Klingman & Associates, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 1, 2024), Klingman & Associates, LLC reported 265 stock positions worth $1.6 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 18.7% of the portfolio, followed by iShares Core S&P Midcap ETF (IJH, 5.2%) and SS SPDR S&P 500 ETF Trust-US (SPY, 4.3%). Compared with Q2 2024, it opened 25 new positions, sold out of 9, added to 105 and reduced 72. The biggest buy was Vanguard Ftse Developed ETF (VEA, shares +16%) and the biggest sale PJT Partners Class A (PJT, shares −49%).
- Most Recent 13F
- Q2 2026
- Location
- New York, NY
- CIK
- 0001662449
- Portfolio Value
- $1.6B (Q3 2024)
- SEC Filing
- 0001172661-24-004449 ↗ filed Nov 1, 2024
Holdings Value
Holdings 265 stocks · $1.6B
| IVV iShares Core S&P 500 ETF | 18.67% | 522,623 | $301.5M | Add +1.9% |
| IJH iShares Core S&P Midcap ETF | 5.25% | 1,359,721 | $84.7M | Add +4.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 4.31% | 121,174 | $69.5M | Reduce -2.3% |
| IJR iShares Core S&P Small-Cap E | 3.85% | 531,921 | $62.2M | Add +2.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 3.64% | 1,110,654 | $58.7M | Reduce -0.3% |
| AAPL Apple Inc. | 3.59% | 248,989 | $58.0M | Add +3.9% |
| SPYG SS SPDR P S&P 500 Growth ETF | 3.51% | 683,097 | $56.7M | Reduce -0.7% |
| VTIP Vanguard Short-Term Tips | 3.49% | 1,142,860 | $56.4M | Reduce -0.8% |
| IEFA iShares Core MSCI Eafe ETF | 2.74% | 565,812 | $44.2M | Add +2.5% |
| VEA Vanguard Ftse Developed ETF | 2.71% | 827,056 | $43.7M | Add +16.0% |
| USMV iShares MSCI USA Min Vol Fac | 2.17% | 384,567 | $35.1M | Reduce -1.0% |
| VWO Vanguard Ftse Emerging Marke | 1.86% | 626,510 | $30.0M | Add +11.6% |
| SDY SS SPDR S&P Dividend ETF | 1.80% | 205,028 | $29.1M | Reduce -0.7% |
| PRF Invesco Rafi US 1000 ETF | 1.78% | 706,293 | $28.7M | Reduce -1.6% |
| IBDU iShares Ibonds Dec 2029 Term | 1.76% | 1,211,319 | $28.5M | Add +2.2% |
| MDYV SS SPDR S&P 400 MC Val ETF | 1.70% | 344,556 | $27.4M | Reduce -0.1% |
| IBDT iShares Ibonds Dec 2028 ETF | 1.68% | 1,059,782 | $27.1M | Add +0.2% |
| MDYG SS SPDR S&P 400 MC GR ETF | 1.64% | 301,152 | $26.4M | Add +0.0% |
| RWL Invesco S&P 500 Revenue ETF | 1.60% | 262,803 | $25.8M | Add +2.3% |
| MDY State Street SPDR S&P Midcap | 1.54% | 43,599 | $24.8M | Reduce -1.8% |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | 1.54% | 1,017,458 | $24.8M | Reduce -0.7% |
| SLYV SS SPDR S&P 600 SC Val ETF | 1.38% | 257,041 | $22.3M | Add +0.1% |
| IBDV iShares Ibonds Dec 2030 Corp. | 1.34% | 979,221 | $21.7M | Add +10.3% |
| IBDR iShares Ibonds Dec 2026 Term | 1.34% | 890,755 | $21.6M | Reduce -2.6% |
| DDOG Datadog Inc. Class A | 1.17% | 164,104 | $18.9M | Reduce -4.3% |
| CFG Citizens Financial Group | 1.07% | 420,721 | $17.3M | Reduce -0.0% |
| IBDW iShares Ibonds Dec 2031 Corp. | 1.02% | 774,020 | $16.4M | Add +17.5% |
| SLYG SS SPDR S&P 600 SC GR ETF | 1.01% | 174,915 | $16.3M | Reduce -0.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.83% | 47,351 | $13.4M | Add +6.1% |
| MSFT Microsoft Corp. | 0.80% | 30,111 | $13.0M | Add +8.4% |
| SCZ iShares MSCI Eafe Small-Cap | 0.75% | 178,508 | $12.1M | Reduce -4.3% |
| NYF iShares New York Muni Bond E | 0.66% | 196,898 | $10.7M | Add +10.6% |
| IEMG iShares Core MSCI Emerging | 0.65% | 182,434 | $10.5M | Add +7.6% |
| PJT PJT Partners Inc. Class A | 0.63% | 76,802 | $10.2M | Reduce -48.6% |
| AMZN Amazon.com Inc. | 0.51% | 44,168 | $8.2M | Add +10.5% |
| TDTT NT Iboxx 3Y Dur Tips ETF | 0.47% | 313,519 | $7.5M | Reduce -8.4% |
| IWM iShares Russell 2000 ETF | 0.45% | 33,114 | $7.3M | Reduce -0.7% |
| IWB iShares Russell 1000 ETF | 0.43% | 22,103 | $6.9M | No change |
| JLL Jones Lang Lasalle Inc. | 0.42% | 25,328 | $6.8M | No change |
| XOM Exxon Mobil Corp. | 0.38% | 52,009 | $6.1M | Add +97.5% |
| JPM JPMorgan Chase & Co. | 0.36% | 27,257 | $5.7M | Add +11.1% |
| VNQ Vanguard Real Estate ETF | 0.32% | 53,774 | $5.2M | Reduce -0.3% |
| VOO Vanguard S&P 500 ETF | 0.28% | 8,632 | $4.6M | Add +0.3% |
| DVY iShares Select Dividend ETF | 0.27% | 32,672 | $4.4M | No change |
| GOOG Alphabet Inc. Class C | 0.27% | 26,156 | $4.4M | Add +66.2% |
| CROX Crocs Inc. | 0.27% | 29,897 | $4.3M | Add +0.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.27% | 9,350 | $4.3M | Add +16.4% |
| SPLV Invesco S&P 500 Low Volatili | 0.26% | 58,411 | $4.2M | No change |
| MA Mastercard Inc. Class A | 0.23% | 7,441 | $3.7M | Add +0.6% |
| NVDA Nvidia Corp. | 0.23% | 30,060 | $3.7M | Add +21.3% |
| AMAT Applied Materials Inc. | 0.23% | 18,003 | $3.6M | Reduce -0.0% |
| DFAT Dimensional US Target Value | 0.21% | 62,218 | $3.5M | No change |
| DFIP Dimensional Inflation-Protec | 0.21% | 81,817 | $3.5M | Reduce -2.4% |
| HD Home Depot Inc. | 0.21% | 8,252 | $3.3M | Add +38.8% |
| SOXX iShares Semiconductor ETF | 0.19% | 13,200 | $3.0M | Reduce -0.1% |
| GOOGL Alphabet Inc. Class A | 0.18% | 17,797 | $3.0M | Add +14.3% |
| EFA iShares MSCI Eafe ETF | 0.18% | 34,287 | $2.9M | No change |
| COST Costco Wholesale Corp. | 0.17% | 3,158 | $2.8M | Add +181.7% |
| RSP Invesco S&P 500 Equal Weight | 0.17% | 15,368 | $2.8M | No change |
| VB Vanguard Most SM-Cap ETF-Usd | 0.16% | 11,072 | $2.6M | Reduce -0.3% |
| JPST JPMorgan Ultra-Short Income | 0.16% | 51,608 | $2.6M | Reduce -0.2% |
| V Visa Inc. Class A | 0.16% | 9,314 | $2.6M | Add +144.0% |
| HDV iShares Core High Dividend E | 0.16% | 21,297 | $2.5M | Add +0.0% |
| JNJ Johnson & Johnson | 0.15% | 15,315 | $2.5M | Add +1.4% |
| META Meta Platforms Inc. Class A | 0.14% | 4,048 | $2.3M | Reduce -1.7% |
| ABBV Abbvie Inc. | 0.14% | 11,665 | $2.3M | Add +35.7% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.14% | 43,163 | $2.2M | No change |
| ADP Automatic Data Processing | 0.13% | 7,816 | $2.2M | Add +63.4% |
| IWN iShares Russell 2000 Value E | 0.13% | 12,942 | $2.2M | No change |
| MINT PIMCO Enhanced Short Maturit | 0.13% | 20,500 | $2.1M | No change |
| IXUS iShares Core Intl Stock ETF | 0.13% | 27,817 | $2.0M | Reduce -1.3% |
| BX Blackstone Inc. | 0.12% | 13,139 | $2.0M | Reduce -0.5% |
| VEU Vanguard Ftse All-World Ex-U | 0.12% | 31,488 | $2.0M | Reduce -4.0% |
| ORCL Oracle Corp. | 0.12% | 11,491 | $2.0M | Add +0.3% |
| TMO Thermo Fisher Scientific Inc. | 0.12% | 3,137 | $1.9M | Add +300.1% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.12% | 16,331 | $1.9M | Add +45.2% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.12% | 24,861 | $1.9M | Reduce -1.4% |
| OEF iShares S&P 100 ETF | 0.12% | 6,715 | $1.9M | No change |
| NEE Nextera Energy Inc. | 0.11% | 21,513 | $1.8M | Add +37.0% |
| PG The Procter & Gamble Co. | 0.11% | 10,392 | $1.8M | Add +12.9% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.11% | 34,723 | $1.8M | Reduce -8.9% |
| ITOT iShares Core S&P Total U.S. | 0.11% | 13,715 | $1.7M | Reduce -20.5% |
| TTEK Tetra Tech Inc. | 0.10% | 33,850 | $1.6M | New |
| GE General Electric filed as GE AEROSPACE | 0.10% | 8,357 | $1.6M | Reduce -2.0% |
| IVOO Vanguard S&P Mid-Cap 400 ETF | 0.10% | 14,899 | $1.6M | No change |
| RWK Invesco S&P Midcap 400 Rev | 0.09% | 12,954 | $1.5M | No change |
| LLY Eli Lilly & Co. | 0.09% | 1,659 | $1.5M | Add +5.1% |
| CPNG Coupang Inc. | 0.09% | 59,604 | $1.5M | Add +0.1% |
| AVGO Broadcom Inc. | 0.09% | 8,081 | $1.4M | Add +52.2% |
| SCHF Schwab Intl Equity ETF | 0.08% | 32,725 | $1.3M | Add +0.3% |
| UNH Unitedhealth Group Inc. | 0.08% | 2,301 | $1.3M | Add +148.5% |
| SYK Stryker Corp. | 0.08% | 3,700 | $1.3M | Add +321.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.08% | 2,710 | $1.3M | Reduce -0.0% |
| RWJ Invesco S&P Smallcap 600 | 0.08% | 28,899 | $1.3M | No change |
| COMP Compass Inc. Class A | 0.08% | 215,982 | $1.3M | Reduce -14.0% |
| ABT Abbott Laboratories | 0.08% | 11,391 | $1.3M | Add +47.9% |
| MCD McDonald's Corp. | 0.08% | 4,226 | $1.3M | Add +49.7% |
| VIG Vanguard Dividend Apprec ETF | 0.08% | 6,472 | $1.3M | Add +0.1% |
| RJF Raymond James Financial Inc. | 0.08% | 10,467 | $1.3M | Add +0.3% |
| VYM Vanguard High DVD Yield ETF | 0.08% | 9,460 | $1.2M | Reduce -8.0% |
Portfolio Sells Q2 2024 → Q3 2024
| PJT PJT Partners Inc. Class A | Reduce -48.6% | 0.63% | −0.46 |
| DDOG Datadog Inc. Class A | Reduce -4.3% | 1.17% | −0.34 |
| VTIP Vanguard Short-Term Tips | Reduce -0.8% | 3.49% | −0.29 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -2.3% | 4.31% | −0.26 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -0.7% | 3.51% | −0.22 |
| IBDR iShares Ibonds Dec 2026 Term | Reduce -2.6% | 1.34% | −0.13 |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | Reduce -0.7% | 1.54% | −0.11 |
| TDTT NT Iboxx 3Y Dur Tips ETF | Reduce -8.4% | 0.47% | −0.08 |
| MDY State Street SPDR S&P Midcap | Reduce -1.8% | 1.54% | −0.07 |
| PRF Invesco Rafi US 1000 ETF | Reduce -1.6% | 1.78% | −0.07 |
| AMAT Applied Materials Inc. | Reduce -0.0% | 0.23% | −0.06 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -0.3% | 3.64% | −0.04 |
| SOXX iShares Semiconductor ETF | Reduce -0.1% | 0.19% | −0.03 |
| ITOT iShares Core S&P Total U.S. | Reduce -20.5% | 0.11% | −0.03 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -1.0% | 2.17% | −0.03 |
| SCZ iShares MSCI Eafe Small-Cap | Reduce -4.3% | 0.75% | −0.03 |
| MRNA Moderna Inc. | Sold out | 0.00% | −0.02 |
| AMD Advanced Micro Devices | Sold out | 0.00% | −0.02 |
| JMST JPM Ultra-Short Muni Income | Reduce -8.9% | 0.11% | −0.02 |
| PXF Invesco Rafi Developed Marke | Sold out | 0.00% | −0.02 |
| FDX FedEx Corp. | Sold out | 0.00% | −0.02 |
| YUM Yum! Brands Inc. | Sold out | 0.00% | −0.02 |
| BHP BHP Group Ltd.-Spon ADR | Sold out | 0.00% | −0.02 |
| DFIP Dimensional Inflation-Protec | Reduce -2.4% | 0.21% | −0.02 |
| RIO Rio Tinto PLC-Spon ADR | Sold out | 0.00% | −0.02 |
| DFUS Dimensional US Eq MKT ETF | Reduce -21.9% | 0.05% | −0.01 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -11.1% | 0.07% | −0.01 |
| JPST JPMorgan Ultra-Short Income | Reduce -0.2% | 0.16% | −0.01 |
| INTC Intel Corp. | Reduce -6.6% | 0.03% | −0.01 |
| MRK Merck & Co. Inc. | Reduce -0.9% | 0.07% | −0.01 |
| SLYG SS SPDR S&P 600 SC GR ETF | Reduce -0.3% | 1.01% | −0.01 |
| IBMP iShares Ibonds Dec 2027 Term | Reduce -14.3% | 0.04% | −0.01 |
| IBMQ iShares Ibonds Dec 2028 Muni | Reduce -14.3% | 0.04% | −0.01 |
| VYM Vanguard High DVD Yield ETF | Reduce -8.0% | 0.08% | −0.01 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -4.0% | 0.12% | −0.01 |
| ADBE Adobe Inc. | Reduce -0.2% | 0.04% | −0.01 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -0.1% | 1.70% | −0.01 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -0.0% | 0.08% | −0.01 |
| IBMO iShares Ibonds Dec 2026 Term | Reduce -6.8% | 0.04% | −0.01 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -0.6% | 0.02% | −0.01 |
| NUVOQ Holdco Nuvo Group DG Ltd. | Sold out | 0.00% | −0.01 |
| CVS CVS Health Corp. | Reduce -24.2% | 0.01% | −0.01 |
| CSCO Cisco Systems Inc. | Reduce -18.4% | 0.03% | −0.01 |
| IWM iShares Russell 2000 ETF | Reduce -0.7% | 0.45% | −0.00 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -12.8% | 0.03% | −0.00 |
| NFLX Netflix Inc. | Reduce -5.2% | 0.05% | −0.00 |
| SCHW Schwab (charles) Corp. | Reduce -1.8% | 0.02% | −0.00 |
| J Jacobs Solutions Inc. | Reduce -0.1% | 0.02% | −0.00 |
| IXUS iShares Core Intl Stock ETF | Reduce -1.3% | 0.13% | −0.00 |
| PEP Pepsico Inc. | Reduce -3.8% | 0.04% | −0.00 |
Portfolio Buys Q2 2024 → Q3 2024
| VEA Vanguard Ftse Developed ETF | Add +16.0% | 2.71% | +0.32 |
| VWO Vanguard Ftse Emerging Marke | Add +11.6% | 1.86% | +0.19 |
| AAPL Apple Inc. | Add +3.9% | 3.59% | +0.18 |
| XOM Exxon Mobil Corp. | Add +97.5% | 0.38% | +0.17 |
| IBDW iShares Ibonds Dec 2031 Corp. | Add +17.5% | 1.02% | +0.11 |
| COST Costco Wholesale Corp. | Add +181.7% | 0.17% | +0.11 |
| IJR iShares Core S&P Small-Cap E | Add +2.4% | 3.85% | +0.10 |
| TTEK Tetra Tech Inc. | New | 0.10% | +0.10 |
| TMO Thermo Fisher Scientific Inc. | Add +300.1% | 0.12% | +0.09 |
| V Visa Inc. Class A | Add +144.0% | 0.16% | +0.09 |
| GOOG Alphabet Inc. Class C | Add +66.2% | 0.27% | +0.08 |
| HD Home Depot Inc. | Add +38.8% | 0.21% | +0.07 |
| IJH iShares Core S&P Midcap ETF | Add +4.0% | 5.25% | +0.07 |
| IBDV iShares Ibonds Dec 2030 Corp. | Add +10.3% | 1.34% | +0.07 |
| SYK Stryker Corp. | Add +321.9% | 0.08% | +0.06 |
| ADP Automatic Data Processing | Add +63.4% | 0.13% | +0.06 |
| UNH Unitedhealth Group Inc. | Add +148.5% | 0.08% | +0.05 |
| ARES Ares Management Corp. Class A | New | 0.05% | +0.05 |
| SPEM State Street SP PTF Em ETF | New | 0.05% | +0.05 |
| RTX RTX Corp. | New | 0.05% | +0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +16.4% | 0.27% | +0.05 |
| ECL Ecolab Inc. | New | 0.04% | +0.04 |
| ABBV Abbvie Inc. | Add +35.7% | 0.14% | +0.04 |
| NEE Nextera Energy Inc. | Add +37.0% | 0.11% | +0.04 |
| TJX TJX Companies Inc. | Add +45.2% | 0.12% | +0.04 |
| IEMG iShares Core MSCI Emerging | Add +7.6% | 0.65% | +0.03 |
| MCD McDonald's Corp. | Add +49.7% | 0.08% | +0.03 |
| TXN Texas Instruments Inc. | Add +157.9% | 0.05% | +0.03 |
| STLD Steel Dynamics Inc. | New | 0.03% | +0.03 |
| PLD Prologis Inc. | New | 0.03% | +0.03 |
| BLK BlackRock Finance Inc. | New | 0.03% | +0.03 |
| AVGO Broadcom Inc. | Add +52.2% | 0.09% | +0.03 |
| DE Deere & Co. | Add +146.7% | 0.05% | +0.03 |
| ABT Abbott Laboratories | Add +47.9% | 0.08% | +0.03 |
| ACN Accenture PLC Class A | Add +87.7% | 0.05% | +0.03 |
| GEHC GE Healthcare Technology | Add +109.6% | 0.04% | +0.02 |
| UBER Uber Technologies Inc. | New | 0.02% | +0.02 |
| VTI VG Morningstar TS MKT ETF-US | Add +6.1% | 0.83% | +0.02 |
| PGR Progressive Corp. | New | 0.02% | +0.02 |
| CRM Salesforce Inc. | Add +94.4% | 0.05% | +0.02 |
| IEFA iShares Core MSCI Eafe ETF | Add +2.5% | 2.74% | +0.02 |
| IBM Intl Business Machines Corp. | Add +30.1% | 0.06% | +0.02 |
| NOW ServiceNow Inc. | New | 0.02% | +0.02 |
| SLYV SS SPDR S&P 600 SC Val ETF | Add +0.1% | 1.38% | +0.02 |
| ZTS Zoetis Inc. | New | 0.02% | +0.02 |
| JPM JPMorgan Chase & Co. | Add +11.1% | 0.36% | +0.02 |
| PRU Prudential Financial Inc. | New | 0.02% | +0.02 |
| NYF iShares New York Muni Bond E | Add +10.6% | 0.66% | +0.02 |
| IDXX Idexx Laboratories Inc. | New | 0.02% | +0.02 |
| INDA iShares MSCI India ETF | New | 0.02% | +0.02 |
Options Activity Q2 2024 → Q3 2024
| DDOG Datadog Inc. Class A | put | Sold out | 20,000 | $2.6Mbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 350 | $2.3B | IVV, VTIP, IJH, IEFA, VEA |
| Q1 2026 | 330 | $2.1B | IVV, VTIP, IJH, IEFA, VEA |
| Q4 2025 | 326 | $2.1B | IVV, VTIP, IJH, IEFA, SPY |
| Q3 2025 | 319 | $2.0B | IVV, IJH, VTIP, SPY, IEFA |
| Q2 2025 | 314 | $1.8B | IVV, IJH, VTIP, SPY, SPYG |
| Q1 2025 | 263 | $1.6B | IVV, IJH, VTIP, SPY, SPYV |
| Q4 2024 | 254 | $1.6B | IVV, IJH, SPY, VTIP, AAPL |
| Q3 2024 | 265 | $1.6B | IVV, IJH, SPY, IJR, SPYV |
| Q2 2024 | 249 | $1.5B | IVV, IJH, SPY, VTIP, IJR |
| Q1 2024 | 235 | $1.4B | IVV, IJH, SPY, VTIP, SPYV |