Harbour Investments, Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Harbour Investments, Inc. reported 4,650 stock positions worth $6.5 billion. Its top holding was Vanguard S&P 500 ETF (VOO) at 3.6% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 2.5%) and First Trust Smid Cap Rising (SDVY, 2.3%). Compared with Q4 2025, it opened 940 new positions, sold out of 150, added to 2,495 and reduced 616. The biggest buy was Dimensional International (DFAI, shares +13938%) and the biggest sale Vanguard S&P 500 ETF (VOO, shares −15%).
- Most Recent 13F
- Q2 2026
- Location
- MADISON, WI
- CIK
- 0000810121
- Portfolio Value
- $6.5B (Q1 2026)
- SEC Filing
- 0000810121-26-000004 ↗ filed May 15, 2026
Holdings Value
Holdings 4,650 stocks · $6.5B
| VOO Vanguard S&P 500 ETF | 3.65% | 395,174 | $236.1M | Reduce -14.5% |
| QQQ Invesco QQQ Trust Series 1 | 2.48% | 278,216 | $160.6M | Add +1.0% |
| SDVY First Trust Smid Cap Rising | 2.33% | 3,830,391 | $151.0M | Add +41.0% |
| AAPL Apple Inc. | 1.80% | 459,637 | $116.6M | Add +69.6% |
| UCON First Trust Smith Unconstrai | 1.58% | 4,120,885 | $102.1M | Add +15.7% |
| AVEM Avantis Emerging Markets Eq | 1.43% | 1,147,859 | $92.5M | Add +48.4% |
| BUFR FT Vest Lad Buffervetf-Usd I | 1.36% | 2,616,292 | $88.4M | Add +5.4% |
| IJH iShares Core S&P Midcap ETF | 1.31% | 1,257,653 | $84.9M | Add +0.3% |
| IVV iShares Core S&P 500 ETF | 1.25% | 123,462 | $80.6M | Add +44.2% |
| CGCP Cap Group Core Plus Income | 1.11% | 3,217,996 | $71.9M | Add +14.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.98% | 97,226 | $63.2M | Add +13.7% |
| RDVY First Trust Rising Dividend | 0.94% | 887,227 | $60.6M | Add +53.3% |
| IVW iShares S&P 500 Growth ETF | 0.93% | 532,813 | $60.3M | Add +469.4% |
| IVE iShares S&P 500 Value ETF | 0.92% | 282,613 | $59.7M | Add +594.1% |
| SCHD Schwab US DVD Equity ETF | 0.91% | 1,925,473 | $59.1M | Add +19.4% |
| FTCB FT Core Investment Grade ETF | 0.90% | 2,774,373 | $58.2M | Add +179.5% |
| NVDA Nvidia Corp. | 0.89% | 330,491 | $57.6M | Add +29.7% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.88% | 741,576 | $56.8M | Add +11.6% |
| PG The Procter & Gamble Co. | 0.86% | 387,261 | $55.9M | Add +39.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.82% | 121,335 | $53.0M | Add +57.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.80% | 160,840 | $51.6M | Add +50.3% |
| DFAI Dimensional International Co. | 0.77% | 1,274,663 | $49.7M | Add +13938.1% |
| ABBV Abbvie Inc. | 0.77% | 228,025 | $49.6M | Add +32.5% |
| AVDE Avantis International Equity | 0.71% | 543,527 | $46.1M | Add +25.6% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.71% | 1,083,369 | $46.1M | Add +44.0% |
| SCHX Schwab US Large-Cap ETF | 0.71% | 1,781,564 | $45.7M | Add +0.3% |
| MSFT Microsoft Corp. | 0.70% | 122,043 | $45.2M | Add +53.0% |
| VEA Vanguard Ftse Developed ETF | 0.67% | 672,488 | $43.1M | Add +14.2% |
| FTCS First Trust Capital Strength | 0.63% | 439,702 | $40.8M | Add +9.6% |
| DUHP Dimensional US High Profi Et | 0.62% | 1,095,652 | $40.3M | Add +80.5% |
| VIG Vanguard Dividend Apprec ETF | 0.61% | 183,301 | $39.4M | Add +211.9% |
| AMZN Amazon.com Inc. | 0.61% | 188,586 | $39.3M | Add +36.7% |
| LOTI Liberty Tactical Inc. ETF | 0.57% | 1,435,556 | $36.7M | Add +28.1% |
| LMBS First Trust Low Duration Opp | 0.56% | 730,620 | $36.4M | Add +38.1% |
| CGGR Cap Group Growth Equity | 0.54% | 874,408 | $35.1M | Add +34.1% |
| FBND Fidelity Total Bond ETF | 0.54% | 763,988 | $34.9M | Add +73.0% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.52% | 970,642 | $33.4M | Add +58.7% |
| JBND JPMorgan Active Bond ETF | 0.50% | 606,253 | $32.6M | Add +290.9% |
| COWZ Pacer US Cash Cows 100 ETF | 0.47% | 486,043 | $30.4M | Add +25.4% |
| DFSV Dimensional US Small Cap Val | 0.47% | 866,631 | $30.4M | Add +26.5% |
| VGT Vanguard Info Tech ETF | 0.47% | 43,372 | $30.3M | Reduce -33.6% |
| AIRR First Trust Rba American Ind | 0.45% | 265,067 | $29.4M | Add +21.7% |
| GLD SPDR Gold Shares | 0.45% | 67,248 | $28.9M | Add +12.8% |
| JQUA JPMorgan US Quality Factor | 0.44% | 469,267 | $28.8M | Add +22537.1% |
| BNDX Vanguard Total Intl Bond ETF | 0.44% | 588,144 | $28.3M | Add +33.6% |
| SCHB Schwab US Broad Market ETF | 0.43% | 1,118,377 | $28.1M | Add +8.8% |
| CAT Caterpillar Inc. | 0.41% | 37,468 | $26.5M | Add +250.1% |
| LLY Eli Lilly & Co. | 0.39% | 27,501 | $25.3M | Add +2.7% |
| VXUS Vanguard Total Intl Stock | 0.37% | 314,652 | $24.3M | Add +21.0% |
| BUFD FT VST Lad Deep Buf ETF-Usdi | 0.37% | 857,687 | $24.0M | Add +33.6% |
| RDVI FT Vest Rising Dividend Achi | 0.37% | 934,811 | $23.9M | Add +48.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.37% | 120,907 | $23.7M | Add +34.2% |
| FVD First Trust Value Line DVD | 0.36% | 495,155 | $23.3M | Add +11.6% |
| AGG iShares Core U.S. Aggregate | 0.36% | 234,392 | $23.3M | Add +224.9% |
| RSP Invesco S&P 500 Equal Weight | 0.35% | 119,109 | $22.9M | Add +37.0% |
| FDL First Trust Morn DVD Lead Inc. | 0.35% | 445,083 | $22.6M | Add +29.4% |
| XOM Exxon Mobil Corp. | 0.34% | 131,293 | $22.3M | Add +111.6% |
| JPST JPMorgan Ultra-Short Income | 0.34% | 438,563 | $22.2M | Add +11.5% |
| MINT PIMCO Enhanced Short Maturit | 0.34% | 217,399 | $21.9M | Reduce -0.0% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.32% | 142,839 | $20.7M | Add +3.3% |
| DFCF Dimensional Core Fixed Inc. | 0.32% | 486,481 | $20.5M | Add +74.8% |
| SCHG Schwab US Large-Cap Growth | 0.32% | 703,835 | $20.5M | Add +37.5% |
| ABT Abbott Laboratories | 0.31% | 192,601 | $19.8M | Add +37.1% |
| GOOGL Alphabet Inc. Class A | 0.30% | 68,126 | $19.6M | Add +22.1% |
| JNJ Johnson & Johnson | 0.30% | 79,700 | $19.5M | Add +41.7% |
| JPM JPMorgan Chase & Co. | 0.29% | 64,417 | $18.9M | Add +48.5% |
| DIVI Franklin International Core | 0.29% | 471,580 | $18.8M | Add +593.4% |
| VWO Vanguard Ftse Emerging Marke | 0.29% | 342,692 | $18.5M | Add +12.7% |
| JEPI JPMorgan Equity Premium Inco | 0.28% | 319,062 | $18.1M | Add +32.6% |
| VGSH Vanguard Short-Term Treasury | 0.27% | 304,191 | $17.8M | Add +21.6% |
| GOOG Alphabet Inc. Class C | 0.27% | 72,008 | $17.8M | Add +44.6% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.27% | 458,910 | $17.6M | Reduce -9.2% |
| RWL Invesco S&P 500 Revenue ETF | 0.27% | 152,833 | $17.6M | Add +36.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.27% | 59,963 | $17.2M | Add +50.7% |
| QTAC Q3 All-Season Tactic Adv ETF | 0.26% | 742,220 | $17.1M | Add +192684.4% |
| FTSM First Trust Enh Short Mat FD | 0.26% | 282,849 | $16.9M | Add +24.4% |
| COST Costco Wholesale Corp. | 0.26% | 16,708 | $16.6M | Add +35.0% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.26% | 357,978 | $16.5M | Add +374.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.25% | 33,547 | $16.1M | Add +65.2% |
| DFAS Dimensional US Small Cap ETF | 0.25% | 224,688 | $16.0M | Add +38.6% |
| SPHQ Invesco S&P 500 Quality ETF | 0.24% | 208,309 | $15.7M | Add +34.8% |
| WMT Walmart Inc. | 0.24% | 125,907 | $15.6M | Add +71.3% |
| MCD McDonald's Corp. | 0.24% | 49,967 | $15.5M | Add +40.7% |
| AVGO Broadcom Inc. | 0.24% | 49,370 | $15.3M | Add +43.5% |
| IJR iShares Core S&P Small-Cap E | 0.23% | 120,804 | $15.0M | Add +25.0% |
| VYM Vanguard High DVD Yield ETF | 0.23% | 100,459 | $14.9M | Add +54.1% |
| GDX Vaneck Gold Miners ETF | 0.23% | 160,407 | $14.7M | Reduce -7.8% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.23% | 437,848 | $14.6M | Add +64.9% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.22% | 182,407 | $14.5M | Add +160.9% |
| BALT Inn Defined Wealth Shield | 0.22% | 430,317 | $14.4M | Reduce -6.9% |
| TSLA Tesla Inc. | 0.22% | 38,210 | $14.2M | Add +50.5% |
| DE Deere & Co. | 0.22% | 25,191 | $14.2M | Add +191.0% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.22% | 309,665 | $14.1M | Add +18.6% |
| BND Vanguard Total Bond Market | 0.22% | 191,494 | $14.1M | Reduce -63.9% |
| ESGU iShares ESG Aware MSCI USA | 0.21% | 96,995 | $13.7M | Add +3.1% |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | 0.21% | 377,718 | $13.3M | Reduce -0.9% |
| CGDG Cap Group Dividend Growers filed as CAPITAL GROUP DIVIDEND GROWE | 0.20% | 364,196 | $13.1M | Add +37.6% |
| CVX Chevron Corp. | 0.20% | 63,057 | $13.0M | Add +55.2% |
| ESN Essential 40 Stock ETF | 0.20% | 727,093 | $12.7M | Add +17.2% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.19% | 57,450 | $12.5M | Add +209.0% |
Other holdings (15): bonds, preferreds, convertibles and warrants · $1.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 40,911 | $986K | New |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 4,287 | $303K | Add +389.9% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 686 | $29K | New |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | 1,335 | $15K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 12 | $14K | New |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 100 | $4K | New |
| NEUBERGER HIGH YIELD-RT | RIGHT 04/15/2026 | 168,471 | $1K | Add +53.7% |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 21 | $81 | New |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 113 | $68 | Add +242.4% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 2 | $32 | New |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 113 | $28 | Add +242.4% |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 113 | $27 | Add +242.4% |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 198 | $18 | Add +970.3% |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 330 | $2 | New |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 6 | $0 | New |
Lines left out (7) · $499 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| DJCO Daily Journal Corp. | COM | 0 | $294 |
| MSM MSC Industrial Direct Co. Class A | CL A | 0 | $66 |
| ASR Grupo Aeroportuario Sur-ADR | SPON ADR SER B | 0 | $65 |
| NBR Nabors Industries Ltd. | SHS | 0 | $39 |
| SPUU Dir Dai S&P 500 Bu 2X ETF-US | DAILY 500 2X ETF | 0 | $21 |
| ICLR Icon PLC | SHS | 0 | $13 |
| OLP One Liberty Properties Inc. | COM | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $6.5B.
Portfolio Sells Q4 2025 → Q1 2026
| VOO Vanguard S&P 500 ETF | Reduce -14.5% | 3.65% | −2.23 |
| BND Vanguard Total Bond Market | Reduce -63.9% | 0.22% | −0.58 |
| VGT Vanguard Info Tech ETF | Reduce -33.6% | 0.47% | −0.53 |
| EDV Vanguard Extended Dur Treas | Reduce -99.2% | 0.00% | −0.46 |
| VXF Vanguard Extended Market ETF | Reduce -95.0% | 0.02% | −0.46 |
| SMH Vaneck Semiconductor ETF | Reduce -52.6% | 0.19% | −0.30 |
| COWG Pacer US LRG Cap Cows GR LD | Reduce -77.3% | 0.04% | −0.22 |
| CLIP Global X 1-3 Month T-Bill | Reduce -87.1% | 0.02% | −0.20 |
| VGLT Vanguard Long-Term Treasury | Reduce -53.2% | 0.08% | −0.14 |
| CGUS Cap Group Core Equity | Reduce -9.2% | 0.27% | −0.14 |
| FXO First Trust Financial Alphad | Reduce -74.5% | 0.03% | −0.13 |
| SPMO Invesco S&P 500 Momentum ETF | Reduce -17.5% | 0.15% | −0.11 |
| MINT PIMCO Enhanced Short Maturit | Reduce -0.0% | 0.34% | −0.10 |
| DDFO Innov Eq DD 15 Buf ETF - Oct | Reduce -76.5% | 0.02% | −0.10 |
| BALT Inn Defined Wealth Shield | Reduce -6.9% | 0.22% | −0.09 |
| TUG STF Tactical Growth ETF | Reduce -39.6% | 0.06% | −0.08 |
| GDX Vaneck Gold Miners ETF | Reduce -7.8% | 0.23% | −0.08 |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | Reduce -0.9% | 0.21% | −0.07 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -16.2% | 0.11% | −0.07 |
| FTA First Trust L C Val Alp | Reduce -24.4% | 0.11% | −0.07 |
| MLI Mueller Industries Inc. | Reduce -96.2% | 0.00% | −0.06 |
| COF Capital One Financial Corp. | Reduce -32.0% | 0.04% | −0.06 |
| GS Goldman Sachs Group Inc. | Reduce -12.3% | 0.10% | −0.06 |
| QFLR Innovator Nasdaq-100 MF ETF | Reduce -71.9% | 0.01% | −0.06 |
| ZDEK Inno Equ Def Pro ETF - 1 DE | Reduce -39.6% | 0.05% | −0.06 |
| FTSL First Trust Senior Loan ETF | Reduce -20.2% | 0.07% | −0.05 |
| QUAL iShares MSCI USA Quality Fac | Reduce -26.1% | 0.06% | −0.05 |
| VOX Vanguard Communication Servi | Reduce -22.6% | 0.06% | −0.05 |
| PULS Pgim Ultra Short Bond ETF | Reduce -0.7% | 0.15% | −0.05 |
| INOV Inno Int Dev Power Buff Nov | Reduce -97.7% | 0.00% | −0.05 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -5.6% | 0.12% | −0.05 |
| GLDM SPDR Gold Minishares Trust | Reduce -32.0% | 0.06% | −0.05 |
| THRO iShares U.S. Thematic Rotati | Reduce -60.8% | 0.02% | −0.04 |
| EEM iShares MSCI Emerging Market | Reduce -20.6% | 0.07% | −0.04 |
| IDMO Invesco S&P International DE | Reduce -4.9% | 0.11% | −0.04 |
| CAIE Calamos Autocallable Inc. ETF | Reduce -65.3% | 0.01% | −0.04 |
| HOOD Robinhood Markets Inc. Class A | Reduce -14.9% | 0.03% | −0.04 |
| CIBR First Trust Nasdaq Cybersecu | Reduce -0.4% | 0.07% | −0.04 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -5.9% | 0.09% | −0.04 |
| SFLR Innovator Eqty MGD Floor ETF | Reduce -21.1% | 0.05% | −0.03 |
| KQQQ Kurv Tech Titans Select ETF | Reduce -93.2% | 0.00% | −0.03 |
| SYY Sysco Corp. | Reduce -31.5% | 0.03% | −0.03 |
| CAH Cardinal Health Inc. | Reduce -1.3% | 0.11% | −0.03 |
| PSLV Sprott Physical Silver Trust | Reduce -11.9% | 0.07% | −0.03 |
| BFRZ Innovator Eq MNG 100 BFR ETF | Reduce -74.0% | 0.01% | −0.03 |
| MAGS Roundhill Magnificent Seven | Reduce -72.0% | 0.01% | −0.03 |
| GLRY Inspire Growth ETF | Reduce -90.9% | 0.00% | −0.03 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -3.2% | 0.07% | −0.03 |
| XLG Invesco S&P 500 Top 50 ETF | Reduce -53.3% | 0.01% | −0.03 |
| FEUZ First Trust Eurozone Alphade | Reduce -99.0% | 0.00% | −0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| DFAI Dimensional International Co. | Add +13938.1% | 0.77% | +0.76 |
| IVE iShares S&P 500 Value ETF | Add +594.1% | 0.92% | +0.75 |
| IVW iShares S&P 500 Growth ETF | Add +469.4% | 0.93% | +0.70 |
| FTCB FT Core Investment Grade ETF | Add +179.5% | 0.90% | +0.47 |
| JQUA JPMorgan US Quality Factor | Add +22537.1% | 0.44% | +0.44 |
| VIG Vanguard Dividend Apprec ETF | Add +211.9% | 0.61% | +0.35 |
| JBND JPMorgan Active Bond ETF | Add +290.9% | 0.50% | +0.33 |
| AAPL Apple Inc. | Add +69.6% | 1.80% | +0.31 |
| CAT Caterpillar Inc. | Add +250.1% | 0.41% | +0.29 |
| QTAC Q3 All-Season Tactic Adv ETF | Add +192684.4% | 0.26% | +0.26 |
| DIVI Franklin International Core | Add +593.4% | 0.29% | +0.24 |
| SDVY First Trust Smid Cap Rising | Add +41.0% | 2.33% | +0.22 |
| AVEM Avantis Emerging Markets Eq | Add +48.4% | 1.43% | +0.22 |
| AGG iShares Core U.S. Aggregate | Add +224.9% | 0.36% | +0.21 |
| XOM Exxon Mobil Corp. | Add +111.6% | 0.34% | +0.19 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +374.5% | 0.26% | +0.18 |
| EVTR Eaton Vance Total Return | Add +7204.3% | 0.19% | +0.18 |
| DUHP Dimensional US High Profi Et | Add +80.5% | 0.62% | +0.15 |
| DE Deere & Co. | Add +191.0% | 0.22% | +0.14 |
| THIR Thor Index Rotation ETF | Add +8471.4% | 0.14% | +0.14 |
| FBND Fidelity Total Bond ETF | Add +73.0% | 0.54% | +0.13 |
| RDVY First Trust Rising Dividend | Add +53.3% | 0.94% | +0.12 |
| SECT Main Sector Rotation ETF | Add +2641.6% | 0.12% | +0.12 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +209.0% | 0.19% | +0.11 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +160.9% | 0.22% | +0.11 |
| CGCV Cap Group Conservative Eq | Add +503.7% | 0.14% | +0.11 |
| DFUS Dimensional US Eq MKT ETF | Add +381.2% | 0.15% | +0.10 |
| WEC WEC Energy Group Inc. | Add +154.5% | 0.18% | +0.10 |
| TLT iShares 20+ Year Treasury BD | Add +609.0% | 0.12% | +0.09 |
| IEMG iShares Core MSCI Emerging | Add +269.0% | 0.13% | +0.09 |
| AMAT Applied Materials Inc. | Add +587.4% | 0.10% | +0.08 |
| LOW Lowe's Cos Inc. | Add +283.9% | 0.12% | +0.08 |
| CGBL Cap Group Core Balanced | Add +58.7% | 0.52% | +0.08 |
| DFCF Dimensional Core Fixed Inc. | Add +74.8% | 0.32% | +0.08 |
| BPRE Bluerock Private Real Estate | New | 0.08% | +0.08 |
| CVX Chevron Corp. | Add +55.2% | 0.20% | +0.08 |
| WMT Walmart Inc. | Add +71.3% | 0.24% | +0.08 |
| SYK Stryker Corp. | Add +247.7% | 0.12% | +0.07 |
| RPM RPM International Inc. | Add +3987.6% | 0.08% | +0.07 |
| WFC Wells Fargo & Co. | Add +233.2% | 0.13% | +0.07 |
| VTI VG Morningstar TS MKT ETF-US | Add +50.3% | 0.80% | +0.07 |
| SSO Proshares Ultra S&P500 | New | 0.07% | +0.07 |
| TCAF T Rowe PRC Cap Appreciation | Add +542.2% | 0.08% | +0.07 |
| JNJ Johnson & Johnson | Add +41.7% | 0.30% | +0.06 |
| XLE SS Energy Select Sector | Add +61.9% | 0.16% | +0.06 |
| PG The Procter & Gamble Co. | Add +39.9% | 0.86% | +0.06 |
| SLV iShares Silver Trust | Add +120.5% | 0.13% | +0.06 |
| IVV iShares Core S&P 500 ETF | Add +44.2% | 1.25% | +0.06 |
| SCIO FT Struct Credit Inc. Opp ETF | Add +269.0% | 0.09% | +0.06 |
| TOK iShares MSCI Kokusai ETF | New | 0.06% | +0.06 |
Notes & Other Activity Q4 2025 → Q1 2026
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | New | 40,911 | $986K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Add +389.9% | 4,287 | $303K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | New | 686 | $29K |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Sold out | 20,000 | $20Kbefore exit |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | New | 1,335 | $15K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | New | 12 | $14K |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | New | 100 | $4K |
| NEUBERGER HIGH YIELD-RT | RIGHT 04/15/2026 | Add +53.7% | 168,471 | $1K |
| DJCO Daily Journal Corp. | COM | New | 0 | $294 |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | New | 21 | $81 |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Add +242.4% | 113 | $68 |
| MSM MSC Industrial Direct Co. Class A | CL A | New | 0 | $66 |
| ASR Grupo Aeroportuario Sur-ADR | SPON ADR SER B | New | 0 | $65 |
| NBR Nabors Industries Ltd. | SHS | New | 0 | $39 |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | New | 2 | $32 |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Add +242.4% | 113 | $28 |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Add +242.4% | 113 | $27 |
| SPUU Dir Dai S&P 500 Bu 2X ETF-US | DAILY 500 2X ETF | New | 0 | $21 |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | Add +970.3% | 198 | $18 |
| ICLR Icon PLC | SHS | New | 0 | $13 |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | New | 330 | $2 |
| OLP One Liberty Properties Inc. | COM | New | 0 | $1 |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | New | 6 | $0 |
| IRS Irsa -SP ADR | SPON GDS ECH 10 | Sold out | 0 | $0before exit |
| PZZA Papa John's Intl Inc. | COM | New | 0 | $0 |
| TWNPQ Twin Hospitality Grp Inc. | SHS CL A | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,749 | $7.4B | VOO, QQQ, SDVY, AAPL, AVEM |
| Q1 2026 | 4,650 | $6.5B | VOO, QQQ, SDVY, AAPL, UCON |
| Q4 2025 | 3,857 | $4.9B | VOO, QQQ, SDVY, UCON, BUFR |
| Q3 2025 | 3,741 | $4.4B | VOO, QQQ, SDVY, BUFR, IJH |
| Q2 2025 | 3,602 | $3.9B | VOO, QQQ, SDVY, BUFR, IJH |
| Q1 2025 | 3,551 | $3.5B | VOO, QQQ, UCON, CALF, BUFR |
| Q4 2024 | 3,482 | $3.5B | VOO, QQQ, UCON, CALF, AAPL |
| Q3 2024 | 3,387 | $3.3B | VOO, QQQ, CALF, UCON, SCHD |
| Q2 2024 | 3,286 | $3.0B | QQQ, VOO, CALF, UCON, SCHD |
| Q1 2024 | 3,210 | $2.8B | VOO, QQQ, CALF, UCON, SCHD |