Klingman & Associates, LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 30, 2024), Klingman & Associates, LLC reported 249 stock positions worth $1.5 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 19.0% of the portfolio, followed by iShares Core S&P Midcap ETF (IJH, 5.2%) and SS SPDR S&P 500 ETF Trust-US (SPY, 4.6%). Compared with Q1 2024, it opened 18 new positions, sold out of 5, added to 107 and reduced 76. The biggest buy was a new position in Ishrs Ibnds Dec 27 Corp. ETF (IBDS) and the biggest sale Vanguard Short-Term Tips (VTIP, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- New York, NY
- CIK
- 0001662449
- Portfolio Value
- $1.5B (Q2 2024)
- SEC Filing
- 0001172661-24-002977 ↗ filed Jul 30, 2024
Holdings Value
Holdings 249 stocks · $1.5B
| IVV iShares Core S&P 500 ETF | 19.00% | 513,066 | $280.8M | Add +2.1% |
| IJH iShares Core S&P Midcap ETF | 5.18% | 1,308,107 | $76.6M | Add +2.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 4.57% | 124,026 | $67.5M | Reduce -0.9% |
| VTIP Vanguard Short-Term Tips | 3.78% | 1,152,021 | $55.9M | Reduce -4.8% |
| IJR iShares Core S&P Small-Cap E | 3.75% | 519,306 | $55.4M | Add +4.5% |
| SPYG SS SPDR P S&P 500 Growth ETF | 3.73% | 687,678 | $55.1M | Reduce -1.0% |
| SPYV SS SPDR P S&P 500 Value ETF | 3.67% | 1,113,792 | $54.3M | Reduce -0.7% |
| AAPL Apple Inc. | 3.42% | 239,596 | $50.5M | Reduce -0.3% |
| IEFA iShares Core MSCI Eafe ETF | 2.71% | 551,965 | $40.1M | Add +5.2% |
| VEA Vanguard Ftse Developed ETF | 2.39% | 713,239 | $35.2M | Add +11.5% |
| USMV iShares MSCI USA Min Vol Fac | 2.21% | 388,341 | $32.6M | Reduce -1.4% |
| PRF Invesco Rafi US 1000 ETF | 1.84% | 717,414 | $27.2M | Reduce -0.3% |
| IBDU iShares Ibonds Dec 2029 Term | 1.82% | 1,185,513 | $26.9M | Reduce -1.9% |
| SDY SS SPDR S&P Dividend ETF | 1.78% | 206,405 | $26.3M | Reduce -2.0% |
| IBDT iShares Ibonds Dec 2028 ETF | 1.77% | 1,057,391 | $26.2M | Reduce -3.5% |
| MDYG SS SPDR S&P 400 MC GR ETF | 1.71% | 301,136 | $25.3M | Reduce -0.3% |
| MDYV SS SPDR S&P 400 MC Val ETF | 1.70% | 344,864 | $25.2M | Reduce -0.2% |
| VWO Vanguard Ftse Emerging Marke | 1.66% | 561,542 | $24.6M | Add +6.0% |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | 1.64% | 1,024,075 | $24.3M | New |
| RWL Invesco S&P 500 Revenue ETF | 1.61% | 257,012 | $23.8M | Add +4.4% |
| MDY State Street SPDR S&P Midcap | 1.61% | 44,395 | $23.8M | Reduce -0.6% |
| DDOG Datadog Inc. Class A | 1.51% | 171,514 | $22.2M | Reduce -1.0% |
| IBDR iShares Ibonds Dec 2026 Term | 1.47% | 914,165 | $21.8M | New |
| SLYV SS SPDR S&P 600 SC Val ETF | 1.36% | 256,871 | $20.1M | Reduce -0.5% |
| IBDV iShares Ibonds Dec 2030 Corp. | 1.28% | 887,863 | $18.9M | Add +12.5% |
| PJT PJT Partners Inc. Class A | 1.09% | 149,302 | $16.1M | Reduce -4.9% |
| CFG Citizens Financial Group | 1.03% | 420,761 | $15.2M | Add +0.0% |
| SLYG SS SPDR S&P 600 SC GR ETF | 1.02% | 175,378 | $15.1M | Reduce -0.2% |
| IBDW iShares Ibonds Dec 2031 Corp. | 0.90% | 658,667 | $13.4M | Add +16.6% |
| MSFT Microsoft Corp. | 0.84% | 27,771 | $12.4M | Add +3.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.81% | 44,620 | $11.9M | Add +3.8% |
| SCZ iShares MSCI Eafe Small-Cap | 0.78% | 186,438 | $11.5M | Reduce -0.3% |
| NYF iShares New York Muni Bond E | 0.64% | 177,961 | $9.5M | New |
| IEMG iShares Core MSCI Emerging | 0.61% | 169,570 | $9.1M | Add +2.5% |
| TDTT NT Iboxx 3Y Dur Tips ETF | 0.55% | 342,135 | $8.1M | Reduce -26.1% |
| AMZN Amazon.com Inc. | 0.52% | 39,974 | $7.7M | Add +2.5% |
| IWM iShares Russell 2000 ETF | 0.46% | 33,352 | $6.8M | Add +2.5% |
| IWB iShares Russell 1000 ETF | 0.45% | 22,103 | $6.6M | No change |
| JLL Jones Lang Lasalle Inc. | 0.35% | 25,328 | $5.2M | Reduce -27.7% |
| JPM JPMorgan Chase & Co. | 0.34% | 24,532 | $5.0M | Add +112.3% |
| VNQ Vanguard Real Estate ETF | 0.31% | 53,918 | $4.5M | Add +2.4% |
| CROX Crocs Inc. | 0.29% | 29,679 | $4.3M | Add +4.9% |
| VOO Vanguard S&P 500 ETF | 0.29% | 8,602 | $4.3M | Add +2.0% |
| AMAT Applied Materials Inc. | 0.29% | 18,010 | $4.3M | Add +0.1% |
| DVY iShares Select Dividend ETF | 0.27% | 32,672 | $4.0M | No change |
| SPLV Invesco S&P 500 Low Volatili | 0.26% | 58,411 | $3.8M | No change |
| DFIP Dimensional Inflation-Protec | 0.23% | 83,806 | $3.4M | Reduce -4.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.22% | 8,034 | $3.3M | Reduce -8.7% |
| MA Mastercard Inc. Class A | 0.22% | 7,395 | $3.3M | Add +0.2% |
| SOXX iShares Semiconductor ETF | 0.22% | 13,212 | $3.3M | Add +0.1% |
| DFAT Dimensional US Target Value | 0.22% | 62,218 | $3.2M | No change |
| NVDA Nvidia Corp. | 0.21% | 24,791 | $3.1M | Add +5.6% |
| XOM Exxon Mobil Corp. | 0.21% | 26,330 | $3.0M | Add +2.7% |
| GOOG Alphabet Inc. Class C | 0.20% | 15,735 | $2.9M | Reduce -1.6% |
| GOOGL Alphabet Inc. Class A | 0.19% | 15,577 | $2.8M | Reduce -3.0% |
| EFA iShares MSCI Eafe ETF | 0.18% | 34,287 | $2.7M | Add +3.9% |
| JPST JPMorgan Ultra-Short Income | 0.18% | 51,708 | $2.6M | Reduce -0.3% |
| RSP Invesco S&P 500 Equal Weight | 0.17% | 15,368 | $2.5M | Reduce -4.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.16% | 11,107 | $2.4M | Reduce -1.1% |
| HDV iShares Core High Dividend E | 0.16% | 21,288 | $2.3M | Reduce -0.2% |
| JNJ Johnson & Johnson | 0.15% | 15,101 | $2.2M | Reduce -3.7% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.15% | 43,163 | $2.2M | No change |
| META Meta Platforms Inc. Class A | 0.14% | 4,119 | $2.1M | Add +4.3% |
| MINT PIMCO Enhanced Short Maturit | 0.14% | 20,500 | $2.1M | No change |
| ITOT iShares Core S&P Total U.S. | 0.14% | 17,247 | $2.0M | Reduce -0.8% |
| HD Home Depot Inc. | 0.14% | 5,944 | $2.0M | Add +3.9% |
| IWN iShares Russell 2000 Value E | 0.13% | 12,942 | $2.0M | Add +2.1% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.13% | 38,117 | $1.9M | Reduce -23.0% |
| VEU Vanguard Ftse All-World Ex-U | 0.13% | 32,788 | $1.9M | No change |
| IXUS iShares Core Intl Stock ETF | 0.13% | 28,190 | $1.9M | Reduce -1.2% |
| OEF iShares S&P 100 ETF | 0.12% | 6,715 | $1.8M | No change |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.12% | 25,225 | $1.7M | Reduce -1.1% |
| BX Blackstone Inc. | 0.11% | 13,202 | $1.6M | Reduce -1.5% |
| ORCL Oracle Corp. | 0.11% | 11,462 | $1.6M | Add +2.4% |
| PG The Procter & Gamble Co. | 0.10% | 9,202 | $1.5M | Add +7.3% |
| IVOO Vanguard S&P Mid-Cap 400 ETF | 0.10% | 14,899 | $1.5M | No change |
| ABBV Abbvie Inc. | 0.10% | 8,596 | $1.5M | Add +3.7% |
| LLY Eli Lilly & Co. | 0.10% | 1,578 | $1.4M | Add +22.7% |
| RWK Invesco S&P Midcap 400 Rev | 0.10% | 12,954 | $1.4M | No change |
| GE General Electric filed as GE AEROSPACE | 0.09% | 8,532 | $1.4M | Reduce -0.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.09% | 3,473 | $1.3M | Add +17.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.09% | 2,711 | $1.3M | Add +0.7% |
| RJF Raymond James Financial Inc. | 0.09% | 10,436 | $1.3M | Add +0.3% |
| SCHF Schwab Intl Equity ETF | 0.08% | 32,635 | $1.3M | Reduce -1.3% |
| CPNG Coupang Inc. | 0.08% | 59,571 | $1.2M | Add +0.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.08% | 11,244 | $1.2M | Add +1.8% |
| VYM Vanguard High DVD Yield ETF | 0.08% | 10,277 | $1.2M | Add +19.1% |
| MRK Merck & Co. Inc. | 0.08% | 9,594 | $1.2M | Add +7.8% |
| VIG Vanguard Dividend Apprec ETF | 0.08% | 6,467 | $1.2M | Add +0.6% |
| RWJ Invesco S&P Smallcap 600 | 0.08% | 28,899 | $1.2M | Reduce -0.7% |
| ADP Automatic Data Processing | 0.08% | 4,783 | $1.1M | Add +6.9% |
| VGSH Vanguard Short-Term Treasury | 0.08% | 19,627 | $1.1M | Reduce -2.2% |
| NEE Nextera Energy Inc. | 0.08% | 15,704 | $1.1M | Add +8.6% |
| VIOO Vanguard S&P Small-Cap 600 E | 0.07% | 10,934 | $1.1M | No change |
| IWR iShares Russell Mid-Cap ETF | 0.07% | 12,564 | $1.0M | Add +1.0% |
| V Visa Inc. Class A | 0.07% | 3,817 | $1.0M | Add +2.7% |
| UBSI United Bankshares Inc. | 0.07% | 30,596 | $993K | No change |
| GBDC Golub Capital BDC Inc. | 0.07% | 62,050 | $975K | No change |
| COST Costco Wholesale Corp. | 0.06% | 1,121 | $953K | Add +2.7% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.06% | 5,208 | $951K | Reduce -1.2% |
Options reported separately and not counted above: DDOG puts ($2.6M).
Portfolio Sells Q1 2024 → Q2 2024
| VTIP Vanguard Short-Term Tips | Reduce -4.8% | 3.78% | −0.38 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -0.7% | 3.67% | −0.37 |
| TDTT NT Iboxx 3Y Dur Tips ETF | Reduce -26.1% | 0.55% | −0.24 |
| SDY SS SPDR S&P Dividend ETF | Reduce -2.0% | 1.78% | −0.21 |
| IBDT iShares Ibonds Dec 2028 ETF | Reduce -3.5% | 1.77% | −0.19 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -0.2% | 1.70% | −0.19 |
| MDYG SS SPDR S&P 400 MC GR ETF | Reduce -0.3% | 1.71% | −0.18 |
| MDY State Street SPDR S&P Midcap | Reduce -0.6% | 1.61% | −0.18 |
| SLYV SS SPDR S&P 600 SC Val ETF | Reduce -0.5% | 1.36% | −0.18 |
| BRO Brown & Brown Inc. | Reduce -82.7% | 0.04% | −0.18 |
| IBDU iShares Ibonds Dec 2029 Term | Reduce -1.9% | 1.82% | −0.17 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -1.4% | 2.21% | −0.16 |
| PRF Invesco Rafi US 1000 ETF | Reduce -0.3% | 1.84% | −0.15 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.9% | 4.57% | −0.14 |
| JLL Jones Lang Lasalle Inc. | Reduce -27.7% | 0.35% | −0.14 |
| SLYG SS SPDR S&P 600 SC GR ETF | Reduce -0.2% | 1.02% | −0.08 |
| SCZ iShares MSCI Eafe Small-Cap | Reduce -0.3% | 0.78% | −0.07 |
| IBMQ iShares Ibonds Dec 2028 Muni | Reduce -52.6% | 0.05% | −0.06 |
| IBMP iShares Ibonds Dec 2027 Term | Reduce -51.7% | 0.05% | −0.06 |
| JMST JPM Ultra-Short Muni Income | Reduce -23.0% | 0.13% | −0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -8.7% | 0.22% | −0.05 |
| IBMO iShares Ibonds Dec 2026 Term | Reduce -44.2% | 0.04% | −0.04 |
| RY Royal Bank of Canada | Sold out | 0.00% | −0.04 |
| IBMR iShares Ibonds Dec 2029 M BD | Reduce -42.7% | 0.04% | −0.04 |
| DDOG Datadog Inc. Class A | Reduce -1.0% | 1.51% | −0.04 |
| IBMN iShares Ibonds Dec 2025 Term | Sold out | 0.00% | −0.03 |
| DFIP Dimensional Inflation-Protec | Reduce -4.7% | 0.23% | −0.03 |
| JNJ Johnson & Johnson | Reduce -3.7% | 0.15% | −0.03 |
| RSP Invesco S&P 500 Equal Weight | Reduce -4.8% | 0.17% | −0.03 |
| INTC Intel Corp. | Reduce -1.8% | 0.04% | −0.02 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -1.1% | 0.16% | −0.02 |
| VZ Verizon Communications Inc. | Reduce -42.8% | 0.02% | −0.02 |
| PFE Pfizer Inc. | Sold out | 0.00% | −0.02 |
| SJM The JM Smucker Co. | Sold out | 0.00% | −0.02 |
| GE General Electric | Reduce -0.3% | 0.09% | −0.02 |
| BX Blackstone Inc. | Reduce -1.5% | 0.11% | −0.02 |
| CTSH Cognizant Tech Solutions-A | Sold out | 0.00% | −0.02 |
| HDV iShares Core High Dividend E | Reduce -0.2% | 0.16% | −0.01 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -1.1% | 0.12% | −0.01 |
| JPST JPMorgan Ultra-Short Income | Reduce -0.3% | 0.18% | −0.01 |
| ORLY O'reilly Automotive Inc. | Reduce -6.2% | 0.05% | −0.01 |
| RWJ Invesco S&P Smallcap 600 | Reduce -0.7% | 0.08% | −0.01 |
| IXUS iShares Core Intl Stock ETF | Reduce -1.2% | 0.13% | −0.01 |
| T AT&T Inc. | Reduce -41.9% | 0.01% | −0.01 |
| CVS CVS Health Corp. | Reduce -4.7% | 0.02% | −0.01 |
| IBM Intl Business Machines Corp. | Reduce -2.9% | 0.04% | −0.01 |
| PDN Inv Rafi Dev MKT US SM-Usdin | Reduce -6.5% | 0.05% | −0.01 |
| TIP iShares Tips Bond ETF | Reduce -31.8% | 0.01% | −0.01 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -1.2% | 0.06% | −0.01 |
| SCHF Schwab Intl Equity ETF | Reduce -1.3% | 0.08% | −0.01 |
Portfolio Buys Q1 2024 → Q2 2024
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | New | 1.64% | +1.64 |
| IBDR iShares Ibonds Dec 2026 Term | New | 1.47% | +1.47 |
| NYF iShares New York Muni Bond E | New | 0.64% | +0.64 |
| JPM JPMorgan Chase & Co. | Add +112.3% | 0.34% | +0.17 |
| VEA Vanguard Ftse Developed ETF | Add +11.5% | 2.39% | +0.08 |
| IBDW iShares Ibonds Dec 2031 Corp. | Add +16.6% | 0.90% | +0.07 |
| VWO Vanguard Ftse Emerging Marke | Add +6.0% | 1.66% | +0.07 |
| IBDV iShares Ibonds Dec 2030 Corp. | Add +12.5% | 1.28% | +0.06 |
| NVDA Nvidia Corp. | Add +5.6% | 0.21% | +0.05 |
| MSFT Microsoft Corp. | Add +3.2% | 0.84% | +0.03 |
| LLY Eli Lilly & Co. | Add +22.7% | 0.10% | +0.02 |
| AMAT Applied Materials Inc. | Add +0.1% | 0.29% | +0.02 |
| SYK Stryker Corp. | New | 0.02% | +0.02 |
| FDX FedEx Corp. | New | 0.02% | +0.02 |
| YUM Yum! Brands Inc. | New | 0.02% | +0.02 |
| DTCR Global X Data Center & Digit | New | 0.02% | +0.02 |
| TMUS T-Mobile US Inc. | New | 0.02% | +0.02 |
| AMZN Amazon.com Inc. | Add +2.5% | 0.52% | +0.02 |
| PANW Palo Alto Networks Inc. | New | 0.02% | +0.02 |
| SHEL Shell PLC-ADR | New | 0.02% | +0.02 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +17.9% | 0.09% | +0.01 |
| IJK iShares S&P Mid-Cap 400 Grow | New | 0.01% | +0.01 |
| SMH Vaneck Semiconductor ETF | New | 0.01% | +0.01 |
| APD Air Products & Chemicals Inc. | New | 0.01% | +0.01 |
| C Citigroup Inc. | New | 0.01% | +0.01 |
| ET Energy Transfer LP | New | 0.01% | +0.01 |
| IAU iShares Gold Trust | New | 0.01% | +0.01 |
| DD Dupont DE Nemours Inc. | New | 0.01% | +0.01 |
| AVGO Broadcom Inc. | Add +10.4% | 0.06% | +0.01 |
| NEE Nextera Energy Inc. | Add +8.6% | 0.08% | +0.01 |
| CPNG Coupang Inc. | Add +0.2% | 0.08% | +0.01 |
| ORCL Oracle Corp. | Add +2.4% | 0.11% | +0.01 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +40.7% | 0.02% | +0.01 |
| VYM Vanguard High DVD Yield ETF | Add +19.1% | 0.08% | +0.01 |
| COST Costco Wholesale Corp. | Add +2.7% | 0.06% | +0.01 |
| TSLA Tesla Inc. | Add +7.8% | 0.05% | +0.01 |
| TMO Thermo Fisher Scientific Inc. | Add +42.0% | 0.03% | +0.01 |
| ISRG Intuitive Surgical Inc. | Add +34.1% | 0.02% | +0.01 |
| SOXX iShares Semiconductor ETF | Add +0.1% | 0.22% | +0.01 |
| NUVOQ Holdco Nuvo Group DG Ltd. | New | 0.01% | +0.01 |
| NFLX Netflix Inc. | Add +6.3% | 0.05% | +0.01 |
| TXN Texas Instruments Inc. | Add +27.0% | 0.02% | +0.00 |
| WMT Walmart Inc. | Add +5.9% | 0.04% | +0.00 |
| EEM iShares MSCI Emerging Market | Add +10.8% | 0.05% | +0.00 |
| VTI VG Morningstar TS MKT ETF-US | Add +3.8% | 0.81% | +0.00 |
| DIS The Walt Disney Co. | Add +43.6% | 0.04% | +0.00 |
| TJX TJX Companies Inc. | Add +1.8% | 0.08% | +0.00 |
| BAC Bank of America Corp. | Add +13.2% | 0.03% | +0.00 |
| FBRT Franklin BSP Realty Trust Inc. | Add +25.1% | 0.03% | +0.00 |
| HON Honeywell International Inc. | Add +9.8% | 0.04% | +0.00 |
Options Activity Q1 2024 → Q2 2024
| DDOG Datadog Inc. Class A | put | New | 20,000 | $2.6M |
| DDOG Datadog Inc. Class A | put | Sold out | 20,000 | $2.5Mbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | Sold out | 1,086,879 | $25.9Mbefore exit |
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | Sold out | 971,616 | $23.2Mbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 350 | $2.3B | IVV, VTIP, IJH, IEFA, VEA |
| Q1 2026 | 330 | $2.1B | IVV, VTIP, IJH, IEFA, VEA |
| Q4 2025 | 326 | $2.1B | IVV, VTIP, IJH, IEFA, SPY |
| Q3 2025 | 319 | $2.0B | IVV, IJH, VTIP, SPY, IEFA |
| Q2 2025 | 314 | $1.8B | IVV, IJH, VTIP, SPY, SPYG |
| Q1 2025 | 263 | $1.6B | IVV, IJH, VTIP, SPY, SPYV |
| Q4 2024 | 254 | $1.6B | IVV, IJH, SPY, VTIP, AAPL |
| Q3 2024 | 265 | $1.6B | IVV, IJH, SPY, IJR, SPYV |
| Q2 2024 | 249 | $1.5B | IVV, IJH, SPY, VTIP, IJR |
| Q1 2024 | 235 | $1.4B | IVV, IJH, SPY, VTIP, SPYV |