Kaizen Financial Strategies

Name: Kaizen Financial Strategies 13F holdings, Q1 2026
Creator: Kaizen Financial Strategies
Published: 2026-05-01

Q2 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 1, 2026), Kaizen Financial Strategies reported 169 stock positions worth $235.8 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 7.8% of the portfolio, followed by Schwab US Large-Cap Growth (SCHG, 7.6%) and Apple (AAPL, 6.4%). Compared with Q4 2025, it opened 22 new positions, sold out of 15, added to 72 and reduced 61. The biggest buy was Vanguard High DVD Yield ETF (VYM, shares +599%) and the biggest sale an exit from Schwab Long-Term US Treasury (SCHQ).

Most Recent 13F: Q2 2026
Location: CAMPBELL, CA
CIK: 0001842013
Portfolio Value: $235.8M (Q1 2026)
SEC Filing: 0001842013-26-000003 ↗ filed May 1, 2026

Holdings Value

Holdings 169 stocks · $235.8M


SPY SS SPDR S&P 500 ETF Trust-US	7.80%	26,225	$18.4M	Reduce -5.6%
SCHG Schwab US Large-Cap Growth	7.55%	554,386	$17.8M	Add +2.0%
AAPL Apple Inc.	6.43%	57,584	$15.2M	Reduce -2.8%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE	5.35%	277,840	$12.6M	Reduce -8.9%
NVDA Nvidia Corp.	4.37%	51,976	$10.3M	Reduce -3.7%
VCRB Vanguard Core Bond ETF	4.18%	127,046	$9.9M	Reduce -1.6%
SCHI Schwab 5-10 Year Corporate B	3.56%	368,644	$8.4M	Add +5.8%
GOOG Alphabet Inc. Class C	3.30%	23,384	$7.8M	Reduce -1.4%
JIRE JPMorgan Int Res Enh Eqty	3.00%	88,160	$7.1M	Add +11.2%
AMZN Amazon.com Inc.	2.13%	20,129	$5.0M	Reduce -9.4%
SMH Vaneck Semiconductor ETF	2.10%	10,910	$5.0M	Add +14.5%
GOOGL Alphabet Inc. Class A	1.63%	11,455	$3.8M	Add +0.4%
VYM Vanguard High DVD Yield ETF	1.50%	22,948	$3.5M	Add +599.4%
BX Blackstone Inc.	1.34%	24,696	$3.2M	Reduce -9.0%
VIG Vanguard Dividend Apprec ETF	1.34%	14,046	$3.2M	Reduce -18.8%
MSFT Microsoft Corp.	1.25%	6,998	$2.9M	Reduce -7.0%
VPLS Vanguard Core-Plus Bond ETF	1.18%	35,667	$2.8M	Add +170.4%
FNDB Schwab Fndmntl US BRD Mr ETF	1.14%	94,001	$2.7M	Add +14.8%
QQQ Invesco QQQ Trust Series 1	1.11%	4,076	$2.6M	Add +1.2%
TSLA Tesla Inc.	1.01%	6,128	$2.4M	Reduce -8.1%
SCHR Schwab Intermediate-Term US	0.92%	86,789	$2.2M	Reduce -7.2%
XLK SS Technology Select Sector	0.88%	13,691	$2.1M	Add +0.0%
SPYI Neos S&P 500 High Income ETF	0.85%	38,477	$2.0M	Add +5.8%
SCUS Schwab Ultra-Short Inc. ETF	0.85%	79,122	$2.0M	New
FNDA Schwab Fndmntl US SM Co. ETF	0.84%	57,105	$2.0M	Add +13.9%
QQQI Neos Nasdaq-100 High Inc. ETF	0.83%	36,751	$2.0M	Add +5.9%
DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND	0.75%	3,621	$1.8M	Reduce -11.5%
FNDE Schwab Fndmntl Em MRK Eq ETF	0.74%	42,955	$1.7M	Reduce -13.3%
META Meta Platforms Inc. Class A	0.68%	2,384	$1.6M	Add +13.6%
AGX Argan Inc.	0.66%	2,581	$1.6M	Reduce -24.6%
JIVE JPM Interntl Value ETF filed as J P MORGAN EXCHANGE TRADED F	0.65%	16,992	$1.5M	New
AMD Advanced Micro Devices	0.65%	5,498	$1.5M	Reduce -1.9%
XTL SS SPDR S&P Telecom ETF	0.61%	6,633	$1.5M	Add +10.6%
LLY Eli Lilly & Co.	0.61%	1,580	$1.4M	Reduce -12.5%
VOO Vanguard S&P 500 ETF	0.60%	2,210	$1.4M	Reduce -0.4%
TEI Templeton Emrg MKTS Inc.	0.49%	174,506	$1.2M	Add +1.8%
BLOK Amplify Blockchain Tech ETF	0.48%	19,130	$1.1M	Reduce -0.5%
FNDF Schwab Fndmn Intl LRG Co. ETF	0.47%	21,443	$1.1M	No change
SNDK Sandisk Corp.	0.47%	1,193	$1.1M	Reduce -4.6%
QTUM Defiance Quantum ETF	0.46%	8,666	$1.1M	Add +3.0%
KTOS Kratos Defense & Security	0.45%	14,400	$1.1M	Reduce -4.6%
VWO Vanguard Ftse Emerging Marke	0.43%	17,544	$1.0M	No change
GEV GE Vernova Inc.	0.42%	1,006	$984K	Add +55.3%
CAT Caterpillar Inc.	0.41%	1,247	$963K	Add +3.5%
VTI VG Morningstar TS MKT ETF-US	0.40%	2,758	$954K	Reduce -2.2%
VGSH Vanguard Short-Term Treasury	0.39%	15,526	$908K	Reduce -12.3%
RSPT Invesco S&P 500 Equal Weight	0.38%	17,869	$905K	Add +9.0%
AMAT Applied Materials Inc.	0.37%	2,234	$871K	Reduce -0.4%
LRCX Lam Research Corp.	0.37%	3,302	$862K	Reduce -28.1%
XSD SS SPDR S&P Semiconductor	0.36%	2,110	$853K	Add +5.0%
ABBV Abbvie Inc.	0.36%	4,052	$847K	Reduce -2.1%
XLRE SS Real Estate Select Sector	0.35%	18,934	$829K	Reduce -13.6%
COST Costco Wholesale Corp.	0.35%	833	$823K	Reduce -18.9%
PLTR Palantir Technologies Inc. Class A	0.35%	5,755	$822K	Add +5.7%
XLF SS Financial Select Sector	0.35%	15,733	$819K	No change
WDC Western Digital Corp.	0.34%	2,234	$808K	Reduce -13.3%
XLC SS Comm Select Sector SPDR	0.33%	6,622	$787K	Add +5.6%
KGC Kinross Gold Corp.	0.32%	22,301	$755K	No change
SCHK Schwab 1000 Index ETF	0.32%	22,338	$755K	Add +6.4%
GE General Electric filed as GE AEROSPACE	0.32%	2,530	$755K	Add +0.7%
IUSG iShares Core S&P U.S. Growth	0.32%	4,344	$752K	Add +0.1%
JPM JPMorgan Chase & Co.	0.31%	2,364	$733K	Add +0.3%
EPOL iShares MSCI Poland ETF	0.31%	18,315	$731K	Add +3.4%
UEC Uranium Energy Corp.	0.31%	48,011	$728K	Add +1.1%
V Visa Inc. Class A	0.30%	2,274	$717K	Reduce -15.8%
CRM Salesforce Inc.	0.30%	3,940	$714K	Reduce -9.5%
SOXL Direx Dail Semi Bu 3X Et-Usd	0.30%	7,960	$703K	Add +4.6%
BTC Grayscale Bitcoin Mini ETF	0.30%	21,023	$701K	Add +88.8%
EDD Morgan Stanley Emrg MRK Dom	0.29%	121,694	$688K	Add +4.9%
RGLD Royal Gold Inc.	0.28%	2,548	$668K	Reduce -0.8%
USLM United States Lime & Mineral	0.28%	4,953	$662K	Reduce -0.5%
STAG Stag Industrial Inc.	0.28%	16,925	$657K	Add +1.1%
PDI PIMCO Dynamic Income Fund	0.27%	37,053	$641K	Add +2.8%
LQD Ishr Ibx Usd Invgd CB ETF-Ui	0.27%	5,807	$635K	Reduce -3.4%
NFLX Netflix Inc.	0.27%	5,849	$630K	Add +7.2%
NEE Nextera Energy Inc.	0.27%	6,859	$630K	Reduce -14.9%
VB Vanguard Most SM-Cap ETF-Usd	0.25%	2,148	$600K	Add +50.7%
GLD SPDR Gold Shares	0.25%	1,361	$599K	Reduce -1.2%
IWM iShares Russell 2000 ETF	0.24%	2,063	$557K	Add +0.1%
XITK SS SPDR F Inno Tech ETF	0.23%	3,314	$554K	No change
CIBR First Trust Nasdaq Cybersecu	0.23%	8,384	$553K	Add +0.1%
AVGO Broadcom Inc.	0.23%	1,386	$552K	Add +31.5%
ETR Entergy Corp.	0.23%	4,778	$552K	No change
CAH Cardinal Health Inc.	0.22%	2,462	$525K	Add +0.1%
WES Western Midstream Partners L	0.22%	12,573	$514K	Add +7.3%
OKLO Oklo Inc.	0.21%	7,895	$507K	Reduce -4.2%
XAWFX Alliancebernstein GL Hi Inc.	0.21%	47,550	$500K	Add +12.3%
AMGN Amgen Inc.	0.20%	1,384	$483K	Add +1.1%
BIB Proshares Ultra Nasd Biotech	0.20%	5,565	$483K	Add +4.7%
FALN iShares Fallen Angels ETF	0.20%	17,246	$469K	Add +6.6%
IMCG iShares Morningstar Mid-Cap	0.20%	5,456	$467K	Reduce -1.5%
VBK Van Morst SML-Cap Gro-Usd Inc.	0.19%	1,385	$456K	Add +0.8%
SCHA Schwab US Small-Cap ETF	0.19%	14,137	$447K	Add +0.1%
ARM Arm Holdings PLC-ADR	0.19%	2,750	$446K	Reduce -3.5%
AXP American Express Co.	0.19%	1,344	$438K	Reduce -19.1%
VCTR Victory Capital Holding - A	0.19%	6,060	$437K	No change
VTEC Vanguard Ca Tax-Ex Bond	0.18%	4,363	$436K	Add +30.0%
ANGL Vaneck Fallen Angel High YLD	0.18%	14,766	$432K	Add +4.5%
MS Morgan Stanley	0.18%	2,288	$429K	Add +0.8%
KIE SS SPDR S&P Insurance ETF	0.18%	7,350	$424K	Add +2.8%
SPG Simon Property Group Inc.	0.18%	2,096	$422K	Add +1.4%
ACHR Archer Aviation Inc. Class A	0.18%	69,374	$422K	Reduce -14.4%
XSW SS SPDR S&P Soft & Serv ETF	0.18%	2,735	$414K	Add +1.9%
HACK Amplify Cybersecurity ETF	0.17%	5,222	$406K	Reduce -1.9%
UMMA Wahed Dow Jones Islamic WRLD	0.17%	11,774	$394K	New
ORCL Oracle Corp.	0.17%	2,186	$390K	Reduce -5.9%
IVV iShares Core S&P 500 ETF	0.16%	544	$383K	Reduce -3.0%
PGR Progressive Corp.	0.16%	1,880	$383K	Reduce -9.1%
SCHM Schwab US Mid Cap ETF	0.16%	11,510	$382K	Add +0.3%
VNM Vaneck Vietnam ETF	0.16%	20,314	$380K	Add +8.5%
FIW First Trust Water ETF	0.16%	3,539	$377K	Add +0.2%
IWO iShares Russell 2000 Growth	0.16%	1,075	$375K	No change
FLMX Franklin Ftse Mexico ETF	0.15%	9,163	$352K	Add +9.2%
EWP iShares MSCI Spain ETF	0.15%	6,100	$350K	No change
BRK.B Berkshire Hathaway Inc. Class B	0.14%	696	$331K	Reduce -1.8%
EME Emcor Group Inc.	0.14%	413	$327K	Add +5.1%
ACWX iShares MSCI Acwi Ex US ETF	0.14%	4,420	$325K	No change
AES AES Corp.	0.14%	22,185	$322K	Add +50.9%
GILD Gilead Sciences Inc.	0.14%	2,308	$320K	Add +2.1%
ALSN Allison Transmission Holding	0.13%	2,500	$314K	No change
HESM Hess Midstream LP Class A	0.13%	8,150	$308K	Reduce -12.3%
NEM Newmont Corp.	0.13%	2,689	$305K	Reduce -9.6%
EWC iShares MSCI Canada ETF	0.13%	5,210	$302K	Add +4.0%
HON Honeywell International Inc.	0.13%	1,296	$297K	Add +1.2%
SCJ iShares MSCI Japan Small-Cap	0.12%	2,863	$294K	New
BABA Alibaba Group Holding-SP ADR	0.12%	2,100	$291K	No change
QCOM Qualcomm Inc.	0.12%	2,145	$288K	Reduce -6.9%
DRS Leonardo DRS Inc.	0.12%	6,410	$288K	New
AA Alcoa Corp.	0.12%	4,072	$287K	New
BTCI Neos Bitcoin High Income ETF	0.12%	7,962	$285K	No change
SPYV SS SPDR P S&P 500 Value ETF	0.12%	4,758	$279K	Add +0.4%
MMM 3M Co.	0.12%	1,823	$274K	Reduce -0.4%
UNH Unitedhealth Group Inc.	0.12%	861	$273K	New
LDOS Leidos Holdings Inc.	0.12%	1,740	$272K	No change
INCY Incyte Corp.	0.12%	2,853	$272K	New
JEPI JPMorgan Equity Premium Inco	0.12%	4,721	$272K	Add +29.6%
PSLV Sprott Physical Silver Trust	0.12%	10,600	$271K	Add +8.2%
SCHD Schwab US DVD Equity ETF	0.12%	8,799	$271K	New
XLU St Sr Utl SL SE SPDR ETF-Usd	0.11%	5,778	$268K	Add +5.8%
LEN Lennar Corp. Class A	0.11%	2,891	$257K	Reduce -16.7%
KCE SS SPDR S&P Cap MKTS ETF	0.11%	1,690	$255K	Add +9.7%
DOW Dow Inc. filed as DOW HLDGS INC	0.11%	6,377	$255K	New
TSM Taiwan Semiconductor-SP ADR	0.11%	695	$253K	New
XLY SS Consumer Disc Select Sect	0.11%	2,145	$252K	Reduce -27.1%
OKE Oneok Inc.	0.10%	2,869	$244K	Reduce -42.6%
DFCA Dimensional Calfornia MB ETF	0.10%	4,869	$244K	Reduce -17.5%
XHS SS SPDR S&P HC Services ETF	0.10%	2,250	$239K	Add +12.5%
PANW Palo Alto Networks Inc.	0.10%	1,428	$238K	Reduce -21.1%
XLI SS Industrial Select Sector	0.10%	1,352	$230K	New
CUBE Cubesmart	0.10%	5,888	$230K	Reduce -4.0%
ESGD iShares Trust iShares ESG Aw	0.10%	2,255	$229K	New
AXON Axon Enterprise Inc.	0.10%	572	$225K	Reduce -0.5%
CVX Chevron Corp.	0.09%	1,166	$219K	New
BND Vanguard Total Bond Market	0.09%	2,901	$214K	Add +1.0%
VGT Vanguard Info Tech ETF	0.09%	270	$214K	New
JNJ Johnson & Johnson	0.09%	909	$213K	New
MAIN Main Street Capital Corp.	0.09%	3,976	$213K	Add +1.8%
FLTR Vaneck Ig Floating Rate ETF	0.09%	8,334	$212K	Reduce -0.1%
USDU Wisdomtree BBG Usd Bullish	0.09%	8,000	$207K	New
MRK Merck & Co. Inc.	0.09%	1,794	$207K	New
MRVL Marvell Technology Inc.	0.09%	1,549	$207K	New
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.09%	3,834	$205K	Reduce -7.7%
SPOT Spotify Technology SA	0.09%	385	$205K	New
EWS iShares MSCI Singapore ETF	0.09%	6,962	$203K	Reduce -37.5%
SPYD SS SPDR P S&P 500 Hi Div ETF	0.09%	4,394	$203K	New
XNTK SS SPDR Nyse Tech ETF	0.09%	685	$202K	New
SMR Nuscale Power Corp.	0.08%	15,862	$181K	Add +4.5%
CLF Cleveland-Cliffs Inc.	0.06%	13,471	$131K	Add +7.6%
JOBY Joby Aviation Inc.	0.04%	10,900	$100K	Reduce -2.7%

Options reported separately and not counted above: SMH puts ($200K), XLF puts ($38K), IWM puts ($38K), MU puts ($9K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $396K (not counted above)

Security	Class	Shares / Principal	Value	Change
BANK OF AMERICA CORP (BAC 7.25 PERP L)	7.25%CNV PFD L	325	$396K	Add +1.6%

Total filed on the 13F, all lines: $236.2M.

Portfolio Sells Q4 2025 → Q1 2026


SCHQ Schwab Long-Term US Treasury	Sold out	0.00%	−1.69
AAPL Apple Inc.	Reduce -2.8%	6.43%	−0.69
SPY SS SPDR S&P 500 ETF Trust-US	Reduce -5.6%	7.80%	−0.57
CGDV Cap Group Dividend Value	Reduce -8.9%	5.35%	−0.53
BX Blackstone Inc.	Reduce -9.0%	1.34%	−0.51
MSFT Microsoft Corp.	Reduce -7.0%	1.25%	−0.36
VIG Vanguard Dividend Apprec ETF	Reduce -18.8%	1.34%	−0.34
TSLA Tesla Inc.	Reduce -8.1%	1.01%	−0.32
VCRB Vanguard Core Bond ETF	Reduce -1.6%	4.18%	−0.27
UGL Proshares Ultra Gold	Sold out	0.00%	−0.25
LLY Eli Lilly & Co.	Reduce -12.5%	0.61%	−0.25
CRM Salesforce Inc.	Reduce -9.5%	0.30%	−0.21
USO United States Oil Fund LP	Sold out	0.00%	−0.19
EWI iShares MSCI Italy ETF	Sold out	0.00%	−0.19
GLDM SPDR Gold Minishares Trust	Sold out	0.00%	−0.14
AMZN Amazon.com Inc.	Reduce -9.4%	2.13%	−0.14
DIA SS SPDR Dow Jones Indus Avg	Reduce -11.5%	0.75%	−0.12
SCHR Schwab Intermediate-Term US	Reduce -7.2%	0.92%	−0.12
V Visa Inc. Class A	Reduce -15.8%	0.30%	−0.11
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd	Sold out	0.00%	−0.11
FAS Dirx DLY Finacial B3X ETF-Ui	Sold out	0.00%	−0.11
LULU Lululemon Athletica Inc.	Sold out	0.00%	−0.11
ISRG Intuitive Surgical Inc.	Sold out	0.00%	−0.10
SLM SLM Corp.	Sold out	0.00%	−0.10
XME SS SPDR S&P Metals Mining	Sold out	0.00%	−0.10
HLAL Wahed Ftse USA Shariah ETF	Sold out	0.00%	−0.10
SCHW Schwab (charles) Corp.	Sold out	0.00%	−0.09
FNF Fidelity National Financial	Sold out	0.00%	−0.09
ACHR Archer Aviation Inc. Class A	Reduce -14.4%	0.18%	−0.09
TNA Dir Dai SML Ca Bul 3X Et-Usd	Sold out	0.00%	−0.09
AXP American Express Co.	Reduce -19.1%	0.19%	−0.09
NVDA Nvidia Corp.	Reduce -3.7%	4.37%	−0.08
VGSH Vanguard Short-Term Treasury	Reduce -12.3%	0.39%	−0.07
ABBV Abbvie Inc.	Reduce -2.1%	0.36%	−0.06
OKE Oneok Inc.	Reduce -42.6%	0.10%	−0.06
FNDE Schwab Fndmntl Em MRK Eq ETF	Reduce -13.3%	0.74%	−0.05
KTOS Kratos Defense & Security	Reduce -4.6%	0.45%	−0.05
QCOM Qualcomm Inc.	Reduce -6.9%	0.12%	−0.05
EWS iShares MSCI Singapore ETF	Reduce -37.5%	0.09%	−0.05
AXON Axon Enterprise Inc.	Reduce -0.5%	0.10%	−0.05
LEN Lennar Corp. Class A	Reduce -16.7%	0.11%	−0.05
XLY SS Consumer Disc Select Sect	Reduce -27.1%	0.11%	−0.05
OKLO Oklo Inc.	Reduce -4.2%	0.21%	−0.05
PANW Palo Alto Networks Inc.	Reduce -21.1%	0.10%	−0.05
PGR Progressive Corp.	Reduce -9.1%	0.16%	−0.05
COST Costco Wholesale Corp.	Reduce -18.9%	0.35%	−0.04
XLRE SS Real Estate Select Sector	Reduce -13.6%	0.35%	−0.04
ORCL Oracle Corp.	Reduce -5.9%	0.17%	−0.03
DFCA Dimensional Calfornia MB ETF	Reduce -17.5%	0.10%	−0.03
LQD Ishr Ibx Usd Invgd CB ETF-Ui	Reduce -3.4%	0.27%	−0.02

Portfolio Buys Q4 2025 → Q1 2026


VYM Vanguard High DVD Yield ETF	Add +599.4%	1.50%	+1.29
SCUS Schwab Ultra-Short Inc. ETF	New	0.85%	+0.85
VPLS Vanguard Core-Plus Bond ETF	Add +170.4%	1.18%	+0.72
JIVE JPM Interntl Value ETF	New	0.65%	+0.65
SMH Vaneck Semiconductor ETF	Add +14.5%	2.10%	+0.59
JIRE JPMorgan Int Res Enh Eqty	Add +11.2%	3.00%	+0.37
GEV GE Vernova Inc.	Add +55.3%	0.42%	+0.23
XTL SS SPDR S&P Telecom ETF	Add +10.6%	0.61%	+0.21
FNDB Schwab Fndmntl US BRD Mr ETF	Add +14.8%	1.14%	+0.18
UMMA Wahed Dow Jones Islamic WRLD	New	0.17%	+0.17
SOXL Direx Dail Semi Bu 3X Et-Usd	Add +4.6%	0.30%	+0.16
FNDA Schwab Fndmntl US SM Co. ETF	Add +13.9%	0.84%	+0.14
SCJ iShares MSCI Japan Small-Cap	New	0.12%	+0.12
DRS Leonardo DRS Inc.	New	0.12%	+0.12
AA Alcoa Corp.	New	0.12%	+0.12
UNH Unitedhealth Group Inc.	New	0.12%	+0.12
INCY Incyte Corp.	New	0.12%	+0.12
SCHD Schwab US DVD Equity ETF	New	0.12%	+0.12
DOW Dow Inc.	New	0.11%	+0.11
TSM Taiwan Semiconductor-SP ADR	New	0.11%	+0.11
BTC Grayscale Bitcoin Mini ETF	Add +88.8%	0.30%	+0.11
CAT Caterpillar Inc.	Add +3.5%	0.41%	+0.10
XLI SS Industrial Select Sector	New	0.10%	+0.10
ESGD iShares Trust iShares ESG Aw	New	0.10%	+0.10
CVX Chevron Corp.	New	0.09%	+0.09
VB Vanguard Most SM-Cap ETF-Usd	Add +50.7%	0.25%	+0.09
VGT Vanguard Info Tech ETF	New	0.09%	+0.09
JNJ Johnson & Johnson	New	0.09%	+0.09
MRK Merck & Co. Inc.	New	0.09%	+0.09
USDU Wisdomtree BBG Usd Bullish	New	0.09%	+0.09
MRVL Marvell Technology Inc.	New	0.09%	+0.09
SPOT Spotify Technology SA	New	0.09%	+0.09
SPYD SS SPDR P S&P 500 Hi Div ETF	New	0.09%	+0.09
XNTK SS SPDR Nyse Tech ETF	New	0.09%	+0.09
XSD SS SPDR S&P Semiconductor	Add +5.0%	0.36%	+0.08
AVGO Broadcom Inc.	Add +31.5%	0.23%	+0.07
META Meta Platforms Inc. Class A	Add +13.6%	0.68%	+0.07
UEC Uranium Energy Corp.	Add +1.1%	0.31%	+0.06
GOOGL Alphabet Inc. Class A	Add +0.4%	1.63%	+0.05
RSPT Invesco S&P 500 Equal Weight	Add +9.0%	0.38%	+0.05
QTUM Defiance Quantum ETF	Add +3.0%	0.46%	+0.05
AES AES Corp.	Add +50.9%	0.14%	+0.04
NFLX Netflix Inc.	Add +7.2%	0.27%	+0.04
VTEC Vanguard Ca Tax-Ex Bond	Add +30.0%	0.18%	+0.04
EPOL iShares MSCI Poland ETF	Add +3.4%	0.31%	+0.03
EME Emcor Group Inc.	Add +5.1%	0.14%	+0.03
FLMX Franklin Ftse Mexico ETF	Add +9.2%	0.15%	+0.02
JEPI JPMorgan Equity Premium Inco	Add +29.6%	0.12%	+0.02
SCHI Schwab 5-10 Year Corporate B	Add +5.8%	3.56%	+0.02
BIB Proshares Ultra Nasd Biotech	Add +4.7%	0.20%	+0.02

Options Activity Q4 2025 → Q1 2026


SMH Vaneck Semiconductor ETF	put	New	44,200	$200K
IWM iShares Russell 2000 ETF	call	Sold out	13,700	$46Kbefore exit
SMH Vaneck Semiconductor ETF	call	Sold out	13,700	$45Kbefore exit
XLF SS Financial Select Sector	put	New	27,400	$38K
IWM iShares Russell 2000 ETF	put	New	27,700	$38K
MU Micron Technology Inc.	put	New	10,000	$9K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q4 2025 → Q1 2026


BANK OF AMERICA CORP (BAC 7.25 PERP L)	7.25%CNV PFD L	Add +1.6%	325	$396K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	169	$252.8M	SCHG, AAPL, SPY, CGDV, NVDA
Q1 2026	169	$235.8M	SPY, SCHG, AAPL, CGDV, NVDA
Q4 2025	162	$226.2M	SPY, SCHG, AAPL, CGDV, NVDA
Q3 2025	150	$220.8M	SPY, SCHG, AAPL, CGDV, NVDA
Q2 2025	147	$196.0M	SPY, SCHG, AAPL, CGDV, VCRB
Q1 2025	136	$172.4M	SPY, AAPL, SCHG, VCRB, CGDV
Q4 2024	131	$175.8M	SPY, AAPL, SCHG, NVDA, VCRB
Q3 2024	133	$171.6M	AAPL, SPY, SCHG, VIG, VCRB
Q2 2024	131	$160.0M	AAPL, SPY, SCHG, VIG, VCRB
Q1 2024	122	$146.9M	SPY, SCHG, AAPL, VIG, SCHZ