Klingman & Associates, LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed July 29, 2026), Klingman & Associates, LLC reported 350 stock positions worth $2.3 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 16.9% of the portfolio, followed by Vanguard Short-Term Tips (VTIP, 5.6%) and iShares Core S&P Midcap ETF (IJH, 5.3%). Compared with Q1 2026, it opened 33 new positions, sold out of 14, added to 164 and reduced 115. The biggest buy was a new position in Ishrs Ibnds Dec 27 Corp. ETF (IBDS) and the biggest sale JPM Ultra-Short Muni Income (JMST, shares −87%).
- Most Recent 13F
- Q2 2026
- Location
- New York, NY
- CIK
- 0001662449
- Portfolio Value
- $2.3B (Q2 2026)
- SEC Filing
- 0001172661-26-002895 ↗ filed Jul 29, 2026
Holdings Value
Holdings 350 stocks · $2.3B
| IVV iShares Core S&P 500 ETF | 16.92% | 530,731 | $397.5M | Add +0.8% |
| VTIP Vanguard Short-Term Tips | 5.58% | 2,611,590 | $131.2M | Add +7.7% |
| IJH iShares Core S&P Midcap ETF | 5.27% | 1,604,169 | $123.7M | Add +3.1% |
| IEFA iShares Core MSCI Eafe ETF | 4.12% | 1,002,180 | $96.8M | Add +4.7% |
| VEA Vanguard Ftse Developed ETF | 3.78% | 1,245,724 | $88.8M | Add +2.9% |
| IJR iShares Core S&P Small-Cap E | 3.77% | 596,811 | $88.5M | Add +0.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.65% | 114,856 | $85.8M | Reduce -0.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 3.28% | 646,841 | $77.0M | Reduce -1.2% |
| AAPL Apple Inc. | 3.25% | 263,977 | $76.4M | Reduce -2.2% |
| SPYV SS SPDR P S&P 500 Value ETF | 3.04% | 1,173,526 | $71.3M | Add +0.0% |
| VWO Vanguard Ftse Emerging Marke | 2.50% | 984,338 | $58.8M | Reduce -2.0% |
| RWL Invesco S&P 500 Revenue ETF | 1.92% | 353,559 | $45.2M | Add +7.5% |
| IEMG iShares Core MSCI Emerging | 1.77% | 501,018 | $41.5M | Add +3.5% |
| IBDU iShares Ibonds Dec 2029 Term | 1.60% | 1,622,444 | $37.6M | Add +2.6% |
| IBDV iShares Ibonds Dec 2030 Corp. | 1.59% | 1,715,577 | $37.4M | Add +4.0% |
| IBDW iShares Ibonds Dec 2031 Corp. | 1.57% | 1,766,564 | $36.8M | Add +3.9% |
| USMV iShares MSCI USA Min Vol Fac | 1.46% | 354,842 | $34.2M | Reduce -1.9% |
| MDYG SS SPDR S&P 400 MC GR ETF | 1.42% | 297,555 | $33.4M | Reduce -8.2% |
| PRF Invesco Rafi US 1000 ETF | 1.41% | 614,153 | $33.2M | Reduce -0.6% |
| IBDT iShares Ibonds Dec 2028 ETF | 1.39% | 1,294,887 | $32.7M | Reduce -0.7% |
| MDYV SS SPDR S&P 400 MC Val ETF | 1.38% | 340,538 | $32.3M | Reduce -7.9% |
| SLYV SS SPDR S&P 600 SC Val ETF | 1.30% | 279,909 | $30.5M | Reduce -0.4% |
| IBDX iShares Ibonds Dec 2032 TC | 1.26% | 1,175,446 | $29.6M | Add +8.7% |
| MDY State Street SPDR S&P Midcap | 1.24% | 41,488 | $29.2M | Reduce -0.4% |
| CFG Citizens Financial Group | 1.22% | 409,912 | $28.7M | Reduce -10.3% |
| SDY SS SPDR S&P Dividend ETF | 1.21% | 187,332 | $28.5M | Reduce -1.1% |
| SLYG SS SPDR S&P 600 SC GR ETF | 1.03% | 203,898 | $24.3M | Reduce -0.1% |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | 0.99% | 959,571 | $23.2M | New |
| DDOG Datadog Inc. Class A | 0.75% | 67,523 | $17.6M | Reduce -17.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.71% | 44,970 | $16.6M | Add +0.1% |
| AMZN Amazon.com Inc. | 0.63% | 61,796 | $14.7M | Add +5.9% |
| MSFT Microsoft Corp. | 0.60% | 37,765 | $14.1M | Add +1.6% |
| NVDA Nvidia Corp. | 0.59% | 69,645 | $13.9M | Add +4.1% |
| SCZ iShares MSCI Eafe Small-Cap | 0.54% | 155,240 | $12.8M | Reduce -1.0% |
| NYF iShares New York Muni Bond E | 0.54% | 236,010 | $12.7M | Reduce -1.6% |
| GOOG Alphabet Inc. Class C | 0.48% | 31,594 | $11.2M | Add +1.9% |
| GOOGL Alphabet Inc. Class A | 0.42% | 27,837 | $9.9M | Add +1.7% |
| IWM iShares Russell 2000 ETF | 0.39% | 30,863 | $9.3M | Reduce -1.2% |
| IWB iShares Russell 1000 ETF | 0.38% | 21,719 | $8.9M | Reduce -1.4% |
| JPM JPMorgan Chase & Co. | 0.36% | 26,178 | $8.6M | Add +1.5% |
| VOO Vanguard S&P 500 ETF | 0.33% | 11,409 | $7.8M | Add +0.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.33% | 15,430 | $7.7M | Add +11.1% |
| SOXX iShares Semiconductor ETF | 0.33% | 11,969 | $7.7M | Reduce -14.3% |
| AMAT Applied Materials Inc. | 0.32% | 10,507 | $7.6M | Add +0.4% |
| TDTT NT Iboxx 3Y Dur Tips ETF | 0.27% | 264,386 | $6.3M | Reduce -0.6% |
| JLL Jones Lang Lasalle Inc. | 0.25% | 19,041 | $5.9M | No change |
| VNQ Vanguard Real Estate ETF | 0.24% | 57,654 | $5.6M | Reduce -1.1% |
| AVGO Broadcom Inc. | 0.23% | 14,435 | $5.5M | Add +3.8% |
| XOM Exxon Mobil Corp. | 0.23% | 39,028 | $5.3M | Add +0.3% |
| DVY iShares Select Dividend ETF | 0.21% | 32,133 | $5.0M | Reduce -0.3% |
| JNJ Johnson & Johnson | 0.19% | 17,448 | $4.4M | Reduce -3.5% |
| DFAT Dimensional US Target Value | 0.19% | 62,861 | $4.4M | Reduce -2.3% |
| SPLV Invesco S&P 500 Low Volatili | 0.18% | 55,186 | $4.1M | No change |
| VEU Vanguard Ftse All-World Ex-U | 0.17% | 47,724 | $4.0M | Add +0.3% |
| META Meta Platforms Inc. Class A | 0.17% | 7,055 | $4.0M | Add +5.3% |
| MA Mastercard Inc. Class A | 0.16% | 7,493 | $3.8M | Reduce -3.6% |
| CROX Crocs Inc. | 0.16% | 31,670 | $3.8M | Add +5.3% |
| GE General Electric filed as GE AEROSPACE | 0.16% | 9,785 | $3.7M | Add +2.1% |
| IWF iShares Russell 1000 Growth | 0.15% | 28,958 | $3.6M | No change |
| DFIV Dimensional International Va | 0.15% | 66,339 | $3.6M | Reduce -0.2% |
| TSLA Tesla Inc. | 0.15% | 8,221 | $3.5M | Add +1.8% |
| ABBV Abbvie Inc. | 0.14% | 13,168 | $3.3M | Add +0.4% |
| MU Micron Technology Inc. | 0.14% | 2,869 | $3.3M | Add +11.2% |
| EFA iShares MSCI Eafe ETF | 0.14% | 31,571 | $3.3M | Add +1.5% |
| LAMR Lamar Advertising Co. Class A | 0.14% | 20,373 | $3.2M | Reduce -0.3% |
| IWN iShares Russell 2000 Value E | 0.13% | 14,297 | $3.2M | No change |
| VB Vanguard Most SM-Cap ETF-Usd | 0.13% | 10,421 | $3.2M | Reduce -0.4% |
| COST Costco Wholesale Corp. | 0.13% | 3,349 | $3.1M | Reduce -2.0% |
| CAT Caterpillar Inc. | 0.13% | 2,885 | $3.1M | Add +3.0% |
| GEV GE Vernova Inc. | 0.13% | 2,608 | $3.1M | Add +2.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.13% | 35,413 | $3.1M | Reduce -8.7% |
| V Visa Inc. Class A | 0.13% | 8,812 | $3.0M | Reduce -3.5% |
| RSP Invesco S&P 500 Equal Weight | 0.12% | 13,603 | $2.9M | No change |
| LLY Eli Lilly & Co. | 0.12% | 2,410 | $2.9M | Add +4.3% |
| IXUS iShares Core Intl Stock ETF | 0.12% | 29,484 | $2.8M | Reduce -1.4% |
| HDV iShares Core High Dividend E | 0.12% | 100,967 | $2.8M | Reduce -0.2% |
| C Citigroup Inc. | 0.11% | 19,135 | $2.7M | Add +0.8% |
| INTC Intel Corp. | 0.11% | 18,726 | $2.6M | Add +7.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.11% | 11,875 | $2.6M | Reduce -0.0% |
| OEF iShares S&P 100 ETF | 0.11% | 6,882 | $2.5M | Reduce -3.7% |
| AMD Advanced Micro Devices | 0.10% | 4,245 | $2.5M | Add +7.7% |
| JPST JPMorgan Ultra-Short Income | 0.10% | 47,808 | $2.4M | No change |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.10% | 15,154 | $2.3M | Add +0.1% |
| PG The Procter & Gamble Co. | 0.10% | 15,323 | $2.2M | Reduce -1.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.10% | 3,030 | $2.2M | Add +3.0% |
| HD Home Depot Inc. | 0.09% | 6,068 | $2.1M | Reduce -2.2% |
| ORCL Oracle Corp. | 0.09% | 14,244 | $2.1M | Reduce -2.9% |
| GLW Corning Inc. | 0.09% | 8,068 | $2.1M | Add +1.2% |
| IBDY iShares Ibonds Dec 2033 Corp. | 0.09% | 78,833 | $2.0M | New |
| WMT Walmart Inc. | 0.08% | 17,466 | $2.0M | Add +4.8% |
| IVOO Vanguard S&P Mid-Cap 400 ETF | 0.08% | 14,753 | $1.9M | Reduce -0.8% |
| CSCO Cisco Systems Inc. | 0.08% | 16,227 | $1.9M | Add +3.1% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.08% | 7,832 | $1.9M | Reduce -0.1% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.08% | 21,671 | $1.9M | Reduce -3.9% |
| RWK Invesco S&P Midcap 400 Rev | 0.08% | 12,934 | $1.9M | Reduce -0.1% |
| DFUV Dimensional US Marketwide Va | 0.08% | 32,214 | $1.8M | Add +2.1% |
| RJF Raymond James Financial Inc. | 0.07% | 11,468 | $1.7M | Reduce -6.3% |
| ITOT iShares Core S&P Total U.S. | 0.07% | 10,267 | $1.7M | Reduce -2.0% |
| RWJ Invesco S&P Smallcap 600 | 0.07% | 28,269 | $1.7M | No change |
| UBSI United Bankshares Inc. | 0.07% | 35,398 | $1.6M | Add +14.7% |
Portfolio Sells Q1 2026 → Q2 2026
| JMST JPM Ultra-Short Muni Income | Reduce -87.4% | 0.03% | −0.27 |
| IBDT iShares Ibonds Dec 2028 ETF | Reduce -0.7% | 1.39% | −0.21 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -1.9% | 1.46% | −0.17 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -7.9% | 1.38% | −0.15 |
| VWO Vanguard Ftse Emerging Marke | Reduce -2.0% | 2.50% | −0.13 |
| SDY SS SPDR S&P Dividend ETF | Reduce -1.1% | 1.21% | −0.12 |
| CFG Citizens Financial Group | Reduce -10.3% | 1.22% | −0.10 |
| PJT PJT Partners Inc. Class A | Sold out | 0.00% | −0.10 |
| MDYG SS SPDR S&P 400 MC GR ETF | Reduce -8.2% | 1.42% | −0.09 |
| NYF iShares New York Muni Bond E | Reduce -1.6% | 0.54% | −0.08 |
| AAPL Apple Inc. | Reduce -2.2% | 3.25% | −0.06 |
| IBMV Ishrs Ibond Dec 2033 TM ETF | Sold out | 0.00% | −0.06 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -63.3% | 0.03% | −0.06 |
| MINT PIMCO Enhanced Short Maturit | Reduce -48.8% | 0.05% | −0.05 |
| SCZ iShares MSCI Eafe Small-Cap | Reduce -1.0% | 0.54% | −0.05 |
| NEAR iShares SH Dba ETF Usd Inc. | Reduce -36.7% | 0.06% | −0.04 |
| TDTT NT Iboxx 3Y Dur Tips ETF | Reduce -0.6% | 0.27% | −0.04 |
| NFLX Netflix Inc. | Reduce -19.4% | 0.04% | −0.04 |
| BRK.A Berkshire Hathaway Inc. Class A | Sold out | 0.00% | −0.03 |
| COST Costco Wholesale Corp. | Reduce -2.0% | 0.13% | −0.03 |
| JNJ Johnson & Johnson | Reduce -3.5% | 0.19% | −0.03 |
| ASST Strive Inc. Class A | Reduce -68.2% | 0.01% | −0.02 |
| MA Mastercard Inc. Class A | Reduce -3.6% | 0.16% | −0.02 |
| MCD McDonald's Corp. | Reduce -7.5% | 0.06% | −0.02 |
| DVY iShares Select Dividend ETF | Reduce -0.3% | 0.21% | −0.02 |
| POST Post Holdings Inc. | Sold out | 0.00% | −0.02 |
| VDE Vanguard Energy ETF | Reduce -42.5% | 0.02% | −0.02 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -3.9% | 0.08% | −0.02 |
| IAU iShares Gold Trust | Reduce -3.8% | 0.05% | −0.02 |
| HON Honeywell International Inc. | Reduce -0.4% | 0.01% | −0.02 |
| DFIV Dimensional International Va | Reduce -0.2% | 0.15% | −0.02 |
| ABT Abbott Laboratories | Reduce -7.3% | 0.04% | −0.02 |
| ORCL Oracle Corp. | Reduce -2.9% | 0.09% | −0.02 |
| HDV iShares Core High Dividend E | Reduce -0.2% | 0.12% | −0.02 |
| INTU Intuit Inc. | Sold out | 0.00% | −0.01 |
| VNQ Vanguard Real Estate ETF | Reduce -1.1% | 0.24% | −0.01 |
| DOW Dow Inc. | Sold out | 0.00% | −0.01 |
| PG The Procter & Gamble Co. | Reduce -1.5% | 0.10% | −0.01 |
| MCK McKesson Corp. | Sold out | 0.00% | −0.01 |
| T AT&T Inc. | Reduce -1.6% | 0.02% | −0.01 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.01 |
| KO The Coca-Cola Co. | Reduce -9.6% | 0.07% | −0.01 |
| RJF Raymond James Financial Inc. | Reduce -6.3% | 0.07% | −0.01 |
| ORLY O'reilly Automotive Inc. | Reduce -11.0% | 0.04% | −0.01 |
| EFV iShares MSCI Eafe Value ETF | Sold out | 0.00% | −0.01 |
| CRWD CrowdStrike Holdings Inc. Class A | Sold out | 0.00% | −0.01 |
| PRF Invesco Rafi US 1000 ETF | Reduce -0.6% | 1.41% | −0.01 |
| MDT Medtronic PLC | Sold out | 0.00% | −0.01 |
| NEM Newmont Corp. | Sold out | 0.00% | −0.01 |
| PFE Pfizer Inc. | Reduce -0.8% | 0.03% | −0.01 |
Portfolio Buys Q1 2026 → Q2 2026
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | New | 0.99% | +0.99 |
| IVV iShares Core S&P 500 ETF | Add +0.8% | 16.92% | +0.26 |
| IJR iShares Core S&P Small-Cap E | Add +0.7% | 3.77% | +0.20 |
| IJH iShares Core S&P Midcap ETF | Add +3.1% | 5.27% | +0.18 |
| AMAT Applied Materials Inc. | Add +0.4% | 0.32% | +0.15 |
| IEMG iShares Core MSCI Emerging | Add +3.5% | 1.77% | +0.13 |
| MU Micron Technology Inc. | Add +11.2% | 0.14% | +0.10 |
| RWL Invesco S&P 500 Revenue ETF | Add +7.5% | 1.92% | +0.09 |
| IBDY iShares Ibonds Dec 2033 Corp. | New | 0.09% | +0.09 |
| INTC Intel Corp. | Add +7.1% | 0.11% | +0.07 |
| AMD Advanced Micro Devices | Add +7.7% | 0.10% | +0.07 |
| GOOG Alphabet Inc. Class C | Add +1.9% | 0.48% | +0.04 |
| GOOGL Alphabet Inc. Class A | Add +1.7% | 0.42% | +0.04 |
| CROX Crocs Inc. | Add +5.3% | 0.16% | +0.04 |
| AMZN Amazon.com Inc. | Add +5.9% | 0.63% | +0.04 |
| GLW Corning Inc. | Add +1.2% | 0.09% | +0.04 |
| CAT Caterpillar Inc. | Add +3.0% | 0.13% | +0.03 |
| SNDK Sandisk Corp. | Add +13.5% | 0.04% | +0.03 |
| NVDA Nvidia Corp. | Add +4.1% | 0.59% | +0.03 |
| LRCX Lam Research Corp. | Add +8.7% | 0.06% | +0.03 |
| LOW Lowe's Cos Inc. | Add +106.6% | 0.07% | +0.03 |
| GE General Electric | Add +2.1% | 0.16% | +0.02 |
| AVGO Broadcom Inc. | Add +3.8% | 0.23% | +0.02 |
| GEV GE Vernova Inc. | Add +2.4% | 0.13% | +0.02 |
| CSCO Cisco Systems Inc. | Add +3.1% | 0.08% | +0.02 |
| KLAC KLA Corp. | Add +3.1% | 0.05% | +0.02 |
| VEA Vanguard Ftse Developed ETF | Add +2.9% | 3.78% | +0.02 |
| VSAT Viasat Inc. | New | 0.02% | +0.02 |
| LLY Eli Lilly & Co. | Add +4.3% | 0.12% | +0.02 |
| XLK SS Technology Select Sector | Add +27.1% | 0.05% | +0.02 |
| SMH Vaneck Semiconductor ETF | Add +33.8% | 0.04% | +0.02 |
| IBDR iShares Ibonds Dec 2026 Term | New | 0.02% | +0.02 |
| PANW Palo Alto Networks Inc. | Add +4.8% | 0.04% | +0.02 |
| ASML ASML Holding NV-NY Reg SHS | Add +11.8% | 0.06% | +0.02 |
| DELL Dell Technologies -C | New | 0.02% | +0.02 |
| TXN Texas Instruments Inc. | Add +1.3% | 0.06% | +0.02 |
| TSM Taiwan Semiconductor-SP ADR | Add +2.8% | 0.07% | +0.01 |
| STX Seagate Technology Holdings | Add +4.0% | 0.03% | +0.01 |
| WDC Western Digital Corp. | Add +2.8% | 0.03% | +0.01 |
| QQQ Invesco QQQ Trust Series 1 | Add +3.0% | 0.10% | +0.01 |
| CDNS Cadence Design SYS Inc. | New | 0.01% | +0.01 |
| SPGI S&P Global Inc. | New | 0.01% | +0.01 |
| DB Deutsche Bank AG-Registered | New | 0.01% | +0.01 |
| URI United Rentals Inc. | Add +7.8% | 0.04% | +0.01 |
| UNH Unitedhealth Group Inc. | Add +8.3% | 0.04% | +0.01 |
| APP AppLovin Corp. Class A | New | 0.01% | +0.01 |
| DIS The Walt Disney Co. | Add +54.5% | 0.04% | +0.01 |
| CIEN Ciena Corp. | New | 0.01% | +0.01 |
| MPWR Monolithic Power Systems Inc. | New | 0.01% | +0.01 |
| PAYX Paychex Inc. | New | 0.01% | +0.01 |
Notes & Other Activity Q1 2026 → Q2 2026
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | Sold out | 985,527 | $23.9Mbefore exit |
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | Sold out | 18,406 | $446Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 350 | $2.3B | IVV, VTIP, IJH, IEFA, VEA |
| Q1 2026 | 330 | $2.1B | IVV, VTIP, IJH, IEFA, VEA |
| Q4 2025 | 326 | $2.1B | IVV, VTIP, IJH, IEFA, SPY |
| Q3 2025 | 319 | $2.0B | IVV, IJH, VTIP, SPY, IEFA |
| Q2 2025 | 314 | $1.8B | IVV, IJH, VTIP, SPY, SPYG |
| Q1 2025 | 263 | $1.6B | IVV, IJH, VTIP, SPY, SPYV |
| Q4 2024 | 254 | $1.6B | IVV, IJH, SPY, VTIP, AAPL |
| Q3 2024 | 265 | $1.6B | IVV, IJH, SPY, IJR, SPYV |
| Q2 2024 | 249 | $1.5B | IVV, IJH, SPY, VTIP, IJR |
| Q1 2024 | 235 | $1.4B | IVV, IJH, SPY, VTIP, SPYV |