Klingman & Associates, LLC

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 31, 2025), Klingman & Associates, LLC reported 254 stock positions worth $1.6 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 19.5% of the portfolio, followed by iShares Core S&P Midcap ETF (IJH, 5.4%) and SS SPDR S&P 500 ETF Trust-US (SPY, 4.4%). Compared with Q3 2024, it opened 6 new positions, sold out of 17, added to 93 and reduced 111. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +0%) and the biggest sale an exit from Ishrs Ibnds Dec 27 Corp. ETF (IBDS).

Most Recent 13F
Q2 2026
Location
New York, NY
CIK
0001662449
Portfolio Value
$1.6B (Q4 2024)
SEC Filing
0001172661-25-000455 ↗ filed Jan 31, 2025

Holdings Value

0$500.0M$1.0B$1.5B$2.0B$2.5B Q1 2024: $1.4B Q1 2024 Q2 2024: $1.5B Q2 2024 Q3 2024: $1.6B Q3 2024 Q4 2024: $1.6B $1.6B Q4 2024 Q1 2025: $1.6B Q1 2025 Q2 2025: $1.8B Q2 2025 Q3 2025: $2.0B Q3 2025 Q4 2025: $2.1B Q4 2025 Q1 2026: $2.1B Q1 2026 Q2 2026: $2.3B Q2 2026

Holdings 254 stocks · $1.6B
IVV iShares Core S&P 500 ETF 19.46% 522,942 $307.8M Add +0.1%
IJH iShares Core S&P Midcap ETF 5.45% 1,382,218 $86.1M Add +1.6%
SPY SS SPDR S&P 500 ETF Trust-US 4.44% 119,813 $70.2M Reduce -1.1%
VTIP Vanguard Short-Term Tips 4.00% 1,306,764 $63.3M Add +14.3%
AAPL Apple Inc. 3.98% 251,534 $63.0M Add +1.0%
IJR iShares Core S&P Small-Cap E 3.91% 537,324 $61.9M Add +1.0%
SPYG SS SPDR P S&P 500 Growth ETF 3.75% 674,165 $59.3M Reduce -1.3%
SPYV SS SPDR P S&P 500 Value ETF 3.55% 1,098,135 $56.2M Reduce -1.1%
IEFA iShares Core MSCI Eafe ETF 2.92% 656,176 $46.1M Add +16.0%
VEA Vanguard Ftse Developed ETF 2.67% 882,466 $42.2M Add +6.7%
VWO Vanguard Ftse Emerging Marke 2.16% 776,385 $34.2M Add +23.9%
USMV iShares MSCI USA Min Vol Fac 2.12% 378,386 $33.6M Reduce -1.6%
IBDU iShares Ibonds Dec 2029 Term 1.85% 1,281,609 $29.2M Add +5.8%
PRF Invesco Rafi US 1000 ETF 1.76% 691,816 $27.9M Reduce -2.0%
MDYV SS SPDR S&P 400 MC Val ETF 1.74% 343,576 $27.6M Reduce -0.3%
IBDT iShares Ibonds Dec 2028 ETF 1.71% 1,087,184 $27.1M Add +2.6%
SDY SS SPDR S&P Dividend ETF 1.70% 204,025 $27.0M Reduce -0.5%
RWL Invesco S&P 500 Revenue ETF 1.66% 267,384 $26.2M Add +1.7%
MDYG SS SPDR S&P 400 MC GR ETF 1.65% 299,996 $26.1M Reduce -0.4%
IBDV iShares Ibonds Dec 2030 Corp. 1.58% 1,169,191 $25.0M Add +19.4%
MDY State Street SPDR S&P Midcap 1.52% 42,281 $24.1M Reduce -3.0%
DDOG Datadog Inc. Class A 1.45% 160,509 $22.9M Reduce -2.2%
SLYV SS SPDR S&P 600 SC Val ETF 1.41% 254,949 $22.2M Reduce -0.8%
IBDW iShares Ibonds Dec 2031 Corp. 1.32% 1,024,300 $20.8M Add +32.3%
CFG Citizens Financial Group 1.13% 409,624 $17.9M Reduce -2.6%
SLYG SS SPDR S&P 600 SC GR ETF 0.99% 172,848 $15.6M Reduce -1.2%
VTI VG Morningstar TS MKT ETF-US 0.86% 46,712 $13.5M Reduce -1.4%
IEMG iShares Core MSCI Emerging 0.80% 242,456 $12.7M Add +32.9%
MSFT Microsoft Corp. 0.77% 28,875 $12.2M Reduce -4.1%
NYF iShares New York Muni Bond E 0.74% 220,328 $11.7M Add +11.9%
SCZ iShares MSCI Eafe Small-Cap 0.66% 171,363 $10.4M Reduce -4.0%
AMZN Amazon.com Inc. 0.63% 45,094 $9.9M Add +2.1%
PJT PJT Partners Inc. Class A 0.47% 46,852 $7.4M Reduce -39.0%
TDTT NT Iboxx 3Y Dur Tips ETF 0.46% 306,010 $7.2M Reduce -2.4%
IWB iShares Russell 1000 ETF 0.45% 22,053 $7.1M Reduce -0.2%
IWM iShares Russell 2000 ETF 0.45% 32,130 $7.1M Reduce -3.0%
JLL Jones Lang Lasalle Inc. 0.41% 25,328 $6.4M No change
GOOG Alphabet Inc. Class C 0.32% 26,741 $5.1M Add +2.2%
NVDA Nvidia Corp. 0.32% 37,329 $5.0M Add +24.2%
VOO Vanguard S&P 500 ETF 0.30% 8,947 $4.8M Add +3.6%
VNQ Vanguard Real Estate ETF 0.30% 52,828 $4.7M Reduce -1.8%
JPM JPMorgan Chase & Co. 0.27% 18,099 $4.3M Reduce -33.6%
DVY iShares Select Dividend ETF 0.27% 32,672 $4.3M No change
BRK.B Berkshire Hathaway Inc. Class B 0.27% 9,375 $4.2M Add +0.3%
SPLV Invesco S&P 500 Low Volatili 0.25% 57,181 $4.0M Reduce -2.1%
XOM Exxon Mobil Corp. 0.24% 35,889 $3.9M Reduce -31.0%
MA Mastercard Inc. Class A 0.24% 7,236 $3.8M Reduce -2.8%
GOOGL Alphabet Inc. Class A 0.23% 19,145 $3.6M Add +7.6%
DFAT Dimensional US Target Value 0.22% 62,218 $3.5M No change
CROX Crocs Inc. 0.21% 30,115 $3.3M Add +0.7%
HD Home Depot Inc. 0.19% 7,749 $3.0M Reduce -6.1%
AMAT Applied Materials Inc. 0.19% 17,997 $2.9M Reduce -0.0%
SOXX iShares Semiconductor ETF 0.18% 13,295 $2.9M Add +0.7%
COST Costco Wholesale Corp. 0.18% 3,087 $2.8M Reduce -2.3%
META Meta Platforms Inc. Class A 0.17% 4,618 $2.7M Add +14.1%
VB Vanguard Most SM-Cap ETF-Usd 0.17% 10,979 $2.6M Reduce -0.8%
JPST JPMorgan Ultra-Short Income 0.16% 51,778 $2.6M Add +0.3%
EFA iShares MSCI Eafe ETF 0.16% 34,168 $2.6M Reduce -0.3%
RSP Invesco S&P 500 Equal Weight 0.16% 14,678 $2.6M Reduce -4.5%
V Visa Inc. Class A 0.15% 7,608 $2.4M Reduce -18.3%
HDV iShares Core High Dividend E 0.15% 20,805 $2.3M Reduce -2.3%
VEU Vanguard Ftse All-World Ex-U 0.15% 40,137 $2.3M Add +27.5%
BX Blackstone Inc. 0.14% 13,097 $2.3M Reduce -0.3%
NEAR iShares SH Dba ETF Usd Inc. 0.14% 43,163 $2.2M No change
JNJ Johnson & Johnson 0.14% 14,979 $2.2M Reduce -2.2%
IWN iShares Russell 2000 Value E 0.13% 12,942 $2.1M No change
TSLA Tesla Inc. 0.13% 5,210 $2.1M Add +25.2%
ADP Automatic Data Processing 0.13% 7,118 $2.1M Reduce -8.9%
MINT PIMCO Enhanced Short Maturit 0.13% 20,500 $2.1M No change
ORCL Oracle Corp. 0.13% 11,973 $2.0M Add +4.2%
ABBV Abbvie Inc. 0.13% 11,207 $2.0M Reduce -3.9%
AVGO Broadcom Inc. 0.12% 8,470 $2.0M Add +4.8%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.12% 16,220 $2.0M Reduce -0.7%
OEF iShares S&P 100 ETF 0.12% 6,715 $1.9M No change
IXUS iShares Core Intl Stock ETF 0.12% 28,235 $1.9M Add +1.5%
ITOT iShares Core S&P Total U.S. 0.11% 13,844 $1.8M Add +0.9%
EFAV iShares MSCI Eafe Min Vol Fa 0.11% 24,903 $1.8M Add +0.2%
PG The Procter & Gamble Co. 0.11% 10,268 $1.7M Reduce -1.2%
RJF Raymond James Financial Inc. 0.10% 10,490 $1.6M Add +0.2%
IVOO Vanguard S&P Mid-Cap 400 ETF 0.10% 14,886 $1.6M Reduce -0.1%
RWK Invesco S&P Midcap 400 Rev 0.10% 12,954 $1.5M No change
QQQ Invesco QQQ Trust Series 1 0.09% 2,814 $1.4M Add +3.8%
GE General Electric filed as GE AEROSPACE 0.09% 8,318 $1.4M Reduce -0.5%
LLY Eli Lilly & Co. 0.08% 1,725 $1.3M Add +4.0%
DFIP Dimensional Inflation-Protec 0.08% 32,841 $1.3M Reduce -59.9%
RWJ Invesco S&P Smallcap 600 0.08% 28,569 $1.3M Reduce -1.1%
VIG Vanguard Dividend Apprec ETF 0.08% 6,583 $1.3M Add +1.7%
MCD McDonald's Corp. 0.08% 4,227 $1.2M Add +0.0%
NEE Nextera Energy Inc. 0.08% 16,964 $1.2M Reduce -21.1%
VYM Vanguard High DVD Yield ETF 0.07% 9,272 $1.2M Reduce -2.0%
VIOO Vanguard S&P Small-Cap 600 E 0.07% 10,934 $1.2M No change
UBSI United Bankshares Inc. 0.07% 30,596 $1.1M No change
ABT Abbott Laboratories 0.07% 10,101 $1.1M Reduce -11.3%
TMO Thermo Fisher Scientific Inc. 0.07% 2,187 $1.1M Reduce -30.3%
IWR iShares Russell Mid-Cap ETF 0.07% 12,497 $1.1M No change
VUG Vanguard Mrngstar GR ETF-Sui 0.07% 2,667 $1.1M Reduce -13.6%
CPNG Coupang Inc. 0.07% 47,712 $1.0M Reduce -19.9%
NFLX Netflix Inc. 0.07% 1,153 $1.0M Add +10.2%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.06% 20,201 $1.0M Reduce -41.8%
SYK Stryker Corp. 0.06% 2,790 $1.0M Reduce -24.6%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.06% 4,540 $998K Reduce -0.3%
ROST Ross Stores Inc. 0.06% 6,327 $957K No change
CRM Salesforce Inc. 0.06% 2,855 $955K Add +2.8%
UNH Unitedhealth Group Inc. 0.06% 1,880 $951K Reduce -18.3%
MRK Merck & Co. Inc. 0.06% 9,555 $951K Add +0.5%
SCHF Schwab Intl Equity ETF 0.06% 51,249 $948K Reduce -21.7%
ARES Ares Management Corp. Class A 0.06% 5,086 $900K Reduce -2.1%
ORLY O'reilly Automotive Inc. 0.06% 751 $891K No change
IWF iShares Russell 1000 Growth 0.06% 2,167 $870K Add +9.9%
EEM iShares MSCI Emerging Market 0.05% 20,172 $844K Add +6.0%
LMT Lockheed Martin Corp. 0.05% 1,729 $840K No change
WMT Walmart Inc. 0.05% 9,159 $828K Add +2.9%
ACN Accenture PLC Class A 0.05% 2,273 $800K Reduce -1.6%
AVUV Avantis US Small Cap Value 0.05% 8,186 $790K Add +0.3%
VTV Vanguard Mrngstr Val ETF-Aui 0.05% 4,459 $755K No change
PDN Inv Rafi Dev MKT US SM-Usdin 0.05% 23,721 $750K No change
DFUS Dimensional US Eq MKT ETF 0.05% 11,724 $747K No change
SPEM State Street SP PTF Em ETF 0.05% 18,706 $718K No change
VBR Vngrd Mrngst SL-CP Val ETF-U 0.04% 3,476 $689K Reduce -33.3%
GEV GE Vernova Inc. 0.04% 2,094 $689K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.04% 6,168 $687K Reduce -20.0%
BRK.A Berkshire Hathaway Inc. Class A 0.04% 1 $681K No change
BKNG Booking Holdings Inc. 0.04% 130 $646K No change
CVX Chevron Corp. 0.04% 4,453 $645K Reduce -27.0%
ECL Ecolab Inc. 0.04% 2,737 $641K Reduce -1.4%
HON Honeywell International Inc. 0.04% 2,838 $641K Add +6.4%
VRP Invesco Variable Rate Prefer 0.04% 26,074 $631K Reduce -2.8%
SCHX Schwab US Large-Cap ETF 0.04% 26,889 $623K Reduce -9.3%
DE Deere & Co. 0.04% 1,441 $611K Reduce -20.1%
IVE iShares S&P 500 Value ETF 0.04% 3,128 $597K No change
KO The Coca-Cola Co. 0.04% 9,510 $592K Add +4.8%
DGRW Wisdomtree U.S. Quality Divi 0.04% 7,306 $591K No change
IVW iShares S&P 500 Growth ETF 0.04% 5,782 $587K No change
COMP Compass Inc. Class A 0.04% 100,000 $585K Reduce -53.7%
HSY The Hershey Co. 0.04% 3,453 $585K Reduce -1.4%
XLK SS Technology Select Sector 0.04% 2,505 $582K Add +2.9%
IBMP iShares Ibonds Dec 2027 Term 0.04% 22,794 $573K Reduce -6.1%
XFRAX BlackRock Fltng RT Inc. Strat 0.04% 41,342 $568K Add +50.1%
IBMQ iShares Ibonds Dec 2028 Muni 0.04% 22,269 $561K Reduce -8.2%
VSS Vanguard Ftse All Wo X-US SC 0.03% 4,733 $542K No change
VGSH Vanguard Short-Term Treasury 0.03% 9,273 $540K Reduce -52.8%
ADBE Adobe Inc. 0.03% 1,206 $536K Reduce -1.7%
IBMR iShares Ibonds Dec 2029 M BD 0.03% 21,277 $532K Reduce -14.3%
VXUS Vanguard Total Intl Stock 0.03% 8,951 $527K Add +14.0%
PEP Pepsico Inc. 0.03% 3,358 $511K Reduce -4.6%
GBDC Golub Capital BDC Inc. 0.03% 33,538 $508K Reduce -46.4%
SCHG Schwab US Large-Cap Growth 0.03% 18,125 $505K Reduce -2.6%
BLK BlackRock Inc. 0.03% 491 $503K Add +0.6%
TFC Truist Financial Corp. 0.03% 11,508 $499K Reduce -0.3%
TXN Texas Instruments Inc. 0.03% 2,633 $494K Reduce -30.1%
IWD iShares Russell 1000 Value E 0.03% 2,647 $490K Add +19.9%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.03% 10,936 $481K Reduce -1.8%
CSCO Cisco Systems Inc. 0.03% 7,987 $473K Add +1.5%
URI United Rentals Inc. 0.03% 669 $471K Add +2.3%
RTX RTX Corp. 0.03% 4,060 $470K Reduce -34.0%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.03% 1,737 $468K Add +3.0%
AOA iShares Core 80/20 Aggressiv 0.03% 6,079 $466K Add +8.5%
DHR Danaher Corp. 0.03% 2,000 $459K Reduce -0.8%
GS Goldman Sachs Group Inc. 0.03% 801 $459K Add +4.8%
BRO Brown & Brown Inc. 0.03% 4,412 $450K Reduce -24.0%
GLD SPDR Gold Shares 0.03% 1,843 $446K Add +5.4%
BXSL Blackstone Secured Lending F 0.03% 13,700 $443K No change
FFIV F5 Inc. 0.03% 1,754 $441K Add +1.6%
PFF iShares Preferred & Income S 0.03% 14,013 $441K No change
IDEV iShares Core MSCI Dev MKTS 0.03% 6,749 $435K New
IBMO iShares Ibonds Dec 2026 Term 0.03% 16,913 $431K Reduce -27.9%
LOW Lowe's Cos Inc. 0.03% 1,710 $422K Add +2.7%
NOW ServiceNow Inc. 0.03% 397 $421K Add +4.2%
WSM Williams-Sonoma Inc. 0.03% 2,244 $416K Reduce -3.9%
FBRT Franklin BSP Realty Trust Inc. 0.03% 32,659 $410K Add +0.8%
ISRG Intuitive Surgical Inc. 0.03% 780 $407K Add +7.6%
LHX L3HARRIS Technologies Inc. 0.03% 1,933 $406K Add +2.8%
GEHC GE Healthcare Technology 0.03% 5,188 $406K Reduce -28.4%
PM Philip Morris International 0.03% 3,315 $399K Add +10.8%
J Jacobs Solutions Inc. 0.03% 2,983 $399K Add +1.6%
SCHB Schwab US Broad Market ETF 0.03% 17,400 $395K Add +3.4%
PLD Prologis Inc. 0.03% 3,735 $395K Add +1.5%
WTPI Wisdomtree Equity Premium Inc. 0.02% 11,935 $393K Reduce -11.2%
PPG PPG Industries Inc. 0.02% 3,273 $391K Reduce -0.5%
IAU iShares Gold Trust 0.02% 7,866 $389K Reduce -1.5%
LIN Linde PLC 0.02% 928 $389K Add +3.1%
QUAL iShares MSCI USA Quality Fac 0.02% 2,114 $376K Add +8.3%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.02% 2,317 $375K Reduce -18.1%
MS Morgan Stanley 0.02% 2,914 $366K Add +20.3%
UNP Union Pacific Corp. 0.02% 1,593 $363K Reduce -25.5%
DEM Wisdomtree Emerging Markets 0.02% 8,857 $359K No change
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.02% 1,380 $350K Reduce -19.9%
HLT Hilton Worldwide Holdings Inc. 0.02% 1,400 $346K Add +5.5%
DFIV Dimensional International Va 0.02% 9,721 $345K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.02% 1,264 $334K Add +23.4%
INTC Intel Corp. 0.02% 16,552 $332K Reduce -3.8%
SUSA iShares ESG Optimized MSCI U 0.02% 2,694 $328K No change
GIS General Mills Inc. 0.02% 5,104 $325K Reduce -4.7%
PGR Progressive Corp. 0.02% 1,358 $325K Reduce -4.4%
PANW Palo Alto Networks Inc. 0.02% 1,752 $319K Add +16.8%
SO The Southern Co. 0.02% 3,839 $316K Add +6.0%
GLW Corning Inc. 0.02% 6,637 $315K Add +3.9%
SBUX Starbucks Corp. 0.02% 3,441 $314K Add +5.3%
CL Colgate-Palmolive Co. 0.02% 3,419 $311K Reduce -0.7%
PRU Prudential Financial Inc. 0.02% 2,622 $311K No change
AMGN Amgen Inc. 0.02% 1,186 $309K Reduce -1.0%
QCOM Qualcomm Inc. 0.02% 1,994 $306K Add +11.4%
VMRK Vivmark Residential filed as EQUITY RESIDENTIAL 0.02% 4,256 $305K Add +2.1%
SCHW Schwab (charles) Corp. 0.02% 4,083 $302K Add +3.2%
DD Dupont DE Nemours Inc. 0.02% 3,955 $302K Reduce -2.1%
LNT Alliant Energy Corp. 0.02% 5,054 $299K Add +2.0%
SCHV Schwab US Large-Cap Value 0.02% 11,442 $298K Reduce -34.4%
CACC Credit Acceptance Corp. 0.02% 633 $297K No change
VBK Van Morst SML-Cap Gro-Usd Inc. 0.02% 1,028 $288K Reduce -25.2%
INDA iShares MSCI India ETF 0.02% 5,215 $275K No change
C Citigroup Inc. 0.02% 3,879 $273K Add +21.4%
QLD Proshares Ultra QQQ 0.02% 2,516 $272K No change
DTCR Global X Data Center & Digit 0.02% 16,414 $272K No change
GBX Greenbrier Companies Inc. 0.02% 4,400 $268K No change
VZ Verizon Communications Inc. 0.02% 6,686 $267K Reduce -6.1%
PH Parker Hannifin Corp. 0.02% 419 $266K Reduce -0.5%
NVS Novartis AG-Sponsored ADR 0.02% 2,708 $264K Add +2.6%
CMCSA Comcast Corp. Class A 0.02% 6,924 $260K Add +4.3%
T AT&T Inc. 0.02% 11,409 $260K No change
IWO iShares Russell 2000 Growth 0.02% 902 $260K No change
SCHD Schwab US DVD Equity ETF 0.02% 9,384 $256K Reduce -0.8%
CAT Caterpillar Inc. 0.02% 703 $255K Add +4.5%
KMX Carmax Inc. 0.02% 3,110 $254K No change
F Ford Motor Co. filed as FORD MTR CO 0.02% 25,366 $251K Reduce -18.0%
NVO Novo-Nordisk A/S-Spons ADR 0.02% 2,905 $250K Add +15.9%
IDXX Idexx Laboratories Inc. 0.02% 597 $247K Reduce -1.3%
CPT Camden Property Trust 0.02% 2,123 $246K Add +3.3%
ACWV iShares MSCI Global Min Vol 0.02% 2,231 $244K No change
IUSV iShares Core S&P U.S. Value 0.02% 2,607 $241K Reduce -3.1%
ED Consolidated Edison Inc. 0.02% 2,681 $239K Reduce -2.3%
CSX CSX Corp. 0.02% 7,377 $238K Add +2.1%
CTVA Corteva Inc. 0.01% 4,173 $238K Add +2.6%
TMUS T-Mobile US Inc. 0.01% 1,071 $236K Reduce -23.4%
ESGU iShares ESG Aware MSCI USA 0.01% 1,826 $235K No change
VGT Vanguard Info Tech ETF 0.01% 372 $231K New
URA Global X Uranium ETF 0.01% 8,605 $230K No change
BNL Broadstone Net Lease Inc. 0.01% 14,288 $227K No change
APD Air Products & Chemicals Inc. 0.01% 774 $224K Reduce -7.2%
TIP iShares Tips Bond ETF 0.01% 2,096 $223K Reduce -4.5%
ZTS Zoetis Inc. 0.01% 1,363 $222K Reduce -20.0%
MDLZ Mondelez International Inc. Class A 0.01% 3,716 $222K Add +4.1%
PYPL PayPal Holdings Inc. 0.01% 2,536 $216K New
SHEL Shell PLC-ADR 0.01% 3,421 $214K Add +5.2%
SYY Sysco Corp. 0.01% 2,779 $212K Reduce -53.9%
DOW Dow Inc. 0.01% 5,216 $209K Add +3.8%
REGN Regeneron Pharmaceuticals 0.01% 291 $207K Add +13.2%
VXF Vanguard Extended Market ETF 0.01% 1,089 $207K New
IJK iShares S&P Mid-Cap 400 Grow 0.01% 2,239 $204K Reduce -2.6%
AXP American Express Co. 0.01% 683 $203K New
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.01% 1,825 $201K Reduce -4.0%
BRLT Brilliant Earth Group Inc. Class A 0.01% 91,822 $193K New
XEMDX Western Asset Emrg MRKT DBT 0.01% 10,581 $102K Reduce -15.9%
PHAT Phathom Pharmaceuticals Inc. 0.01% 10,517 $85K Add +1.4%
DRIO Dariohealth Corp. 0.00% 17,850 $14K No change
Other holdings (2): bonds, preferreds, convertibles and warrants · $44.8M (not counted above)
SecurityClassShares / PrincipalValueChange
IBDS Ishrs Ibnds Dec 27 Corp. ETF IBONDS 27 ETF · principal 1,005,322$24.1MNew
IBDR iShares Ibonds Dec 2026 Term IBONDS DEC2026 · principal 859,368$20.7MNew

Total filed on the 13F, all lines: $1.6B.

Portfolio Sells Q3 2024 → Q4 2024
IBDS Ishrs Ibnds Dec 27 Corp. ETF Sold out 0.00% −1.54
IBDR iShares Ibonds Dec 2026 Term Sold out 0.00% −1.34
PJT PJT Partners Inc. Class A Reduce -39.0% 0.47% −0.17
XOM Exxon Mobil Corp. Reduce -31.0% 0.24% −0.13
DFIP Dimensional Inflation-Protec Reduce -59.9% 0.08% −0.13
SDY SS SPDR S&P Dividend ETF Reduce -0.5% 1.70% −0.10
TTEK Tetra Tech Inc. Sold out 0.00% −0.10
SCZ iShares MSCI Eafe Small-Cap Reduce -4.0% 0.66% −0.09
SPYV SS SPDR P S&P 500 Value ETF Reduce -1.1% 3.55% −0.09
JPM JPMorgan Chase & Co. Reduce -33.6% 0.27% −0.08
USMV iShares MSCI USA Min Vol Fac Reduce -1.6% 2.12% −0.05
TMO Thermo Fisher Scientific Inc. Reduce -30.3% 0.07% −0.05
JMST JPM Ultra-Short Muni Income Reduce -41.8% 0.06% −0.04
COMP Compass Inc. Class A Reduce -53.7% 0.04% −0.04
AMAT Applied Materials Inc. Reduce -0.0% 0.19% −0.04
VGSH Vanguard Short-Term Treasury Reduce -52.8% 0.03% −0.04
NEE Nextera Energy Inc. Reduce -21.1% 0.08% −0.04
MSFT Microsoft Corp. Reduce -4.1% 0.77% −0.03
ELME Elme Communities Sold out 0.00% −0.03
STLD Steel Dynamics Inc. Sold out 0.00% −0.03
VNQ Vanguard Real Estate ETF Reduce -1.8% 0.30% −0.03
GBDC Golub Capital BDC Inc. Reduce -46.4% 0.03% −0.03
CPNG Coupang Inc. Reduce -19.9% 0.07% −0.02
UBER Uber Technologies Inc. Sold out 0.00% −0.02
SCHF Schwab Intl Equity ETF Reduce -21.7% 0.06% −0.02
UNH Unitedhealth Group Inc. Reduce -18.3% 0.06% −0.02
SLYG SS SPDR S&P 600 SC GR ETF Reduce -1.2% 0.99% −0.02
VBR Vngrd Mrngst SL-CP Val ETF-U Reduce -33.3% 0.04% −0.02
SYK Stryker Corp. Reduce -24.6% 0.06% −0.02
TXN Texas Instruments Inc. Reduce -30.1% 0.03% −0.02
ABBV Abbvie Inc. Reduce -3.9% 0.13% −0.02
JNJ Johnson & Johnson Reduce -2.2% 0.14% −0.02
GEHC GE Healthcare Technology Reduce -28.4% 0.03% −0.02
HD Home Depot Inc. Reduce -6.1% 0.19% −0.02
RTX RTX Corp. Reduce -34.0% 0.03% −0.02
SYY Sysco Corp. Reduce -53.9% 0.01% −0.02
MDY State Street SPDR S&P Midcap Reduce -3.0% 1.52% −0.02
OCSL Oaktree Specialty Lending Co. Sold out 0.00% −0.01
CVX Chevron Corp. Reduce -27.0% 0.04% −0.01
CVS CVS Health Corp. Sold out 0.00% −0.01
BBJP JPMorgan Betabuilders Japan Sold out 0.00% −0.01
EFA iShares MSCI Eafe ETF Reduce -0.3% 0.16% −0.01
GD General Dynamics Corp. Sold out 0.00% −0.01
PRF Invesco Rafi US 1000 ETF Reduce -2.0% 1.76% −0.01
ICF iShares Select U.S. REIT ETF Sold out 0.00% −0.01
CB Chubb Ltd. Sold out 0.00% −0.01
ET Energy Transfer LP Sold out 0.00% −0.01
FNDC Schwab Fndmnt Intl SM Eq ETF Sold out 0.00% −0.01
SMH Vaneck Semiconductor ETF Sold out 0.00% −0.01
JFR Nuveen Floating Rate Income Sold out 0.00% −0.01

Portfolio Buys Q3 2024 → Q4 2024
IVV iShares Core S&P 500 ETF Add +0.1% 19.46% +0.79
VTIP Vanguard Short-Term Tips Add +14.3% 4.00% +0.51
AAPL Apple Inc. Add +1.0% 3.98% +0.39
VWO Vanguard Ftse Emerging Marke Add +23.9% 2.16% +0.31
IBDW iShares Ibonds Dec 2031 Corp. Add +32.3% 1.32% +0.30
IBDV iShares Ibonds Dec 2030 Corp. Add +19.4% 1.58% +0.23
IJH iShares Core S&P Midcap ETF Add +1.6% 5.45% +0.20
IEFA iShares Core MSCI Eafe ETF Add +16.0% 2.92% +0.18
IEMG iShares Core MSCI Emerging Add +32.9% 0.80% +0.15
AMZN Amazon.com Inc. Add +2.1% 0.63% +0.12
NVDA Nvidia Corp. Add +24.2% 0.32% +0.09
IBDU iShares Ibonds Dec 2029 Term Add +5.8% 1.85% +0.08
NYF iShares New York Muni Bond E Add +11.9% 0.74% +0.08
TSLA Tesla Inc. Add +25.2% 0.13% +0.07
IJR iShares Core S&P Small-Cap E Add +1.0% 3.91% +0.06
RWL Invesco S&P 500 Revenue ETF Add +1.7% 1.66% +0.06
GOOG Alphabet Inc. Class C Add +2.2% 0.32% +0.05
GOOGL Alphabet Inc. Class A Add +7.6% 0.23% +0.05
AVGO Broadcom Inc. Add +4.8% 0.12% +0.04
IBDT iShares Ibonds Dec 2028 ETF Add +2.6% 1.71% +0.04
IDEV iShares Core MSCI Dev MKTS New 0.03% +0.03
META Meta Platforms Inc. Class A Add +14.1% 0.17% +0.03
RJF Raymond James Financial Inc. Add +0.2% 0.10% +0.02
VEU Vanguard Ftse All-World Ex-U Add +27.5% 0.15% +0.02
VOO Vanguard S&P 500 ETF Add +3.6% 0.30% +0.02
NFLX Netflix Inc. Add +10.2% 0.07% +0.02
VGT Vanguard Info Tech ETF New 0.01% +0.01
PYPL PayPal Holdings Inc. New 0.01% +0.01
XFRAX BlackRock Fltng RT Inc. Strat Add +50.1% 0.04% +0.01
CRM Salesforce Inc. Add +2.8% 0.06% +0.01
VXF Vanguard Extended Market ETF New 0.01% +0.01
AXP American Express Co. New 0.01% +0.01
BRLT Brilliant Earth Group Inc. Class A New 0.01% +0.01
IWF iShares Russell 1000 Growth Add +9.9% 0.06% +0.01
QQQ Invesco QQQ Trust Series 1 Add +3.8% 0.09% +0.01
WMT Walmart Inc. Add +2.9% 0.05% +0.01
MS Morgan Stanley Add +20.3% 0.02% +0.01
HON Honeywell International Inc. Add +6.4% 0.04% +0.01
ITOT iShares Core S&P Total U.S. Add +0.9% 0.11% +0.01
GS Goldman Sachs Group Inc. Add +4.8% 0.03% +0.01
NOW ServiceNow Inc. Add +4.2% 0.03% +0.01
IWD iShares Russell 1000 Value E Add +19.9% 0.03% +0.01
C Citigroup Inc. Add +21.4% 0.02% +0.00
ORCL Oracle Corp. Add +4.2% 0.13% +0.00
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +23.4% 0.02% +0.00
FFIV F5 Inc. Add +1.6% 0.03% +0.00
PANW Palo Alto Networks Inc. Add +16.8% 0.02% +0.00
CSCO Cisco Systems Inc. Add +1.5% 0.03% +0.00
ISRG Intuitive Surgical Inc. Add +7.6% 0.03% +0.00
SCHW Schwab (charles) Corp. Add +3.2% 0.02% +0.00

Notes & Other Activity Q3 2024 → Q4 2024
IBDS Ishrs Ibnds Dec 27 Corp. ETF IBONDS 27 ETF · principal New 1,005,322 $24.1M
IBDR iShares Ibonds Dec 2026 Term IBONDS DEC2026 · principal New 859,368 $20.7M

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 350$2.3BIVV, VTIP, IJH, IEFA, VEA
Q1 2026 330$2.1BIVV, VTIP, IJH, IEFA, VEA
Q4 2025 326$2.1BIVV, VTIP, IJH, IEFA, SPY
Q3 2025 319$2.0BIVV, IJH, VTIP, SPY, IEFA
Q2 2025 314$1.8BIVV, IJH, VTIP, SPY, SPYG
Q1 2025 263$1.6BIVV, IJH, VTIP, SPY, SPYV
Q4 2024 254$1.6BIVV, IJH, SPY, VTIP, AAPL
Q3 2024 265$1.6BIVV, IJH, SPY, IJR, SPYV
Q2 2024 249$1.5BIVV, IJH, SPY, VTIP, IJR
Q1 2024 235$1.4BIVV, IJH, SPY, VTIP, SPYV