Klingman & Associates, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 1, 2024), Klingman & Associates, LLC reported 235 stock positions worth $1.4 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 19.0% of the portfolio, followed by iShares Core S&P Midcap ETF (IJH, 5.6%) and SS SPDR S&P 500 ETF Trust-US (SPY, 4.7%). Compared with Q4 2023, it opened 13 new positions, sold out of 1, added to 85 and reduced 73. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +1%) and the biggest sale Vanguard Short-Term Tips (VTIP, shares −17%).

Most Recent 13F
Q2 2026
Location
New York, NY
CIK
0001662449
Portfolio Value
$1.4B (Q1 2024)
SEC Filing
0001172661-24-001966 ↗ filed May 1, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B$2.5B Q1 2024: $1.4B $1.4B Q1 2024 Q2 2024: $1.5B Q2 2024 Q3 2024: $1.6B Q3 2024 Q4 2024: $1.6B Q4 2024 Q1 2025: $1.6B Q1 2025 Q2 2025: $1.8B Q2 2025 Q3 2025: $2.0B Q3 2025 Q4 2025: $2.1B Q4 2025 Q1 2026: $2.1B Q1 2026 Q2 2026: $2.3B Q2 2026

Holdings 235 stocks · $1.4B
IVV iShares Core S&P 500 ETF 19.00% 502,317 $264.1M Add +1.3%
IJH iShares Core S&P Midcap ETF 5.56% 1,273,254 $77.3M Add +2.4%
SPY SS SPDR S&P 500 ETF Trust-US 4.71% 125,206 $65.5M Reduce -0.5%
VTIP Vanguard Short-Term Tips 4.17% 1,209,631 $57.9M Reduce -17.0%
SPYV SS SPDR P S&P 500 Value ETF 4.04% 1,121,263 $56.2M Reduce -3.1%
IJR iShares Core S&P Small-Cap E 3.95% 497,202 $55.0M Add +3.6%
SPYG SS SPDR P S&P 500 Growth ETF 3.65% 694,399 $50.8M Reduce -5.1%
AAPL Apple Inc. 2.97% 240,426 $41.2M Reduce -0.1%
IEFA iShares Core MSCI Eafe ETF 2.80% 524,587 $38.9M Add +1.1%
USMV iShares MSCI USA Min Vol Fac 2.37% 393,734 $32.9M Reduce -4.2%
VEA Vanguard Ftse Developed ETF 2.31% 639,587 $32.1M Add +8.6%
PRF Invesco Rafi US 1000 ETF 1.99% 719,880 $27.7M Reduce -1.8%
SDY SS SPDR S&P Dividend ETF 1.99% 210,687 $27.7M Reduce -0.2%
IBDU iShares Ibonds Dec 2029 Term 1.99% 1,209,142 $27.6M Add +2.8%
IBDT iShares Ibonds Dec 2028 ETF 1.96% 1,095,765 $27.3M Add +2.1%
MDYG SS SPDR S&P 400 MC GR ETF 1.90% 301,972 $26.4M Reduce -1.9%
MDYV SS SPDR S&P 400 MC Val ETF 1.89% 345,645 $26.3M Reduce -1.1%
MDY State Street SPDR S&P Midcap 1.79% 44,646 $24.8M Reduce -1.8%
RWL Invesco S&P 500 Revenue ETF 1.66% 246,225 $23.1M Add +5.0%
VWO Vanguard Ftse Emerging Marke 1.59% 529,588 $22.1M Add +7.5%
SLYV SS SPDR S&P 600 SC Val ETF 1.54% 258,087 $21.4M Reduce -1.0%
DDOG Datadog Inc. Class A 1.54% 173,214 $21.4M Reduce -8.9%
IBDV iShares Ibonds Dec 2030 Corp. 1.22% 789,420 $16.9M Add +20.9%
SLYG SS SPDR S&P 600 SC GR ETF 1.10% 175,796 $15.3M Reduce -1.6%
CFG Citizens Financial Group 1.10% 420,721 $15.3M Add +26.9%
PJT PJT Partners Inc. Class A 1.07% 157,056 $14.8M Add +5.2%
SCZ iShares MSCI Eafe Small-Cap 0.85% 186,938 $11.8M Reduce -0.6%
IBDW iShares Ibonds Dec 2031 Corp. 0.83% 564,657 $11.6M Add +34.7%
MSFT Microsoft Corp. 0.81% 26,910 $11.3M Add +1.0%
VTI VG Morningstar TS MKT ETF-US 0.80% 43,004 $11.2M Reduce 0.0%
TDTT NT Iboxx 3Y Dur Tips ETF 0.79% 462,870 $11.0M Reduce -25.2%
IEMG iShares Core MSCI Emerging 0.61% 165,506 $8.5M Add +4.2%
AMZN Amazon.com Inc. 0.51% 39,007 $7.0M Reduce -1.2%
IWM iShares Russell 2000 ETF 0.49% 32,543 $6.8M Reduce -0.4%
JLL Jones Lang Lasalle Inc. 0.49% 35,013 $6.8M No change
IWB iShares Russell 1000 ETF 0.46% 22,103 $6.4M No change
VNQ Vanguard Real Estate ETF 0.33% 52,663 $4.6M Reduce -1.6%
CROX Crocs Inc. 0.29% 28,297 $4.1M Reduce -41.0%
VOO Vanguard S&P 500 ETF 0.29% 8,437 $4.1M Reduce -1.4%
DVY iShares Select Dividend ETF 0.29% 32,672 $4.0M No change
SPLV Invesco S&P 500 Low Volatili 0.28% 58,411 $3.8M Reduce -1.7%
AMAT Applied Materials Inc. 0.27% 17,994 $3.7M Add +0.3%
BRK.B Berkshire Hathaway Inc. Class B 0.27% 8,803 $3.7M Add +1.4%
DFIP Dimensional Inflation-Protec 0.26% 87,925 $3.6M Reduce -12.7%
MA Mastercard Inc. Class A 0.26% 7,379 $3.6M Add +0.3%
DFAT Dimensional US Target Value 0.24% 62,218 $3.4M Reduce -0.1%
SOXX iShares Semiconductor ETF 0.21% 13,200 $3.0M No change
XOM Exxon Mobil Corp. 0.21% 25,644 $3.0M Add +0.9%
BRO Brown & Brown Inc. 0.21% 33,535 $2.9M No change
RSP Invesco S&P 500 Equal Weight 0.20% 16,137 $2.7M Add +0.5%
EFA iShares MSCI Eafe ETF 0.19% 33,017 $2.6M Reduce -0.9%
JPST JPMorgan Ultra-Short Income 0.19% 51,879 $2.6M Reduce -11.2%
VB Vanguard Most SM-Cap ETF-Usd 0.18% 11,232 $2.6M Add +0.4%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.18% 49,496 $2.5M Reduce -35.5%
JNJ Johnson & Johnson 0.18% 15,679 $2.5M Reduce -0.9%
GOOG Alphabet Inc. Class C 0.18% 15,987 $2.4M Reduce -2.0%
GOOGL Alphabet Inc. Class A 0.17% 16,066 $2.4M Add +2.3%
HDV iShares Core High Dividend E 0.17% 21,331 $2.4M Reduce -2.3%
JPM JPMorgan Chase & Co. 0.17% 11,553 $2.3M Add +1.6%
HD Home Depot Inc. 0.16% 5,722 $2.2M Add +0.5%
NEAR iShares SH Dba ETF Usd Inc. 0.16% 43,163 $2.2M No change
NVDA Nvidia Corp. 0.15% 2,347 $2.1M Reduce -2.6%
MINT PIMCO Enhanced Short Maturit 0.15% 20,500 $2.1M No change
IWN iShares Russell 2000 Value E 0.14% 12,671 $2.0M No change
ITOT iShares Core S&P Total U.S. 0.14% 17,386 $2.0M Reduce -4.5%
IXUS iShares Core Intl Stock ETF 0.14% 28,532 $1.9M Add +2.3%
VEU Vanguard Ftse All-World Ex-U 0.14% 32,788 $1.9M No change
META Meta Platforms Inc. Class A 0.14% 3,950 $1.9M Add +2.6%
EFAV iShares MSCI Eafe Min Vol Fa 0.13% 25,505 $1.8M Reduce -1.5%
BX Blackstone Inc. 0.13% 13,407 $1.8M Add +0.1%
OEF iShares S&P 100 ETF 0.12% 6,715 $1.7M No change
IVOO Vanguard S&P Mid-Cap 400 ETF 0.11% 14,899 $1.5M No change
ABBV Abbvie Inc. 0.11% 8,292 $1.5M Add +0.5%
IBMQ iShares Ibonds Dec 2028 Muni 0.11% 59,671 $1.5M Reduce -9.0%
GE General Electric 0.11% 8,553 $1.5M Reduce -1.6%
RWK Invesco S&P Midcap 400 Rev 0.11% 12,954 $1.5M No change
IBMP iShares Ibonds Dec 2027 Term 0.11% 58,633 $1.5M Reduce -4.4%
ORCL Oracle Corp. 0.10% 11,198 $1.4M Reduce -0.0%
PG The Procter & Gamble Co. 0.10% 8,578 $1.4M Reduce -3.4%
RJF Raymond James Financial Inc. 0.10% 10,409 $1.3M Add +14.8%
SCHF Schwab Intl Equity ETF 0.09% 33,060 $1.3M No change
RWJ Invesco S&P Smallcap 600 0.09% 29,108 $1.2M No change
QQQ Invesco QQQ Trust Series 1 0.09% 2,691 $1.2M Add +4.7%
MRK Merck & Co. Inc. 0.08% 8,900 $1.2M Add +0.1%
VIG Vanguard Dividend Apprec ETF 0.08% 6,427 $1.2M Add +0.1%
VGSH Vanguard Short-Term Treasury 0.08% 20,060 $1.2M Reduce -8.3%
IBMO iShares Ibonds Dec 2026 Term 0.08% 45,077 $1.1M Reduce -20.3%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.08% 11,051 $1.1M Reduce -4.4%
ADP Automatic Data Processing 0.08% 4,476 $1.1M Add +0.5%
VIOO Vanguard S&P Small-Cap 600 E 0.08% 10,934 $1.1M No change
UBSI United Bankshares Inc. 0.08% 30,596 $1.1M No change
IBMR iShares Ibonds Dec 2029 M BD 0.08% 42,289 $1.1M Add +21.6%
CPNG Coupang Inc. 0.08% 59,449 $1.1M Add +394.3%
IWR iShares Russell Mid-Cap ETF 0.08% 12,442 $1.0M Add +25.2%
VYM Vanguard High DVD Yield ETF 0.08% 8,630 $1.0M Reduce -4.0%
V Visa Inc. Class A 0.07% 3,717 $1.0M Add +1.1%
GBDC Golub Capital BDC Inc. 0.07% 62,050 $1.0M Add +11.3%
VUG Vanguard Mrngstar GR ETF-Sui 0.07% 2,947 $1.0M Add +5.0%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.07% 5,270 $1.0M Reduce -1.8%
LLY Eli Lilly & Co. 0.07% 1,286 $1.0M Add +0.7%
ROST Ross Stores Inc. 0.07% 6,319 $927K No change
NEE Nextera Energy Inc. 0.07% 14,462 $924K Reduce -0.1%
ORLY O'reilly Automotive Inc. 0.07% 801 $904K No change
DFUS Dimensional US Eq MKT ETF 0.06% 15,010 $855K No change
PDN Inv Rafi Dev MKT US SM-Usdin 0.06% 26,005 $855K No change
COMP Compass Inc. Class A 0.06% 237,009 $853K No change
INTC Intel Corp. 0.06% 18,756 $828K Reduce -5.0%
ABT Abbott Laboratories 0.06% 7,194 $818K Reduce -0.5%
COST Costco Wholesale Corp. 0.06% 1,092 $800K Reduce -0.7%
LMT Lockheed Martin Corp. 0.06% 1,706 $776K No change
AVUV Avantis US Small Cap Value 0.05% 8,105 $760K Add +0.3%
MCD McDonald's Corp. 0.05% 2,626 $740K Add +5.1%
EEM iShares MSCI Emerging Market 0.05% 17,171 $705K Add +1.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.05% 3,602 $688K Add +6.6%
VTV Vanguard Mrngstr Val ETF-Aui 0.05% 4,182 $681K Add +4.9%
HSY The Hershey Co. 0.05% 3,491 $679K Reduce -0.1%
IWF iShares Russell 1000 Growth 0.05% 1,996 $673K Add +6.3%
TSLA Tesla Inc. 0.05% 3,739 $657K Reduce -6.5%
ADBE Adobe Inc. 0.05% 1,287 $649K Reduce -2.2%
AVGO Broadcom Inc. 0.05% 481 $638K Add +3.0%
BRK.A Berkshire Hathaway Inc. Class A 0.05% 1 $634K No change
NFLX Netflix Inc. 0.05% 1,038 $630K Add +1.6%
VRP Invesco Variable Rate Prefer 0.04% 25,774 $613K Reduce -3.0%
IVE iShares S&P 500 Value ETF 0.04% 3,128 $584K No change
CVX Chevron Corp. 0.04% 3,680 $580K Reduce -0.9%
PEP Pepsico Inc. 0.04% 3,226 $565K Reduce -0.9%
SCHX Schwab US Large-Cap ETF 0.04% 8,977 $557K New
DGRW Wisdomtree U.S. Quality Divi 0.04% 7,306 $557K No change
VZ Verizon Communications Inc. 0.04% 13,125 $551K Add +3.0%
UNP Union Pacific Corp. 0.04% 2,201 $541K No change
RY Royal Bank of Canada 0.04% 5,248 $529K Reduce -4.0%
XLK SS Technology Select Sector 0.04% 2,435 $507K No change
WMT Walmart Inc. 0.04% 8,349 $502K Add +5.5%
HON Honeywell International Inc. 0.04% 2,420 $497K No change
IVW iShares S&P 500 Growth ETF 0.04% 5,782 $488K No change
SYY Sysco Corp. 0.04% 6,001 $487K No change
SCHV Schwab US Large-Cap Value 0.03% 6,284 $477K Reduce -9.6%
CSCO Cisco Systems Inc. 0.03% 9,495 $474K Reduce -6.5%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.03% 3,854 $472K Add +4.3%
PPG PPG Industries Inc. 0.03% 3,243 $470K No change
VOE Vngrd Mrngstr MD-Cap Val ETF 0.03% 3,013 $470K Add +2.7%
UNH Unitedhealth Group Inc. 0.03% 949 $469K Reduce -6.9%
BKNG Booking Holdings Inc. 0.03% 129 $468K Reduce -0.8%
URI United Rentals Inc. 0.03% 648 $467K No change
VXUS Vanguard Total Intl Stock 0.03% 7,733 $466K Add +1.3%
SCHG Schwab US Large-Cap Growth 0.03% 4,932 $457K Reduce -12.4%
PFF iShares Preferred & Income S 0.03% 14,013 $452K No change
J Jacobs Solutions Inc. 0.03% 2,935 $451K No change
F Ford Motor Co. filed as FORD MTR CO DEL 0.03% 33,849 $450K Reduce -3.9%
WTPI Wisdomtree Equity Premium Inc. 0.03% 13,435 $447K No change
DHR Danaher Corp. 0.03% 1,786 $446K Add +3.1%
TFC Truist Financial Corp. 0.03% 11,257 $439K Add +0.4%
LOW Lowe's Cos Inc. 0.03% 1,707 $435K Add +1.0%
DEM Wisdomtree Emerging Markets 0.03% 10,358 $433K Reduce -0.7%
IBMN iShares Ibonds Dec 2025 Term 0.03% 16,351 $433K Reduce -17.0%
BXSL Blackstone Secured Lending F 0.03% 13,700 $427K No change
KO The Coca-Cola Co. 0.03% 6,864 $420K Add +11.9%
CVS CVS Health Corp. 0.03% 5,258 $419K Add +0.5%
ACN Accenture PLC Class A 0.03% 1,205 $418K Add +42.6%
CRM Salesforce Inc. 0.03% 1,385 $417K Add +1.9%
LIN Linde PLC 0.03% 892 $414K Add +1.5%
ELME Elme Communities 0.03% 29,750 $414K No change
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.03% 1,750 $413K Reduce -3.5%
AOA iShares Core 80/20 Aggressiv 0.03% 5,604 $412K No change
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.03% 1,686 $404K No change
CACC Credit Acceptance Corp. 0.03% 731 $403K No change
WSM Williams-Sonoma Inc. 0.03% 1,253 $398K Reduce -2.8%
IWD iShares Russell 1000 Value E 0.03% 2,208 $395K Reduce -0.5%
LHX L3HARRIS Technologies Inc. 0.03% 1,854 $395K No change
AMD Advanced Micro Devices 0.03% 2,042 $369K Add +1.6%
GIS General Mills Inc. 0.03% 5,262 $368K Add +1.1%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.03% 1,407 $367K No change
GLD SPDR Gold Shares 0.03% 1,768 $364K Reduce -2.2%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.03% 9,470 $359K Add +5.3%
DFIV Dimensional International Va 0.03% 9,721 $357K No change
AMGN Amgen Inc. 0.03% 1,248 $355K Add +5.3%
T AT&T Inc. 0.03% 19,889 $350K Add +3.1%
FBRT Franklin BSP Realty Trust Inc. 0.02% 25,695 $343K Add +0.9%
SCHB Schwab US Broad Market ETF 0.02% 5,610 $342K No change
PXF Invesco Rafi Developed Marke 0.02% 6,847 $340K Add +0.0%
XFRAX BlackRock Fltng RT Inc. Strat 0.02% 26,033 $336K Add +22.0%
FFIV F5 Inc. 0.02% 1,719 $326K Add +0.2%
TIP iShares Tips Bond ETF 0.02% 2,991 $321K Reduce -11.1%
TMO Thermo Fisher Scientific Inc. 0.02% 552 $321K Add +5.3%
VMRK Vivmark Residential filed as EQUITY RESIDENTIAL 0.02% 5,079 $321K No change
GS Goldman Sachs Group Inc. 0.02% 758 $317K No change
QUAL iShares MSCI USA Quality Fac 0.02% 1,912 $314K Reduce -2.3%
MRNA Moderna Inc. 0.02% 2,888 $308K Reduce -25.1%
CL Colgate-Palmolive Co. 0.02% 3,363 $303K No change
SUSA iShares ESG Optimized MSCI U 0.02% 2,694 $294K No change
DE Deere & Co. 0.02% 711 $292K Add +2.8%
OCSL Oaktree Specialty Lending Co. 0.02% 14,850 $292K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.02% 1,111 $278K Add +8.5%
SCHW Schwab (charles) Corp. 0.02% 3,834 $277K Add +0.2%
HLT Hilton Worldwide Holdings Inc. 0.02% 1,296 $276K Add +0.9%
CSX CSX Corp. 0.02% 7,391 $274K Add +0.8%
ACWV iShares MSCI Global Min Vol 0.02% 2,597 $273K Add +16.4%
CMCSA Comcast Corp. Class A 0.02% 6,252 $271K Add +2.8%
SO The Southern Co. 0.02% 3,761 $270K No change
VSS Vanguard Ftse All Wo X-US SC 0.02% 2,296 $268K No change
GEHC GE Healthcare Technology 0.02% 2,897 $263K Add +1.3%
NVS Novartis AG-Sponsored ADR 0.02% 2,715 $263K No change
ED Consolidated Edison Inc. 0.02% 2,839 $258K Add +0.4%
SCHD Schwab US DVD Equity ETF 0.02% 3,154 $254K No change
PM Philip Morris International 0.02% 2,750 $252K Reduce -0.4%
SBUX Starbucks Corp. 0.02% 2,754 $252K Add +1.3%
LNT Alliant Energy Corp. 0.02% 4,945 $249K No change
BHP BHP Group Ltd.-Spon ADR 0.02% 4,306 $248K Add +0.4%
MDLZ Mondelez International Inc. Class A 0.02% 3,513 $246K No change
QCOM Qualcomm Inc. 0.02% 1,446 $245K Add +0.2%
IWO iShares Russell 2000 Growth 0.02% 902 $244K No change
IUSV iShares Core S&P U.S. Value 0.02% 2,690 $243K No change
KMX Carmax Inc. 0.02% 2,785 $243K No change
REGN Regeneron Pharmaceuticals 0.02% 251 $242K Add +1.6%
CAT Caterpillar Inc. 0.02% 648 $237K New
RIO Rio Tinto PLC-Spon ADR 0.02% 3,724 $237K No change
PFE Pfizer Inc. 0.02% 8,379 $233K Reduce -30.7%
NVO Novo-Nordisk A/S-Spons ADR 0.02% 1,792 $230K New
GBX Greenbrier Companies Inc. 0.02% 4,400 $229K New
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.02% 1,803 $227K Reduce -0.2%
PH Parker Hannifin Corp. 0.02% 407 $226K New
BNL Broadstone Net Lease Inc. 0.02% 14,288 $224K No change
CTSH Cognizant Tech Solutions-A 0.02% 2,895 $212K New
ESGU iShares ESG Aware MSCI USA 0.02% 1,826 $210K New
GLW Corning Inc. 0.01% 6,333 $209K New
MS Morgan Stanley 0.01% 2,206 $208K New
CPT Camden Property Trust 0.01% 2,064 $203K Add +0.4%
ISRG Intuitive Surgical Inc. 0.01% 508 $203K New
TXN Texas Instruments Inc. 0.01% 1,150 $200K New
JFR Nuveen Floating Rate Income 0.01% 20,143 $176K No change
EHAB Enhabit Inc. 0.01% 15,000 $175K No change
XEMDX Western Asset Emrg MRKT DBT 0.01% 12,581 $121K No change
PHAT Phathom Pharmaceuticals Inc. 0.01% 10,376 $110K New
GRITSTONE BIO INC 0.01% 34,786 $89K New
DRIO Dariohealth Corp. 0.00% 17,850 $27K No change

Options reported separately and not counted above: DDOG puts ($2.5M).

Other holdings (2): bonds, preferreds, convertibles and warrants · $49.0M (not counted above)
SecurityClassShares / PrincipalValueChange
IBDS Ishrs Ibnds Dec 27 Corp. ETF IBONDS 27 ETF · principal 1,086,879$25.9MReduce -0.1%
IBDR iShares Ibonds Dec 2026 Term IBONDS DEC2026 · principal 971,616$23.2MReduce -2.8%

Total filed on the 13F, all lines: $1.4B.

Portfolio Sells Q4 2023 → Q1 2024
VTIP Vanguard Short-Term Tips Reduce -17.0% 4.17% −1.11
AAPL Apple Inc. Reduce -0.1% 2.97% −0.56
TDTT NT Iboxx 3Y Dur Tips ETF Reduce -25.2% 0.79% −0.32
DDOG Datadog Inc. Class A Reduce -8.9% 1.54% −0.22
JMST JPM Ultra-Short Muni Income Reduce -35.5% 0.18% −0.12
SLYV SS SPDR S&P 600 SC Val ETF Reduce -1.0% 1.54% −0.11
USMV iShares MSCI USA Min Vol Fac Reduce -4.2% 2.37% −0.08
SPYV SS SPDR P S&P 500 Value ETF Reduce -3.1% 4.04% −0.07
MDYV SS SPDR S&P 400 MC Val ETF Reduce -1.1% 1.89% −0.06
DFIP Dimensional Inflation-Protec Reduce -12.7% 0.26% −0.06
CROX Crocs Inc. Reduce -41.0% 0.29% −0.05
SLYG SS SPDR S&P 600 SC GR ETF Reduce -1.6% 1.10% −0.04
SCZ iShares MSCI Eafe Small-Cap Reduce -0.6% 0.85% −0.04
JPST JPMorgan Ultra-Short Income Reduce -11.2% 0.19% −0.04
VNQ Vanguard Real Estate ETF Reduce -1.6% 0.33% −0.03
NTCOY Natura &co Holding-ADR Sold out 0.00% −0.03
TSLA Tesla Inc. Reduce -6.5% 0.05% −0.03
IBMO iShares Ibonds Dec 2026 Term Reduce -20.3% 0.08% −0.03
SDY SS SPDR S&P Dividend ETF Reduce -0.2% 1.99% −0.02
IBMQ iShares Ibonds Dec 2028 Muni Reduce -9.0% 0.11% −0.02
INTC Intel Corp. Reduce -5.0% 0.06% −0.02
VGSH Vanguard Short-Term Treasury Reduce -8.3% 0.08% −0.01
ADBE Adobe Inc. Reduce -2.2% 0.05% −0.01
IBMP iShares Ibonds Dec 2027 Term Reduce -4.4% 0.11% −0.01
JNJ Johnson & Johnson Reduce -0.9% 0.18% −0.01
PFE Pfizer Inc. Reduce -30.7% 0.02% −0.01
IBMN iShares Ibonds Dec 2025 Term Reduce -17.0% 0.03% −0.01
IWM iShares Russell 2000 ETF Reduce -0.4% 0.49% −0.01
MRNA Moderna Inc. Reduce -25.1% 0.02% −0.01
UNH Unitedhealth Group Inc. Reduce -6.9% 0.03% −0.01
SPLV Invesco S&P 500 Low Volatili Reduce -1.7% 0.28% −0.01
EFAV iShares MSCI Eafe Min Vol Fa Reduce -1.5% 0.13% −0.01
CSCO Cisco Systems Inc. Reduce -6.5% 0.03% −0.01
DFAT Dimensional US Target Value Reduce -0.1% 0.24% −0.00
TIP iShares Tips Bond ETF Reduce -11.1% 0.02% −0.00
RY Royal Bank of Canada Reduce -4.0% 0.04% −0.00
SCHV Schwab US Large-Cap Value Reduce -9.6% 0.03% −0.00
SCHG Schwab US Large-Cap Growth Reduce -12.4% 0.03% −0.00
VRP Invesco Variable Rate Prefer Reduce -3.0% 0.04% −0.00
TJX TJX Companies Inc. Reduce -4.4% 0.08% −0.00
ABT Abbott Laboratories Reduce -0.5% 0.06% −0.00
ITOT iShares Core S&P Total U.S. Reduce -4.5% 0.14% −0.00
PM Philip Morris International Reduce -0.4% 0.02% −0.00
EFA iShares MSCI Eafe ETF Reduce -0.9% 0.19% −0.00
BKNG Booking Holdings Inc. Reduce -0.8% 0.03% −0.00
PEP Pepsico Inc. Reduce -0.9% 0.04% −0.00
VYM Vanguard High DVD Yield ETF Reduce -4.0% 0.08% −0.00
DEM Wisdomtree Emerging Markets Reduce -0.7% 0.03% −0.00
SJM The JM Smucker Co. Reduce -0.2% 0.02% −0.00
HSY The Hershey Co. Reduce -0.1% 0.05% −0.00

Portfolio Buys Q4 2023 → Q1 2024
IVV iShares Core S&P 500 ETF Add +1.3% 19.00% +0.96
IJH iShares Core S&P Midcap ETF Add +2.4% 5.56% +0.31
CFG Citizens Financial Group Add +26.9% 1.10% +0.26
IBDW iShares Ibonds Dec 2031 Corp. Add +34.7% 0.83% +0.17
VEA Vanguard Ftse Developed ETF Add +8.6% 2.31% +0.16
IBDV iShares Ibonds Dec 2030 Corp. Add +20.9% 1.22% +0.14
RWL Invesco S&P 500 Revenue ETF Add +5.0% 1.66% +0.14
CPNG Coupang Inc. Add +394.3% 0.08% +0.06
MSFT Microsoft Corp. Add +1.0% 0.81% +0.05
VWO Vanguard Ftse Emerging Marke Add +7.5% 1.59% +0.05
AMAT Applied Materials Inc. Add +0.3% 0.27% +0.05
SCHX Schwab US Large-Cap ETF New 0.04% +0.04
META Meta Platforms Inc. Class A Add +2.6% 0.14% +0.03
BRK.B Berkshire Hathaway Inc. Class B Add +1.4% 0.27% +0.03
XOM Exxon Mobil Corp. Add +0.9% 0.21% +0.02
IEFA iShares Core MSCI Eafe ETF Add +1.1% 2.80% +0.02
JPM JPMorgan Chase & Co. Add +1.6% 0.17% +0.02
RJF Raymond James Financial Inc. Add +14.8% 0.10% +0.02
CAT Caterpillar Inc. New 0.02% +0.02
MA Mastercard Inc. Class A Add +0.3% 0.26% +0.02
NVO Novo-Nordisk A/S-Spons ADR New 0.02% +0.02
GBX Greenbrier Companies Inc. New 0.02% +0.02
IWR iShares Russell Mid-Cap ETF Add +25.2% 0.08% +0.02
PH Parker Hannifin Corp. New 0.02% +0.02
CTSH Cognizant Tech Solutions-A New 0.02% +0.02
LLY Eli Lilly & Co. Add +0.7% 0.07% +0.02
ESGU iShares ESG Aware MSCI USA New 0.02% +0.02
GLW Corning Inc. New 0.01% +0.01
MS Morgan Stanley New 0.01% +0.01
ISRG Intuitive Surgical Inc. New 0.01% +0.01
TXN Texas Instruments Inc. New 0.01% +0.01
ABBV Abbvie Inc. Add +0.5% 0.11% +0.01
MRK Merck & Co. Inc. Add +0.1% 0.08% +0.01
GBDC Golub Capital BDC Inc. Add +11.3% 0.07% +0.01
IBMR iShares Ibonds Dec 2029 M BD Add +21.6% 0.08% +0.01
DIS The Walt Disney Co. Add +4.3% 0.03% +0.01
PHAT Phathom Pharmaceuticals Inc. New 0.01% +0.01
HD Home Depot Inc. Add +0.5% 0.16% +0.01
ACN Accenture PLC Class A Add +42.6% 0.03% +0.01
IBM Intl Business Machines Corp. Add +6.6% 0.05% +0.01
NFLX Netflix Inc. Add +1.6% 0.05% +0.01
GOOGL Alphabet Inc. Class A Add +2.3% 0.17% +0.01
VUG Vanguard Mrngstar GR ETF-Sui Add +5.0% 0.07% +0.01
GRITSTONE BIO INC New 0.01% +0.01
AVGO Broadcom Inc. Add +3.0% 0.05% +0.01
QQQ Invesco QQQ Trust Series 1 Add +4.7% 0.09% +0.01
IWF iShares Russell 1000 Growth Add +6.3% 0.05% +0.01
WMT Walmart Inc. Add +5.5% 0.04% +0.00
AMD Advanced Micro Devices Add +1.6% 0.03% +0.00
XFRAX BlackRock Fltng RT Inc. Strat Add +22.0% 0.02% +0.00

Options Activity Q4 2023 → Q1 2024
DDOG Datadog Inc. Class A put New 20,000 $2.5M

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q4 2023 → Q1 2024
IBDS Ishrs Ibnds Dec 27 Corp. ETF IBONDS 27 ETF · principal Reduce -0.1% 1,086,879 $25.9M
IBDR iShares Ibonds Dec 2026 Term IBONDS DEC2026 · principal Reduce -2.8% 971,616 $23.2M

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 350$2.3BIVV, VTIP, IJH, IEFA, VEA
Q1 2026 330$2.1BIVV, VTIP, IJH, IEFA, VEA
Q4 2025 326$2.1BIVV, VTIP, IJH, IEFA, SPY
Q3 2025 319$2.0BIVV, IJH, VTIP, SPY, IEFA
Q2 2025 314$1.8BIVV, IJH, VTIP, SPY, SPYG
Q1 2025 263$1.6BIVV, IJH, VTIP, SPY, SPYV
Q4 2024 254$1.6BIVV, IJH, SPY, VTIP, AAPL
Q3 2024 265$1.6BIVV, IJH, SPY, IJR, SPYV
Q2 2024 249$1.5BIVV, IJH, SPY, VTIP, IJR
Q1 2024 235$1.4BIVV, IJH, SPY, VTIP, SPYV