Klingman & Associates, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 1, 2024), Klingman & Associates, LLC reported 265 stock positions worth $1.6 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 18.7% of the portfolio, followed by iShares Core S&P Midcap ETF (IJH, 5.2%) and SS SPDR S&P 500 ETF Trust-US (SPY, 4.3%). Compared with Q2 2024, it opened 25 new positions, sold out of 9, added to 105 and reduced 72. The biggest buy was Vanguard Ftse Developed ETF (VEA, shares +16%) and the biggest sale PJT Partners Class A (PJT, shares −49%).

Most Recent 13F
Q2 2026
Location
New York, NY
CIK
0001662449
Portfolio Value
$1.6B (Q3 2024)
SEC Filing
0001172661-24-004449 ↗ filed Nov 1, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B$2.5B Q1 2024: $1.4B Q1 2024 Q2 2024: $1.5B Q2 2024 Q3 2024: $1.6B $1.6B Q3 2024 Q4 2024: $1.6B Q4 2024 Q1 2025: $1.6B Q1 2025 Q2 2025: $1.8B Q2 2025 Q3 2025: $2.0B Q3 2025 Q4 2025: $2.1B Q4 2025 Q1 2026: $2.1B Q1 2026 Q2 2026: $2.3B Q2 2026

Holdings 265 stocks · $1.6B
IVV iShares Core S&P 500 ETF 18.67% 522,623 $301.5M Add +1.9%
IJH iShares Core S&P Midcap ETF 5.25% 1,359,721 $84.7M Add +4.0%
SPY SS SPDR S&P 500 ETF Trust-US 4.31% 121,174 $69.5M Reduce -2.3%
IJR iShares Core S&P Small-Cap E 3.85% 531,921 $62.2M Add +2.4%
SPYV SS SPDR P S&P 500 Value ETF 3.64% 1,110,654 $58.7M Reduce -0.3%
AAPL Apple Inc. 3.59% 248,989 $58.0M Add +3.9%
SPYG SS SPDR P S&P 500 Growth ETF 3.51% 683,097 $56.7M Reduce -0.7%
VTIP Vanguard Short-Term Tips 3.49% 1,142,860 $56.4M Reduce -0.8%
IEFA iShares Core MSCI Eafe ETF 2.74% 565,812 $44.2M Add +2.5%
VEA Vanguard Ftse Developed ETF 2.71% 827,056 $43.7M Add +16.0%
USMV iShares MSCI USA Min Vol Fac 2.17% 384,567 $35.1M Reduce -1.0%
VWO Vanguard Ftse Emerging Marke 1.86% 626,510 $30.0M Add +11.6%
SDY SS SPDR S&P Dividend ETF 1.80% 205,028 $29.1M Reduce -0.7%
PRF Invesco Rafi US 1000 ETF 1.78% 706,293 $28.7M Reduce -1.6%
IBDU iShares Ibonds Dec 2029 Term 1.76% 1,211,319 $28.5M Add +2.2%
MDYV SS SPDR S&P 400 MC Val ETF 1.70% 344,556 $27.4M Reduce -0.1%
IBDT iShares Ibonds Dec 2028 ETF 1.68% 1,059,782 $27.1M Add +0.2%
MDYG SS SPDR S&P 400 MC GR ETF 1.64% 301,152 $26.4M Add +0.0%
RWL Invesco S&P 500 Revenue ETF 1.60% 262,803 $25.8M Add +2.3%
MDY State Street SPDR S&P Midcap 1.54% 43,599 $24.8M Reduce -1.8%
IBDS Ishrs Ibnds Dec 27 Corp. ETF 1.54% 1,017,458 $24.8M Reduce -0.7%
SLYV SS SPDR S&P 600 SC Val ETF 1.38% 257,041 $22.3M Add +0.1%
IBDV iShares Ibonds Dec 2030 Corp. 1.34% 979,221 $21.7M Add +10.3%
IBDR iShares Ibonds Dec 2026 Term 1.34% 890,755 $21.6M Reduce -2.6%
DDOG Datadog Inc. Class A 1.17% 164,104 $18.9M Reduce -4.3%
CFG Citizens Financial Group 1.07% 420,721 $17.3M Reduce -0.0%
IBDW iShares Ibonds Dec 2031 Corp. 1.02% 774,020 $16.4M Add +17.5%
SLYG SS SPDR S&P 600 SC GR ETF 1.01% 174,915 $16.3M Reduce -0.3%
VTI VG Morningstar TS MKT ETF-US 0.83% 47,351 $13.4M Add +6.1%
MSFT Microsoft Corp. 0.80% 30,111 $13.0M Add +8.4%
SCZ iShares MSCI Eafe Small-Cap 0.75% 178,508 $12.1M Reduce -4.3%
NYF iShares New York Muni Bond E 0.66% 196,898 $10.7M Add +10.6%
IEMG iShares Core MSCI Emerging 0.65% 182,434 $10.5M Add +7.6%
PJT PJT Partners Inc. Class A 0.63% 76,802 $10.2M Reduce -48.6%
AMZN Amazon.com Inc. 0.51% 44,168 $8.2M Add +10.5%
TDTT NT Iboxx 3Y Dur Tips ETF 0.47% 313,519 $7.5M Reduce -8.4%
IWM iShares Russell 2000 ETF 0.45% 33,114 $7.3M Reduce -0.7%
IWB iShares Russell 1000 ETF 0.43% 22,103 $6.9M No change
JLL Jones Lang Lasalle Inc. 0.42% 25,328 $6.8M No change
XOM Exxon Mobil Corp. 0.38% 52,009 $6.1M Add +97.5%
JPM JPMorgan Chase & Co. 0.36% 27,257 $5.7M Add +11.1%
VNQ Vanguard Real Estate ETF 0.32% 53,774 $5.2M Reduce -0.3%
VOO Vanguard S&P 500 ETF 0.28% 8,632 $4.6M Add +0.3%
DVY iShares Select Dividend ETF 0.27% 32,672 $4.4M No change
GOOG Alphabet Inc. Class C 0.27% 26,156 $4.4M Add +66.2%
CROX Crocs Inc. 0.27% 29,897 $4.3M Add +0.7%
BRK.B Berkshire Hathaway Inc. Class B 0.27% 9,350 $4.3M Add +16.4%
SPLV Invesco S&P 500 Low Volatili 0.26% 58,411 $4.2M No change
MA Mastercard Inc. Class A 0.23% 7,441 $3.7M Add +0.6%
NVDA Nvidia Corp. 0.23% 30,060 $3.7M Add +21.3%
AMAT Applied Materials Inc. 0.23% 18,003 $3.6M Reduce -0.0%
DFAT Dimensional US Target Value 0.21% 62,218 $3.5M No change
DFIP Dimensional Inflation-Protec 0.21% 81,817 $3.5M Reduce -2.4%
HD Home Depot Inc. 0.21% 8,252 $3.3M Add +38.8%
SOXX iShares Semiconductor ETF 0.19% 13,200 $3.0M Reduce -0.1%
GOOGL Alphabet Inc. Class A 0.18% 17,797 $3.0M Add +14.3%
EFA iShares MSCI Eafe ETF 0.18% 34,287 $2.9M No change
COST Costco Wholesale Corp. 0.17% 3,158 $2.8M Add +181.7%
RSP Invesco S&P 500 Equal Weight 0.17% 15,368 $2.8M No change
VB Vanguard Most SM-Cap ETF-Usd 0.16% 11,072 $2.6M Reduce -0.3%
JPST JPMorgan Ultra-Short Income 0.16% 51,608 $2.6M Reduce -0.2%
V Visa Inc. Class A 0.16% 9,314 $2.6M Add +144.0%
HDV iShares Core High Dividend E 0.16% 21,297 $2.5M Add +0.0%
JNJ Johnson & Johnson 0.15% 15,315 $2.5M Add +1.4%
META Meta Platforms Inc. Class A 0.14% 4,048 $2.3M Reduce -1.7%
ABBV Abbvie Inc. 0.14% 11,665 $2.3M Add +35.7%
NEAR iShares SH Dba ETF Usd Inc. 0.14% 43,163 $2.2M No change
ADP Automatic Data Processing 0.13% 7,816 $2.2M Add +63.4%
IWN iShares Russell 2000 Value E 0.13% 12,942 $2.2M No change
MINT PIMCO Enhanced Short Maturit 0.13% 20,500 $2.1M No change
IXUS iShares Core Intl Stock ETF 0.13% 27,817 $2.0M Reduce -1.3%
BX Blackstone Inc. 0.12% 13,139 $2.0M Reduce -0.5%
VEU Vanguard Ftse All-World Ex-U 0.12% 31,488 $2.0M Reduce -4.0%
ORCL Oracle Corp. 0.12% 11,491 $2.0M Add +0.3%
TMO Thermo Fisher Scientific Inc. 0.12% 3,137 $1.9M Add +300.1%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.12% 16,331 $1.9M Add +45.2%
EFAV iShares MSCI Eafe Min Vol Fa 0.12% 24,861 $1.9M Reduce -1.4%
OEF iShares S&P 100 ETF 0.12% 6,715 $1.9M No change
NEE Nextera Energy Inc. 0.11% 21,513 $1.8M Add +37.0%
PG The Procter & Gamble Co. 0.11% 10,392 $1.8M Add +12.9%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.11% 34,723 $1.8M Reduce -8.9%
ITOT iShares Core S&P Total U.S. 0.11% 13,715 $1.7M Reduce -20.5%
TTEK Tetra Tech Inc. 0.10% 33,850 $1.6M New
GE General Electric filed as GE AEROSPACE 0.10% 8,357 $1.6M Reduce -2.0%
IVOO Vanguard S&P Mid-Cap 400 ETF 0.10% 14,899 $1.6M No change
RWK Invesco S&P Midcap 400 Rev 0.09% 12,954 $1.5M No change
LLY Eli Lilly & Co. 0.09% 1,659 $1.5M Add +5.1%
CPNG Coupang Inc. 0.09% 59,604 $1.5M Add +0.1%
AVGO Broadcom Inc. 0.09% 8,081 $1.4M Add +52.2%
SCHF Schwab Intl Equity ETF 0.08% 32,725 $1.3M Add +0.3%
UNH Unitedhealth Group Inc. 0.08% 2,301 $1.3M Add +148.5%
SYK Stryker Corp. 0.08% 3,700 $1.3M Add +321.9%
QQQ Invesco QQQ Trust Series 1 0.08% 2,710 $1.3M Reduce -0.0%
RWJ Invesco S&P Smallcap 600 0.08% 28,899 $1.3M No change
COMP Compass Inc. Class A 0.08% 215,982 $1.3M Reduce -14.0%
ABT Abbott Laboratories 0.08% 11,391 $1.3M Add +47.9%
MCD McDonald's Corp. 0.08% 4,226 $1.3M Add +49.7%
VIG Vanguard Dividend Apprec ETF 0.08% 6,472 $1.3M Add +0.1%
RJF Raymond James Financial Inc. 0.08% 10,467 $1.3M Add +0.3%
VYM Vanguard High DVD Yield ETF 0.08% 9,460 $1.2M Reduce -8.0%
VUG Vanguard Mrngstar GR ETF-Sui 0.07% 3,087 $1.2M Reduce -11.1%
VIOO Vanguard S&P Small-Cap 600 E 0.07% 10,934 $1.2M No change
VGSH Vanguard Short-Term Treasury 0.07% 19,627 $1.2M No change
UBSI United Bankshares Inc. 0.07% 30,596 $1.1M No change
IWR iShares Russell Mid-Cap ETF 0.07% 12,497 $1.1M Reduce -0.5%
TSLA Tesla Inc. 0.07% 4,160 $1.1M Add +3.2%
MRK Merck & Co. Inc. 0.07% 9,510 $1.1M Reduce -0.9%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.06% 5,210 $1.0M Add +0.0%
LMT Lockheed Martin Corp. 0.06% 1,729 $1.0M Add +1.1%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.06% 4,552 $1.0M Add +30.1%
ROST Ross Stores Inc. 0.06% 6,327 $952K No change
GBDC Golub Capital BDC Inc. 0.06% 62,538 $945K Add +0.8%
CVX Chevron Corp. 0.06% 6,101 $898K Add +52.8%
EEM iShares MSCI Emerging Market 0.05% 19,024 $872K No change
ORLY O'reilly Automotive Inc. 0.05% 751 $865K No change
PDN Inv Rafi Dev MKT US SM-Usdin 0.05% 23,721 $834K Reduce -2.4%
ACN Accenture PLC Class A 0.05% 2,310 $817K Add +87.7%
ARES Ares Management Corp. Class A 0.05% 5,198 $810K New
AVUV Avantis US Small Cap Value 0.05% 8,160 $783K Add +0.3%
VTV Vanguard Mrngstr Val ETF-Aui 0.05% 4,459 $778K No change
TXN Texas Instruments Inc. 0.05% 3,766 $778K Add +157.9%
SPEM State Street SP PTF Em ETF 0.05% 18,706 $772K New
CRM Salesforce Inc. 0.05% 2,778 $760K Add +94.4%
DE Deere & Co. 0.05% 1,803 $752K Add +146.7%
RTX RTX Corp. 0.05% 6,147 $745K New
NFLX Netflix Inc. 0.05% 1,046 $742K Reduce -5.2%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.05% 7,707 $741K Add +39.3%
IWF iShares Russell 1000 Growth 0.05% 1,972 $740K No change
DFUS Dimensional US Eq MKT ETF 0.05% 11,724 $729K Reduce -21.9%
WMT Walmart Inc. 0.04% 8,897 $718K Add +0.6%
ECL Ecolab Inc. 0.04% 2,777 $709K New
BRK.A Berkshire Hathaway Inc. Class A 0.04% 1 $691K No change
GEHC GE Healthcare Technology 0.04% 7,244 $680K Add +109.6%
HSY The Hershey Co. 0.04% 3,501 $671K Add +0.0%
SCHX Schwab US Large-Cap ETF 0.04% 9,877 $670K Add +10.0%
VRP Invesco Variable Rate Prefer 0.04% 26,827 $656K No change
KO The Coca-Cola Co. 0.04% 9,072 $652K Add +32.0%
ADBE Adobe Inc. 0.04% 1,227 $635K Reduce -0.2%
IBMR iShares Ibonds Dec 2029 M BD 0.04% 24,843 $633K Add +2.6%
IBMQ iShares Ibonds Dec 2028 Muni 0.04% 24,262 $622K Reduce -14.3%
IBMP iShares Ibonds Dec 2027 Term 0.04% 24,286 $618K Reduce -14.3%
IVE iShares S&P 500 Value ETF 0.04% 3,128 $617K No change
DGRW Wisdomtree U.S. Quality Divi 0.04% 7,306 $608K No change
BRO Brown & Brown Inc. 0.04% 5,805 $601K No change
IBMO iShares Ibonds Dec 2026 Term 0.04% 23,441 $601K Reduce -6.8%
PEP Pepsico Inc. 0.04% 3,520 $599K Reduce -3.8%
VSS Vanguard Ftse All Wo X-US SC 0.04% 4,733 $596K Add +80.4%
DHR Danaher Corp. 0.03% 2,017 $561K Add +11.7%
IVW iShares S&P 500 Growth ETF 0.03% 5,782 $554K No change
HON Honeywell International Inc. 0.03% 2,667 $551K Add +0.3%
XLK SS Technology Select Sector 0.03% 2,435 $550K No change
BKNG Booking Holdings Inc. 0.03% 130 $548K Add +0.8%
GEV GE Vernova Inc. 0.03% 2,094 $534K Reduce -0.7%
URI United Rentals Inc. 0.03% 654 $530K Add +0.1%
UNP Union Pacific Corp. 0.03% 2,139 $527K Reduce -2.7%
ELME Elme Communities 0.03% 29,750 $523K No change
VXUS Vanguard Total Intl Stock 0.03% 7,853 $508K Add +0.7%
TFC Truist Financial Corp. 0.03% 11,547 $494K No change
SCHG Schwab US Large-Cap Growth 0.03% 4,652 $485K Reduce -0.1%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.03% 2,829 $474K Reduce -0.6%
SYY Sysco Corp. 0.03% 6,027 $470K Reduce -0.7%
SCHV Schwab US Large-Cap Value 0.03% 5,815 $467K No change
STLD Steel Dynamics Inc. 0.03% 3,697 $466K New
PFF iShares Preferred & Income S 0.03% 14,013 $466K No change
PLD Prologis Inc. 0.03% 3,679 $465K New
BLK BlackRock Finance Inc. 0.03% 488 $463K New
LOW Lowe's Cos Inc. 0.03% 1,665 $451K Reduce -3.4%
LHX L3HARRIS Technologies Inc. 0.03% 1,880 $447K Add +0.5%
WTPI Wisdomtree Equity Premium Inc. 0.03% 13,435 $445K No change
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.03% 1,686 $444K No change
AOA iShares Core 80/20 Aggressiv 0.03% 5,604 $442K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.03% 11,139 $442K Add +3.9%
PPG PPG Industries Inc. 0.03% 3,288 $436K Reduce -1.1%
LIN Linde PLC 0.03% 900 $429K Add +0.5%
GLD SPDR Gold Shares 0.03% 1,748 $425K Add +0.3%
FBRT Franklin BSP Realty Trust Inc. 0.03% 32,399 $423K Add +0.8%
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.03% 1,724 $420K Reduce -12.8%
IWD iShares Russell 1000 Value E 0.03% 2,208 $419K No change
CSCO Cisco Systems Inc. 0.03% 7,868 $419K Reduce -18.4%
INTC Intel Corp. 0.03% 17,197 $403K Reduce -6.6%
BXSL Blackstone Secured Lending F 0.02% 13,700 $401K No change
IAU iShares Gold Trust 0.02% 7,983 $397K Add +71.7%
GIS General Mills Inc. 0.02% 5,355 $395K Add +1.8%
DEM Wisdomtree Emerging Markets 0.02% 8,857 $390K Reduce -0.2%
AMGN Amgen Inc. 0.02% 1,198 $386K Add +0.2%
J Jacobs Solutions Inc. 0.02% 2,935 $384K Reduce -0.1%
FFIV F5 Inc. 0.02% 1,726 $380K No change
UBER Uber Technologies Inc. 0.02% 5,044 $379K New
GS Goldman Sachs Group Inc. 0.02% 764 $378K Add +0.1%
SCHB Schwab US Broad Market ETF 0.02% 5,610 $373K No change
DFIV Dimensional International Va 0.02% 9,721 $370K No change
VBK Van Morst SML-Cap Gro-Usd Inc. 0.02% 1,374 $367K Reduce -0.5%
XFRAX BlackRock Fltng RT Inc. Strat 0.02% 27,547 $364K Add +2.8%
PM Philip Morris International 0.02% 2,991 $363K Add +0.3%
WSM Williams-Sonoma Inc. 0.02% 2,335 $362K Reduce -4.5%
PGR Progressive Corp. 0.02% 1,420 $360K New
DD Dupont DE Nemours Inc. 0.02% 4,039 $360K Add +62.3%
CL Colgate-Palmolive Co. 0.02% 3,444 $358K Add +0.9%
ISRG Intuitive Surgical Inc. 0.02% 725 $356K Add +6.5%
QUAL iShares MSCI USA Quality Fac 0.02% 1,951 $350K Add +2.0%
NOW ServiceNow Inc. 0.02% 381 $341K New
ZTS Zoetis Inc. 0.02% 1,704 $333K New
F Ford Motor Co. filed as FORD MTR CO 0.02% 30,923 $327K Add +3.4%
SO The Southern Co. 0.02% 3,621 $327K Add +0.9%
SUSA iShares ESG Optimized MSCI U 0.02% 2,694 $324K No change
VZ Verizon Communications Inc. 0.02% 7,121 $320K Reduce -5.1%
SBUX Starbucks Corp. 0.02% 3,269 $319K Add +24.1%
PRU Prudential Financial Inc. 0.02% 2,622 $318K New
VMRK Vivmark Residential filed as EQUITY RESIDENTIAL 0.02% 4,168 $310K No change
HLT Hilton Worldwide Holdings Inc. 0.02% 1,327 $306K No change
IDXX Idexx Laboratories Inc. 0.02% 605 $306K New
INDA iShares MSCI India ETF 0.02% 5,215 $305K New
QCOM Qualcomm Inc. 0.02% 1,790 $304K Add +21.4%
NVS Novartis AG-Sponsored ADR 0.02% 2,638 $303K Add +0.5%
LNT Alliant Energy Corp. 0.02% 4,954 $301K Add +0.2%
NVO Novo-Nordisk A/S-Spons ADR 0.02% 2,507 $299K Reduce -0.6%
DTCR Global X Data Center & Digit 0.02% 16,414 $289K No change
TMUS T-Mobile US Inc. 0.02% 1,398 $288K Reduce -0.1%
GLW Corning Inc. 0.02% 6,387 $288K Add +0.3%
ED Consolidated Edison Inc. 0.02% 2,745 $286K Add +6.5%
CACC Credit Acceptance Corp. 0.02% 633 $281K No change
CMCSA Comcast Corp. Class A 0.02% 6,638 $277K Reduce -9.0%
DOW Dow Inc. 0.02% 5,024 $274K New
BNL Broadstone Net Lease Inc. 0.02% 14,288 $271K No change
REGN Regeneron Pharmaceuticals 0.02% 257 $270K Add +1.6%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.02% 1,024 $270K No change
SCHD Schwab US DVD Equity ETF 0.02% 3,154 $267K No change
PH Parker Hannifin Corp. 0.02% 421 $266K Add +0.2%
CAT Caterpillar Inc. 0.02% 673 $263K Add +2.3%
MDLZ Mondelez International Inc. Class A 0.02% 3,571 $263K Reduce -0.3%
IUSV iShares Core S&P U.S. Value 0.02% 2,690 $257K No change
SCHW Schwab (charles) Corp. 0.02% 3,958 $257K Reduce -1.8%
PANW Palo Alto Networks Inc. 0.02% 750 $256K Add +4.2%
IWO iShares Russell 2000 Growth 0.02% 902 $256K No change
ACWV iShares MSCI Global Min Vol 0.02% 2,231 $256K No change
CPT Camden Property Trust 0.02% 2,056 $254K No change
QLD Proshares Ultra QQQ 0.02% 2,516 $253K New
MS Morgan Stanley 0.02% 2,422 $252K Add +3.0%
T AT&T Inc. 0.02% 11,409 $251K Reduce -1.3%
CSX CSX Corp. 0.02% 7,224 $249K Reduce -4.9%
APD Air Products & Chemicals Inc. 0.02% 834 $248K Add +1.1%
URA Global X Uranium ETF 0.02% 8,605 $246K New
TIP iShares Tips Bond ETF 0.01% 2,196 $243K Add +7.6%
OCSL Oaktree Specialty Lending Co. 0.01% 14,850 $242K No change
KMX Carmax Inc. 0.01% 3,110 $241K Add +11.7%
CTVA Corteva Inc. 0.01% 4,067 $239K New
CVS CVS Health Corp. 0.01% 3,798 $239K Reduce -24.2%
BBJP JPMorgan Betabuilders Japan 0.01% 4,021 $238K New
ESGU iShares ESG Aware MSCI USA 0.01% 1,826 $230K No change
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.01% 1,902 $230K New
GBX Greenbrier Companies Inc. 0.01% 4,400 $224K No change
SHEL Shell PLC-ADR 0.01% 3,251 $214K Reduce -0.4%
IJK iShares S&P Mid-Cap 400 Grow 0.01% 2,299 $211K Reduce -6.5%
GD General Dynamics Corp. 0.01% 683 $206K New
ICF iShares Select U.S. REIT ETF 0.01% 3,120 $206K New
CB Chubb Ltd. 0.01% 706 $204K New
FNDC Schwab Fndmnt Intl SM Eq ETF 0.01% 5,300 $202K New
ET Energy Transfer LP 0.01% 12,589 $202K No change
SMH Vaneck Semiconductor ETF 0.01% 821 $202K No change
C Citigroup Inc. 0.01% 3,195 $200K Reduce -1.4%
PHAT Phathom Pharmaceuticals Inc. 0.01% 10,376 $188K No change
JFR Nuveen Floating Rate Income 0.01% 20,143 $178K No change
XEMDX Western Asset Emrg MRKT DBT 0.01% 12,581 $128K No change
EHAB Enhabit Inc. 0.01% 15,000 $119K No change
DRIO Dariohealth Corp. 0.00% 17,850 $20K No change

Portfolio Sells Q2 2024 → Q3 2024
PJT PJT Partners Inc. Class A Reduce -48.6% 0.63% −0.46
DDOG Datadog Inc. Class A Reduce -4.3% 1.17% −0.34
VTIP Vanguard Short-Term Tips Reduce -0.8% 3.49% −0.29
SPY SS SPDR S&P 500 ETF Trust-US Reduce -2.3% 4.31% −0.26
SPYG SS SPDR P S&P 500 Growth ETF Reduce -0.7% 3.51% −0.22
IBDR iShares Ibonds Dec 2026 Term Reduce -2.6% 1.34% −0.13
IBDS Ishrs Ibnds Dec 27 Corp. ETF Reduce -0.7% 1.54% −0.11
TDTT NT Iboxx 3Y Dur Tips ETF Reduce -8.4% 0.47% −0.08
MDY State Street SPDR S&P Midcap Reduce -1.8% 1.54% −0.07
PRF Invesco Rafi US 1000 ETF Reduce -1.6% 1.78% −0.07
AMAT Applied Materials Inc. Reduce -0.0% 0.23% −0.06
SPYV SS SPDR P S&P 500 Value ETF Reduce -0.3% 3.64% −0.04
SOXX iShares Semiconductor ETF Reduce -0.1% 0.19% −0.03
ITOT iShares Core S&P Total U.S. Reduce -20.5% 0.11% −0.03
USMV iShares MSCI USA Min Vol Fac Reduce -1.0% 2.17% −0.03
SCZ iShares MSCI Eafe Small-Cap Reduce -4.3% 0.75% −0.03
MRNA Moderna Inc. Sold out 0.00% −0.02
AMD Advanced Micro Devices Sold out 0.00% −0.02
JMST JPM Ultra-Short Muni Income Reduce -8.9% 0.11% −0.02
PXF Invesco Rafi Developed Marke Sold out 0.00% −0.02
FDX FedEx Corp. Sold out 0.00% −0.02
YUM Yum! Brands Inc. Sold out 0.00% −0.02
BHP BHP Group Ltd.-Spon ADR Sold out 0.00% −0.02
DFIP Dimensional Inflation-Protec Reduce -2.4% 0.21% −0.02
RIO Rio Tinto PLC-Spon ADR Sold out 0.00% −0.02
DFUS Dimensional US Eq MKT ETF Reduce -21.9% 0.05% −0.01
VUG Vanguard Mrngstar GR ETF-Sui Reduce -11.1% 0.07% −0.01
JPST JPMorgan Ultra-Short Income Reduce -0.2% 0.16% −0.01
INTC Intel Corp. Reduce -6.6% 0.03% −0.01
MRK Merck & Co. Inc. Reduce -0.9% 0.07% −0.01
SLYG SS SPDR S&P 600 SC GR ETF Reduce -0.3% 1.01% −0.01
IBMP iShares Ibonds Dec 2027 Term Reduce -14.3% 0.04% −0.01
IBMQ iShares Ibonds Dec 2028 Muni Reduce -14.3% 0.04% −0.01
VYM Vanguard High DVD Yield ETF Reduce -8.0% 0.08% −0.01
VEU Vanguard Ftse All-World Ex-U Reduce -4.0% 0.12% −0.01
ADBE Adobe Inc. Reduce -0.2% 0.04% −0.01
MDYV SS SPDR S&P 400 MC Val ETF Reduce -0.1% 1.70% −0.01
QQQ Invesco QQQ Trust Series 1 Reduce -0.0% 0.08% −0.01
IBMO iShares Ibonds Dec 2026 Term Reduce -6.8% 0.04% −0.01
NVO Novo-Nordisk A/S-Spons ADR Reduce -0.6% 0.02% −0.01
NUVOQ Holdco Nuvo Group DG Ltd. Sold out 0.00% −0.01
CVS CVS Health Corp. Reduce -24.2% 0.01% −0.01
CSCO Cisco Systems Inc. Reduce -18.4% 0.03% −0.01
IWM iShares Russell 2000 ETF Reduce -0.7% 0.45% −0.00
VOT Vngrd Mrngstr MC GRW ETF-Usd Reduce -12.8% 0.03% −0.00
NFLX Netflix Inc. Reduce -5.2% 0.05% −0.00
SCHW Schwab (charles) Corp. Reduce -1.8% 0.02% −0.00
J Jacobs Solutions Inc. Reduce -0.1% 0.02% −0.00
IXUS iShares Core Intl Stock ETF Reduce -1.3% 0.13% −0.00
PEP Pepsico Inc. Reduce -3.8% 0.04% −0.00

Portfolio Buys Q2 2024 → Q3 2024
VEA Vanguard Ftse Developed ETF Add +16.0% 2.71% +0.32
VWO Vanguard Ftse Emerging Marke Add +11.6% 1.86% +0.19
AAPL Apple Inc. Add +3.9% 3.59% +0.18
XOM Exxon Mobil Corp. Add +97.5% 0.38% +0.17
IBDW iShares Ibonds Dec 2031 Corp. Add +17.5% 1.02% +0.11
COST Costco Wholesale Corp. Add +181.7% 0.17% +0.11
IJR iShares Core S&P Small-Cap E Add +2.4% 3.85% +0.10
TTEK Tetra Tech Inc. New 0.10% +0.10
TMO Thermo Fisher Scientific Inc. Add +300.1% 0.12% +0.09
V Visa Inc. Class A Add +144.0% 0.16% +0.09
GOOG Alphabet Inc. Class C Add +66.2% 0.27% +0.08
HD Home Depot Inc. Add +38.8% 0.21% +0.07
IJH iShares Core S&P Midcap ETF Add +4.0% 5.25% +0.07
IBDV iShares Ibonds Dec 2030 Corp. Add +10.3% 1.34% +0.07
SYK Stryker Corp. Add +321.9% 0.08% +0.06
ADP Automatic Data Processing Add +63.4% 0.13% +0.06
UNH Unitedhealth Group Inc. Add +148.5% 0.08% +0.05
ARES Ares Management Corp. Class A New 0.05% +0.05
SPEM State Street SP PTF Em ETF New 0.05% +0.05
RTX RTX Corp. New 0.05% +0.05
BRK.B Berkshire Hathaway Inc. Class B Add +16.4% 0.27% +0.05
ECL Ecolab Inc. New 0.04% +0.04
ABBV Abbvie Inc. Add +35.7% 0.14% +0.04
NEE Nextera Energy Inc. Add +37.0% 0.11% +0.04
TJX TJX Companies Inc. Add +45.2% 0.12% +0.04
IEMG iShares Core MSCI Emerging Add +7.6% 0.65% +0.03
MCD McDonald's Corp. Add +49.7% 0.08% +0.03
TXN Texas Instruments Inc. Add +157.9% 0.05% +0.03
STLD Steel Dynamics Inc. New 0.03% +0.03
PLD Prologis Inc. New 0.03% +0.03
BLK BlackRock Finance Inc. New 0.03% +0.03
AVGO Broadcom Inc. Add +52.2% 0.09% +0.03
DE Deere & Co. Add +146.7% 0.05% +0.03
ABT Abbott Laboratories Add +47.9% 0.08% +0.03
ACN Accenture PLC Class A Add +87.7% 0.05% +0.03
GEHC GE Healthcare Technology Add +109.6% 0.04% +0.02
UBER Uber Technologies Inc. New 0.02% +0.02
VTI VG Morningstar TS MKT ETF-US Add +6.1% 0.83% +0.02
PGR Progressive Corp. New 0.02% +0.02
CRM Salesforce Inc. Add +94.4% 0.05% +0.02
IEFA iShares Core MSCI Eafe ETF Add +2.5% 2.74% +0.02
IBM Intl Business Machines Corp. Add +30.1% 0.06% +0.02
NOW ServiceNow Inc. New 0.02% +0.02
SLYV SS SPDR S&P 600 SC Val ETF Add +0.1% 1.38% +0.02
ZTS Zoetis Inc. New 0.02% +0.02
JPM JPMorgan Chase & Co. Add +11.1% 0.36% +0.02
PRU Prudential Financial Inc. New 0.02% +0.02
NYF iShares New York Muni Bond E Add +10.6% 0.66% +0.02
IDXX Idexx Laboratories Inc. New 0.02% +0.02
INDA iShares MSCI India ETF New 0.02% +0.02

Options Activity Q2 2024 → Q3 2024
DDOG Datadog Inc. Class A put Sold out 20,000 $2.6Mbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 350$2.3BIVV, VTIP, IJH, IEFA, VEA
Q1 2026 330$2.1BIVV, VTIP, IJH, IEFA, VEA
Q4 2025 326$2.1BIVV, VTIP, IJH, IEFA, SPY
Q3 2025 319$2.0BIVV, IJH, VTIP, SPY, IEFA
Q2 2025 314$1.8BIVV, IJH, VTIP, SPY, SPYG
Q1 2025 263$1.6BIVV, IJH, VTIP, SPY, SPYV
Q4 2024 254$1.6BIVV, IJH, SPY, VTIP, AAPL
Q3 2024 265$1.6BIVV, IJH, SPY, IJR, SPYV
Q2 2024 249$1.5BIVV, IJH, SPY, VTIP, IJR
Q1 2024 235$1.4BIVV, IJH, SPY, VTIP, SPYV