Klingman & Associates, LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 14, 2026), Klingman & Associates, LLC reported 330 stock positions worth $2.1 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 16.7% of the portfolio, followed by Vanguard Short-Term Tips (VTIP, 5.9%) and iShares Core S&P Midcap ETF (IJH, 5.1%). Compared with Q4 2025, it opened 25 new positions, sold out of 21, added to 180 and reduced 82. The biggest buy was Vanguard Short-Term Tips (VTIP, shares +16%) and the biggest sale an exit from Ishrs Ibnds Dec 27 Corp. ETF (IBDS).

Most Recent 13F
Q2 2026
Location
New York, NY
CIK
0001662449
Portfolio Value
$2.1B (Q1 2026)
SEC Filing
0001172661-26-001944 ↗ filed May 14, 2026

Holdings Value

0$500.0M$1.0B$1.5B$2.0B$2.5B Q1 2024: $1.4B Q1 2024 Q2 2024: $1.5B Q2 2024 Q3 2024: $1.6B Q3 2024 Q4 2024: $1.6B Q4 2024 Q1 2025: $1.6B Q1 2025 Q2 2025: $1.8B Q2 2025 Q3 2025: $2.0B Q3 2025 Q4 2025: $2.1B Q4 2025 Q1 2026: $2.1B $2.1B Q1 2026 Q2 2026: $2.3B Q2 2026

Holdings 330 stocks · $2.1B
IVV iShares Core S&P 500 ETF 16.66% 526,701 $344.0M Add +2.4%
VTIP Vanguard Short-Term Tips 5.87% 2,425,416 $121.1M Add +16.2%
IJH iShares Core S&P Midcap ETF 5.09% 1,556,145 $105.1M Add +2.9%
IEFA iShares Core MSCI Eafe ETF 4.20% 957,356 $86.7M Add +5.3%
VEA Vanguard Ftse Developed ETF 3.76% 1,210,939 $77.6M Add +5.7%
SPY SS SPDR S&P 500 ETF Trust-US 3.63% 115,315 $75.0M Add +0.1%
IJR iShares Core S&P Small-Cap E 3.57% 592,795 $73.7M Add +4.5%
AAPL Apple Inc. 3.32% 269,842 $68.5M Reduce -0.8%
SPYV SS SPDR P S&P 500 Value ETF 3.22% 1,173,507 $66.4M Reduce -1.8%
SPYG SS SPDR P S&P 500 Growth ETF 3.10% 654,814 $64.1M Reduce -1.7%
VWO Vanguard Ftse Emerging Marke 2.63% 1,004,376 $54.3M Add +0.9%
RWL Invesco S&P 500 Revenue ETF 1.83% 329,029 $37.8M Add +8.8%
IBDU iShares Ibonds Dec 2029 Term 1.78% 1,580,678 $36.8M Add +2.7%
IBDV iShares Ibonds Dec 2030 Corp. 1.75% 1,650,363 $36.1M Add +5.1%
IBDW iShares Ibonds Dec 2031 Corp. 1.72% 1,699,798 $35.6M Add +7.6%
IEMG iShares Core MSCI Emerging 1.64% 484,089 $33.8M Add +5.1%
USMV iShares MSCI USA Min Vol Fac 1.62% 361,598 $33.5M Reduce -0.4%
IBDT iShares Ibonds Dec 2028 ETF 1.60% 1,304,385 $33.0M Add +3.0%
MDYV SS SPDR S&P 400 MC Val ETF 1.53% 369,859 $31.5M Reduce -0.3%
MDYG SS SPDR S&P 400 MC GR ETF 1.51% 324,175 $31.1M Reduce -0.6%
PRF Invesco Rafi US 1000 ETF 1.42% 618,139 $29.4M Reduce -9.3%
SDY SS SPDR S&P Dividend ETF 1.34% 189,356 $27.6M Reduce -1.3%
CFG Citizens Financial Group 1.33% 456,878 $27.4M Add +7.0%
IBDX iShares Ibonds Dec 2032 TC 1.32% 1,081,554 $27.3M Add +22.0%
SLYV SS SPDR S&P 600 SC Val ETF 1.29% 281,041 $26.6M Reduce -0.3%
MDY State Street SPDR S&P Midcap 1.24% 41,668 $25.7M Reduce -0.4%
SLYG SS SPDR S&P 600 SC GR ETF 0.96% 204,106 $19.7M Reduce -0.3%
VTI VG Morningstar TS MKT ETF-US 0.70% 44,937 $14.4M Add +0.7%
MSFT Microsoft Corp. 0.67% 37,161 $13.8M Add +3.9%
NYF iShares New York Muni Bond E 0.62% 239,875 $12.7M Add +1.8%
SCZ iShares MSCI Eafe Small-Cap 0.60% 156,770 $12.3M Reduce -0.6%
AMZN Amazon.com Inc. 0.59% 58,351 $12.2M Add +1.8%
NVDA Nvidia Corp. 0.56% 66,895 $11.7M Add +4.0%
DDOG Datadog Inc. Class A 0.47% 82,167 $9.7M Add +0.5%
GOOG Alphabet Inc. Class C 0.43% 30,999 $8.9M Add +1.3%
GOOGL Alphabet Inc. Class A 0.38% 27,370 $7.9M Add +3.1%
IWB iShares Russell 1000 ETF 0.38% 22,034 $7.9M Add +1.1%
IWM iShares Russell 2000 ETF 0.38% 31,249 $7.7M Reduce -1.1%
JPM JPMorgan Chase & Co. 0.37% 25,794 $7.6M Reduce -9.2%
VOO Vanguard S&P 500 ETF 0.33% 11,339 $6.8M Add +2.6%
BRK.B Berkshire Hathaway Inc. Class B 0.32% 13,891 $6.7M Reduce -0.1%
XOM Exxon Mobil Corp. 0.32% 38,929 $6.6M Reduce -1.5%
TDTT NT Iboxx 3Y Dur Tips ETF 0.31% 266,019 $6.4M Add +1.2%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.30% 121,774 $6.2M Add +156.8%
JLL Jones Lang Lasalle Inc. 0.28% 19,041 $5.8M Reduce -19.0%
VNQ Vanguard Real Estate ETF 0.25% 58,289 $5.2M Add +1.1%
DVY iShares Select Dividend ETF 0.24% 32,219 $4.9M Add +0.0%
SOXX iShares Semiconductor ETF 0.22% 13,969 $4.6M No change
JNJ Johnson & Johnson 0.21% 18,072 $4.4M Add +1.6%
AVGO Broadcom Inc. 0.21% 13,912 $4.3M Add +5.8%
SPLV Invesco S&P 500 Low Volatili 0.20% 55,186 $4.0M Reduce -1.0%
DFAT Dimensional US Target Value 0.19% 64,332 $4.0M Reduce -0.1%
MA Mastercard Inc. Class A 0.19% 7,771 $3.9M Add +0.5%
META Meta Platforms Inc. Class A 0.19% 6,702 $3.8M Add +3.3%
AMAT Applied Materials Inc. 0.17% 10,463 $3.6M Add +0.7%
VEU Vanguard Ftse All-World Ex-U 0.17% 47,597 $3.6M Reduce -7.9%
DFIV Dimensional International Va 0.17% 66,457 $3.5M Add +0.1%
COST Costco Wholesale Corp. 0.16% 3,418 $3.4M Add +3.0%
IWF iShares Russell 1000 Growth 0.15% 7,237 $3.1M Add +0.1%
EFA iShares MSCI Eafe ETF 0.15% 31,103 $3.0M Add +1.8%
TSLA Tesla Inc. 0.15% 8,078 $3.0M Add +2.4%
ABBV Abbvie Inc. 0.14% 13,120 $2.9M Reduce -0.4%
VUG Vanguard Mrngstar GR ETF-Sui 0.14% 6,466 $2.8M Reduce -6.5%
V Visa Inc. Class A 0.13% 9,132 $2.8M Reduce -0.8%
HDV iShares Core High Dividend E 0.13% 20,225 $2.7M Reduce -2.0%
VB Vanguard Most SM-Cap ETF-Usd 0.13% 10,463 $2.7M Reduce -0.3%
GE General Electric filed as GE AEROSPACE 0.13% 9,582 $2.7M Add +0.9%
IWN iShares Russell 2000 Value E 0.13% 14,297 $2.7M No change
RSP Invesco S&P 500 Equal Weight 0.13% 13,603 $2.6M No change
IXUS iShares Core Intl Stock ETF 0.13% 29,919 $2.6M Reduce -0.2%
LAMR Lamar Advertising Co. Class A 0.13% 20,424 $2.6M Add +7.5%
CROX Crocs Inc. 0.12% 30,090 $2.5M Add +1.2%
JPST JPMorgan Ultra-Short Income 0.12% 47,808 $2.4M No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.12% 15,141 $2.4M Add +1.2%
VTV Vanguard Mrngstr Val ETF-Aui 0.11% 11,876 $2.3M Reduce -12.7%
OEF iShares S&P 100 ETF 0.11% 7,144 $2.3M Add +4.1%
PG The Procter & Gamble Co. 0.11% 15,551 $2.2M Add +0.7%
GEV GE Vernova Inc. 0.11% 2,547 $2.2M Add +3.9%
ORCL Oracle Corp. 0.10% 14,664 $2.2M Add +1.8%
C Citigroup Inc. 0.10% 18,984 $2.2M Add +1.4%
LLY Eli Lilly & Co. 0.10% 2,311 $2.1M Add +0.3%
WMT Walmart Inc. 0.10% 16,668 $2.1M Add +2.7%
MINT PIMCO Enhanced Short Maturit 0.10% 20,500 $2.1M No change
EFAV iShares MSCI Eafe Min Vol Fa 0.10% 22,541 $2.1M Reduce -0.7%
NEAR iShares SH Dba ETF Usd Inc. 0.10% 40,413 $2.1M No change
HD Home Depot Inc. 0.10% 6,202 $2.0M Reduce -4.8%
PJT PJT Partners Inc. Class A 0.10% 14,233 $2.0M Add +106.9%
CAT Caterpillar Inc. 0.10% 2,802 $2.0M Add +3.2%
RJF Raymond James Financial Inc. 0.09% 12,243 $1.8M Add +0.1%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.08% 7,838 $1.7M Reduce -2.4%
IVOO Vanguard S&P Mid-Cap 400 ETF 0.08% 14,878 $1.7M Add +0.0%
QQQ Invesco QQQ Trust Series 1 0.08% 2,942 $1.7M Add +5.0%
MCD McDonald's Corp. 0.08% 5,418 $1.7M Add +1.4%
SHY iShares 1-3 Year Treasury Bo 0.08% 20,279 $1.7M New
NEE Nextera Energy Inc. 0.08% 18,004 $1.7M Add +2.5%
RWK Invesco S&P Midcap 400 Rev 0.08% 12,954 $1.7M No change
NFLX Netflix Inc. 0.08% 16,944 $1.6M Add +12.0%
KO The Coca-Cola Co. 0.08% 21,172 $1.6M Add +2.4%
BX Blackstone Inc. 0.07% 13,362 $1.5M Add +6.4%
DFUV Dimensional US Marketwide Va 0.07% 31,543 $1.5M Add +0.3%
ITOT iShares Core S&P Total U.S. 0.07% 10,480 $1.5M Reduce -0.3%
RWJ Invesco S&P Smallcap 600 0.07% 28,269 $1.4M No change
CVX Chevron Corp. 0.07% 6,668 $1.4M Add +5.9%
IAU iShares Gold Trust 0.07% 15,608 $1.4M Add +147.2%
VYM Vanguard High DVD Yield ETF 0.07% 9,264 $1.4M No change
ADP Automatic Data Processing 0.07% 6,676 $1.4M Reduce -3.9%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.07% 4,479 $1.4M Reduce -3.5%
IWR iShares Russell Mid-Cap ETF 0.06% 13,775 $1.3M Reduce -0.2%
DE Deere & Co. 0.06% 2,339 $1.3M Reduce -25.9%
UBSI United Bankshares Inc. 0.06% 30,852 $1.3M Add +0.5%
JFLX JPMorgan Flexible Debt ETF 0.06% 25,713 $1.3M Add +8.0%
VIOO Vanguard S&P Small-Cap 600 E 0.06% 10,986 $1.3M No change
GLD SPDR Gold Shares 0.06% 2,919 $1.3M Add +61.1%
ABT Abbott Laboratories 0.06% 12,164 $1.2M Reduce -1.8%
HUBB Hubbell Inc. 0.06% 2,529 $1.2M Add +0.2%
MRK Merck & Co. Inc. 0.06% 10,297 $1.2M Reduce -2.0%
GS Goldman Sachs Group Inc. 0.06% 1,454 $1.2M Add +6.6%
CSCO Cisco Systems Inc. 0.06% 15,740 $1.2M Add +3.2%
SCHF Schwab Intl Equity ETF 0.06% 48,341 $1.2M Reduce -2.2%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.06% 4,875 $1.2M Reduce -5.0%
IBMV Ishrs Ibond Dec 2033 TM ETF 0.06% 45,332 $1.2M New
EEM iShares MSCI Emerging Market 0.06% 20,415 $1.2M Add +0.7%
LMT Lockheed Martin Corp. 0.06% 1,888 $1.1M Add +4.2%
MS Morgan Stanley 0.05% 6,779 $1.1M Add +3.3%
DFIP Dimensional Inflation-Protec 0.05% 26,685 $1.1M Reduce -0.9%
RTX RTX Corp. 0.05% 5,714 $1.1M Add +5.5%
VIG Vanguard Dividend Apprec ETF 0.05% 5,064 $1.1M Reduce -10.8%
TSM Taiwan Semiconductor-SP ADR 0.05% 3,212 $1.1M Add +18.5%
ORLY O'reilly Automotive Inc. 0.05% 11,748 $1.1M Reduce -1.9%
GLW Corning Inc. 0.05% 7,972 $1.1M Add +3.0%
PM Philip Morris International 0.05% 6,325 $1.0M Add +0.5%
TMO Thermo Fisher Scientific Inc. 0.05% 1,944 $956K Add +3.5%
PDN Inv Rafi Dev MKT US SM-Usdin 0.04% 21,342 $926K No change
AVUV Avantis US Small Cap Value 0.04% 8,309 $918K Add +0.2%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.04% 18,492 $901K Reduce -2.0%
TXN Texas Instruments Inc. 0.04% 4,618 $897K Add +1.5%
CPNG Coupang Inc. 0.04% 46,980 $887K Reduce -2.0%
MU Micron Technology Inc. 0.04% 2,581 $872K Add +19.9%
ROST Ross Stores Inc. 0.04% 3,966 $859K Reduce -10.7%
WFC Wells Fargo & Co. 0.04% 10,504 $836K Reduce -3.9%
DFUS Dimensional US Eq MKT ETF 0.04% 11,724 $831K No change
BLK BlackRock Inc. 0.04% 862 $829K Reduce -7.9%
CSX CSX Corp. 0.04% 20,102 $825K Add +1.7%
EFG iShares MSCI Eafe Growth ETF 0.04% 7,383 $822K Add +0.8%
AXP American Express Co. 0.04% 2,695 $815K Add +0.1%
VDE Vanguard Energy ETF 0.04% 4,707 $815K No change
AMD Advanced Micro Devices 0.04% 3,940 $802K Add +3.8%
PFE Pfizer Inc. 0.04% 28,450 $799K Add +1.5%
LOW Lowe's Cos Inc. 0.04% 3,373 $797K Add +2.1%
ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV 0.04% 600 $792K Add +18.3%
SCHW Schwab (charles) Corp. 0.04% 8,417 $791K Add +1.5%
SCHX Schwab US Large-Cap ETF 0.04% 30,778 $789K No change
LIN Linde PLC 0.04% 1,579 $783K Add +7.6%
INTC Intel Corp. 0.04% 17,487 $772K Add +6.0%
HSY The Hershey Co. 0.04% 3,711 $771K Add +0.9%
EMR Emerson Electric Co. 0.04% 5,837 $765K Add +2.8%
VXUS Vanguard Total Intl Stock 0.04% 9,728 $750K Reduce -2.1%
MO Altria Group Inc. 0.04% 11,351 $749K Add +2.2%
ED Consolidated Edison Inc. 0.04% 6,612 $748K Reduce -4.9%
ASST Strive Inc. Class A 0.04% 73,766 $739K New
AMGN Amgen Inc. 0.04% 2,097 $738K Add +3.5%
BRK.A Berkshire Hathaway Inc. Class A 0.03% 1 $718K No change
LHX L3HARRIS Technologies Inc. 0.03% 2,041 $704K Add +1.0%
SCHC Schwab Intl Small-Cap Equity 0.03% 14,786 $691K Reduce -32.8%
XLK SS Technology Select Sector 0.03% 5,138 $683K Add +9.9%
HON Honeywell International Inc. 0.03% 2,941 $665K Add +2.2%
NVS Novartis AG-Sponsored ADR 0.03% 4,293 $656K Add +3.7%
PLTR Palantir Technologies Inc. Class A 0.03% 4,469 $654K Reduce -2.9%
T AT&T Inc. 0.03% 22,163 $643K Add +7.4%
TFC Truist Financial Corp. 0.03% 13,891 $639K Add +1.9%
BKNG Booking Holdings Inc. 0.03% 151 $636K Add +4.1%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.03% 6,577 $634K Add +2.8%
CMI Cummins Inc. 0.03% 1,154 $621K Add +2.2%
LRCX Lam Research Corp. 0.03% 2,899 $619K Add +13.7%
XLE SS Energy Select Sector 0.03% 9,848 $603K Add +109.6%
VZ Verizon Communications Inc. 0.03% 11,940 $599K Add +24.3%
IVE iShares S&P 500 Value ETF 0.03% 2,813 $594K Add +38.4%
PGR Progressive Corp. 0.03% 2,937 $582K Add +0.3%
IDEV iShares Core MSCI Dev MKTS 0.03% 6,749 $564K No change
IWD iShares Russell 1000 Value E 0.03% 2,633 $563K No change
FFIV F5 Inc. 0.03% 1,925 $557K Add +0.3%
ISRG Intuitive Surgical Inc. 0.03% 1,208 $557K Reduce -1.1%
ITW Illinois Tool Works 0.03% 2,107 $548K Add +2.8%
VGSH Vanguard Short-Term Treasury 0.03% 9,273 $543K No change
XFRAX BlackRock Fltng RT Inc. Strat 0.03% 48,010 $529K Add +3.4%
NSC Norfolk Southern Corp. 0.03% 1,836 $527K Add +0.6%
VSS Vanguard Ftse All Wo X-US SC 0.03% 3,583 $522K Reduce -15.8%
PH Parker Hannifin Corp. 0.03% 581 $520K Add +2.8%
SYK Stryker Corp. 0.03% 1,572 $517K Reduce -6.0%
COMP Compass Inc. Class A 0.02% 70,451 $515K Reduce -58.7%
UNH Unitedhealth Group Inc. 0.02% 1,866 $505K Add +3.4%
URI United Rentals Inc. 0.02% 691 $503K Reduce -3.2%
KLAC KLA Corp. 0.02% 341 $502K Add +4.9%
ECL Ecolab Inc. 0.02% 1,869 $497K Add +0.9%
HLT Hilton Worldwide Holdings Inc. 0.02% 1,623 $494K Add +1.9%
SO The Southern Co. 0.02% 5,073 $490K Reduce -3.1%
PEP Pepsico Inc. 0.02% 3,087 $479K Reduce -11.3%
ETSY Etsy Inc. 0.02% 9,373 $468K New
QUAL iShares MSCI USA Quality Fac 0.02% 2,435 $467K Add +15.2%
POST Post Holdings Inc. filed as POST HLDGS INC 0.02% 4,673 $462K Reduce -7.0%
DGRW Wisdomtree U.S. Quality Divi 0.02% 5,129 $451K No change
CB Chubb Ltd. 0.02% 1,367 $446K Add +3.5%
DHR Danaher Corp. 0.02% 2,342 $444K Reduce -5.1%
AOA iShares Core 80/20 Aggressiv 0.02% 5,013 $444K No change
CRM Salesforce Inc. 0.02% 2,334 $436K Reduce -38.5%
ADI Analog Devices Inc. 0.02% 1,349 $429K Add +1.4%
PSX Phillips 66 0.02% 2,352 $428K Add +1.4%
COP Conocophillips 0.02% 3,221 $425K Add +5.6%
PFF iShares Preferred & Income S 0.02% 14,013 $425K Reduce -1.4%
SCHB Schwab US Broad Market ETF 0.02% 16,862 $423K No change
IOO iShares Global 100 ETF 0.02% 3,475 $420K No change
SCHG Schwab US Large-Cap Growth 0.02% 14,381 $419K Reduce -13.0%
J Jacobs Solutions Inc. 0.02% 3,279 $417K Reduce -3.6%
IVW iShares S&P 500 Growth ETF 0.02% 3,671 $415K Add +5.4%
CTVA Corteva Inc. 0.02% 4,914 $411K Add +1.7%
SBUX Starbucks Corp. 0.02% 4,589 $411K Add +3.8%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.02% 2,210 $407K No change
XLP SS Consumer Staples Sel Sect 0.02% 4,947 $406K Reduce -3.5%
PANW Palo Alto Networks Inc. 0.02% 2,527 $405K Add +32.6%
UNP Union Pacific Corp. 0.02% 1,666 $404K Add +1.1%
IWO iShares Russell 2000 Growth 0.02% 1,280 $402K No change
SMH Vaneck Semiconductor ETF 0.02% 1,045 $401K Reduce -2.1%
VRP Invesco Variable Rate Prefer 0.02% 16,594 $398K Reduce -8.6%
LNT Alliant Energy Corp. 0.02% 5,525 $396K Add +1.0%
NOW ServiceNow Inc. 0.02% 3,780 $395K Add +50.2%
DTCR Global X Data Center & Digit 0.02% 16,414 $393K No change
IBMR iShares Ibonds Dec 2029 M BD 0.02% 15,065 $382K Reduce -0.7%
APD Air Products & Chemicals Inc. 0.02% 1,314 $382K Add +2.0%
WSM Williams-Sonoma Inc. 0.02% 2,067 $377K Add +4.3%
ARES Ares Management Corp. Class A 0.02% 3,434 $375K Add +31.4%
GILD Gilead Sciences Inc. 0.02% 2,645 $369K Add +4.7%
SHEL Shell PLC-ADR 0.02% 3,934 $366K Add +4.6%
SUSA iShares ESG Optimized MSCI U 0.02% 2,719 $359K Add +0.9%
COF Capital One Financial Corp. 0.02% 1,952 $356K Add +1.5%
UBER Uber Technologies Inc. 0.02% 4,949 $356K Add +9.1%
FBRT Franklin BSP Realty Trust Inc. 0.02% 41,709 $354K Add +0.9%
GBDC Golub Capital BDC Inc. 0.02% 27,788 $352K No change
CL Colgate-Palmolive Co. 0.02% 4,118 $351K Add +4.8%
TMUS T-Mobile US Inc. 0.02% 1,662 $349K Add +12.2%
VRA Vera Bradley Inc. 0.02% 106,722 $337K No change
CGMS Cap Group US Multi-Sect Bond 0.02% 12,381 $337K No change
FAST Fastenal Co. 0.02% 7,221 $335K Add +3.2%
ACN Accenture PLC Class A 0.02% 1,677 $333K Reduce -27.1%
VDC Vanguard Consumer Staple ETF 0.02% 1,457 $327K Reduce -5.8%
QCOM Qualcomm Inc. 0.02% 2,534 $326K Reduce -15.7%
GD General Dynamics Corp. 0.02% 949 $326K Add +3.3%
EME Emcor Group Inc. 0.02% 441 $326K Add +2.3%
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.02% 1,263 $325K Reduce -1.9%
VGT Vanguard Info Tech ETF 0.02% 462 $322K Add +21.6%
IBMQ iShares Ibonds Dec 2028 Muni 0.02% 12,592 $321K Reduce -0.8%
AZN Astrazeneca PLC 0.01% 1,574 $310K Add +12.8%
FNDC Schwab Fndmnt Intl SM Eq ETF 0.01% 6,684 $310K No change
FDX FedEx Corp. 0.01% 868 $309K Reduce -1.3%
NOC Northrop Grumman Corp. 0.01% 450 $307K Add +2.5%
MMM 3M Co. 0.01% 2,083 $303K Add +2.1%
REGN Regeneron Pharmaceuticals 0.01% 391 $302K Add +2.4%
SPOT Spotify Technology SA 0.01% 616 $299K Add +2.0%
SCHV Schwab US Large-Cap Value 0.01% 9,787 $299K Reduce -9.0%
BA The Boeing Co. 0.01% 1,478 $294K Add +2.3%
IBMP iShares Ibonds Dec 2027 Term 0.01% 11,504 $293K Reduce -26.2%
IYW iShares Ustechnology ETF 0.01% 1,601 $290K No change
INTU Intuit Inc. 0.01% 669 $289K Add +11.5%
DGRO iShares Core Dividend Growth 0.01% 4,100 $288K Reduce -2.4%
DUK Duke Energy Corp. 0.01% 2,184 $286K Reduce -12.7%
DEM Wisdomtree Emerging Markets 0.01% 5,749 $286K No change
KKR KKR & Co. Inc. 0.01% 3,083 $285K Add +3.0%
KMI Kinder Morgan Inc. 0.01% 8,498 $285K Add +3.9%
GEHC GE Healthcare Technology 0.01% 3,985 $284K Add +6.8%
DOW Dow Inc. filed as DOW HLDGS INC 0.01% 6,723 $280K New
TM Toyota Motor Corp. -Spon ADR 0.01% 1,355 $279K Add +6.4%
SCHD Schwab US DVD Equity ETF 0.01% 9,074 $278K Add +0.8%
HSBC HSBC Holdings PLC-Spons ADR filed as HSBC HLDGS PLC 0.01% 3,317 $274K Add +12.7%
WMB Williams Cos Inc. 0.01% 3,743 $272K Add +4.4%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.01% 937 $269K No change
IUSV iShares Core S&P U.S. Value 0.01% 2,607 $267K No change
Q Qnity Electronics Inc. 0.01% 2,294 $265K New
CVS CVS Health Corp. 0.01% 3,676 $264K Reduce -9.5%
DTD Wisdomtree US Total Dividend 0.01% 3,000 $259K No change
ESGU iShares ESG Aware MSCI USA 0.01% 1,826 $258K No change
APH Amphenol Corp. Class A 0.01% 2,029 $256K Add +29.3%
WDC Western Digital Corp. 0.01% 946 $256K New
APA Apa Corp. 0.01% 6,029 $256K New
BXSL Blackstone Secured Lending F 0.01% 10,710 $254K Add +0.1%
MCK McKesson Corp. 0.01% 291 $252K Add +12.8%
VMRK Vivmark Residential filed as EQUITY RESIDENTIAL 0.01% 4,242 $251K Add +1.4%
BMY Bristol-Myers Squibb Co. 0.01% 4,114 $250K Add +8.2%
CACC Credit Acceptance Corp. 0.01% 583 $247K No change
AKRE Akre Focus ETF filed as PROFESIONALLY MANAGED PORTFO 0.01% 4,640 $245K No change
CMCSA Comcast Corp. Class A 0.01% 8,524 $245K Add +7.1%
UL Unilever PLC-Sponsored ADR 0.01% 4,291 $244K Add +0.4%
GBX Greenbrier Companies Inc. 0.01% 4,639 $244K Add +1.8%
ANET Arista Networks Inc. 0.01% 1,963 $241K Add +28.5%
MPC Marathon Petroleum Corp. 0.01% 974 $238K New
STX Seagate Technology Holdings 0.01% 607 $238K New
ETN Eaton Corp. PLC 0.01% 663 $237K New
VRTX Vertex Pharmaceuticals Inc. 0.01% 529 $236K Add +13.8%
EFV iShares MSCI Eafe Value ETF 0.01% 3,157 $235K New
TPR Tapestry Inc. 0.01% 1,660 $234K Reduce -8.0%
STLD Steel Dynamics Inc. 0.01% 1,301 $234K New
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.01% 775 $232K Add +2.9%
BNL Broadstone Net Lease Inc. 0.01% 12,648 $231K No change
UPS United Parcel Service Class B 0.01% 2,342 $230K New
YUM Yum! Brands Inc. 0.01% 1,481 $230K Add +1.9%
SNDK Sandisk Corp. 0.01% 362 $230K New
MCO Moody's Corp. 0.01% 527 $230K Add +8.0%
EPD Enterprise Products Partners 0.01% 6,058 $229K New
BHP BHP Group Ltd.-Spon ADR filed as BHP BILLITON LIMITED 0.01% 3,149 $229K New
CRWD CrowdStrike Holdings Inc. Class A 0.01% 584 $228K Add +14.7%
PNC PNC Financial Services Group 0.01% 1,085 $226K Add +4.9%
JCI Johnson Controls Internation 0.01% 1,715 $225K Add +0.7%
FNDX Schwab Fndmntl US LRG Co. ETF 0.01% 7,999 $223K No change
TSN Tyson Foods Inc. Class A 0.01% 3,439 $220K Add +0.3%
RBC RBC Bearings Inc. 0.01% 405 $220K New
TTE Totalenergies SE 0.01% 2,385 $217K New
MLPX Global X MLP & Energy Infras 0.01% 2,904 $215K New
IGM iShares Expanded Tech Sector 0.01% 1,800 $213K No change
VT Vanguard Tot World STK ETF 0.01% 1,523 $211K No change
VNQI Vanguard GLBL Ex-US Real Est 0.01% 4,720 $210K No change
MDT Medtronic PLC 0.01% 2,420 $210K Reduce -7.1%
AMT American Tower Corp. 0.01% 1,202 $207K New
NEM Newmont Corp. 0.01% 1,910 $207K New
CPT Camden Property Trust 0.01% 2,096 $205K Reduce -5.9%
WAB Wabtec Corp. 0.01% 813 $203K New
CNP Centerpoint Energy Inc. 0.01% 4,699 $203K New
WM Waste Management Inc. 0.01% 872 $200K New
BRLT Brilliant Earth Group Inc. Class A 0.01% 148,273 $197K No change
SAN Banco Santander SA-Spon ADR 0.01% 11,595 $131K Add +9.8%
F Ford Motor Co. filed as FORD MTR CO 0.01% 10,248 $118K Add +2.4%
MFG Mizuho Financial Group-ADR 0.01% 14,137 $112K Add +10.5%
LYG Lloyds Banking Group PLC-ADR 0.00% 11,332 $57K Add +3.8%
Other holdings (2): bonds, preferreds, convertibles and warrants · $24.3M (not counted above)
SecurityClassShares / PrincipalValueChange
IBDS Ishrs Ibnds Dec 27 Corp. ETF IBONDS 27 ETF · principal 985,527$23.9MNew
IBDR iShares Ibonds Dec 2026 Term IBONDS DEC2026 · principal 18,406$446KNew

Total filed on the 13F, all lines: $2.1B.

Portfolio Sells Q4 2025 → Q1 2026
IBDS Ishrs Ibnds Dec 27 Corp. ETF Sold out 0.00% −1.20
IBDR iShares Ibonds Dec 2026 Term Sold out 0.00% −0.83
SPYG SS SPDR P S&P 500 Growth ETF Reduce -1.7% 3.10% −0.32
AAPL Apple Inc. Reduce -0.8% 3.32% −0.25
PRF Invesco Rafi US 1000 ETF Reduce -9.3% 1.42% −0.12
JLL Jones Lang Lasalle Inc. Reduce -19.0% 0.28% −0.10
JPM JPMorgan Chase & Co. Reduce -9.2% 0.37% −0.07
COMP Compass Inc. Class A Reduce -58.7% 0.02% −0.06
SPYV SS SPDR P S&P 500 Value ETF Reduce -1.8% 3.22% −0.06
CRM Salesforce Inc. Reduce -38.5% 0.02% −0.03
VUG Vanguard Mrngstar GR ETF-Sui Reduce -6.5% 0.14% −0.03
PEG Public Service Enterprise GP Sold out 0.00% −0.03
USMV iShares MSCI USA Min Vol Fac Reduce -0.4% 1.62% −0.03
V Visa Inc. Class A Reduce -0.8% 0.13% −0.02
ADP Automatic Data Processing Reduce -3.9% 0.07% −0.02
BRO Brown & Brown Inc. Sold out 0.00% −0.02
ADBE Adobe Inc. Sold out 0.00% −0.02
IBM Intl Business Machines Corp. Reduce -5.0% 0.06% −0.02
SCHC Schwab Intl Small-Cap Equity Reduce -32.8% 0.03% −0.01
BRK.B Berkshire Hathaway Inc. Class B Reduce -0.1% 0.32% −0.01
ABT Abbott Laboratories Reduce -1.8% 0.06% −0.01
GIS General Mills Inc. Sold out 0.00% −0.01
INDA iShares MSCI India ETF Sold out 0.00% −0.01
ACN Accenture PLC Class A Reduce -27.1% 0.02% −0.01
RDVY First Trust Rising Dividend Sold out 0.00% −0.01
SE Sea Ltd.-ADR Sold out 0.00% −0.01
VTV Vanguard Mrngstr Val ETF-Aui Reduce -12.7% 0.11% −0.01
CPNG Coupang Inc. Reduce -2.0% 0.04% −0.01
IBMO iShares Ibonds Dec 2026 Term Sold out 0.00% −0.01
ROL Rollins Inc. Sold out 0.00% −0.01
SAP Sap SE-Sponsored ADR Sold out 0.00% −0.01
APP AppLovin Corp. Class A Sold out 0.00% −0.01
IJK iShares S&P Mid-Cap 400 Grow Sold out 0.00% −0.01
SPGI S&P Global Inc. Sold out 0.00% −0.01
CEG Constellation Energy Sold out 0.00% −0.01
PYPL PayPal Holdings Inc. Sold out 0.00% −0.01
VEU Vanguard Ftse All-World Ex-U Reduce -7.9% 0.17% −0.01
IDXX Idexx Laboratories Inc. Sold out 0.00% −0.01
GSLC Goldman Activebeta US LC ETF Sold out 0.00% −0.01
PAYX Paychex Inc. Sold out 0.00% −0.01
TEL Te Connectivity PLC Sold out 0.00% −0.01
HD Home Depot Inc. Reduce -4.8% 0.10% −0.01
QCOM Qualcomm Inc. Reduce -15.7% 0.02% −0.01
WFC Wells Fargo & Co. Reduce -3.9% 0.04% −0.01
BLK BlackRock Inc. Reduce -7.9% 0.04% −0.01
PLTR Palantir Technologies Inc. Class A Reduce -2.9% 0.03% −0.01
VIG Vanguard Dividend Apprec ETF Reduce -10.8% 0.05% −0.01
DE Deere & Co. Reduce -25.9% 0.06% −0.01
ABBV Abbvie Inc. Reduce -0.4% 0.14% −0.01
BAC Bank of America Corp. Reduce -2.0% 0.04% −0.01

Portfolio Buys Q4 2025 → Q1 2026
VTIP Vanguard Short-Term Tips Add +16.2% 5.87% +0.89
VEA Vanguard Ftse Developed ETF Add +5.7% 3.76% +0.31
IJR iShares Core S&P Small-Cap E Add +4.5% 3.57% +0.28
IEFA iShares Core MSCI Eafe ETF Add +5.3% 4.20% +0.27
IJH iShares Core S&P Midcap ETF Add +2.9% 5.09% +0.27
IBDX iShares Ibonds Dec 2032 TC Add +22.0% 1.32% +0.23
JMST JPM Ultra-Short Muni Income Add +156.8% 0.30% +0.18
RWL Invesco S&P 500 Revenue ETF Add +8.8% 1.83% +0.16
IEMG iShares Core MSCI Emerging Add +5.1% 1.64% +0.14
CFG Citizens Financial Group Add +7.0% 1.33% +0.12
IBDW iShares Ibonds Dec 2031 Corp. Add +7.6% 1.72% +0.11
SHY iShares 1-3 Year Treasury Bo New 0.08% +0.08
IBDV iShares Ibonds Dec 2030 Corp. Add +5.1% 1.75% +0.08
IBMV Ishrs Ibond Dec 2033 TM ETF New 0.06% +0.06
VWO Vanguard Ftse Emerging Marke Add +0.9% 2.63% +0.05
IBDT iShares Ibonds Dec 2028 ETF Add +3.0% 1.60% +0.04
AMAT Applied Materials Inc. Add +0.7% 0.17% +0.04
IBDU iShares Ibonds Dec 2029 Term Add +2.7% 1.78% +0.04
IAU iShares Gold Trust Add +147.2% 0.07% +0.04
PJT PJT Partners Inc. Class A Add +106.9% 0.10% +0.04
JNJ Johnson & Johnson Add +1.6% 0.21% +0.04
ASST Strive Inc. Class A New 0.04% +0.04
GEV GE Vernova Inc. Add +3.9% 0.11% +0.03
COST Costco Wholesale Corp. Add +3.0% 0.16% +0.03
GLD SPDR Gold Shares Add +61.1% 0.06% +0.03
ETSY Etsy Inc. New 0.02% +0.02
CAT Caterpillar Inc. Add +3.2% 0.10% +0.02
CVX Chevron Corp. Add +5.9% 0.07% +0.02
GLW Corning Inc. Add +3.0% 0.05% +0.02
XLE SS Energy Select Sector Add +109.6% 0.03% +0.02
DVY iShares Select Dividend ETF Add +0.0% 0.24% +0.02
DOW Dow Inc. New 0.01% +0.01
WMT Walmart Inc. Add +2.7% 0.10% +0.01
LMT Lockheed Martin Corp. Add +4.2% 0.06% +0.01
NEE Nextera Energy Inc. Add +2.5% 0.08% +0.01
Q Qnity Electronics Inc. New 0.01% +0.01
TSM Taiwan Semiconductor-SP ADR Add +18.5% 0.05% +0.01
MU Micron Technology Inc. Add +19.9% 0.04% +0.01
APA Apa Corp. New 0.01% +0.01
WDC Western Digital Corp. New 0.01% +0.01
ASML ASML Holding NV-NY Reg SHS Add +18.3% 0.04% +0.01
MPC Marathon Petroleum Corp. New 0.01% +0.01
ETN Eaton Corp. PLC New 0.01% +0.01
STX Seagate Technology Holdings New 0.01% +0.01
EFV iShares MSCI Eafe Value ETF New 0.01% +0.01
STLD Steel Dynamics Inc. New 0.01% +0.01
UPS United Parcel Service Class B New 0.01% +0.01
BHP BHP Group Ltd.-Spon ADR New 0.01% +0.01
EPD Enterprise Products Partners New 0.01% +0.01
SNDK Sandisk Corp. New 0.01% +0.01

Notes & Other Activity Q4 2025 → Q1 2026
IBDS Ishrs Ibnds Dec 27 Corp. ETF IBONDS 27 ETF · principal New 985,527 $23.9M
IBDR iShares Ibonds Dec 2026 Term IBONDS DEC2026 · principal New 18,406 $446K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 350$2.3BIVV, VTIP, IJH, IEFA, VEA
Q1 2026 330$2.1BIVV, VTIP, IJH, IEFA, VEA
Q4 2025 326$2.1BIVV, VTIP, IJH, IEFA, SPY
Q3 2025 319$2.0BIVV, IJH, VTIP, SPY, IEFA
Q2 2025 314$1.8BIVV, IJH, VTIP, SPY, SPYG
Q1 2025 263$1.6BIVV, IJH, VTIP, SPY, SPYV
Q4 2024 254$1.6BIVV, IJH, SPY, VTIP, AAPL
Q3 2024 265$1.6BIVV, IJH, SPY, IJR, SPYV
Q2 2024 249$1.5BIVV, IJH, SPY, VTIP, IJR
Q1 2024 235$1.4BIVV, IJH, SPY, VTIP, SPYV