Klingman & Associates, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 14, 2026), Klingman & Associates, LLC reported 330 stock positions worth $2.1 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 16.7% of the portfolio, followed by Vanguard Short-Term Tips (VTIP, 5.9%) and iShares Core S&P Midcap ETF (IJH, 5.1%). Compared with Q4 2025, it opened 25 new positions, sold out of 21, added to 180 and reduced 82. The biggest buy was Vanguard Short-Term Tips (VTIP, shares +16%) and the biggest sale an exit from Ishrs Ibnds Dec 27 Corp. ETF (IBDS).
- Most Recent 13F
- Q2 2026
- Location
- New York, NY
- CIK
- 0001662449
- Portfolio Value
- $2.1B (Q1 2026)
- SEC Filing
- 0001172661-26-001944 ↗ filed May 14, 2026
Holdings Value
Holdings 330 stocks · $2.1B
| IVV iShares Core S&P 500 ETF | 16.66% | 526,701 | $344.0M | Add +2.4% |
| VTIP Vanguard Short-Term Tips | 5.87% | 2,425,416 | $121.1M | Add +16.2% |
| IJH iShares Core S&P Midcap ETF | 5.09% | 1,556,145 | $105.1M | Add +2.9% |
| IEFA iShares Core MSCI Eafe ETF | 4.20% | 957,356 | $86.7M | Add +5.3% |
| VEA Vanguard Ftse Developed ETF | 3.76% | 1,210,939 | $77.6M | Add +5.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.63% | 115,315 | $75.0M | Add +0.1% |
| IJR iShares Core S&P Small-Cap E | 3.57% | 592,795 | $73.7M | Add +4.5% |
| AAPL Apple Inc. | 3.32% | 269,842 | $68.5M | Reduce -0.8% |
| SPYV SS SPDR P S&P 500 Value ETF | 3.22% | 1,173,507 | $66.4M | Reduce -1.8% |
| SPYG SS SPDR P S&P 500 Growth ETF | 3.10% | 654,814 | $64.1M | Reduce -1.7% |
| VWO Vanguard Ftse Emerging Marke | 2.63% | 1,004,376 | $54.3M | Add +0.9% |
| RWL Invesco S&P 500 Revenue ETF | 1.83% | 329,029 | $37.8M | Add +8.8% |
| IBDU iShares Ibonds Dec 2029 Term | 1.78% | 1,580,678 | $36.8M | Add +2.7% |
| IBDV iShares Ibonds Dec 2030 Corp. | 1.75% | 1,650,363 | $36.1M | Add +5.1% |
| IBDW iShares Ibonds Dec 2031 Corp. | 1.72% | 1,699,798 | $35.6M | Add +7.6% |
| IEMG iShares Core MSCI Emerging | 1.64% | 484,089 | $33.8M | Add +5.1% |
| USMV iShares MSCI USA Min Vol Fac | 1.62% | 361,598 | $33.5M | Reduce -0.4% |
| IBDT iShares Ibonds Dec 2028 ETF | 1.60% | 1,304,385 | $33.0M | Add +3.0% |
| MDYV SS SPDR S&P 400 MC Val ETF | 1.53% | 369,859 | $31.5M | Reduce -0.3% |
| MDYG SS SPDR S&P 400 MC GR ETF | 1.51% | 324,175 | $31.1M | Reduce -0.6% |
| PRF Invesco Rafi US 1000 ETF | 1.42% | 618,139 | $29.4M | Reduce -9.3% |
| SDY SS SPDR S&P Dividend ETF | 1.34% | 189,356 | $27.6M | Reduce -1.3% |
| CFG Citizens Financial Group | 1.33% | 456,878 | $27.4M | Add +7.0% |
| IBDX iShares Ibonds Dec 2032 TC | 1.32% | 1,081,554 | $27.3M | Add +22.0% |
| SLYV SS SPDR S&P 600 SC Val ETF | 1.29% | 281,041 | $26.6M | Reduce -0.3% |
| MDY State Street SPDR S&P Midcap | 1.24% | 41,668 | $25.7M | Reduce -0.4% |
| SLYG SS SPDR S&P 600 SC GR ETF | 0.96% | 204,106 | $19.7M | Reduce -0.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.70% | 44,937 | $14.4M | Add +0.7% |
| MSFT Microsoft Corp. | 0.67% | 37,161 | $13.8M | Add +3.9% |
| NYF iShares New York Muni Bond E | 0.62% | 239,875 | $12.7M | Add +1.8% |
| SCZ iShares MSCI Eafe Small-Cap | 0.60% | 156,770 | $12.3M | Reduce -0.6% |
| AMZN Amazon.com Inc. | 0.59% | 58,351 | $12.2M | Add +1.8% |
| NVDA Nvidia Corp. | 0.56% | 66,895 | $11.7M | Add +4.0% |
| DDOG Datadog Inc. Class A | 0.47% | 82,167 | $9.7M | Add +0.5% |
| GOOG Alphabet Inc. Class C | 0.43% | 30,999 | $8.9M | Add +1.3% |
| GOOGL Alphabet Inc. Class A | 0.38% | 27,370 | $7.9M | Add +3.1% |
| IWB iShares Russell 1000 ETF | 0.38% | 22,034 | $7.9M | Add +1.1% |
| IWM iShares Russell 2000 ETF | 0.38% | 31,249 | $7.7M | Reduce -1.1% |
| JPM JPMorgan Chase & Co. | 0.37% | 25,794 | $7.6M | Reduce -9.2% |
| VOO Vanguard S&P 500 ETF | 0.33% | 11,339 | $6.8M | Add +2.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.32% | 13,891 | $6.7M | Reduce -0.1% |
| XOM Exxon Mobil Corp. | 0.32% | 38,929 | $6.6M | Reduce -1.5% |
| TDTT NT Iboxx 3Y Dur Tips ETF | 0.31% | 266,019 | $6.4M | Add +1.2% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.30% | 121,774 | $6.2M | Add +156.8% |
| JLL Jones Lang Lasalle Inc. | 0.28% | 19,041 | $5.8M | Reduce -19.0% |
| VNQ Vanguard Real Estate ETF | 0.25% | 58,289 | $5.2M | Add +1.1% |
| DVY iShares Select Dividend ETF | 0.24% | 32,219 | $4.9M | Add +0.0% |
| SOXX iShares Semiconductor ETF | 0.22% | 13,969 | $4.6M | No change |
| JNJ Johnson & Johnson | 0.21% | 18,072 | $4.4M | Add +1.6% |
| AVGO Broadcom Inc. | 0.21% | 13,912 | $4.3M | Add +5.8% |
| SPLV Invesco S&P 500 Low Volatili | 0.20% | 55,186 | $4.0M | Reduce -1.0% |
| DFAT Dimensional US Target Value | 0.19% | 64,332 | $4.0M | Reduce -0.1% |
| MA Mastercard Inc. Class A | 0.19% | 7,771 | $3.9M | Add +0.5% |
| META Meta Platforms Inc. Class A | 0.19% | 6,702 | $3.8M | Add +3.3% |
| AMAT Applied Materials Inc. | 0.17% | 10,463 | $3.6M | Add +0.7% |
| VEU Vanguard Ftse All-World Ex-U | 0.17% | 47,597 | $3.6M | Reduce -7.9% |
| DFIV Dimensional International Va | 0.17% | 66,457 | $3.5M | Add +0.1% |
| COST Costco Wholesale Corp. | 0.16% | 3,418 | $3.4M | Add +3.0% |
| IWF iShares Russell 1000 Growth | 0.15% | 7,237 | $3.1M | Add +0.1% |
| EFA iShares MSCI Eafe ETF | 0.15% | 31,103 | $3.0M | Add +1.8% |
| TSLA Tesla Inc. | 0.15% | 8,078 | $3.0M | Add +2.4% |
| ABBV Abbvie Inc. | 0.14% | 13,120 | $2.9M | Reduce -0.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.14% | 6,466 | $2.8M | Reduce -6.5% |
| V Visa Inc. Class A | 0.13% | 9,132 | $2.8M | Reduce -0.8% |
| HDV iShares Core High Dividend E | 0.13% | 20,225 | $2.7M | Reduce -2.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.13% | 10,463 | $2.7M | Reduce -0.3% |
| GE General Electric filed as GE AEROSPACE | 0.13% | 9,582 | $2.7M | Add +0.9% |
| IWN iShares Russell 2000 Value E | 0.13% | 14,297 | $2.7M | No change |
| RSP Invesco S&P 500 Equal Weight | 0.13% | 13,603 | $2.6M | No change |
| IXUS iShares Core Intl Stock ETF | 0.13% | 29,919 | $2.6M | Reduce -0.2% |
| LAMR Lamar Advertising Co. Class A | 0.13% | 20,424 | $2.6M | Add +7.5% |
| CROX Crocs Inc. | 0.12% | 30,090 | $2.5M | Add +1.2% |
| JPST JPMorgan Ultra-Short Income | 0.12% | 47,808 | $2.4M | No change |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.12% | 15,141 | $2.4M | Add +1.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.11% | 11,876 | $2.3M | Reduce -12.7% |
| OEF iShares S&P 100 ETF | 0.11% | 7,144 | $2.3M | Add +4.1% |
| PG The Procter & Gamble Co. | 0.11% | 15,551 | $2.2M | Add +0.7% |
| GEV GE Vernova Inc. | 0.11% | 2,547 | $2.2M | Add +3.9% |
| ORCL Oracle Corp. | 0.10% | 14,664 | $2.2M | Add +1.8% |
| C Citigroup Inc. | 0.10% | 18,984 | $2.2M | Add +1.4% |
| LLY Eli Lilly & Co. | 0.10% | 2,311 | $2.1M | Add +0.3% |
| WMT Walmart Inc. | 0.10% | 16,668 | $2.1M | Add +2.7% |
| MINT PIMCO Enhanced Short Maturit | 0.10% | 20,500 | $2.1M | No change |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.10% | 22,541 | $2.1M | Reduce -0.7% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.10% | 40,413 | $2.1M | No change |
| HD Home Depot Inc. | 0.10% | 6,202 | $2.0M | Reduce -4.8% |
| PJT PJT Partners Inc. Class A | 0.10% | 14,233 | $2.0M | Add +106.9% |
| CAT Caterpillar Inc. | 0.10% | 2,802 | $2.0M | Add +3.2% |
| RJF Raymond James Financial Inc. | 0.09% | 12,243 | $1.8M | Add +0.1% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.08% | 7,838 | $1.7M | Reduce -2.4% |
| IVOO Vanguard S&P Mid-Cap 400 ETF | 0.08% | 14,878 | $1.7M | Add +0.0% |
| QQQ Invesco QQQ Trust Series 1 | 0.08% | 2,942 | $1.7M | Add +5.0% |
| MCD McDonald's Corp. | 0.08% | 5,418 | $1.7M | Add +1.4% |
| SHY iShares 1-3 Year Treasury Bo | 0.08% | 20,279 | $1.7M | New |
| NEE Nextera Energy Inc. | 0.08% | 18,004 | $1.7M | Add +2.5% |
| RWK Invesco S&P Midcap 400 Rev | 0.08% | 12,954 | $1.7M | No change |
| NFLX Netflix Inc. | 0.08% | 16,944 | $1.6M | Add +12.0% |
| KO The Coca-Cola Co. | 0.08% | 21,172 | $1.6M | Add +2.4% |
| BX Blackstone Inc. | 0.07% | 13,362 | $1.5M | Add +6.4% |
| DFUV Dimensional US Marketwide Va | 0.07% | 31,543 | $1.5M | Add +0.3% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $24.3M (not counted above)
Total filed on the 13F, all lines: $2.1B.
Portfolio Sells Q4 2025 → Q1 2026
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | Sold out | 0.00% | −1.20 |
| IBDR iShares Ibonds Dec 2026 Term | Sold out | 0.00% | −0.83 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -1.7% | 3.10% | −0.32 |
| AAPL Apple Inc. | Reduce -0.8% | 3.32% | −0.25 |
| PRF Invesco Rafi US 1000 ETF | Reduce -9.3% | 1.42% | −0.12 |
| JLL Jones Lang Lasalle Inc. | Reduce -19.0% | 0.28% | −0.10 |
| JPM JPMorgan Chase & Co. | Reduce -9.2% | 0.37% | −0.07 |
| COMP Compass Inc. Class A | Reduce -58.7% | 0.02% | −0.06 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -1.8% | 3.22% | −0.06 |
| CRM Salesforce Inc. | Reduce -38.5% | 0.02% | −0.03 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -6.5% | 0.14% | −0.03 |
| PEG Public Service Enterprise GP | Sold out | 0.00% | −0.03 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -0.4% | 1.62% | −0.03 |
| V Visa Inc. Class A | Reduce -0.8% | 0.13% | −0.02 |
| ADP Automatic Data Processing | Reduce -3.9% | 0.07% | −0.02 |
| BRO Brown & Brown Inc. | Sold out | 0.00% | −0.02 |
| ADBE Adobe Inc. | Sold out | 0.00% | −0.02 |
| IBM Intl Business Machines Corp. | Reduce -5.0% | 0.06% | −0.02 |
| SCHC Schwab Intl Small-Cap Equity | Reduce -32.8% | 0.03% | −0.01 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.1% | 0.32% | −0.01 |
| ABT Abbott Laboratories | Reduce -1.8% | 0.06% | −0.01 |
| GIS General Mills Inc. | Sold out | 0.00% | −0.01 |
| INDA iShares MSCI India ETF | Sold out | 0.00% | −0.01 |
| ACN Accenture PLC Class A | Reduce -27.1% | 0.02% | −0.01 |
| RDVY First Trust Rising Dividend | Sold out | 0.00% | −0.01 |
| SE Sea Ltd.-ADR | Sold out | 0.00% | −0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -12.7% | 0.11% | −0.01 |
| CPNG Coupang Inc. | Reduce -2.0% | 0.04% | −0.01 |
| IBMO iShares Ibonds Dec 2026 Term | Sold out | 0.00% | −0.01 |
| ROL Rollins Inc. | Sold out | 0.00% | −0.01 |
| SAP Sap SE-Sponsored ADR | Sold out | 0.00% | −0.01 |
| APP AppLovin Corp. Class A | Sold out | 0.00% | −0.01 |
| IJK iShares S&P Mid-Cap 400 Grow | Sold out | 0.00% | −0.01 |
| SPGI S&P Global Inc. | Sold out | 0.00% | −0.01 |
| CEG Constellation Energy | Sold out | 0.00% | −0.01 |
| PYPL PayPal Holdings Inc. | Sold out | 0.00% | −0.01 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -7.9% | 0.17% | −0.01 |
| IDXX Idexx Laboratories Inc. | Sold out | 0.00% | −0.01 |
| GSLC Goldman Activebeta US LC ETF | Sold out | 0.00% | −0.01 |
| PAYX Paychex Inc. | Sold out | 0.00% | −0.01 |
| TEL Te Connectivity PLC | Sold out | 0.00% | −0.01 |
| HD Home Depot Inc. | Reduce -4.8% | 0.10% | −0.01 |
| QCOM Qualcomm Inc. | Reduce -15.7% | 0.02% | −0.01 |
| WFC Wells Fargo & Co. | Reduce -3.9% | 0.04% | −0.01 |
| BLK BlackRock Inc. | Reduce -7.9% | 0.04% | −0.01 |
| PLTR Palantir Technologies Inc. Class A | Reduce -2.9% | 0.03% | −0.01 |
| VIG Vanguard Dividend Apprec ETF | Reduce -10.8% | 0.05% | −0.01 |
| DE Deere & Co. | Reduce -25.9% | 0.06% | −0.01 |
| ABBV Abbvie Inc. | Reduce -0.4% | 0.14% | −0.01 |
| BAC Bank of America Corp. | Reduce -2.0% | 0.04% | −0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| VTIP Vanguard Short-Term Tips | Add +16.2% | 5.87% | +0.89 |
| VEA Vanguard Ftse Developed ETF | Add +5.7% | 3.76% | +0.31 |
| IJR iShares Core S&P Small-Cap E | Add +4.5% | 3.57% | +0.28 |
| IEFA iShares Core MSCI Eafe ETF | Add +5.3% | 4.20% | +0.27 |
| IJH iShares Core S&P Midcap ETF | Add +2.9% | 5.09% | +0.27 |
| IBDX iShares Ibonds Dec 2032 TC | Add +22.0% | 1.32% | +0.23 |
| JMST JPM Ultra-Short Muni Income | Add +156.8% | 0.30% | +0.18 |
| RWL Invesco S&P 500 Revenue ETF | Add +8.8% | 1.83% | +0.16 |
| IEMG iShares Core MSCI Emerging | Add +5.1% | 1.64% | +0.14 |
| CFG Citizens Financial Group | Add +7.0% | 1.33% | +0.12 |
| IBDW iShares Ibonds Dec 2031 Corp. | Add +7.6% | 1.72% | +0.11 |
| SHY iShares 1-3 Year Treasury Bo | New | 0.08% | +0.08 |
| IBDV iShares Ibonds Dec 2030 Corp. | Add +5.1% | 1.75% | +0.08 |
| IBMV Ishrs Ibond Dec 2033 TM ETF | New | 0.06% | +0.06 |
| VWO Vanguard Ftse Emerging Marke | Add +0.9% | 2.63% | +0.05 |
| IBDT iShares Ibonds Dec 2028 ETF | Add +3.0% | 1.60% | +0.04 |
| AMAT Applied Materials Inc. | Add +0.7% | 0.17% | +0.04 |
| IBDU iShares Ibonds Dec 2029 Term | Add +2.7% | 1.78% | +0.04 |
| IAU iShares Gold Trust | Add +147.2% | 0.07% | +0.04 |
| PJT PJT Partners Inc. Class A | Add +106.9% | 0.10% | +0.04 |
| JNJ Johnson & Johnson | Add +1.6% | 0.21% | +0.04 |
| ASST Strive Inc. Class A | New | 0.04% | +0.04 |
| GEV GE Vernova Inc. | Add +3.9% | 0.11% | +0.03 |
| COST Costco Wholesale Corp. | Add +3.0% | 0.16% | +0.03 |
| GLD SPDR Gold Shares | Add +61.1% | 0.06% | +0.03 |
| ETSY Etsy Inc. | New | 0.02% | +0.02 |
| CAT Caterpillar Inc. | Add +3.2% | 0.10% | +0.02 |
| CVX Chevron Corp. | Add +5.9% | 0.07% | +0.02 |
| GLW Corning Inc. | Add +3.0% | 0.05% | +0.02 |
| XLE SS Energy Select Sector | Add +109.6% | 0.03% | +0.02 |
| DVY iShares Select Dividend ETF | Add +0.0% | 0.24% | +0.02 |
| DOW Dow Inc. | New | 0.01% | +0.01 |
| WMT Walmart Inc. | Add +2.7% | 0.10% | +0.01 |
| LMT Lockheed Martin Corp. | Add +4.2% | 0.06% | +0.01 |
| NEE Nextera Energy Inc. | Add +2.5% | 0.08% | +0.01 |
| Q Qnity Electronics Inc. | New | 0.01% | +0.01 |
| TSM Taiwan Semiconductor-SP ADR | Add +18.5% | 0.05% | +0.01 |
| MU Micron Technology Inc. | Add +19.9% | 0.04% | +0.01 |
| APA Apa Corp. | New | 0.01% | +0.01 |
| WDC Western Digital Corp. | New | 0.01% | +0.01 |
| ASML ASML Holding NV-NY Reg SHS | Add +18.3% | 0.04% | +0.01 |
| MPC Marathon Petroleum Corp. | New | 0.01% | +0.01 |
| ETN Eaton Corp. PLC | New | 0.01% | +0.01 |
| STX Seagate Technology Holdings | New | 0.01% | +0.01 |
| EFV iShares MSCI Eafe Value ETF | New | 0.01% | +0.01 |
| STLD Steel Dynamics Inc. | New | 0.01% | +0.01 |
| UPS United Parcel Service Class B | New | 0.01% | +0.01 |
| BHP BHP Group Ltd.-Spon ADR | New | 0.01% | +0.01 |
| EPD Enterprise Products Partners | New | 0.01% | +0.01 |
| SNDK Sandisk Corp. | New | 0.01% | +0.01 |
Notes & Other Activity Q4 2025 → Q1 2026
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | New | 985,527 | $23.9M |
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | New | 18,406 | $446K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 350 | $2.3B | IVV, VTIP, IJH, IEFA, VEA |
| Q1 2026 | 330 | $2.1B | IVV, VTIP, IJH, IEFA, VEA |
| Q4 2025 | 326 | $2.1B | IVV, VTIP, IJH, IEFA, SPY |
| Q3 2025 | 319 | $2.0B | IVV, IJH, VTIP, SPY, IEFA |
| Q2 2025 | 314 | $1.8B | IVV, IJH, VTIP, SPY, SPYG |
| Q1 2025 | 263 | $1.6B | IVV, IJH, VTIP, SPY, SPYV |
| Q4 2024 | 254 | $1.6B | IVV, IJH, SPY, VTIP, AAPL |
| Q3 2024 | 265 | $1.6B | IVV, IJH, SPY, IJR, SPYV |
| Q2 2024 | 249 | $1.5B | IVV, IJH, SPY, VTIP, IJR |
| Q1 2024 | 235 | $1.4B | IVV, IJH, SPY, VTIP, SPYV |