
| TMUS T-Mobile US Inc. | 0.45% | 384,721 | $62.8M | Reduce -2.4% |
| PANW Palo Alto Networks Inc. | 0.44% | 216,126 | $61.4M | Add +2.9% |
| MA Mastercard Inc. Class A | 0.44% | 127,250 | $61.3M | Reduce -2.2% |
| PLD Prologis Inc. | 0.43% | 468,594 | $61.0M | Reduce -10.5% |
| BKNG Booking Holdings Inc. | 0.43% | 16,592 | $60.2M | Add +2.2% |
| SHW The Sherwin-Williams Co. | 0.43% | 172,838 | $60.0M | Add +7.3% |
| MRK Merck & Co. Inc. | 0.42% | 450,233 | $59.4M | Reduce -20.0% |
| EQIX Equinix Inc. | 0.42% | 71,247 | $58.8M | Add +4.3% |
| CVX Chevron Corp. | 0.41% | 368,233 | $58.1M | Reduce -11.7% |
| LOW Lowe's Cos Inc. | 0.41% | 226,094 | $57.6M | Reduce -0.7% |
| ABBV Abbvie Inc. | 0.41% | 314,685 | $57.3M | Add +5.4% |
| MDLZ Mondelez International Inc. Class A | 0.40% | 813,083 | $56.9M | Reduce -1.6% |
| TXN Texas Instruments Inc. | 0.40% | 322,504 | $56.2M | Reduce -12.4% |
| MCD McDonald's Corp. | 0.39% | 193,380 | $54.5M | Add +2.6% |
| SBUX Starbucks Corp. | 0.37% | 574,059 | $52.5M | Add +4.0% |
| MU Micron Technology Inc. | 0.37% | 444,838 | $52.4M | Add +2.8% |
| INTU Intuit Inc. | 0.36% | 78,441 | $51.0M | Reduce -6.4% |
| GILD Gilead Sciences Inc. | 0.36% | 695,899 | $51.0M | Reduce -8.5% |
| APD Air Products & Chemicals Inc. | 0.35% | 201,768 | $48.9M | Reduce -5.2% |
| UNP Union Pacific Corp. | 0.34% | 196,498 | $48.3M | Reduce -2.6% |
| UNH Unitedhealth Group Inc. | 0.34% | 95,820 | $47.4M | Add +15.5% |
| KLAC KLA Corp. | 0.33% | 67,292 | $47.0M | Reduce -3.6% |
| MDT Medtronic PLC | 0.33% | 532,022 | $46.4M | Add +8.1% |
| GDX Vaneck Gold Miners ETF | 0.33% | 1,462,499 | $46.2M | No change |
| SYY Sysco Corp. | 0.32% | 560,900 | $45.5M | Add +5.1% |
| JNJ Johnson & Johnson | 0.32% | 286,673 | $45.3M | Add +10.4% |
| NOW ServiceNow Inc. | 0.32% | 59,443 | $45.3M | Reduce -9.6% |
| VZ Verizon Communications Inc. | 0.32% | 1,064,880 | $44.7M | Add +1.8% |
| XOM Exxon Mobil Corp. | 0.31% | 377,271 | $43.9M | Add +1.3% |
| DE Deere & Co. | 0.29% | 101,047 | $41.5M | Add +13.5% |
| CRM Salesforce Inc. | 0.29% | 136,765 | $41.2M | Reduce -2.2% |
| PG The Procter & Gamble Co. | 0.29% | 253,834 | $41.2M | Reduce -2.0% |
| PFE Pfizer Inc. | 0.29% | 1,472,226 | $40.9M | Add +3.7% |
| ADI Analog Devices Inc. | 0.28% | 201,941 | $39.9M | Add +3.7% |
| REGN Regeneron Pharmaceuticals | 0.28% | 41,353 | $39.8M | Reduce -3.7% |
| LLY Eli Lilly & Co. | 0.28% | 51,039 | $39.7M | Reduce -23.0% |
| ZTS Zoetis Inc. | 0.28% | 233,165 | $39.5M | Add +16.8% |
| ISRG Intuitive Surgical Inc. | 0.28% | 98,141 | $39.2M | Reduce -2.6% |
| AEP American Electric Power | 0.27% | 446,809 | $38.5M | Reduce -9.6% |
| UPS United Parcel Service Class B | 0.27% | 256,559 | $38.1M | Reduce -2.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.27% | 89,086 | $37.5M | Add +8.5% |
| DLR Digital Realty Trust Inc. | 0.26% | 258,243 | $37.2M | Add +7.7% |
| SRLN SS Blackstone Sr Loan ETF | 0.26% | 882,835 | $37.2M | Reduce -5.2% |
| TGT Target Corp. | 0.26% | 207,773 | $36.8M | Reduce -3.1% |
| BLK BlackRock Finance Inc. | 0.26% | 43,776 | $36.5M | Add +10.6% |
| MPC Marathon Petroleum Corp. | 0.25% | 175,661 | $35.4M | Reduce -5.6% |
| ITW Illinois Tool Works | 0.25% | 131,249 | $35.2M | Reduce -9.6% |
| BMY Bristol-Myers Squibb Co. | 0.25% | 646,163 | $35.0M | Add +19.8% |
| FTNT Fortinet Inc. | 0.25% | 512,247 | $35.0M | Add +20.1% |
| CMI Cummins Inc. | 0.25% | 118,085 | $34.8M | Reduce -13.8% |
| ADP Automatic Data Processing | 0.25% | 138,647 | $34.6M | Add +9.5% |
| NEE Nextera Energy Inc. | 0.24% | 537,397 | $34.3M | Add +4.6% |
| JCI Johnson Controls Internation | 0.24% | 523,587 | $34.2M | Add +10.4% |
| NXPI NXP Semiconductors NV | 0.24% | 137,708 | $34.1M | Reduce -1.0% |
| CVS CVS Health Corp. | 0.24% | 416,148 | $33.2M | Add +9.8% |
| SNPS Synopsys Inc. | 0.23% | 55,859 | $31.9M | Add +11.0% |
| FANG Diamondback Energy Inc. | 0.23% | 159,823 | $31.7M | Reduce -5.1% |
| GS Goldman Sachs Group Inc. | 0.22% | 75,693 | $31.6M | Add +10.2% |
| EMR Emerson Electric Co. | 0.22% | 275,194 | $31.2M | Reduce -15.2% |
| DOW Dow Inc. | 0.22% | 534,455 | $31.0M | Reduce -9.6% |
| CAT Caterpillar Inc. | 0.22% | 83,287 | $30.5M | Add +10.1% |
| HD Home Depot Inc. | 0.21% | 76,189 | $29.2M | Reduce -9.3% |
| CTAS Cintas Corp. | 0.21% | 42,211 | $29.0M | Reduce -13.1% |
| MRSH Marsh & McLennan Cos | 0.20% | 139,371 | $28.7M | Add +2.7% |
| PYPL PayPal Holdings Inc. | 0.20% | 424,312 | $28.4M | Add +5.1% |
| ARE Alexandria Real Estate Equit | 0.20% | 220,460 | $28.4M | Add +0.8% |
| LULU Lululemon Athletica Inc. | 0.20% | 72,048 | $28.1M | Add +24.1% |
| PSA Public Storage | 0.20% | 96,285 | $27.9M | Reduce -17.3% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.20% | 271,676 | $27.6M | Reduce -1.3% |
| KHC The Kraft Heinz Co. | 0.19% | 743,360 | $27.4M | Add +8.2% |
Options reported separately and not counted above: SPY calls ($42.7M), SPY puts ($42.7M).
Other holdings (5): bonds, preferreds, convertibles and warrants · $31.8M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 27,121,000 | $24.2M | No change |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 8,000,000 | $7.0M | No change |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | 1,999,998 | $560K | No change |
| DNABW Ginkgo Bioworks -CW27 | *W EXP 09/16/202 | 399,600 | $36K | No change |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 17,900 | $0 | New |
Total filed on the 13F, all lines: $14.1B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -3.3% | 2.64% | −0.64 |
| TSLA Tesla Inc. | Reduce -3.0% | 0.70% | −0.40 |
| ADBE Adobe Inc. | Reduce -4.3% | 0.58% | −0.19 |
| INTC Intel Corp. | Reduce -8.0% | 0.48% | −0.16 |
| PXD Pioneer Natural Resources Co. | Reduce -52.7% | 0.13% | −0.12 |
| GILD Gilead Sciences Inc. | Reduce -8.5% | 0.36% | −0.11 |
| PLD Prologis Inc. | Reduce -10.5% | 0.43% | −0.10 |
| APD Air Products & Chemicals Inc. | Reduce -5.2% | 0.35% | −0.10 |
| CSCO Cisco Systems Inc. | Reduce -1.4% | 0.87% | −0.09 |
| VTR Ventas Inc. | Reduce -31.9% | 0.11% | −0.09 |
| HON Honeywell International Inc. | Reduce -7.3% | 0.45% | −0.08 |
| TXN Texas Instruments Inc. | Reduce -12.4% | 0.40% | −0.08 |
| BG Bunge Global SA | Reduce -61.7% | 0.04% | −0.08 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.07 |
| PSA Public Storage | Reduce -17.3% | 0.20% | −0.07 |
| ADC Agree Realty Corp. | Reduce -77.3% | 0.02% | −0.07 |
| CMCSA Comcast Corp. Class A | Reduce -2.1% | 0.60% | −0.06 |
| CVX Chevron Corp. | Reduce -11.7% | 0.41% | −0.06 |
| BX Blackstone Inc. | Reduce -20.8% | 0.17% | −0.06 |
| PDD PDD Holdings Inc. | Reduce -4.6% | 0.13% | −0.06 |
| EXR Extra Space Storage Inc. | Reduce -12.4% | 0.17% | −0.06 |
| NKE Nike Inc. Class B | Reduce -9.9% | 0.14% | −0.05 |
| WBA Walgreens Boots Alliance Inc. | Reduce -16.3% | 0.10% | −0.05 |
| MDLZ Mondelez International Inc. Class A | Reduce -1.6% | 0.40% | −0.05 |
| INGR Ingredion Inc. | Reduce -25.5% | 0.15% | −0.05 |
| PGTI PGT Innovations Inc. | Sold out | 0.00% | −0.05 |
| PEP Pepsico Inc. | Reduce -2.9% | 0.72% | −0.05 |
| SUI Sun Communities Inc. | Reduce -31.1% | 0.08% | −0.05 |
| MRCY Mercury Systems Inc. | Sold out | 0.00% | −0.05 |
| HSIC Henry Schein Inc. | Reduce -88.7% | 0.01% | −0.05 |
| MRK Merck & Co. Inc. | Reduce -20.0% | 0.42% | −0.04 |
| UPS United Parcel Service Class B | Reduce -2.6% | 0.27% | −0.04 |
| FAF First American Financial | Reduce -87.9% | 0.01% | −0.04 |
| TEX Terex Corp. | Reduce -85.6% | 0.01% | −0.04 |
| ENS Enersys | Sold out | 0.00% | −0.04 |
| CHTR Charter Communications Inc. Class A | Reduce -4.7% | 0.08% | −0.04 |
| ROST Ross Stores Inc. | Reduce -27.5% | 0.10% | −0.04 |
| AVB Avalonbay Communities Inc. | Reduce -25.8% | 0.09% | −0.04 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -3.5% | 0.49% | −0.04 |
| ITW Illinois Tool Works | Reduce -9.6% | 0.25% | −0.04 |
| INTU Intuit Inc. | Reduce -6.4% | 0.36% | −0.04 |
| GLPI Gaming and Leisure Propertie | Reduce -13.9% | 0.11% | −0.04 |
| TMUS T-Mobile US Inc. | Reduce -2.4% | 0.45% | −0.04 |
| BBN BlackRock Taxable Muni BND | Reduce -22.5% | 0.09% | −0.03 |
| NAC Nuveen Ca QLTY Muni Inc. | Reduce -23.3% | 0.09% | −0.03 |
| GD General Dynamics Corp. | Reduce -19.1% | 0.16% | −0.03 |
| MMM 3M Co. | Reduce -10.7% | 0.14% | −0.03 |
| UNP Union Pacific Corp. | Reduce -2.6% | 0.34% | −0.03 |
| SRLN SS Blackstone Sr Loan ETF | Reduce -5.2% | 0.26% | −0.03 |
| BXP BXP Inc. | Reduce -24.9% | 0.06% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Add +79.5% | 0.97% | +0.45 |
| LIN Linde PLC | Add +454.0% | 0.48% | +0.40 |
| AMZN Amazon.com Inc. | Add +0.3% | 1.92% | +0.19 |
| AMAT Applied Materials Inc. | Add +6.6% | 0.83% | +0.17 |
| QCOM Qualcomm Inc. | Add +5.0% | 0.97% | +0.13 |
| MGPI MGP Ingredients Inc. | New | 0.10% | +0.10 |
| WM Waste Management Inc. | Add +9.1% | 0.53% | +0.09 |
| MU Micron Technology Inc. | Add +2.8% | 0.37% | +0.09 |
| CROX Crocs Inc. | Add +307.1% | 0.09% | +0.08 |
| CMG Chipotle Mexican Grill Inc. | Add +39.2% | 0.18% | +0.07 |
| FTNT Fortinet Inc. | Add +20.1% | 0.25% | +0.06 |
| JPM JPMorgan Chase & Co. | Add +3.2% | 0.47% | +0.06 |
| ABBV Abbvie Inc. | Add +5.4% | 0.41% | +0.06 |
| CAT Caterpillar Inc. | Add +10.1% | 0.22% | +0.05 |
| ELF Elf Beauty Inc. | Add +198.2% | 0.06% | +0.04 |
| CELH Celsius Holdings Inc. | Add +246.1% | 0.06% | +0.04 |
| SHW The Sherwin-Williams Co. | Add +7.3% | 0.43% | +0.04 |
| TRV The Travelers Cos Inc. | Add +17.4% | 0.18% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +8.5% | 0.27% | +0.04 |
| LVS Las Vegas Sands Corp. | Add +420.1% | 0.05% | +0.04 |
| CNX CNX Resources Corp. | Add +151.6% | 0.07% | +0.04 |
| VNO Vornado Realty Trust | Add +2496.7% | 0.04% | +0.04 |
| PGR Progressive Corp. | Add +32.9% | 0.11% | +0.04 |
| RDNT Radnet Inc. | New | 0.04% | +0.04 |
| OC Owens Corning | Add +134.2% | 0.07% | +0.04 |
| JEF Jefferies Financial Group Inc. | Add +38.9% | 0.13% | +0.04 |
| BMY Bristol-Myers Squibb Co. | Add +19.8% | 0.25% | +0.04 |
| SWN Southwestern Energy Co. | Add +277.9% | 0.05% | +0.04 |
| JCI Johnson Controls Internation | Add +10.4% | 0.24% | +0.04 |
| RS Reliance Inc. | Add +16.9% | 0.14% | +0.03 |
| APPF Appfolio Inc. Class A | New | 0.03% | +0.03 |
| PR Permian Resources Corp. Class A | Add +222.9% | 0.04% | +0.03 |
| ROIC Retail Opportunity Investmen | Add +757.2% | 0.04% | +0.03 |
| BLD Topbuild Corp. | Add +272.6% | 0.04% | +0.03 |
| FIX Comfort Systems USA Inc. | Add +300.1% | 0.04% | +0.03 |
| ELV Elevance Health Inc. | Add +56.4% | 0.08% | +0.03 |
| KNSL Kinsale Capital Group Inc. | Add +283.0% | 0.04% | +0.03 |
| ACN Accenture PLC Class A | Add +62.0% | 0.09% | +0.03 |
| SNPS Synopsys Inc. | Add +11.0% | 0.23% | +0.03 |
| MP MP Materials Corp. | Add +2396.0% | 0.03% | +0.03 |
| WING Wingstop Inc. | Add +244.1% | 0.04% | +0.03 |
| MEDP Medpace Holdings Inc. | Add +115.7% | 0.05% | +0.03 |
| XOM Exxon Mobil Corp. | Add +1.3% | 0.31% | +0.03 |
| FDX FedEx Corp. | Add +33.4% | 0.09% | +0.03 |
| PH Parker Hannifin Corp. | Add +3.8% | 0.19% | +0.03 |
| RL Ralph Lauren Corp. | Add +902.0% | 0.03% | +0.03 |
| MUSA Murphy USA Inc. | Add +212.0% | 0.04% | +0.03 |
| NXT Nextpower Inc. | Add +2765.0% | 0.03% | +0.03 |
| SYY Sysco Corp. | Add +5.1% | 0.32% | +0.03 |
| TKR Timken Co. | Add +767.1% | 0.03% | +0.03 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +22.3% | 81,700 | $42.7M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +22.3% | 81,700 | $42.7M |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | New | 17,900 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,701 | $15.5B | NVDA, MU, AAPL, LRCX, MSFT |
| Q1 2026 | 1,592 | $12.5B | NVDA, AAPL, MSFT, AVGO, AMZN |
| Q4 2025 | 1,737 | $13.6B | NVDA, AAPL, MSFT, AVGO, AMZN |
| Q3 2025 | 1,569 | $13.4B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q2 2025 | 1,580 | $12.3B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q1 2025 | 1,626 | $10.6B | AAPL, NVDA, MSFT, AMZN, META |
| Q4 2024 | 1,675 | $12.1B | NVDA, AAPL, MSFT, AMZN, AVGO |
| Q3 2024 | 1,851 | $14.1B | NVDA, AAPL, MSFT, AVGO, META |
| Q2 2024 | 1,851 | $13.9B | NVDA, MSFT, AAPL, AVGO, AMZN |
| Q1 2024 | 1,862 | $14.1B | MSFT, NVDA, AAPL, AMZN, META |