Harbour Investments, Inc.

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 4, 2024), Harbour Investments, Inc. reported 3,387 stock positions worth $3.3 billion. Its top holding was Vanguard S&P 500 ETF (VOO) at 4.4% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 4.2%) and PCR US SM CP CSH CWS ETF-Usd (CALF, 2.9%). Compared with Q2 2024, it opened 224 new positions, sold out of 124, added to 1,164 and reduced 908. The biggest buy was iShares Core S&P Midcap ETF (IJH, shares +761%) and the biggest sale Fidelity MSCI Health Care (FHLC, shares −94%).

Most Recent 13F
Q2 2026
Location
MADISON, WI
CIK
0000810121
Portfolio Value
$3.3B (Q3 2024)
SEC Filing
0000810121-24-000004 ↗ filed Nov 4, 2024

Holdings Value

0$2.0B$4.0B$6.0B$8.0B Q1 2024: $2.8B Q1 2024 Q2 2024: $3.0B Q2 2024 Q3 2024: $3.3B $3.3B Q3 2024 Q4 2024: $3.5B Q4 2024 Q1 2025: $3.5B Q1 2025 Q2 2025: $3.9B Q2 2025 Q3 2025: $4.4B Q3 2025 Q4 2025: $4.9B Q4 2025 Q1 2026: $6.5B Q1 2026 Q2 2026: $7.4B Q2 2026

Holdings 3,387 stocks · $3.3B
VOO Vanguard S&P 500 ETF 4.39% 276,863 $146.1M Add +0.8%
QQQ Invesco QQQ Trust Series 1 4.20% 286,325 $139.7M Reduce -2.0%
CALF PCR US SM CP CSH CWS ETF-Usd 2.90% 2,074,353 $96.5M Add +1.7%
UCON First Trust Smith Unconstrai 2.60% 3,439,085 $86.4M Add +19.8%
SCHD Schwab US DVD Equity ETF 2.14% 843,046 $71.3M Add +4.9%
AAPL Apple Inc. 1.95% 277,840 $64.7M Reduce -3.1%
IJH iShares Core S&P Midcap ETF 1.92% 1,023,619 $63.8M Add +760.6%
BUFR FT Vest Lad Buffervetf-Usd I 1.77% 1,963,202 $58.7M Add +25.8%
FTCS First Trust Capital Strength 1.70% 622,696 $56.5M Add +3.1%
BND Vanguard Total Bond Market 1.64% 727,565 $54.6M Add +25.2%
SCHX Schwab US Large-Cap ETF 1.42% 696,983 $47.3M Add +1.6%
IVV iShares Core S&P 500 ETF 1.40% 80,479 $46.4M Add +6.1%
SPYM Ste STR SPDR PT S&P 500 ETF 1.37% 675,498 $45.6M Add +9.2%
SPY SS SPDR S&P 500 ETF Trust-US 1.21% 70,350 $40.4M Add +6.9%
CGCP Cap Group Core Plus Income 1.20% 1,725,798 $39.9M Add +46.4%
PG The Procter & Gamble Co. 1.11% 212,468 $36.8M Add +4.7%
FVD First Trust Value Line DVD 1.05% 764,215 $34.8M Reduce -20.0%
EMXC iShares MSCI Emr MRK Ex Chna 0.99% 540,290 $33.0M Add +5.2%
RDVY First Trust Rising Dividend 0.94% 529,708 $31.4M Reduce -2.4%
MSFT Microsoft Corp. 0.84% 65,208 $28.1M Add +3.4%
VTI VG Morningstar TS MKT ETF-US 0.83% 97,386 $27.6M Add +18.0%
NVDA Nvidia Corp. 0.80% 218,989 $26.6M Add +0.7%
VXUS Vanguard Total Intl Stock 0.80% 409,393 $26.5M Add +40.7%
VUG Vanguard Mrngstar GR ETF-Sui 0.73% 62,794 $24.1M Add +35.4%
AMZN Amazon.com Inc. 0.71% 125,878 $23.5M Add +3.1%
FIXD First Trust Smith Opportunis 0.68% 499,467 $22.6M Add +61.7%
COWZ Pacer US Cash Cows 100 ETF 0.66% 381,451 $22.1M Add +0.3%
EDV Vanguard Extended Dur Treas 0.63% 264,725 $21.1M Add +5.9%
MGV Vngrd Mrgstr MG CP VL ETF-Ui 0.62% 160,252 $20.6M Add +7.0%
JPST JPMorgan Ultra-Short Income 0.61% 399,618 $20.3M Reduce -7.5%
SCHB Schwab US Broad Market ETF 0.56% 280,036 $18.6M Add +1.0%
VGT Vanguard Info Tech ETF 0.55% 31,226 $18.3M Add +2.8%
SDVY First Trust Smid Cap Rising 0.55% 499,106 $18.2M Add +44.3%
FTSM First Trust Enh Short Mat FD 0.55% 302,885 $18.1M Reduce -18.9%
FBND Fidelity Total Bond ETF 0.54% 382,726 $17.9M Add +33.0%
VEA Vanguard Ftse Developed ETF 0.52% 328,012 $17.3M Add +29.4%
SCHG Schwab US Large-Cap Growth 0.50% 159,313 $16.6M Add +16.1%
GLD SPDR Gold Shares 0.49% 67,111 $16.3M Add +7.1%
SMH Vaneck Semiconductor ETF 0.48% 65,496 $16.1M Reduce -8.3%
LMBS First Trust Low Duration Opp 0.47% 318,047 $15.7M Add +18.6%
AGG iShares Core U.S. Aggregate 0.40% 132,040 $13.4M Add +23.8%
CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET 0.40% 387,704 $13.3M Add +21.2%
CGGR Cap Group Growth Equity 0.36% 347,287 $12.1M Add +12.4%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.36% 325,973 $11.9M Add +16.3%
IVW iShares S&P 500 Growth ETF 0.35% 120,437 $11.5M Add +23.0%
ESGU iShares ESG Aware MSCI USA 0.34% 90,121 $11.4M Add +2.7%
VTV Vanguard Mrngstr Val ETF-Aui 0.34% 65,078 $11.4M Add +14.5%
IJR iShares Core S&P Small-Cap E 0.34% 96,876 $11.3M Add +1.7%
BUFQ FT VST Lad NSDQ Buf ETF-Usdi 0.34% 368,148 $11.2M Add +6.7%
FDL First Trust Morn DVD Lead Inc. 0.33% 264,833 $11.1M Reduce -2.3%
VGSH Vanguard Short-Term Treasury 0.33% 185,790 $11.0M Add +15.5%
BRK.B Berkshire Hathaway Inc. Class B 0.31% 22,601 $10.4M Add +11.1%
RDVI FT Vest Rising Dividend Achi 0.30% 408,584 $10.1M Add +61.6%
VIG Vanguard Dividend Apprec ETF 0.30% 50,604 $10.0M Reduce -15.1%
BUFD FT VST Lad Deep Buf ETF-Usdi 0.30% 396,446 $9.9M Add +8.8%
IVE iShares S&P 500 Value ETF 0.30% 49,965 $9.9M Add +9.7%
SCHO Schwab Short-Term US Treas 0.30% 200,678 $9.8M Reduce -3.9%
JEPI JPMorgan Equity Premium Inco 0.28% 157,456 $9.4M Add +59.3%
RWL Invesco S&P 500 Revenue ETF 0.28% 94,545 $9.3M Add +2.5%
AIRR First Trust Rba American Ind 0.27% 121,929 $9.1M Add +5.3%
GOOGL Alphabet Inc. Class A 0.27% 53,930 $8.9M Add +2.0%
VWO Vanguard Ftse Emerging Marke 0.27% 184,504 $8.8M Add +20.4%
VGK Vanguard Ftse Europe ETF 0.26% 122,638 $8.7M Add +5.5%
VGLT Vanguard Long-Term Treasury 0.26% 141,604 $8.7M Add +115.3%
XLSR SS US Sector Rotation 0.26% 166,516 $8.6M Add +18.5%
COST Costco Wholesale Corp. 0.26% 9,617 $8.5M Add +5.3%
LGOV First TR Long Duration O-ETF 0.26% 380,553 $8.5M Reduce -11.0%
BOND PIMCO Active Bond Exchange-T 0.25% 89,464 $8.5M Add +43.2%
FXU First Trust Utilities Alphad 0.25% 218,477 $8.4M Reduce -25.1%
SPEM State Street SP PTF Em ETF 0.25% 202,950 $8.4M Add +15.4%
SPDW Ste STR SPDR PT DW Eu ETF 0.25% 222,933 $8.4M Reduce -12.0%
LLY Eli Lilly & Co. 0.25% 9,436 $8.4M Add +18.0%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.25% 19,546 $8.3M Add +34.5%
GDX Vaneck Gold Miners ETF 0.25% 205,941 $8.2M Reduce -2.6%
MBB iShares MBS ETF 0.24% 82,417 $7.9M Add +75.8%
FSK FS KKR Capital Corp. 0.23% 382,035 $7.5M Reduce -0.4%
RSP Invesco S&P 500 Equal Weight 0.22% 41,224 $7.4M Add +7.8%
MTUM iShares MSCI USA Momentum Fa 0.22% 35,659 $7.2M Reduce -1.8%
SPYG SS SPDR P S&P 500 Growth ETF 0.22% 87,035 $7.2M Reduce -1.6%
GOOG Alphabet Inc. Class C 0.22% 43,084 $7.2M Add +0.8%
TLT iShares 20+ Year Treasury BD 0.22% 73,179 $7.2M Reduce -29.5%
QUAL iShares MSCI USA Quality Fac 0.22% 40,038 $7.2M Add +1.4%
JPM JPMorgan Chase & Co. 0.22% 33,907 $7.1M Reduce -21.5%
HD Home Depot Inc. 0.21% 17,587 $7.1M Add +3.6%
CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED 0.21% 222,857 $6.9M Add +73.0%
VZ Verizon Communications Inc. 0.21% 153,443 $6.9M Add +26.3%
VYM Vanguard High DVD Yield ETF 0.20% 52,915 $6.8M Add +11.7%
SCHP Schwab U.S. Tips ETF 0.20% 125,605 $6.7M Reduce -3.5%
XLV SS Health Care Select Sector 0.20% 43,266 $6.7M Reduce -0.9%
MINT PIMCO Enhanced Short Maturit 0.20% 66,145 $6.7M Reduce -35.4%
PJUL Innovator U.S. Equity Power 0.20% 164,125 $6.6M Add +90.7%
XOM Exxon Mobil Corp. 0.20% 56,513 $6.6M Add +1.7%
FPE FT-Preferred Secur & Inc. ETF 0.20% 365,991 $6.6M Add +0.6%
QYLD Global X Nasd 100 Cov Call 0.20% 361,160 $6.5M Add +4.7%
TSLA Tesla Inc. 0.20% 24,855 $6.5M Add +0.9%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.19% 137,238 $6.5M Add +39.0%
IEI iShares 3-7 Year Treasury Bo 0.19% 52,737 $6.3M Reduce -39.0%
XLK SS Technology Select Sector 0.19% 27,723 $6.3M Add +0.9%
SPTM SS SPDR P S&P 1500 Comp ETF 0.19% 89,246 $6.3M Reduce -0.4%
SPHQ Invesco S&P 500 Quality ETF 0.19% 91,699 $6.2M Add +17.5%

Show all 3,387 holdings

Other holdings (3): bonds, preferreds, convertibles and warrants · $54K (not counted above)
SecurityClassShares / PrincipalValueChange
PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) NOTE 6.375% 3/0 · principal 25,000$25KNo change
CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) NOTE 0.375% 6/1 · principal 20,000$19KNew
VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) NOTE 2.250% 6/1 · principal 10,000$10KNew
Lines left out (2) · $16 — a value with no share or principal amount
SecurityClassSharesValue
ANDE The Andersons Inc. COM0$10
AAP Advance Auto Parts Inc. COM0$6

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $3.3B.

Portfolio Sells Q2 2024 → Q3 2024
FHLC Fidelity MSCI Health Care Reduce -93.7% 0.09% −1.36
QQQ Invesco QQQ Trust Series 1 Reduce -2.0% 4.20% −0.52
FVD First Trust Value Line DVD Reduce -20.0% 1.05% −0.27
FTSM First Trust Enh Short Mat FD Reduce -18.9% 0.55% −0.20
MINT PIMCO Enhanced Short Maturit Reduce -35.4% 0.20% −0.15
IEI iShares 3-7 Year Treasury Bo Reduce -39.0% 0.19% −0.15
SMH Vaneck Semiconductor ETF Reduce -8.3% 0.48% −0.14
JPST JPMorgan Ultra-Short Income Reduce -7.5% 0.61% −0.13
FFEB FT Vest US Equity Buffer ETF Reduce -65.5% 0.06% −0.12
FTQI First Trust Nasdaq Buywrite Reduce -75.8% 0.03% −0.12
IVOV Vanguard S&P Mid-Cap 400 Val Reduce -88.9% 0.01% −0.11
YMAR FT VT Int Equ M B- Mar-US I Reduce -89.4% 0.01% −0.11
HNDL Nasdaq 7 Handl Index ETF Reduce -72.5% 0.04% −0.11
TLT iShares 20+ Year Treasury BD Reduce -29.5% 0.22% −0.11
BUFZ FT Vest Laddered Moderate Bu Reduce -56.6% 0.07% −0.10
FYT First Trust Small Cap Val Reduce -88.0% 0.01% −0.10
SEPQ STF Tactical Growth Income Reduce -93.0% 0.01% −0.10
IBDP iShares Ibonds Dec 2024 Term Reduce -90.9% 0.01% −0.10
AAPL Apple Inc. Reduce -3.1% 1.95% −0.09
FTGS First Trust Grwth Strgth ETF Reduce -54.4% 0.06% −0.08
IOO iShares Global 100 ETF Reduce -62.2% 0.04% −0.08
JPM JPMorgan Chase & Co. Reduce -21.5% 0.22% −0.08
BUFG FT Vest Buffered Allocation Reduce -77.7% 0.02% −0.08
FXU First Trust Utilities Alphad Reduce -25.1% 0.25% −0.07
MOAT Vaneck Morningstar Wide Moat Reduce -58.6% 0.05% −0.07
DFEB FT Vest U.S. Equity Deep Buf Reduce -23.5% 0.16% −0.07
VIG Vanguard Dividend Apprec ETF Reduce -15.1% 0.30% −0.07
DJUN FT Vest US Equity Deep Buffe Reduce -52.7% 0.05% −0.06
DOCT FT Vest U.S. Equity Deep Buf Reduce -41.3% 0.07% −0.06
SPGP Invesco S&P 500 Garp ETF Reduce -77.2% 0.02% −0.06
RDVY First Trust Rising Dividend Reduce -2.4% 0.94% −0.06
FJUN FT Vest US Equity Buff ETF-J Reduce -34.1% 0.09% −0.06
FEMB First Trust Emerging Markets Reduce -84.9% 0.01% −0.05
XMAY FT US Eq Enh&mod Buff - May Reduce -93.8% 0.00% −0.05
SPDW Ste STR SPDR PT DW Eu ETF Reduce -12.0% 0.25% −0.05
VCSH Vanguard S/T Corp. Bond ETF Reduce -19.3% 0.13% −0.05
LGOV First TR Long Duration O-ETF Reduce -11.0% 0.26% −0.05
DWAS Invesco Dorsey Wright Smallc Reduce -88.8% 0.01% −0.05
XLE SS Energy Select Sector Reduce -12.9% 0.13% −0.05
SCHO Schwab Short-Term US Treas Reduce -3.9% 0.30% −0.04
GRID First TRST Nasd Class Edg Sgiif Reduce -54.0% 0.03% −0.04
FDN First Trust DJ Internet Ind Reduce -20.3% 0.09% −0.03
GJUL FT Vest US Equity Moderate B Reduce -69.6% 0.01% −0.03
SMCI Super Micro Computer Inc. Sold out 0.00% −0.03
CRWD CrowdStrike Holdings Inc. Class A Reduce -2.4% 0.06% −0.03
XDEC FT Vest US Equity Enhance & Reduce -17.6% 0.09% −0.03
FAPR FT Vest U.S. Equity Buffer E Reduce -67.0% 0.01% −0.03
FTC First Trust Large Cap Growth Reduce -20.7% 0.09% −0.03
FSK FS KKR Capital Corp. Reduce -0.4% 0.23% −0.03
APRW Allinzim US Eq BFR20 Apr-Usd Reduce -38.1% 0.04% −0.03

Portfolio Buys Q2 2024 → Q3 2024
IJH iShares Core S&P Midcap ETF Add +760.6% 1.92% +1.68
CGCP Cap Group Core Plus Income Add +46.4% 1.20% +0.32
BUFR FT Vest Lad Buffervetf-Usd I Add +25.8% 1.77% +0.24
UCON First Trust Smith Unconstrai Add +19.8% 2.60% +0.23
BND Vanguard Total Bond Market Add +25.2% 1.64% +0.23
FIXD First Trust Smith Opportunis Add +61.7% 0.68% +0.23
VXUS Vanguard Total Intl Stock Add +40.7% 0.80% +0.21
SDVY First Trust Smid Cap Rising Add +44.3% 0.55% +0.16
VUG Vanguard Mrngstar GR ETF-Sui Add +35.4% 0.73% +0.14
VGLT Vanguard Long-Term Treasury Add +115.3% 0.26% +0.13
PALC Pacer Lunt LRG Cap Multi-Fac Add +2974.6% 0.12% +0.12
VBK Van Morst SML-Cap Gro-Usd Inc. Add +317.0% 0.14% +0.11
RDVI FT Vest Rising Dividend Achi Add +61.6% 0.30% +0.10
JCPB JPMorgan Core Plus Bond ETF Add +1565.7% 0.11% +0.10
FBND Fidelity Total Bond ETF Add +33.0% 0.54% +0.10
TUG STF Tactical Growth ETF Add +8766.5% 0.10% +0.10
VEA Vanguard Ftse Developed ETF Add +29.4% 0.52% +0.10
UITB Victoryshares Core Intermedi Add +1953.3% 0.10% +0.09
JEPI JPMorgan Equity Premium Inco Add +59.3% 0.28% +0.09
MBB iShares MBS ETF Add +75.8% 0.24% +0.09
PJUL Innovator U.S. Equity Power Add +90.7% 0.20% +0.09
VTI VG Morningstar TS MKT ETF-US Add +18.0% 0.83% +0.08
XAUG FT Vest US Equity Enhance & New 0.08% +0.08
PYLD PIMCO Multisector Bond Actv New 0.08% +0.08
CGBL Cap Group Core Balanced Add +73.0% 0.21% +0.08
FTHI Fthi/First Trust Exchange-TR Add +651.6% 0.09% +0.08
SFEB FT Vest US SC MB ETF-Usd Inc. Add +4595.5% 0.08% +0.08
SAUG FT Vest US Small Cap Moderat Add +8373.7% 0.08% +0.08
KNG FT Vest S&P 500 DVD Arst TRG Add +78.4% 0.18% +0.07
XFEB FT Vest Enh Mod Buff - Feb Add +324.5% 0.09% +0.07
CLIP Global X 1-3 Month T-Bill New 0.06% +0.06
BOND PIMCO Active Bond Exchange-T Add +43.2% 0.25% +0.06
DIA SS SPDR Dow Jones Indus Avg Add +34.5% 0.25% +0.06
BYLD iShares Yield Optimized Bond New 0.06% +0.06
PVAL Putnam Focused LRG Cap Value Add +11566.8% 0.06% +0.06
VMBS Vanguard Mortgage-Backed Sec Add +140.1% 0.10% +0.05
AGG iShares Core U.S. Aggregate Add +23.8% 0.40% +0.05
ZJUL Innovator Edp ETF 1 YR July New 0.05% +0.05
CGUS Cap Group Core Equity Add +21.2% 0.40% +0.05
FTLS First Trust Long/Short Eqty Add +205.9% 0.08% +0.05
XIJN FT Eq Buf & Prem Inc.-June New 0.05% +0.05
FMF First Trust Managed Futures Add +1083.5% 0.05% +0.05
SDVD FT Vest Smid Rising Dividend Add +4030.2% 0.05% +0.05
FDVV Fidelity High Dividend ETF Add +407.8% 0.06% +0.05
CGDV Cap Group Dividend Value Add +16.3% 0.36% +0.05
XIDE FT Vest US Equity Buffer & P Add +5314.4% 0.05% +0.05
GRPM Invesco S&P Midcap 400 Garp Add +1665.7% 0.05% +0.04
BUFF Innovator Laddered Allocatio Add +52.9% 0.15% +0.04
IUSB Ishr CR Unvrse Usd BD ETF-Ui Add +39.0% 0.19% +0.04
EFV iShares MSCI Eafe Value ETF Add +74.4% 0.11% +0.04

Notes & Other Activity Q2 2024 → Q3 2024
CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) NOTE 0.375% 6/1 · principal New 20,000 $19K
VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) NOTE 2.250% 6/1 · principal New 10,000 $10K
AAP Advance Auto Parts Inc. COM Reduce -100.0% 0 $6
SCPX Scorpius Holdings Inc. COM New 0 $0

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 4,749$7.4BVOO, QQQ, SDVY, AAPL, AVEM
Q1 2026 4,650$6.5BVOO, QQQ, SDVY, AAPL, UCON
Q4 2025 3,857$4.9BVOO, QQQ, SDVY, UCON, BUFR
Q3 2025 3,741$4.4BVOO, QQQ, SDVY, BUFR, IJH
Q2 2025 3,602$3.9BVOO, QQQ, SDVY, BUFR, IJH
Q1 2025 3,551$3.5BVOO, QQQ, UCON, CALF, BUFR
Q4 2024 3,482$3.5BVOO, QQQ, UCON, CALF, AAPL
Q3 2024 3,387$3.3BVOO, QQQ, CALF, UCON, SCHD
Q2 2024 3,286$3.0BQQQ, VOO, CALF, UCON, SCHD
Q1 2024 3,210$2.8BVOO, QQQ, CALF, UCON, SCHD