Klingman & Associates, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 1, 2024), Klingman & Associates, LLC reported 235 stock positions worth $1.4 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 19.0% of the portfolio, followed by iShares Core S&P Midcap ETF (IJH, 5.6%) and SS SPDR S&P 500 ETF Trust-US (SPY, 4.7%). Compared with Q4 2023, it opened 13 new positions, sold out of 1, added to 85 and reduced 73. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +1%) and the biggest sale Vanguard Short-Term Tips (VTIP, shares −17%).
- Most Recent 13F
- Q2 2026
- Location
- New York, NY
- CIK
- 0001662449
- Portfolio Value
- $1.4B (Q1 2024)
- SEC Filing
- 0001172661-24-001966 ↗ filed May 1, 2024
Holdings Value
Holdings 235 stocks · $1.4B
| IVV iShares Core S&P 500 ETF | 19.00% | 502,317 | $264.1M | Add +1.3% |
| IJH iShares Core S&P Midcap ETF | 5.56% | 1,273,254 | $77.3M | Add +2.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 4.71% | 125,206 | $65.5M | Reduce -0.5% |
| VTIP Vanguard Short-Term Tips | 4.17% | 1,209,631 | $57.9M | Reduce -17.0% |
| SPYV SS SPDR P S&P 500 Value ETF | 4.04% | 1,121,263 | $56.2M | Reduce -3.1% |
| IJR iShares Core S&P Small-Cap E | 3.95% | 497,202 | $55.0M | Add +3.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 3.65% | 694,399 | $50.8M | Reduce -5.1% |
| AAPL Apple Inc. | 2.97% | 240,426 | $41.2M | Reduce -0.1% |
| IEFA iShares Core MSCI Eafe ETF | 2.80% | 524,587 | $38.9M | Add +1.1% |
| USMV iShares MSCI USA Min Vol Fac | 2.37% | 393,734 | $32.9M | Reduce -4.2% |
| VEA Vanguard Ftse Developed ETF | 2.31% | 639,587 | $32.1M | Add +8.6% |
| PRF Invesco Rafi US 1000 ETF | 1.99% | 719,880 | $27.7M | Reduce -1.8% |
| SDY SS SPDR S&P Dividend ETF | 1.99% | 210,687 | $27.7M | Reduce -0.2% |
| IBDU iShares Ibonds Dec 2029 Term | 1.99% | 1,209,142 | $27.6M | Add +2.8% |
| IBDT iShares Ibonds Dec 2028 ETF | 1.96% | 1,095,765 | $27.3M | Add +2.1% |
| MDYG SS SPDR S&P 400 MC GR ETF | 1.90% | 301,972 | $26.4M | Reduce -1.9% |
| MDYV SS SPDR S&P 400 MC Val ETF | 1.89% | 345,645 | $26.3M | Reduce -1.1% |
| MDY State Street SPDR S&P Midcap | 1.79% | 44,646 | $24.8M | Reduce -1.8% |
| RWL Invesco S&P 500 Revenue ETF | 1.66% | 246,225 | $23.1M | Add +5.0% |
| VWO Vanguard Ftse Emerging Marke | 1.59% | 529,588 | $22.1M | Add +7.5% |
| SLYV SS SPDR S&P 600 SC Val ETF | 1.54% | 258,087 | $21.4M | Reduce -1.0% |
| DDOG Datadog Inc. Class A | 1.54% | 173,214 | $21.4M | Reduce -8.9% |
| IBDV iShares Ibonds Dec 2030 Corp. | 1.22% | 789,420 | $16.9M | Add +20.9% |
| SLYG SS SPDR S&P 600 SC GR ETF | 1.10% | 175,796 | $15.3M | Reduce -1.6% |
| CFG Citizens Financial Group | 1.10% | 420,721 | $15.3M | Add +26.9% |
| PJT PJT Partners Inc. Class A | 1.07% | 157,056 | $14.8M | Add +5.2% |
| SCZ iShares MSCI Eafe Small-Cap | 0.85% | 186,938 | $11.8M | Reduce -0.6% |
| IBDW iShares Ibonds Dec 2031 Corp. | 0.83% | 564,657 | $11.6M | Add +34.7% |
| MSFT Microsoft Corp. | 0.81% | 26,910 | $11.3M | Add +1.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.80% | 43,004 | $11.2M | Reduce 0.0% |
| TDTT NT Iboxx 3Y Dur Tips ETF | 0.79% | 462,870 | $11.0M | Reduce -25.2% |
| IEMG iShares Core MSCI Emerging | 0.61% | 165,506 | $8.5M | Add +4.2% |
| AMZN Amazon.com Inc. | 0.51% | 39,007 | $7.0M | Reduce -1.2% |
| IWM iShares Russell 2000 ETF | 0.49% | 32,543 | $6.8M | Reduce -0.4% |
| JLL Jones Lang Lasalle Inc. | 0.49% | 35,013 | $6.8M | No change |
| IWB iShares Russell 1000 ETF | 0.46% | 22,103 | $6.4M | No change |
| VNQ Vanguard Real Estate ETF | 0.33% | 52,663 | $4.6M | Reduce -1.6% |
| CROX Crocs Inc. | 0.29% | 28,297 | $4.1M | Reduce -41.0% |
| VOO Vanguard S&P 500 ETF | 0.29% | 8,437 | $4.1M | Reduce -1.4% |
| DVY iShares Select Dividend ETF | 0.29% | 32,672 | $4.0M | No change |
| SPLV Invesco S&P 500 Low Volatili | 0.28% | 58,411 | $3.8M | Reduce -1.7% |
| AMAT Applied Materials Inc. | 0.27% | 17,994 | $3.7M | Add +0.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.27% | 8,803 | $3.7M | Add +1.4% |
| DFIP Dimensional Inflation-Protec | 0.26% | 87,925 | $3.6M | Reduce -12.7% |
| MA Mastercard Inc. Class A | 0.26% | 7,379 | $3.6M | Add +0.3% |
| DFAT Dimensional US Target Value | 0.24% | 62,218 | $3.4M | Reduce -0.1% |
| SOXX iShares Semiconductor ETF | 0.21% | 13,200 | $3.0M | No change |
| XOM Exxon Mobil Corp. | 0.21% | 25,644 | $3.0M | Add +0.9% |
| BRO Brown & Brown Inc. | 0.21% | 33,535 | $2.9M | No change |
| RSP Invesco S&P 500 Equal Weight | 0.20% | 16,137 | $2.7M | Add +0.5% |
| EFA iShares MSCI Eafe ETF | 0.19% | 33,017 | $2.6M | Reduce -0.9% |
| JPST JPMorgan Ultra-Short Income | 0.19% | 51,879 | $2.6M | Reduce -11.2% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.18% | 11,232 | $2.6M | Add +0.4% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.18% | 49,496 | $2.5M | Reduce -35.5% |
| JNJ Johnson & Johnson | 0.18% | 15,679 | $2.5M | Reduce -0.9% |
| GOOG Alphabet Inc. Class C | 0.18% | 15,987 | $2.4M | Reduce -2.0% |
| GOOGL Alphabet Inc. Class A | 0.17% | 16,066 | $2.4M | Add +2.3% |
| HDV iShares Core High Dividend E | 0.17% | 21,331 | $2.4M | Reduce -2.3% |
| JPM JPMorgan Chase & Co. | 0.17% | 11,553 | $2.3M | Add +1.6% |
| HD Home Depot Inc. | 0.16% | 5,722 | $2.2M | Add +0.5% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.16% | 43,163 | $2.2M | No change |
| NVDA Nvidia Corp. | 0.15% | 2,347 | $2.1M | Reduce -2.6% |
| MINT PIMCO Enhanced Short Maturit | 0.15% | 20,500 | $2.1M | No change |
| IWN iShares Russell 2000 Value E | 0.14% | 12,671 | $2.0M | No change |
| ITOT iShares Core S&P Total U.S. | 0.14% | 17,386 | $2.0M | Reduce -4.5% |
| IXUS iShares Core Intl Stock ETF | 0.14% | 28,532 | $1.9M | Add +2.3% |
| VEU Vanguard Ftse All-World Ex-U | 0.14% | 32,788 | $1.9M | No change |
| META Meta Platforms Inc. Class A | 0.14% | 3,950 | $1.9M | Add +2.6% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.13% | 25,505 | $1.8M | Reduce -1.5% |
| BX Blackstone Inc. | 0.13% | 13,407 | $1.8M | Add +0.1% |
| OEF iShares S&P 100 ETF | 0.12% | 6,715 | $1.7M | No change |
| IVOO Vanguard S&P Mid-Cap 400 ETF | 0.11% | 14,899 | $1.5M | No change |
| ABBV Abbvie Inc. | 0.11% | 8,292 | $1.5M | Add +0.5% |
| IBMQ iShares Ibonds Dec 2028 Muni | 0.11% | 59,671 | $1.5M | Reduce -9.0% |
| GE General Electric | 0.11% | 8,553 | $1.5M | Reduce -1.6% |
| RWK Invesco S&P Midcap 400 Rev | 0.11% | 12,954 | $1.5M | No change |
| IBMP iShares Ibonds Dec 2027 Term | 0.11% | 58,633 | $1.5M | Reduce -4.4% |
| ORCL Oracle Corp. | 0.10% | 11,198 | $1.4M | Reduce -0.0% |
| PG The Procter & Gamble Co. | 0.10% | 8,578 | $1.4M | Reduce -3.4% |
| RJF Raymond James Financial Inc. | 0.10% | 10,409 | $1.3M | Add +14.8% |
| SCHF Schwab Intl Equity ETF | 0.09% | 33,060 | $1.3M | No change |
| RWJ Invesco S&P Smallcap 600 | 0.09% | 29,108 | $1.2M | No change |
| QQQ Invesco QQQ Trust Series 1 | 0.09% | 2,691 | $1.2M | Add +4.7% |
| MRK Merck & Co. Inc. | 0.08% | 8,900 | $1.2M | Add +0.1% |
| VIG Vanguard Dividend Apprec ETF | 0.08% | 6,427 | $1.2M | Add +0.1% |
| VGSH Vanguard Short-Term Treasury | 0.08% | 20,060 | $1.2M | Reduce -8.3% |
| IBMO iShares Ibonds Dec 2026 Term | 0.08% | 45,077 | $1.1M | Reduce -20.3% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.08% | 11,051 | $1.1M | Reduce -4.4% |
| ADP Automatic Data Processing | 0.08% | 4,476 | $1.1M | Add +0.5% |
| VIOO Vanguard S&P Small-Cap 600 E | 0.08% | 10,934 | $1.1M | No change |
| UBSI United Bankshares Inc. | 0.08% | 30,596 | $1.1M | No change |
| IBMR iShares Ibonds Dec 2029 M BD | 0.08% | 42,289 | $1.1M | Add +21.6% |
| CPNG Coupang Inc. | 0.08% | 59,449 | $1.1M | Add +394.3% |
| IWR iShares Russell Mid-Cap ETF | 0.08% | 12,442 | $1.0M | Add +25.2% |
| VYM Vanguard High DVD Yield ETF | 0.08% | 8,630 | $1.0M | Reduce -4.0% |
| V Visa Inc. Class A | 0.07% | 3,717 | $1.0M | Add +1.1% |
| GBDC Golub Capital BDC Inc. | 0.07% | 62,050 | $1.0M | Add +11.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.07% | 2,947 | $1.0M | Add +5.0% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.07% | 5,270 | $1.0M | Reduce -1.8% |
| LLY Eli Lilly & Co. | 0.07% | 1,286 | $1.0M | Add +0.7% |
Options reported separately and not counted above: DDOG puts ($2.5M).
Other holdings (2): bonds, preferreds, convertibles and warrants · $49.0M (not counted above)
Total filed on the 13F, all lines: $1.4B.
Portfolio Sells Q4 2023 → Q1 2024
| VTIP Vanguard Short-Term Tips | Reduce -17.0% | 4.17% | −1.11 |
| AAPL Apple Inc. | Reduce -0.1% | 2.97% | −0.56 |
| TDTT NT Iboxx 3Y Dur Tips ETF | Reduce -25.2% | 0.79% | −0.32 |
| DDOG Datadog Inc. Class A | Reduce -8.9% | 1.54% | −0.22 |
| JMST JPM Ultra-Short Muni Income | Reduce -35.5% | 0.18% | −0.12 |
| SLYV SS SPDR S&P 600 SC Val ETF | Reduce -1.0% | 1.54% | −0.11 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -4.2% | 2.37% | −0.08 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -3.1% | 4.04% | −0.07 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -1.1% | 1.89% | −0.06 |
| DFIP Dimensional Inflation-Protec | Reduce -12.7% | 0.26% | −0.06 |
| CROX Crocs Inc. | Reduce -41.0% | 0.29% | −0.05 |
| SLYG SS SPDR S&P 600 SC GR ETF | Reduce -1.6% | 1.10% | −0.04 |
| SCZ iShares MSCI Eafe Small-Cap | Reduce -0.6% | 0.85% | −0.04 |
| JPST JPMorgan Ultra-Short Income | Reduce -11.2% | 0.19% | −0.04 |
| VNQ Vanguard Real Estate ETF | Reduce -1.6% | 0.33% | −0.03 |
| NTCOY Natura &co Holding-ADR | Sold out | 0.00% | −0.03 |
| TSLA Tesla Inc. | Reduce -6.5% | 0.05% | −0.03 |
| IBMO iShares Ibonds Dec 2026 Term | Reduce -20.3% | 0.08% | −0.03 |
| SDY SS SPDR S&P Dividend ETF | Reduce -0.2% | 1.99% | −0.02 |
| IBMQ iShares Ibonds Dec 2028 Muni | Reduce -9.0% | 0.11% | −0.02 |
| INTC Intel Corp. | Reduce -5.0% | 0.06% | −0.02 |
| VGSH Vanguard Short-Term Treasury | Reduce -8.3% | 0.08% | −0.01 |
| ADBE Adobe Inc. | Reduce -2.2% | 0.05% | −0.01 |
| IBMP iShares Ibonds Dec 2027 Term | Reduce -4.4% | 0.11% | −0.01 |
| JNJ Johnson & Johnson | Reduce -0.9% | 0.18% | −0.01 |
| PFE Pfizer Inc. | Reduce -30.7% | 0.02% | −0.01 |
| IBMN iShares Ibonds Dec 2025 Term | Reduce -17.0% | 0.03% | −0.01 |
| IWM iShares Russell 2000 ETF | Reduce -0.4% | 0.49% | −0.01 |
| MRNA Moderna Inc. | Reduce -25.1% | 0.02% | −0.01 |
| UNH Unitedhealth Group Inc. | Reduce -6.9% | 0.03% | −0.01 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -1.7% | 0.28% | −0.01 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -1.5% | 0.13% | −0.01 |
| CSCO Cisco Systems Inc. | Reduce -6.5% | 0.03% | −0.01 |
| DFAT Dimensional US Target Value | Reduce -0.1% | 0.24% | −0.00 |
| TIP iShares Tips Bond ETF | Reduce -11.1% | 0.02% | −0.00 |
| RY Royal Bank of Canada | Reduce -4.0% | 0.04% | −0.00 |
| SCHV Schwab US Large-Cap Value | Reduce -9.6% | 0.03% | −0.00 |
| SCHG Schwab US Large-Cap Growth | Reduce -12.4% | 0.03% | −0.00 |
| VRP Invesco Variable Rate Prefer | Reduce -3.0% | 0.04% | −0.00 |
| TJX TJX Companies Inc. | Reduce -4.4% | 0.08% | −0.00 |
| ABT Abbott Laboratories | Reduce -0.5% | 0.06% | −0.00 |
| ITOT iShares Core S&P Total U.S. | Reduce -4.5% | 0.14% | −0.00 |
| PM Philip Morris International | Reduce -0.4% | 0.02% | −0.00 |
| EFA iShares MSCI Eafe ETF | Reduce -0.9% | 0.19% | −0.00 |
| BKNG Booking Holdings Inc. | Reduce -0.8% | 0.03% | −0.00 |
| PEP Pepsico Inc. | Reduce -0.9% | 0.04% | −0.00 |
| VYM Vanguard High DVD Yield ETF | Reduce -4.0% | 0.08% | −0.00 |
| DEM Wisdomtree Emerging Markets | Reduce -0.7% | 0.03% | −0.00 |
| SJM The JM Smucker Co. | Reduce -0.2% | 0.02% | −0.00 |
| HSY The Hershey Co. | Reduce -0.1% | 0.05% | −0.00 |
Portfolio Buys Q4 2023 → Q1 2024
| IVV iShares Core S&P 500 ETF | Add +1.3% | 19.00% | +0.96 |
| IJH iShares Core S&P Midcap ETF | Add +2.4% | 5.56% | +0.31 |
| CFG Citizens Financial Group | Add +26.9% | 1.10% | +0.26 |
| IBDW iShares Ibonds Dec 2031 Corp. | Add +34.7% | 0.83% | +0.17 |
| VEA Vanguard Ftse Developed ETF | Add +8.6% | 2.31% | +0.16 |
| IBDV iShares Ibonds Dec 2030 Corp. | Add +20.9% | 1.22% | +0.14 |
| RWL Invesco S&P 500 Revenue ETF | Add +5.0% | 1.66% | +0.14 |
| CPNG Coupang Inc. | Add +394.3% | 0.08% | +0.06 |
| MSFT Microsoft Corp. | Add +1.0% | 0.81% | +0.05 |
| VWO Vanguard Ftse Emerging Marke | Add +7.5% | 1.59% | +0.05 |
| AMAT Applied Materials Inc. | Add +0.3% | 0.27% | +0.05 |
| SCHX Schwab US Large-Cap ETF | New | 0.04% | +0.04 |
| META Meta Platforms Inc. Class A | Add +2.6% | 0.14% | +0.03 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +1.4% | 0.27% | +0.03 |
| XOM Exxon Mobil Corp. | Add +0.9% | 0.21% | +0.02 |
| IEFA iShares Core MSCI Eafe ETF | Add +1.1% | 2.80% | +0.02 |
| JPM JPMorgan Chase & Co. | Add +1.6% | 0.17% | +0.02 |
| RJF Raymond James Financial Inc. | Add +14.8% | 0.10% | +0.02 |
| CAT Caterpillar Inc. | New | 0.02% | +0.02 |
| MA Mastercard Inc. Class A | Add +0.3% | 0.26% | +0.02 |
| NVO Novo-Nordisk A/S-Spons ADR | New | 0.02% | +0.02 |
| GBX Greenbrier Companies Inc. | New | 0.02% | +0.02 |
| IWR iShares Russell Mid-Cap ETF | Add +25.2% | 0.08% | +0.02 |
| PH Parker Hannifin Corp. | New | 0.02% | +0.02 |
| CTSH Cognizant Tech Solutions-A | New | 0.02% | +0.02 |
| LLY Eli Lilly & Co. | Add +0.7% | 0.07% | +0.02 |
| ESGU iShares ESG Aware MSCI USA | New | 0.02% | +0.02 |
| GLW Corning Inc. | New | 0.01% | +0.01 |
| MS Morgan Stanley | New | 0.01% | +0.01 |
| ISRG Intuitive Surgical Inc. | New | 0.01% | +0.01 |
| TXN Texas Instruments Inc. | New | 0.01% | +0.01 |
| ABBV Abbvie Inc. | Add +0.5% | 0.11% | +0.01 |
| MRK Merck & Co. Inc. | Add +0.1% | 0.08% | +0.01 |
| GBDC Golub Capital BDC Inc. | Add +11.3% | 0.07% | +0.01 |
| IBMR iShares Ibonds Dec 2029 M BD | Add +21.6% | 0.08% | +0.01 |
| DIS The Walt Disney Co. | Add +4.3% | 0.03% | +0.01 |
| PHAT Phathom Pharmaceuticals Inc. | New | 0.01% | +0.01 |
| HD Home Depot Inc. | Add +0.5% | 0.16% | +0.01 |
| ACN Accenture PLC Class A | Add +42.6% | 0.03% | +0.01 |
| IBM Intl Business Machines Corp. | Add +6.6% | 0.05% | +0.01 |
| NFLX Netflix Inc. | Add +1.6% | 0.05% | +0.01 |
| GOOGL Alphabet Inc. Class A | Add +2.3% | 0.17% | +0.01 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +5.0% | 0.07% | +0.01 |
| GRITSTONE BIO INC | New | 0.01% | +0.01 |
| AVGO Broadcom Inc. | Add +3.0% | 0.05% | +0.01 |
| QQQ Invesco QQQ Trust Series 1 | Add +4.7% | 0.09% | +0.01 |
| IWF iShares Russell 1000 Growth | Add +6.3% | 0.05% | +0.01 |
| WMT Walmart Inc. | Add +5.5% | 0.04% | +0.00 |
| AMD Advanced Micro Devices | Add +1.6% | 0.03% | +0.00 |
| XFRAX BlackRock Fltng RT Inc. Strat | Add +22.0% | 0.02% | +0.00 |
Options Activity Q4 2023 → Q1 2024
| DDOG Datadog Inc. Class A | put | New | 20,000 | $2.5M |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | Reduce -0.1% | 1,086,879 | $25.9M |
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | Reduce -2.8% | 971,616 | $23.2M |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 350 | $2.3B | IVV, VTIP, IJH, IEFA, VEA |
| Q1 2026 | 330 | $2.1B | IVV, VTIP, IJH, IEFA, VEA |
| Q4 2025 | 326 | $2.1B | IVV, VTIP, IJH, IEFA, SPY |
| Q3 2025 | 319 | $2.0B | IVV, IJH, VTIP, SPY, IEFA |
| Q2 2025 | 314 | $1.8B | IVV, IJH, VTIP, SPY, SPYG |
| Q1 2025 | 263 | $1.6B | IVV, IJH, VTIP, SPY, SPYV |
| Q4 2024 | 254 | $1.6B | IVV, IJH, SPY, VTIP, AAPL |
| Q3 2024 | 265 | $1.6B | IVV, IJH, SPY, IJR, SPYV |
| Q2 2024 | 249 | $1.5B | IVV, IJH, SPY, VTIP, IJR |
| Q1 2024 | 235 | $1.4B | IVV, IJH, SPY, VTIP, SPYV |