Kaizen Financial Strategies

Name: Kaizen Financial Strategies 13F holdings, Q2 2026
Creator: Kaizen Financial Strategies
Published: 2026-07-30

Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q2 2026 (holdings as of June 30, 2026, filed July 30, 2026), Kaizen Financial Strategies reported 169 stock positions worth $252.8 million. Its top holding was Schwab US Large-Cap Growth (SCHG) at 7.0% of the portfolio, followed by Apple (AAPL, 6.5%) and SS SPDR S&P 500 ETF Trust-US (SPY, 5.8%). Compared with Q1 2026, it opened 15 new positions, sold out of 15, added to 57 and reduced 81. The biggest buy was Schwab Fndmntl US BRD Mr ETF (FNDB, shares +112%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −25%).

Most Recent 13F: Q2 2026
Location: CAMPBELL, CA
CIK: 0001842013
Portfolio Value: $252.8M (Q2 2026)
SEC Filing: 0001842013-26-000004 ↗ filed Jul 30, 2026

Holdings Value

Holdings 169 stocks · $252.8M


SCHG Schwab US Large-Cap Growth	7.01%	519,599	$17.7M	Reduce -6.3%
AAPL Apple Inc.	6.47%	55,579	$16.4M	Reduce -3.5%
SPY SS SPDR S&P 500 ETF Trust-US	5.79%	19,616	$14.6M	Reduce -25.2%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE	5.17%	266,220	$13.1M	Reduce -4.2%
NVDA Nvidia Corp.	3.94%	50,473	$10.0M	Reduce -2.9%
VCRB Vanguard Core Bond ETF	3.37%	111,040	$8.5M	Reduce -12.6%
SCHI Schwab 5-10 Year Corporate B	3.30%	370,730	$8.4M	Add +0.6%
GOOG Alphabet Inc. Class C	3.18%	22,429	$8.0M	Reduce -4.1%
SMH Vaneck Semiconductor ETF	2.70%	10,997	$6.8M	Add +0.8%
JIRE JPMorgan Int Res Enh Eqty	2.65%	81,885	$6.7M	Reduce -7.1%
VYM Vanguard High DVD Yield ETF	2.48%	39,687	$6.3M	Add +72.9%
FNDB Schwab Fndmntl US BRD Mr ETF	2.40%	199,338	$6.1M	Add +112.1%
VOO Vanguard S&P 500 ETF	1.82%	6,725	$4.6M	Add +204.3%
QQQ Invesco QQQ Trust Series 1	1.74%	6,065	$4.4M	Add +48.8%
AMZN Amazon.com Inc.	1.71%	17,837	$4.3M	Reduce -11.4%
GOOGL Alphabet Inc. Class A	1.62%	11,325	$4.1M	Reduce -1.1%
VIG Vanguard Dividend Apprec ETF	1.48%	15,809	$3.7M	Add +12.6%
VPLS Vanguard Core-Plus Bond ETF	1.44%	47,021	$3.6M	Add +31.8%
FNDF Schwab Fndmn Intl LRG Co. ETF	1.43%	69,451	$3.6M	Add +223.9%
AMD Advanced Micro Devices	1.17%	5,455	$3.0M	Reduce -0.8%
XLK SS Technology Select Sector	1.04%	14,195	$2.6M	Add +3.7%
MSFT Microsoft Corp.	1.02%	6,701	$2.6M	Reduce -4.2%
BX Blackstone Inc.	1.01%	21,270	$2.5M	Reduce -13.9%
SNDK Sandisk Corp.	0.98%	1,215	$2.5M	Add +1.8%
TSLA Tesla Inc.	0.95%	5,653	$2.4M	Reduce -7.8%
FNDA Schwab Fndmntl US SM Co. ETF	0.87%	58,170	$2.2M	Add +1.9%
JIVE JPM Interntl Value ETF filed as J P MORGAN EXCHANGE TRADED F	0.79%	21,960	$2.0M	Add +29.2%
AGX Argan Inc.	0.78%	2,571	$2.0M	Reduce -0.4%
SCHR Schwab Intermediate-Term US	0.77%	78,995	$1.9M	Reduce -9.0%
DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND	0.70%	3,397	$1.8M	Reduce -6.2%
LLY Eli Lilly & Co.	0.69%	1,464	$1.7M	Reduce -7.3%
SOXL Direx Dail Semi Bu 3X Et-Usd	0.65%	7,590	$1.7M	Reduce -4.7%
QQQI Neos Nasdaq-100 High Inc. ETF	0.55%	24,563	$1.4M	Reduce -33.2%
XTL SS SPDR S&P Telecom ETF	0.54%	6,045	$1.4M	Reduce -8.9%
META Meta Platforms Inc. Class A	0.53%	2,204	$1.4M	Reduce -7.5%
QTUM Defiance Quantum ETF	0.53%	8,416	$1.3M	Reduce -2.9%
AMAT Applied Materials Inc.	0.53%	2,060	$1.3M	Reduce -7.8%
SPYI Neos S&P 500 High Income ETF	0.51%	24,269	$1.3M	Reduce -36.9%
WDC Western Digital Corp.	0.51%	2,151	$1.3M	Reduce -3.7%
XSD SS SPDR S&P Semiconductor	0.48%	2,040	$1.2M	Reduce -3.3%
LRCX Lam Research Corp.	0.48%	3,105	$1.2M	Reduce -6.0%
BLOK Amplify Blockchain Tech ETF	0.47%	19,130	$1.2M	No change
TEI Templeton Emrg MKTS Inc.	0.47%	178,005	$1.2M	Add +2.0%
GEV GE Vernova Inc.	0.45%	1,003	$1.1M	Reduce -0.3%
FNDE Schwab Fndmntl Em MRK Eq ETF	0.44%	28,342	$1.1M	Reduce -34.0%
CAT Caterpillar Inc.	0.43%	1,103	$1.1M	Reduce -11.6%
SCUS Schwab Ultra-Short Inc. ETF	0.43%	42,874	$1.1M	Reduce -45.8%
VWO Vanguard Ftse Emerging Marke	0.41%	17,563	$1.0M	Add +0.1%
RSPT Invesco S&P 500 Equal Weight	0.41%	16,400	$1.0M	Reduce -8.2%
ABBV Abbvie Inc.	0.41%	4,092	$1.0M	Add +1.0%
GE General Electric filed as GE AEROSPACE	0.37%	2,523	$946K	Reduce -0.3%
XLI SS Industrial Select Sector	0.35%	4,828	$885K	Add +257.1%
IUSG iShares Core S&P U.S. Growth	0.34%	4,647	$870K	Add +7.0%
XLF SS Financial Select Sector	0.34%	15,733	$862K	No change
SCHK Schwab 1000 Index ETF	0.34%	23,760	$856K	Add +6.4%
COST Costco Wholesale Corp.	0.32%	885	$819K	Add +6.2%
VTI VG Morningstar TS MKT ETF-US	0.32%	2,187	$808K	Reduce -20.7%
V Visa Inc. Class A	0.31%	2,209	$776K	Reduce -2.9%
CIBR First Trust Nasdaq Cybersecu	0.30%	8,390	$764K	Add +0.1%
JPM JPMorgan Chase & Co.	0.29%	2,230	$745K	Reduce -5.7%
KTOS Kratos Defense & Security	0.28%	13,442	$713K	Reduce -6.7%
PLTR Palantir Technologies Inc. Class A	0.27%	5,515	$693K	Reduce -4.2%
EDD Morgan Stanley Emrg MRK Dom	0.27%	118,616	$686K	Reduce -2.5%
XLC SS Comm Select Sector SPDR	0.27%	6,240	$685K	Reduce -5.8%
UMMA Wahed Dow Jones Islamic WRLD	0.27%	17,793	$678K	Add +51.1%
EPOL iShares MSCI Poland ETF	0.26%	16,944	$656K	Reduce -7.5%
XITK SS SPDR F Inno Tech ETF	0.26%	3,314	$647K	No change
PDI PIMCO Dynamic Income Fund	0.25%	38,225	$639K	Add +3.2%
FALN iShares Fallen Angels ETF	0.25%	23,464	$636K	Add +36.0%
LQD Ishr Ibx Usd Invgd CB ETF-Ui	0.25%	5,822	$631K	Add +0.3%
IWM iShares Russell 2000 ETF	0.24%	2,063	$618K	No change
STAG Stag Industrial Inc.	0.24%	15,696	$602K	Reduce -7.3%
NEE Nextera Energy Inc.	0.23%	6,831	$590K	Reduce -0.4%
CAH Cardinal Health Inc.	0.23%	2,463	$586K	Add +0.0%
WES Western Midstream Partners L	0.23%	13,213	$570K	Add +5.1%
HLAL Wahed Ftse USA Shariah ETF	0.22%	7,993	$567K	New
ARM Arm Holdings PLC-ADR	0.22%	1,680	$567K	Reduce -38.9%
HACK Amplify Cybersecurity ETF	0.22%	5,222	$559K	No change
VB Vanguard Most SM-Cap ETF-Usd	0.22%	1,834	$553K	Reduce -14.6%
XAWFX Alliancebernstein GL Hi Inc.	0.22%	53,431	$551K	Add +12.4%
SCHA Schwab US Small-Cap ETF	0.21%	15,180	$541K	Add +7.4%
ETR Entergy Corp.	0.21%	4,778	$539K	No change
VBK Van Morst SML-Cap Gro-Usd Inc.	0.21%	1,486	$538K	Add +7.3%
BIB Proshares Ultra Nasd Biotech	0.21%	5,315	$536K	Reduce -4.5%
USLM United States Lime & Mineral	0.21%	4,953	$525K	No change
IMCG iShares Morningstar Mid-Cap	0.21%	5,360	$525K	Reduce -1.8%
VCTR Victory Capital Holding - A	0.21%	6,060	$520K	No change
BTC Grayscale Bitcoin Mini ETF	0.21%	19,558	$518K	Reduce -7.0%
KGC Kinross Gold Corp.	0.20%	22,001	$516K	Reduce -1.4%
PANW Palo Alto Networks Inc.	0.20%	1,436	$506K	Add +0.6%
AMGN Amgen Inc.	0.20%	1,393	$503K	Add +0.7%
UEC Uranium Energy Corp.	0.20%	47,511	$501K	Reduce -1.0%
RGLD Royal Gold Inc.	0.20%	2,504	$498K	Reduce -1.7%
VGSH Vanguard Short-Term Treasury	0.20%	8,549	$496K	Reduce -44.9%
SPG Simon Property Group Inc.	0.20%	2,215	$494K	Add +5.7%
GLD SPDR Gold Shares	0.19%	1,306	$484K	Reduce -4.0%
MS Morgan Stanley	0.19%	2,278	$483K	Reduce -0.4%
AVGO Broadcom Inc.	0.19%	1,305	$482K	Reduce -5.8%
VNM Vaneck Vietnam ETF	0.19%	25,714	$476K	Add +26.6%
XSW SS SPDR S&P Soft & Serv ETF	0.19%	2,685	$475K	Reduce -1.8%
KIE SS SPDR S&P Insurance ETF	0.18%	7,350	$459K	No change
ANGL Vaneck Fallen Angel High YLD	0.18%	15,357	$447K	Add +4.0%
SCHM Schwab US Mid Cap ETF	0.17%	12,146	$442K	Add +5.5%
VTEC Vanguard Ca Tax-Ex Bond	0.17%	4,370	$438K	Add +0.2%
AXP American Express Co.	0.17%	1,226	$427K	Reduce -8.8%
PGR Progressive Corp.	0.17%	1,871	$422K	Reduce -0.5%
MRVL Marvell Technology Inc.	0.17%	1,549	$421K	No change
IWO iShares Russell 2000 Growth	0.17%	1,075	$420K	No change
CRM Salesforce Inc.	0.16%	2,543	$415K	Reduce -35.5%
IVV iShares Core S&P 500 ETF	0.16%	544	$408K	No change
UNH Unitedhealth Group Inc.	0.16%	953	$406K	Add +10.7%
AXON Axon Enterprise Inc.	0.16%	672	$399K	Add +17.5%
QCOM Qualcomm Inc.	0.15%	2,072	$377K	Reduce -3.4%
XHS SS SPDR S&P HC Services ETF	0.15%	2,722	$371K	Add +21.0%
VPL Vanguard Ftse Pacific ETF	0.14%	3,195	$361K	New
EWP iShares MSCI Spain ETF	0.14%	6,100	$360K	No change
INTC Intel Corp.	0.14%	2,779	$353K	New
BRK.B Berkshire Hathaway Inc. Class B	0.14%	705	$352K	Add +1.3%
XLRE SS Real Estate Select Sector	0.14%	7,973	$352K	Reduce -57.9%
GILD Gilead Sciences Inc.	0.14%	2,784	$351K	Add +20.6%
MELI MercadoLibre Inc.	0.14%	196	$341K	New
NFLX Netflix Inc.	0.14%	4,601	$341K	Reduce -21.3%
OKLO Oklo Inc.	0.13%	6,427	$337K	Reduce -18.6%
ACWX iShares MSCI Acwi Ex US ETF	0.13%	4,420	$331K	No change
FLMX Franklin Ftse Mexico ETF	0.13%	8,963	$329K	Reduce -2.2%
SCJ iShares MSCI Japan Small-Cap	0.13%	3,028	$324K	Add +5.8%
TSM Taiwan Semiconductor-SP ADR	0.13%	728	$323K	Add +4.8%
SPYV SS SPDR P S&P 500 Value ETF	0.12%	5,154	$314K	Add +8.3%
HESM Hess Midstream LP Class A	0.12%	8,271	$313K	Add +1.5%
EME Emcor Group Inc.	0.12%	383	$308K	Reduce -7.3%
EWC iShares MSCI Canada ETF	0.12%	5,210	$300K	No change
ALSN Allison Transmission Holding	0.12%	2,500	$294K	No change
MMM 3M Co.	0.12%	1,828	$292K	Add +0.3%
TQQQ Proshares Ultrapro QQQ	0.11%	3,750	$290K	New
ORCL Oracle Corp.	0.11%	2,028	$289K	Reduce -7.2%
INCY Incyte Corp.	0.11%	2,403	$273K	Reduce -15.8%
UDOW Proshares Ultrapro DOW30	0.11%	3,850	$270K	New
DRS Leonardo DRS Inc.	0.10%	6,113	$261K	Reduce -4.6%
DFCA Dimensional Calfornia MB ETF	0.10%	5,154	$259K	Add +5.8%
XLU St Sr Utl SL SE SPDR ETF-Usd	0.10%	5,760	$258K	Reduce -0.3%
AES AES Corp.	0.10%	17,552	$257K	Reduce -20.9%
OCSL Oaktree Specialty Lending Co.	0.10%	21,100	$256K	New
XLY SS Consumer Disc Select Sect	0.10%	2,147	$254K	Add +0.1%
MRK Merck & Co. Inc.	0.10%	2,010	$252K	Add +12.0%
NEM Newmont Corp.	0.10%	2,696	$252K	Add +0.3%
JEPI JPMorgan Equity Premium Inco	0.10%	4,471	$251K	Reduce -5.3%
OKE Oneok Inc.	0.10%	2,901	$249K	Add +1.1%
XNTK SS SPDR Nyse Tech ETF	0.10%	660	$249K	Reduce -3.6%
WMT Walmart Inc.	0.09%	2,200	$239K	New
EWT iShares MSCI Taiwan ETF	0.09%	2,260	$239K	New
ACHR Archer Aviation Inc. Class A	0.09%	47,806	$235K	Reduce -31.1%
CUBE Cubesmart	0.09%	5,779	$232K	Reduce -1.9%
FIW First Trust Water ETF	0.09%	2,117	$229K	Reduce -40.2%
BAC Bank of America Corp.	0.09%	3,881	$226K	Add +1.2%
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd	0.09%	1,863	$226K	New
ALL Allstate Corp.	0.09%	917	$223K	New
CVX Chevron Corp.	0.09%	1,345	$223K	Add +15.3%
JNJ Johnson & Johnson	0.09%	867	$220K	Reduce -4.6%
VGT Vanguard Info Tech ETF	0.09%	1,872	$219K	Reduce -13.3%
FLTR Vaneck Ig Floating Rate ETF	0.08%	8,396	$214K	Add +0.7%
ESGD iShares Trust iShares ESG Aw	0.08%	2,100	$214K	Reduce -6.9%
BND Vanguard Total Bond Market	0.08%	2,921	$213K	Add +0.7%
SPYD SS SPDR P S&P 500 Hi Div ETF	0.08%	4,431	$212K	Add +0.8%
IYJ iShares U.S. Industrials ETF	0.08%	1,246	$206K	New
GLDM SPDR Gold Minishares Trust	0.08%	2,538	$203K	New
DHT DHT Holdings Inc.	0.07%	11,159	$184K	New
SMR Nuscale Power Corp.	0.05%	13,458	$137K	Reduce -15.2%
SPCX Space Exploration Techn Class A	0.05%	800	$126K	New
CLF Cleveland-Cliffs Inc.	0.04%	10,471	$99K	Reduce -22.3%

Options reported separately and not counted above: SMH puts ($23.4M), CAT puts ($11.3M), SPY puts ($11.0M), IWM puts ($7.2M), XLF puts ($1.5M), SPCX puts ($158K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $412K (not counted above)

Security	Class	Shares / Principal	Value	Change
BANK OF AMERICA CORP (BAC 7.25 PERP L)	7.25%CNV PFD L	330	$412K	Add +1.5%

Total filed on the 13F, all lines: $253.2M.

Portfolio Sells Q1 2026 → Q2 2026


SPY SS SPDR S&P 500 ETF Trust-US	Reduce -25.2%	5.79%	−2.02
VCRB Vanguard Core Bond ETF	Reduce -12.6%	3.37%	−0.81
SCHG Schwab US Large-Cap Growth	Reduce -6.3%	7.01%	−0.54
NVDA Nvidia Corp.	Reduce -2.9%	3.94%	−0.43
AMZN Amazon.com Inc.	Reduce -11.4%	1.71%	−0.43
SCUS Schwab Ultra-Short Inc. ETF	Reduce -45.8%	0.43%	−0.42
JIRE JPMorgan Int Res Enh Eqty	Reduce -7.1%	2.65%	−0.35
SPYI Neos S&P 500 High Income ETF	Reduce -36.9%	0.51%	−0.34
BX Blackstone Inc.	Reduce -13.9%	1.01%	−0.34
FNDE Schwab Fndmntl Em MRK Eq ETF	Reduce -34.0%	0.44%	−0.29
QQQI Neos Nasdaq-100 High Inc. ETF	Reduce -33.2%	0.55%	−0.29
MSFT Microsoft Corp.	Reduce -4.2%	1.02%	−0.23
XLRE SS Real Estate Select Sector	Reduce -57.9%	0.14%	−0.21
VGSH Vanguard Short-Term Treasury	Reduce -44.9%	0.20%	−0.19
CGDV Cap Group Dividend Value	Reduce -4.2%	5.17%	−0.18
KTOS Kratos Defense & Security	Reduce -6.7%	0.28%	−0.17
META Meta Platforms Inc. Class A	Reduce -7.5%	0.53%	−0.15
SCHR Schwab Intermediate-Term US	Reduce -9.0%	0.77%	−0.15
CRM Salesforce Inc.	Reduce -35.5%	0.16%	−0.14
NFLX Netflix Inc.	Reduce -21.3%	0.14%	−0.13
HON Honeywell International Inc.	Sold out	0.00%	−0.13
GOOG Alphabet Inc. Class C	Reduce -4.1%	3.18%	−0.12
BABA Alibaba Group Holding-SP ADR	Sold out	0.00%	−0.12
AA Alcoa Corp.	Sold out	0.00%	−0.12
BTCI Neos Bitcoin High Income ETF	Sold out	0.00%	−0.12
KGC Kinross Gold Corp.	Reduce -1.4%	0.20%	−0.12
LDOS Leidos Holdings Inc.	Sold out	0.00%	−0.12
SCHD Schwab US DVD Equity ETF	Sold out	0.00%	−0.12
PSLV Sprott Physical Silver Trust	Sold out	0.00%	−0.12
UEC Uranium Energy Corp.	Reduce -1.0%	0.20%	−0.11
LEN Lennar Corp. Class A	Sold out	0.00%	−0.11
KCE SS SPDR S&P Cap MKTS ETF	Sold out	0.00%	−0.11
DOW Dow Inc.	Sold out	0.00%	−0.11
BTC Grayscale Bitcoin Mini ETF	Reduce -7.0%	0.21%	−0.09
MAIN Main Street Capital Corp.	Sold out	0.00%	−0.09
USDU Wisdomtree BBG Usd Bullish	Sold out	0.00%	−0.09
SPOT Spotify Technology SA	Sold out	0.00%	−0.09
RGLD Royal Gold Inc.	Reduce -1.7%	0.20%	−0.09
EWS iShares MSCI Singapore ETF	Sold out	0.00%	−0.09
ACHR Archer Aviation Inc. Class A	Reduce -31.1%	0.09%	−0.09
VTI VG Morningstar TS MKT ETF-US	Reduce -20.7%	0.32%	−0.09
OKLO Oklo Inc.	Reduce -18.6%	0.13%	−0.08
XTL SS SPDR S&P Telecom ETF	Reduce -8.9%	0.54%	−0.08
PLTR Palantir Technologies Inc. Class A	Reduce -4.2%	0.27%	−0.07
FIW First Trust Water ETF	Reduce -40.2%	0.09%	−0.07
XLC SS Comm Select Sector SPDR	Reduce -5.8%	0.27%	−0.06
GLD SPDR Gold Shares	Reduce -4.0%	0.19%	−0.06
TSLA Tesla Inc.	Reduce -7.8%	0.95%	−0.06
ORCL Oracle Corp.	Reduce -7.2%	0.11%	−0.05
EPOL iShares MSCI Poland ETF	Reduce -7.5%	0.26%	−0.05

Portfolio Buys Q1 2026 → Q2 2026


FNDB Schwab Fndmntl US BRD Mr ETF	Add +112.1%	2.40%	+1.27
VOO Vanguard S&P 500 ETF	Add +204.3%	1.82%	+1.22
VYM Vanguard High DVD Yield ETF	Add +72.9%	2.48%	+0.99
FNDF Schwab Fndmn Intl LRG Co. ETF	Add +223.9%	1.43%	+0.96
QQQ Invesco QQQ Trust Series 1	Add +48.8%	1.74%	+0.63
SMH Vaneck Semiconductor ETF	Add +0.8%	2.70%	+0.59
SNDK Sandisk Corp.	Add +1.8%	0.98%	+0.51
VPLS Vanguard Core-Plus Bond ETF	Add +31.8%	1.44%	+0.26
XLI SS Industrial Select Sector	Add +257.1%	0.35%	+0.25
HLAL Wahed Ftse USA Shariah ETF	New	0.22%	+0.22
XLK SS Technology Select Sector	Add +3.7%	1.04%	+0.16
VPL Vanguard Ftse Pacific ETF	New	0.14%	+0.14
JIVE JPM Interntl Value ETF	Add +29.2%	0.79%	+0.14
INTC Intel Corp.	New	0.14%	+0.14
VIG Vanguard Dividend Apprec ETF	Add +12.6%	1.48%	+0.14
MELI MercadoLibre Inc.	New	0.14%	+0.14
TQQQ Proshares Ultrapro QQQ	New	0.11%	+0.11
UDOW Proshares Ultrapro DOW30	New	0.11%	+0.11
OCSL Oaktree Specialty Lending Co.	New	0.10%	+0.10
UMMA Wahed Dow Jones Islamic WRLD	Add +51.1%	0.27%	+0.10
PANW Palo Alto Networks Inc.	Add +0.6%	0.20%	+0.10
WMT Walmart Inc.	New	0.09%	+0.09
EWT iShares MSCI Taiwan ETF	New	0.09%	+0.09
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd	New	0.09%	+0.09
ALL Allstate Corp.	New	0.09%	+0.09
IYJ iShares U.S. Industrials ETF	New	0.08%	+0.08
GLDM SPDR Gold Minishares Trust	New	0.08%	+0.08
DHT DHT Holdings Inc.	New	0.07%	+0.07
CIBR First Trust Nasdaq Cybersecu	Add +0.1%	0.30%	+0.07
AXON Axon Enterprise Inc.	Add +17.5%	0.16%	+0.06
FALN iShares Fallen Angels ETF	Add +36.0%	0.25%	+0.05
SPCX Space Exploration Techn Class A	New	0.05%	+0.05
ABBV Abbvie Inc.	Add +1.0%	0.41%	+0.05
XHS SS SPDR S&P HC Services ETF	Add +21.0%	0.15%	+0.05
UNH Unitedhealth Group Inc.	Add +10.7%	0.16%	+0.05
FNDA Schwab Fndmntl US SM Co. ETF	Add +1.9%	0.87%	+0.03
VNM Vaneck Vietnam ETF	Add +26.6%	0.19%	+0.03
IUSG iShares Core S&P U.S. Growth	Add +7.0%	0.34%	+0.03
SCHA Schwab US Small-Cap ETF	Add +7.4%	0.21%	+0.02
TSM Taiwan Semiconductor-SP ADR	Add +4.8%	0.13%	+0.02
VBK Van Morst SML-Cap Gro-Usd Inc.	Add +7.3%	0.21%	+0.02
SCHK Schwab 1000 Index ETF	Add +6.4%	0.34%	+0.02
SPG Simon Property Group Inc.	Add +5.7%	0.20%	+0.02
SCHM Schwab US Mid Cap ETF	Add +5.5%	0.17%	+0.01
MRK Merck & Co. Inc.	Add +12.0%	0.10%	+0.01
CAH Cardinal Health Inc.	Add +0.0%	0.23%	+0.01
WES Western Midstream Partners L	Add +5.1%	0.23%	+0.01
SPYV SS SPDR P S&P 500 Value ETF	Add +8.3%	0.12%	+0.01
XAWFX Alliancebernstein GL Hi Inc.	Add +12.4%	0.22%	+0.01
SCJ iShares MSCI Japan Small-Cap	Add +5.8%	0.13%	+0.00

Options Activity Q1 2026 → Q2 2026


SMH Vaneck Semiconductor ETF	put	Reduce -14.7%	37,700	$23.4M
CAT Caterpillar Inc.	put	New	11,400	$11.3M
SPY SS SPDR S&P 500 ETF Trust-US	put	New	14,700	$11.0M
IWM iShares Russell 2000 ETF	put	Reduce -13.0%	24,100	$7.2M
SPCX Space Exploration Techn Class A	put	New	1,000	$158K
MU Micron Technology Inc.	put	Sold out	10,000	$9Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q1 2026 → Q2 2026


BANK OF AMERICA CORP (BAC 7.25 PERP L)	7.25%CNV PFD L	Add +1.5%	330	$412K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	169	$252.8M	SCHG, AAPL, SPY, CGDV, NVDA
Q1 2026	169	$235.8M	SPY, SCHG, AAPL, CGDV, NVDA
Q4 2025	162	$226.2M	SPY, SCHG, AAPL, CGDV, NVDA
Q3 2025	150	$220.8M	SPY, SCHG, AAPL, CGDV, NVDA
Q2 2025	147	$196.0M	SPY, SCHG, AAPL, CGDV, VCRB
Q1 2025	136	$172.4M	SPY, AAPL, SCHG, VCRB, CGDV
Q4 2024	131	$175.8M	SPY, AAPL, SCHG, NVDA, VCRB
Q3 2024	133	$171.6M	AAPL, SPY, SCHG, VIG, VCRB
Q2 2024	131	$160.0M	AAPL, SPY, SCHG, VIG, VCRB
Q1 2024	122	$146.9M	SPY, SCHG, AAPL, VIG, SCHZ