Investments & Financial Planning, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 11, 2026), Investments & Financial Planning, LLC reported 36 stock positions worth $183.7 million. Its top holding was Vanguard Most SM-Cap ETF-Usd (VB) at 21.2% of the portfolio, followed by SS SPDR P S&P 500 Growth ETF (SPYG, 19.4%) and iShares Core S&P Midcap ETF (IJH, 14.9%). Compared with Q4 2025, it opened 3 new positions, sold out of 4, added to 17 and reduced 16. The biggest buy was iShares Core S&P Midcap ETF (IJH, shares +0%) and the biggest sale Vanguard Total Intl Bond ETF (BNDX, shares −25%).
- Most Recent 13F
- Q2 2026
- Location
- LEXINGTON, KY
- CIK
- 0001909307
- Portfolio Value
- $183.7M (Q1 2026)
- SEC Filing
- 0001909307-26-000005 ↗ filed May 11, 2026
Holdings Value
Holdings 36 stocks · $183.7M
| VB Vanguard Most SM-Cap ETF-Usd | 21.21% | 148,729 | $39.0M | Reduce -0.7% |
| SPYG SS SPDR P S&P 500 Growth ETF | 19.45% | 364,883 | $35.7M | Add +1.5% |
| IJH iShares Core S&P Midcap ETF | 14.94% | 406,262 | $27.4M | Add +0.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 9.05% | 57,866 | $16.6M | Add +1.0% |
| VCSH Vanguard S/T Corp. Bond ETF | 5.87% | 135,922 | $10.8M | Reduce -0.3% |
| CGGR Cap Group Growth Equity | 5.60% | 255,784 | $10.3M | Add +2.2% |
| URTH iShares MSCI World ETF | 5.47% | 55,849 | $10.1M | Add +2.8% |
| VT Vanguard Tot World STK ETF | 4.02% | 53,409 | $7.4M | Reduce -1.4% |
| NVDA Nvidia Corp. | 2.36% | 24,807 | $4.3M | Add +2.2% |
| BIV Vanguard Intermediate-Term B | 2.27% | 54,052 | $4.2M | Add +17.7% |
| SHYG iShares 0-5 YR HY Corp. Bond | 1.65% | 71,535 | $3.0M | Add +20.4% |
| TSLA Tesla Inc. | 1.13% | 5,582 | $2.1M | Add +0.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.85% | 3,569 | $1.6M | Reduce -0.4% |
| MUB iShares National Muni Bond E | 0.52% | 9,051 | $961K | Add +1.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.49% | 4,625 | $907K | Reduce -2.3% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.41% | 9,752 | $746K | Reduce -5.6% |
| BNDX Vanguard Total Intl Bond ETF | 0.38% | 14,715 | $707K | Reduce -24.6% |
| MSFT Microsoft Corp. | 0.36% | 1,810 | $670K | Add +185.9% |
| SYBT Stock Yards Bancorp Inc. | 0.36% | 9,982 | $662K | New |
| AAPL Apple Inc. | 0.33% | 2,374 | $602K | Reduce -20.2% |
| SCHV Schwab US Large-Cap Value | 0.32% | 19,216 | $586K | Add +9.1% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.31% | 10,217 | $578K | Reduce -0.2% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.27% | 2,664 | $491K | Reduce -0.7% |
| SPAB SS SPDR P Agg Bond ETF | 0.25% | 17,801 | $456K | Reduce -1.8% |
| AMZN Amazon.com Inc. | 0.23% | 2,073 | $432K | Add +11.5% |
| SUB iShares Short-Term National | 0.23% | 3,964 | $422K | Add +0.2% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.22% | 1,839 | $399K | Reduce -0.4% |
| VWOB Vanguard Emerg MKTS Gov BND | 0.22% | 6,064 | $398K | Reduce -27.1% |
| SCHG Schwab US Large-Cap Growth | 0.21% | 13,391 | $390K | Add +12.7% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.21% | 8,495 | $388K | Reduce -6.1% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.20% | 3,440 | $375K | Reduce -9.9% |
| VEA Vanguard Ftse Developed ETF | 0.14% | 3,953 | $253K | New |
| SCHW Schwab (charles) Corp. | 0.13% | 2,511 | $236K | Add +0.4% |
| JNK SS SPDR BB High Yield Bond | 0.12% | 2,295 | $220K | Add +0.3% |
| BA The Boeing Co. | 0.11% | 1,056 | $210K | Reduce -11.3% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.11% | 156 | $205K | New |
Portfolio Sells Q4 2025 → Q1 2026
| BNDX Vanguard Total Intl Bond ETF | Reduce -24.6% | 0.38% | −0.12 |
| GOOGL Alphabet Inc. Class A | Sold out | 0.00% | −0.12 |
| DIS The Walt Disney Co. | Sold out | 0.00% | −0.12 |
| UNH Unitedhealth Group Inc. | Sold out | 0.00% | −0.11 |
| SPEM State Street SP PTF Em ETF | Sold out | 0.00% | −0.11 |
| AAPL Apple Inc. | Reduce -20.2% | 0.33% | −0.11 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -0.4% | 0.85% | −0.09 |
| VWOB Vanguard Emerg MKTS Gov BND | Reduce -27.1% | 0.22% | −0.08 |
| VT Vanguard Tot World STK ETF | Reduce -1.4% | 4.02% | −0.08 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -5.6% | 0.41% | −0.04 |
| BA The Boeing Co. | Reduce -11.3% | 0.11% | −0.02 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -9.9% | 0.20% | −0.02 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -6.1% | 0.21% | −0.00 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -1.8% | 0.25% | −0.00 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -0.2% | 0.31% | +0.00 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -0.4% | 0.22% | +0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -2.3% | 0.49% | +0.01 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -0.7% | 0.27% | +0.01 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -0.3% | 5.87% | +0.03 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -0.7% | 21.21% | +0.48 |
Portfolio Buys Q4 2025 → Q1 2026
| IJH iShares Core S&P Midcap ETF | Add +0.4% | 14.94% | +0.60 |
| SYBT Stock Yards Bancorp Inc. | New | 0.36% | +0.36 |
| BIV Vanguard Intermediate-Term B | Add +17.7% | 2.27% | +0.35 |
| SHYG iShares 0-5 YR HY Corp. Bond | Add +20.4% | 1.65% | +0.28 |
| MSFT Microsoft Corp. | Add +185.9% | 0.36% | +0.20 |
| VEA Vanguard Ftse Developed ETF | New | 0.14% | +0.14 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +1.0% | 9.05% | +0.12 |
| ASML ASML Holding NV-NY Reg SHS | New | 0.11% | +0.11 |
| URTH iShares MSCI World ETF | Add +2.8% | 5.47% | +0.06 |
| SCHV Schwab US Large-Cap Value | Add +9.1% | 0.32% | +0.04 |
| MUB iShares National Muni Bond E | Add +1.9% | 0.52% | +0.01 |
| AMZN Amazon.com Inc. | Add +11.5% | 0.23% | +0.00 |
| SCHG Schwab US Large-Cap Growth | Add +12.7% | 0.21% | +0.00 |
| SUB iShares Short-Term National | Add +0.2% | 0.23% | +0.00 |
| JNK SS SPDR BB High Yield Bond | Add +0.3% | 0.12% | +0.00 |
| SCHW Schwab (charles) Corp. | Add +0.4% | 0.13% | −0.01 |
| NVDA Nvidia Corp. | Add +2.2% | 2.36% | −0.07 |
| TSLA Tesla Inc. | Add +0.5% | 1.13% | −0.21 |
| CGGR Cap Group Growth Equity | Add +2.2% | 5.60% | −0.38 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +1.5% | 19.45% | −1.13 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 40 | $211.2M | VB, SPYG, IJH, VO, CGGR |
| Q1 2026 | 36 | $183.7M | VB, SPYG, IJH, VO, VCSH |
| Q4 2025 | 37 | $186.3M | VB, SPYG, IJH, VO, CGGR |
| Q3 2025 | 37 | $185.1M | VB, SPYG, IJH, VO, CGGR |
| Q2 2025 | 37 | $173.6M | VB, SPYG, IJH, VO, CGGR |
| Q1 2025 | 34 | $154.0M | VB, SPYG, IJH, VO, CGGR |
| Q4 2024 | 33 | $162.2M | VB, SPYG, IJH, VO, CGGR |
| Q3 2024 | 33 | $157.9M | VB, SPYG, IJH, VO, CGGR |
| Q2 2024 | 33 | $148.9M | VB, SPYG, IJH, VO, CGGR |
| Q1 2024 | 33 | $145.9M | VB, SPYG, IJH, VO, CGGR |