Kozak & Associates, Inc.

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 6, 2025), Kozak & Associates, Inc. reported 405 stock positions worth $437.5 million. Its top holding was iShares U.S. Tech Independen (IETC) at 13.1% of the portfolio, followed by Invesco S&P 500 Revenue ETF (RWL, 12.4%) and SS SPDR S&P 500 ETF Trust-US (SPY, 9.8%). Compared with Q3 2024, it opened 59 new positions, sold out of 43, added to 159 and reduced 68. The biggest buy was a new position in iShares U.S. Industrials ETF (IYJ) and the biggest sale Deere (DE, shares −94%).

Most Recent 13F
Q2 2026
Location
HIGHLANDS RANCH, CO
CIK
0001764970
Portfolio Value
$437.5M (Q4 2024)
SEC Filing
0001764970-25-000001 ↗ filed Jan 6, 2025

Holdings Value

0$200.0M$400.0M$600.0M Q1 2024: $371.9M Q1 2024 Q2 2024: $405.1M Q2 2024 Q3 2024: $423.0M Q3 2024 Q4 2024: $437.5M $437.5M Q4 2024 Q1 2025: $400.8M Q1 2025 Q2 2025: $490.7M Q2 2025 Q3 2025: $507.8M Q3 2025 Q4 2025: $517.5M Q4 2025 Q1 2026: $512.8M Q1 2026 Q2 2026: $576.0M Q2 2026

Holdings 405 stocks · $437.5M

IETC iShares U.S. Tech Independen 13.10% 662,789 $57.3M Reduce -1.8%
RWL Invesco S&P 500 Revenue ETF 12.43% 549,917 $54.4M Add +14.9%
SPY SS SPDR S&P 500 ETF Trust-US 9.79% 72,360 $42.8M Reduce -9.7%
QQQ Invesco QQQ Trust Series 1 8.66% 73,021 $37.9M Reduce -7.3%
SPYG SS SPDR P S&P 500 Growth ETF 6.51% 318,889 $28.5M Add +48.5%
NVDA Nvidia Corp. 5.09% 154,036 $22.3M Reduce -28.3%
MSFT Microsoft Corp. 5.02% 51,864 $22.0M Reduce -8.4%
AAPL Apple Inc. 4.97% 89,279 $21.7M Reduce -15.1%
IYG iShares U.S. Financial Servi 4.69% 261,636 $20.5M Add +4.4%
AMZN Amazon.com Inc. 4.29% 83,736 $18.8M Add +3.6%
COST Costco Wholesale Corp. 4.18% 19,936 $18.3M Add +2.8%
SMH Vaneck Semiconductor ETF 4.02% 69,776 $17.6M Add +39.9%
XLV SS Health Care Select Sector 3.35% 105,578 $14.7M Add +23.5%
IYJ iShares U.S. Industrials ETF 3.13% 102,014 $13.7M New
SCHW Schwab (charles) Corp. 0.58% 34,148 $2.5M Reduce -72.9%
JPM JPMorgan Chase & Co. 0.40% 7,278 $1.8M Reduce -4.9%
IJK iShares S&P Mid-Cap 400 Grow 0.33% 15,445 $1.4M Reduce -1.2%
GOOG Alphabet Inc. Class C 0.33% 7,372 $1.4M Add +0.9%
NFLX Netflix Inc. 0.31% 1,550 $1.4M Add +0.5%
AVGO Broadcom Inc. 0.31% 5,847 $1.4M Add +60.1%
CVX Chevron Corp. 0.29% 8,694 $1.3M Add +0.3%
V Visa Inc. Class A 0.27% 3,794 $1.2M Add +2.2%
META Meta Platforms Inc. Class A 0.26% 1,904 $1.2M Reduce -0.1%
XSMO Invesco S&P Smallcap Momentu 0.26% 16,715 $1.1M Reduce -57.3%
UNH Unitedhealth Group Inc. 0.24% 2,008 $1.0M Reduce -3.4%
NOW ServiceNow Inc. 0.23% 928 $996K Reduce -1.0%
BX Blackstone Inc. 0.21% 5,342 $940K Add +0.5%
CRM Salesforce Inc. 0.19% 2,530 $842K Add +0.4%
HD Home Depot Inc. 0.18% 2,032 $791K Add +0.9%
PG The Procter & Gamble Co. 0.18% 4,746 $784K Add +1.8%
NOBL Proshares S&P 500 Dividend A 0.17% 7,654 $761K Add +56.9%
GOOGL Alphabet Inc. Class A 0.16% 3,759 $721K Add +5.3%
MCD McDonald's Corp. 0.16% 2,312 $682K Add +1.2%
WDAY Workday Inc. Class A 0.15% 2,577 $652K No change
BLK BlackRock Inc. 0.14% 617 $630K No change
LMT Lockheed Martin Corp. 0.14% 1,247 $601K Add +1.6%
DE Deere & Co. 0.13% 1,383 $584K Reduce -94.1%
CAT Caterpillar Inc. 0.13% 1,585 $577K Reduce -5.3%
AXP American Express Co. 0.13% 1,832 $555K Add +0.2%
MAR Marriott International Class A 0.12% 1,876 $516K Add +0.2%
ADBE Adobe Inc. 0.12% 1,175 $506K Add +1.6%
FSLR First Solar Inc. 0.11% 2,650 $494K No change
XOM Exxon Mobil Corp. 0.11% 4,462 $481K Add +4.0%
GE General Electric filed as GE AEROSPACE 0.11% 2,764 $475K Reduce -0.9%
DRI Darden Restaurants Inc. 0.11% 2,489 $467K Add +0.9%
DFS Discover Financial Services 0.11% 2,625 $462K No change
CSCO Cisco Systems Inc. 0.10% 7,481 $440K Reduce -3.1%
QCOM Qualcomm Inc. 0.10% 2,691 $425K Add +0.4%
CMG Chipotle Mexican Grill Inc. 0.09% 6,912 $413K Add +11.5%
NEE Nextera Energy Inc. 0.09% 5,302 $382K Add +2.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.08% 8,119 $364K Add +2.5%
JNJ Johnson & Johnson 0.08% 2,511 $362K Reduce -7.0%
CSX CSX Corp. 0.08% 10,607 $343K Add +0.4%
KO The Coca-Cola Co. 0.08% 5,374 $332K Reduce -12.3%
ABBV Abbvie Inc. 0.07% 1,721 $312K Add +2.3%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.07% 724 $309K Reduce -15.2%
GS Goldman Sachs Group Inc. 0.07% 521 $302K Reduce -7.6%
HON Honeywell International Inc. 0.07% 1,303 $295K Add +2.5%
FDX FedEx Corp. 0.07% 1,070 $294K Reduce -9.8%
BSX Boston Scientific Corp. 0.07% 3,204 $291K No change
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.07% 1,035 $290K Reduce -48.9%
MRK Merck & Co. Inc. 0.07% 2,892 $287K Add +3.1%
OLED Universal Display Corp. 0.07% 1,885 $286K No change
BRK.B Berkshire Hathaway Inc. Class B 0.06% 614 $278K Add +11.6%
LOW Lowe's Cos Inc. 0.06% 1,111 $276K Add +2.5%
GEV GE Vernova Inc. 0.06% 779 $276K Reduce -2.1%
XEL Xcel Energy Inc. 0.06% 4,119 $275K Add +2.1%
ORCL Oracle Corp. 0.06% 1,564 $260K Add +5.5%
SHEL Shell PLC-ADR 0.06% 3,981 $257K Add +1.8%
TSLA Tesla Inc. 0.06% 608 $250K Reduce -2.4%
SHOP Shopify Inc. Class A 0.06% 2,243 $245K Reduce -58.5%
WMB Williams Cos Inc. 0.05% 4,056 $230K Add +43.5%
SCHA Schwab US Small-Cap ETF 0.05% 8,350 $219K Reduce -50.0%
XYZ Block Inc. 0.05% 2,330 $215K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.05% 958 $213K Add +0.6%
IVV iShares Core S&P 500 ETF 0.05% 350 $208K Add +44.0%
EA Electronic Arts Inc. 0.05% 1,380 $202K No change
VLO Valero Energy Corp. 0.05% 1,618 $201K Add +0.9%
RTX RTX Corp. 0.04% 1,661 $192K Add +5.5%
ONT Onterris Inc. filed as MONTROSE ENVIRONMENTAL GROUP 0.04% 10,000 $192K No change
PYLD PIMCO Multisector Bond Actv 0.04% 7,345 $190K New
PEY Invesco High Yield Equity Di 0.04% 8,883 $189K Add +1.1%
ZTS Zoetis Inc. 0.04% 1,157 $189K Reduce -1.6%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.04% 1,597 $178K Reduce -16.1%
ADSK Autodesk Inc. 0.04% 575 $169K No change
CLX Clorox Company 0.04% 1,024 $167K Add +0.8%
ARW Arrow Electronics Inc. 0.04% 1,441 $163K No change
DAL Delta Air Lines Inc. 0.03% 2,567 $151K Add +0.2%
CMCSA Comcast Corp. Class A 0.03% 4,000 $151K Add +8.9%
EFA iShares MSCI Eafe ETF 0.03% 1,985 $150K Add +1.1%
LULU Lululemon Athletica Inc. 0.03% 379 $143K Reduce -62.7%
AMP Ameriprise Financial Inc. 0.03% 262 $140K Add +0.4%
ELV Elevance Health Inc. 0.03% 356 $132K Reduce -7.5%
ABT Abbott Laboratories 0.03% 1,146 $130K Reduce -8.2%
ETN Eaton Corp. PLC 0.03% 347 $119K Add +5.2%
NOC Northrop Grumman Corp. 0.03% 239 $112K Add +4.8%
AZN Astrazeneca PLC-Spons ADR 0.02% 1,601 $106K Add +4.0%
LHX L3HARRIS Technologies Inc. 0.02% 504 $106K No change
DUK Duke Energy Corp. 0.02% 972 $105K Add +6.7%
AFL Aflac Inc. 0.02% 1,011 $104K Add +0.5%
ET Energy Transfer LP 0.02% 5,117 $100K Add +69.6%
AMGN Amgen Inc. 0.02% 372 $97K Add +7.8%
T AT&T Inc. 0.02% 4,219 $96K Add +7.6%
VUG Vanguard Mrngstar GR ETF-Sui 0.02% 217 $90K No change
MS Morgan Stanley 0.02% 713 $90K Add +0.7%
MRSH Marsh & McLennan Cos 0.02% 420 $89K Reduce -3.2%
IWM iShares Russell 2000 ETF 0.02% 371 $83K Add +26.2%
ACN Accenture PLC Class A 0.02% 230 $81K No change
TSCO Tractor Supply Company 0.02% 1,545 $80K Add +7.7%
MO Altria Group Inc. 0.02% 1,509 $80K No change
SGOV iShares 0-3 Month Treasury B 0.02% 791 $79K New
RY Royal Bank of Canada 0.02% 649 $78K No change
IPG Interpublic Group of Cos Inc. 0.02% 2,673 $75K Add +1.1%
SCHV Schwab US Large-Cap Value 0.02% 2,830 $74K Reduce -66.5%
OKLO Oklo Inc. 0.02% 2,700 $74K No change
NKE Nike Inc. Class B 0.02% 997 $73K Reduce -14.9%
CMI Cummins Inc. 0.02% 200 $71K Add +0.5%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.02% 264 $71K No change
ONEQ Fidelity Nasdaq Comp Indx 0.02% 902 $70K Add +0.2%
LRCX Lam Research Corp. 0.02% 918 $69K Reduce -97.3%
SO The Southern Co. 0.02% 824 $68K Add +0.9%
TXN Texas Instruments Inc. 0.01% 343 $65K Add +5.5%
SCHG Schwab US Large-Cap Growth 0.01% 2,272 $64K Reduce -75.0%
C Citigroup Inc. 0.01% 891 $63K Add +0.8%
PEP Pepsico Inc. 0.01% 407 $61K Reduce -24.5%
AMT American Tower Corp. 0.01% 314 $57K Add +18.5%
WMT Walmart Inc. 0.01% 619 $56K Add +22.3%
HTGC Hercules Capital Inc. 0.01% 2,756 $55K Add +2.1%
APD Air Products & Chemicals Inc. 0.01% 191 $54K Add +17.2%
SPG Simon Property Group Inc. 0.01% 306 $54K Add +1.3%
PAYC Paycom Software Inc. 0.01% 253 $52K No change
LUV Southwest Airlines Co. 0.01% 1,517 $51K Add +2.9%
IVW iShares S&P 500 Growth ETF 0.01% 470 $49K Add +0.2%
SBUX Starbucks Corp. 0.01% 519 $48K Add +2.8%
PCAR Paccar Inc. 0.01% 438 $46K Add +0.2%
VTV Vanguard Mrngstr Val ETF-Aui 0.01% 269 $46K Add +0.4%
BIL SS SPDR BB 1-3M T-Bill ETF 0.01% 490 $45K No change
ZION Zions Bancorp NA 0.01% 798 $44K Add +0.6%
NVO Novo-Nordisk A/S-Spons ADR 0.01% 480 $42K No change
AB Alliancebernstein Holding LP 0.01% 1,088 $41K Add +1.2%
LIN Linde PLC 0.01% 97 $40K Add +38.6%
NLY Annaly Capital Management Inc. 0.01% 2,087 $40K Add +3.4%
WSM Williams-Sonoma Inc. 0.01% 201 $39K New
UAL United Airlines Holdings Inc. 0.01% 394 $38K No change
KEY Keycorp 0.01% 2,166 $37K Add +1.1%
MA Mastercard Inc. Class A 0.01% 71 $37K No change
ILCG iShares Morningstar Growth E 0.01% 404 $37K Reduce -37.0%
PECO Phillips Edison & Company Inc. 0.01% 958 $36K Add +0.8%
CQP Cheniere Energy Partners LP 0.01% 636 $35K No change
EPD Enterprise Products Partners 0.01% 1,079 $34K Add +1.7%
VB Vanguard Most SM-Cap ETF-Usd 0.01% 140 $34K No change
BA The Boeing Co. 0.01% 186 $32K Reduce -35.6%
KR Kroger Co. 0.01% 512 $31K Add +0.6%
FSK FS KKR Capital Corp. 0.01% 1,423 $31K Add +3.0%
UNP Union Pacific Corp. 0.01% 133 $31K Add +40.0%
GPC Genuine Parts Co. 0.01% 263 $31K Add +0.8%
AHR American Healthcare REIT Inc. 0.01% 1,088 $31K No change
RIO Rio Tinto PLC-Spon ADR 0.01% 519 $30K No change
VTI VG Morningstar TS MKT ETF-US 0.01% 96 $28K Reduce -3.0%
RCL Royal Caribbean Cruises Ltd. 0.01% 120 $27K Add +15.4%
CB Chubb Ltd. 0.01% 100 $27K No change
PYPL PayPal Holdings Inc. 0.01% 309 $27K Reduce -23.9%
VEA Vanguard Ftse Developed ETF 0.01% 563 $27K Add +268.0%
WHR Whirlpool Corp. 0.01% 234 $27K Add +1.7%
RIVN Rivian Automotive Inc. Class A 0.01% 1,620 $27K No change
AGG iShares Core U.S. Aggregate 0.01% 268 $26K New
MET Metlife Inc. 0.01% 313 $26K Reduce -19.1%
DOW Dow Inc. 0.01% 647 $25K Add +1.7%
EMR Emerson Electric Co. 0.01% 199 $25K Add +32.7%
SCHF Schwab Intl Equity ETF 0.01% 1,295 $24K Reduce -48.9%
SPGP Invesco S&P 500 Garp ETF 0.01% 225 $24K Add +0.5%
CRWD CrowdStrike Holdings Inc. Class A 0.01% 66 $24K No change
AMD Advanced Micro Devices 0.01% 182 $23K Reduce -1.6%
WM Waste Management Inc. 0.01% 112 $23K Add +115.4%
LYB Lyondellbasell Indu Class A 0.01% 308 $22K Add +1.0%
XLF SS Financial Select Sector 0.00% 436 $21K New
TSM Taiwan Semiconductor-SP ADR 0.00% 101 $21K No change
PRU Prudential Financial Inc. 0.00% 175 $21K Add +0.6%
PLTR Palantir Technologies Inc. Class A 0.00% 250 $20K Add +25.0%
USMV iShares MSCI USA Min Vol Fac 0.00% 223 $20K No change
RDVI FT Vest Rising Dividend Achi 0.00% 810 $20K Add +2.1%
LLY Eli Lilly & Co. 0.00% 25 $20K Add +66.7%
LCID Lucid Group Inc. 0.00% 5,670 $19K No change
VZ Verizon Communications Inc. 0.00% 455 $18K Reduce -7.1%
LITE Lumentum Holdings Inc. 0.00% 200 $18K No change
IWO iShares Russell 2000 Growth 0.00% 60 $18K Reduce -40.6%
COP Conocophillips 0.00% 171 $17K Add +10.3%
BP BP PLC-Spons ADR 0.00% 558 $17K Add +0.9%
UL Unilever PLC 0.00% 295 $17K Add +6.5%
TOL Toll Brothers Inc. 0.00% 129 $16K No change
IJH iShares Core S&P Midcap ETF 0.00% 255 $16K No change
VIG Vanguard Dividend Apprec ETF 0.00% 81 $16K Add +161.3%
WFC Wells Fargo & Co. 0.00% 223 $16K Add +0.9%
SRE Sempra 0.00% 180 $16K New
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.00% 136 $16K Reduce -42.4%
SDVY First Trust Smid Cap Rising 0.00% 423 $15K Add +0.7%
H Hyatt Hotels Corp. Class A 0.00% 98 $15K Add +1.0%
TRV The Travelers Cos Inc. 0.00% 63 $15K New
BRSP Brightspire Capital Inc. 0.00% 2,617 $15K No change
LDOS Leidos Holdings Inc. 0.00% 102 $15K No change
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.00% 389 $15K Add +24.7%
OHI Omega Healthcare Investors 0.00% 389 $15K Add +1.6%
DHR Danaher Corp. 0.00% 62 $15K No change
GBTC Grayscale Bitcoin Trust ETF 0.00% 182 $14K No change
PEXL Pacer US Export Leaders ETF 0.00% 290 $14K No change
SAM Boston Beer Company Inc. Class A 0.00% 48 $14K No change
COF Capital One Financial Corp. 0.00% 77 $14K Add +113.9%
TMUS T-Mobile US Inc. 0.00% 63 $14K Add +530.0%
NEM Newmont Corp. 0.00% 356 $14K Add +0.6%
J Jacobs Solutions Inc. 0.00% 100 $13K No change
VWO Vanguard Ftse Emerging Marke 0.00% 300 $13K Add +0.0%
BALL Ball Corp. 0.00% 237 $13K Reduce -41.9%
MDYG SS SPDR S&P 400 MC GR ETF 0.00% 145 $13K No change
SKYX SKYX Platforms Corp. 0.00% 10,000 $12K No change
JWN Nordstrom Inc. 0.00% 506 $12K Add +0.8%
VOO Vanguard S&P 500 ETF 0.00% 22 $12K Reduce -4.3%
APA Apa Corp. 0.00% 515 $12K Add +1.0%
TOTL SS Doubleline TR Tact ETF 0.00% 306 $12K New
O Realty Income Corp. 0.00% 226 $12K Add +334.6%
VMC Vulcan Materials Co. 0.00% 46 $12K New
FEX First Trust Large Cap Core A 0.00% 112 $12K Add +0.9%
DUSA Davis Select US Equity ETF 0.00% 276 $12K No change
ECOR Electrocore Inc. 0.00% 666 $12K No change
FYX First Trust Small Cap Core A 0.00% 110 $11K No change
ENB Enbridge Inc. 0.00% 260 $11K New
INTC Intel Corp. 0.00% 540 $11K Reduce -0.6%
XLK SS Technology Select Sector 0.00% 47 $11K New
MFA Mfa Financial Inc. 0.00% 1,070 $11K Add +2.8%
EFV iShares MSCI Eafe Value ETF 0.00% 210 $11K New
FNX First Trust Mid Cap Core Alp 0.00% 93 $11K No change
GEHC GE Healthcare Technology 0.00% 136 $11K Reduce -81.4%
SYF Synchrony Financial 0.00% 162 $11K Reduce -33.6%
BDX Becton Dickinson and Co. 0.00% 47 $11K New
LITMAN GREGORY FDS TR 0.00% 1,170 $11K New
IEUS iShares MSCI Europe Small-Ca 0.00% 199 $11K Reduce -43.1%
FCX Freeport-McMoran Inc. 0.00% 280 $11K Add +39.3%
COR Cencora Inc. 0.00% 46 $11K No change
SCHD Schwab US DVD Equity ETF 0.00% 383 $11K Reduce -81.2%
NXPI NXP Semiconductors NV 0.00% 50 $10K No change
CODI Compass Diversified Holdings 0.00% 456 $10K Add +0.4%
PFE Pfizer Inc. 0.00% 392 $10K Reduce -37.6%
BBWI Bath & Body Works Inc. 0.00% 270 $10K Add +0.4%
FSCO FS Credit Opportunities Corp. 0.00% 1,508 $10K Add +2.7%
GLW Corning Inc. 0.00% 213 $10K No change
UNM Unum Group 0.00% 138 $10K Add +0.7%
SLYV SS SPDR S&P 600 SC Val ETF 0.00% 114 $10K Add +0.9%
SIRI Sirius XM Holdings Inc. 0.00% 442 $10K Add +1.1%
PAYX Paychex Inc. 0.00% 70 $10K Reduce -27.8%
HSY The Hershey Co. 0.00% 57 $10K Add +26.7%
JCI Johnson Controls Internation 0.00% 121 $10K New
ADP Automatic Data Processing 0.00% 32 $9K Add +190.9%
UBER Uber Technologies Inc. 0.00% 143 $9K No change
DBMF Imgp Dbi MFT STR ETF-Usd Inc. 0.00% 338 $9K New
KLAC KLA Corp. 0.00% 13 $9K New
APO Apollo Global Management Inc. 0.00% 50 $8K New
HPE Hewlett Packard Enterprise 0.00% 365 $8K Add +0.8%
WBA Walgreens Boots Alliance Inc. 0.00% 835 $8K Add +165.9%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.00% 65 $8K Add +116.7%
FPX First Trust US Equity Opport 0.00% 63 $8K No change
MRVL Marvell Technology Inc. 0.00% 66 $8K Add +69.2%
KDP Keurig Dr Pepper Inc. 0.00% 245 $8K New
BMY Bristol-Myers Squibb Co. 0.00% 135 $8K Add +17.4%
INTU Intuit Inc. 0.00% 12 $8K No change
UTHR United Therapeutics Corp. 0.00% 21 $7K No change
GM General Motors Co. 0.00% 143 $7K Add +55.4%
CCL Carnival Corp. 0.00% 300 $7K No change
HAL Halliburton Co. 0.00% 264 $7K Add +0.8%
AVB Avalonbay Communities Inc. 0.00% 33 $7K New
ACGL Arch Capital Group Ltd. 0.00% 79 $7K No change
PKW Invesco Buyback Achievers Et 0.00% 59 $7K No change
MOAT Vaneck Morningstar Wide Moat 0.00% 73 $7K New
KMI Kinder Morgan Inc. 0.00% 237 $7K Add +83.7%
VCTR Victory Capital Holding - A 0.00% 101 $7K New
PANW Palo Alto Networks Inc. 0.00% 36 $7K New
EQT Eqt Corp. 0.00% 138 $6K New
PLD Prologis Inc. 0.00% 61 $6K Add +103.3%
CION Cion Investment Corp. 0.00% 545 $6K Add +3.0%
CP Canadian Pacific Kansas City 0.00% 84 $6K New
SBS Cia Saneamento Basico DE-ADR filed as COMPANHIA DE SANEAMENTO BASI 0.00% 427 $6K No change
HCA HCA Healthcare Inc. 0.00% 20 $6K No change
PHM Pultegroup Inc. 0.00% 54 $6K Add +35.0%
SLYG SS SPDR S&P 600 SC GR ETF 0.00% 65 $6K Add +1.6%
IJR iShares Core S&P Small-Cap E 0.00% 50 $6K Add +354.6%
SAP Sap SE-Sponsored ADR 0.00% 24 $6K New
BLDR Builders Firstsource Inc. 0.00% 40 $6K No change
MMM 3M Co. 0.00% 44 $6K Reduce -84.5%
GIS General Mills Inc. 0.00% 89 $6K No change
HLN Haleon PLC-ADR 0.00% 589 $6K New
MDT Medtronic PLC 0.00% 66 $5K Add +3200.0%
VRTX Vertex Pharmaceuticals Inc. 0.00% 13 $5K No change
LITMAN GREGORY FDS TR 0.00% 488 $5K New
TRMD Torm PLC-A 0.00% 250 $5K No change
ASML ASML Holding NV-NY Reg SHS 0.00% 7 $5K New
D Dominion Energy Inc. 0.00% 90 $5K Add +1.1%
SH Proshares Short S&P500 0.00% 113 $5K Add +1.1%
DEO Diageo PLC-Sponsored ADR 0.00% 39 $5K New
SYK Stryker Corp. 0.00% 13 $5K Reduce -13.3%
ZIM Zim Integrated Shipping Serv 0.00% 205 $5K Reduce -55.0%
GILD Gilead Sciences Inc. 0.00% 50 $5K New
SNA Snap-on Inc. 0.00% 13 $4K No change
VBK Van Morst SML-Cap Gro-Usd Inc. 0.00% 16 $4K Reduce -52.9%
HPQ HP Inc. 0.00% 133 $4K Add +0.8%
SOLV Solventum Corp. 0.00% 64 $4K No change
WBD Warner Bros Discovery Inc. 0.00% 405 $4K No change
TMO Thermo Fisher Scientific Inc. 0.00% 8 $4K Add +0.0%
MPLX MPLX LP 0.00% 87 $4K Add +2.4%
USB US Bancorp 0.00% 82 $4K New
SNPS Synopsys Inc. 0.00% 8 $4K New
ECL Ecolab Inc. 0.00% 17 $4K New
VAC Marriott Vacations World 0.00% 44 $4K No change
MU Micron Technology Inc. 0.00% 43 $4K Add +2.4%
CHKP Check Point Software Tech 0.00% 21 $4K No change
DTE DTE Energy Company 0.00% 31 $4K New
TFII Tfi International Inc. 0.00% 28 $4K No change
PNC PNC Financial Services Group 0.00% 19 $4K New
ANET Arista Networks Inc. 0.00% 32 $4K New
RSP Invesco S&P 500 Equal Weight 0.00% 20 $4K No change
MDLZ Mondelez International Inc. Class A 0.00% 60 $4K Add +20.0%
REGN Regeneron Pharmaceuticals 0.00% 5 $4K No change
NSC Norfolk Southern Corp. 0.00% 15 $4K New
VSXY Victoria's Secret & Co. 0.00% 84 $4K No change
AMAT Applied Materials Inc. 0.00% 20 $3K No change
ONON On Holding AG Class A filed as ON HLDG AG 0.00% 60 $3K No change
EIX Edison International 0.00% 42 $3K New
TTE Totalenergies SE -Spon ADR 0.00% 60 $3K New
BKR Baker Hughes Co. 0.00% 78 $3K New
PSA Public Storage 0.00% 11 $3K New
SQM Quimica Y Minera Chil-SP ADR filed as SOCIEDAD QUIMICA Y MINERA DE 0.00% 90 $3K No change
KD Kyndryl Holdings Inc. 0.00% 86 $3K No change
ICE Intercontinental Exchange Inc. 0.00% 21 $3K New
LSTR Landstar System Inc. 0.00% 18 $3K No change
ARE Alexandria Real Estate Equit 0.00% 30 $3K New
PPG PPG Industries Inc. 0.00% 26 $3K New
ALTM Arcadium Lithium PLC 0.00% 553 $3K No change
PGR Progressive Corp. 0.00% 12 $3K New
EBAY eBay Inc. 0.00% 47 $3K No change
CVS CVS Health Corp. 0.00% 63 $3K Reduce -94.3%
FHN First Horizon Corp. 0.00% 142 $3K Add +0.7%
RGTI Rigetti Computing Inc. 0.00% 150 $3K New
BAH Booz Allen Hamilton Holdings 0.00% 21 $3K No change
AIG American International Group 0.00% 38 $3K New
VFC VF Corp. 0.00% 129 $3K Add +0.8%
SNX TD Synnex Corp. 0.00% 22 $3K No change
INVZ Innoviz Technologies Ltd. 0.00% 1,499 $3K No change
SAIC Science Applications Inte 0.00% 22 $3K No change
UDR Udr Inc. 0.00% 58 $3K No change
CCK Crown Holdings Inc. 0.00% 31 $2K New
IIM Invesco Value Municipal Inco 0.00% 205 $2K Add +1.5%
MPWR Monolithic Power Systems Inc. 0.00% 4 $2K No change
TSN Tyson Foods Inc. Class A 0.00% 43 $2K Add +95.5%
SNN Smith & Nephew PLC -Spon ADR 0.00% 100 $2K No change
UPS United Parcel Service Class B 0.00% 20 $2K Add +81.8%
SHW The Sherwin-Williams Co. 0.00% 7 $2K New
PDBC Invesco Optimum Yield Divers 0.00% 180 $2K No change
CWEN.A Clearway Energy Inc. Class A 0.00% 93 $2K Add +2.2%
SHG Shinhan Financial Group-ADR 0.00% 69 $2K No change
FTV Fortive Corp. 0.00% 30 $2K No change
PTON Peloton Interactive Inc. Class A 0.00% 250 $2K No change
FCPT Four Corners Property Trust 0.00% 83 $2K No change
AMTM Amentum Holdings Inc. 0.00% 99 $2K No change
DT Dynatrace Inc. 0.00% 39 $2K No change
ADM Archer-Daniels-Midland Co. 0.00% 42 $2K No change
KHC The Kraft Heinz Co. 0.00% 69 $2K Reduce -94.1%
IIPR Innovative Industrial Proper 0.00% 31 $2K No change
RH RH 0.00% 5 $2K No change
F Ford Motor Co. filed as FORD MTR CO 0.00% 200 $2K Reduce -97.1%
CME Cme Group Inc. 0.00% 8 $2K New
FRT Federal Realty Invs Trust 0.00% 16 $2K No change
GOVT iShares US Treasury Bond ETF 0.00% 75 $2K Reduce -90.8%
TRP TC Energy Corp. 0.00% 35 $2K Reduce -92.8%
EMF Templeton Emerging Markets 0.00% 134 $2K Add +4.7%
BG Bunge Global SA 0.00% 21 $2K Add +5.0%
BTC Grayscale Bitcoin Mini ETF 0.00% 36 $2K Reduce -1.1%
HBAN Huntington Bancshares Inc. 0.00% 93 $2K New
IJS iShares S&P Small-Cap 600 Va 0.00% 13 $1K No change
TGT Target Corp. 0.00% 10 $1K Reduce -9.1%
DD Dupont DE Nemours Inc. 0.00% 17 $1K No change
FLGT Fulgent Genetics Inc. 0.00% 65 $1K No change
IVLU iShares MSCI International V 0.00% 44 $1K Add +2.3%
CRSP Crispr Therapeutics AG 0.00% 26 $1K No change
SOUN Soundhound AI Inc. Class A 0.00% 51 $1K Add +2.0%
CTVA Corteva Inc. 0.00% 16 $903 No change
A Agilent Technologies Inc. 0.00% 6 $819 No change
WRAP Wrap Technologies Inc. 0.00% 399 $816 No change
LUMN Lumen Technologies Inc. 0.00% 142 $801 No change
BJ Bj's Wholesale Club Holdings filed as BJS WHSL CLUB HLDGS INC 0.00% 9 $792 New
FIVA Fidelity Intl Val Fact ETF 0.00% 29 $702 No change
IEFA iShares Core MSCI Eafe ETF 0.00% 8 $583 No change
FBND Fidelity Total Bond ETF 0.00% 13 $562 Add +8.3%
OGN Organon & Co. 0.00% 35 $534 Add +2.9%
LFVN Lifevantage Corp. 0.00% 25 $445 No change
TDOC Teladoc Health Inc. 0.00% 45 $428 No change
AMLIF American Lithium Corp. 0.00% 990 $413 No change
COPX Global X Copper Miners ETF 0.00% 8 $313 No change
VVOS Vivos Therapeutics Inc. 0.00% 49 $214 No change
JETS US Global Jets ETF 0.00% 7 $176 No change
BABA Alibaba Group Holding-SP ADR 0.00% 2 $171 No change
SNOW Snowflake Inc. 0.00% 1 $162 New
ENFY Enlightify Inc. 0.00% 121 $128 No change
GWRS Global Water Resources Inc. 0.00% 7 $82 No change
GLDG Goldmining Inc. 0.00% 50 $41 No change
WTTR Select Water Solutions Inc. 0.00% 1 $14 New
ICL Icl Group Ltd. 0.00% 2 $9 New
WIT Wipro Ltd.-ADR 0.00% 1 $3 New
NNDM Nano Dimension Ltd. - ADR 0.00% 1 $1 New
Lines left out (34) · $252 — a value with no share or principal amount
SecurityClassSharesValue
PNR Pentair PLC SHS0$21
XYL Xylem Inc. COM0$20
WMS Advanced Drainage Systems Inc. COM0$18
CLH Clean Harbors Inc. COM0$17
WTS Watts Water Technologies-A CL A0$12
BMI Badger Meter Inc. COM0$11
TTEK Tetra Tech Inc. COM0$11
NTR Nutrien Ltd. COM0$10
ZWS Zurn Elkay Water Solutions C COM0$10
ARIS WATER SOLUTIONS INC-A CLASS A COM0$9
MWA Mueller Water Products Inc. Class A COM SER A0$9
BIDU Baidu Inc. - Spon ADR SPON ADR REP A0$8
VMI Valmont Industries COM0$8
AI C3.AI Inc. Class A CL A0$7
ERII Energy Recovery Inc. COM0$7
TRI Thomson Reuters Corp. COM0$7
DAR Darling Ingredients Inc. COM0$6
PPA Invesco Aerospace & Defense AEROSPACE DEFN0$6
TTC Toro Co. COM0$6
LNN Lindsay Corp. COM0$5
NWPX NWPX Infrastructure Inc. COM0$5
AMBA Ambarella Inc. SHS0$5
CWCO Consolidated Water Co.-Ord SH ORD0$5
CCC CCC Intelligent Solutions Ho COM0$4
PATH Uipath Inc. Class A CL A0$4
AGCO Agco Corp. COM0$3
NICE Nice Ltd. - Spon ADR SPONSORED ADR0$3
SYNA Synaptics Inc. COM0$3
XMTR Xometry Inc. Class A CLASS A COM0$3
NOMD Nomad Foods Ltd. USD ORD SHS0$3
ALEX Alexander & Baldwin Inc. COM0$2
CEVA Ceva Inc. COM0$2
PAHC Phibro Animal Health Corp. Class A CL A COM0$1
SSTK Shutterstock Inc. COM0$1

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $437.5M.

Portfolio Sells Q3 2024 → Q4 2024

DE Deere & Co. Reduce -94.1% 0.13% −2.13
NVDA Nvidia Corp. Reduce -28.3% 5.09% −1.81
SCHW Schwab (charles) Corp. Reduce -72.9% 0.58% −1.57
SPY SS SPDR S&P 500 ETF Trust-US Reduce -9.7% 9.79% −1.24
AAPL Apple Inc. Reduce -15.1% 4.97% −0.80
MSFT Microsoft Corp. Reduce -8.4% 5.02% −0.55
QQQ Invesco QQQ Trust Series 1 Reduce -7.3% 8.66% −0.49
XSMO Invesco S&P Smallcap Momentu Reduce -57.3% 0.26% −0.37
ULTA Ulta Beauty Inc. Sold out 0.00% −0.08
AJG Arthur J Gallagher & Co. Reduce -48.9% 0.07% −0.07
SHOP Shopify Inc. Class A Reduce -58.5% 0.06% −0.05
UNH Unitedhealth Group Inc. Reduce -3.4% 0.24% −0.05
LRCX Lam Research Corp. Reduce -97.3% 0.02% −0.04
LULU Lululemon Athletica Inc. Reduce -62.7% 0.03% −0.04
KO The Coca-Cola Co. Reduce -12.3% 0.08% −0.03
CAT Caterpillar Inc. Reduce -5.3% 0.13% −0.02
JNJ Johnson & Johnson Reduce -7.0% 0.08% −0.02
IJK iShares S&P Mid-Cap 400 Grow Reduce -1.2% 0.33% −0.02
GE General Electric Reduce -0.9% 0.11% −0.02
F Ford Motor Co. Reduce -97.1% 0.00% −0.02
DIA SS SPDR Dow Jones Indus Avg Reduce -15.2% 0.07% −0.02
CVS CVS Health Corp. Reduce -94.3% 0.00% −0.02
ELV Elevance Health Inc. Reduce -7.5% 0.03% −0.01
GEHC GE Healthcare Technology Reduce -81.4% 0.00% −0.01
ZTS Zoetis Inc. Reduce -1.6% 0.04% −0.01
KHC The Kraft Heinz Co. Reduce -94.1% 0.00% −0.01
FDX FedEx Corp. Reduce -9.8% 0.07% −0.01
PEP Pepsico Inc. Reduce -24.5% 0.01% −0.01
MMM 3M Co. Reduce -84.5% 0.00% −0.01
YUM Yum! Brands Inc. Sold out 0.00% −0.01
NKE Nike Inc. Class B Reduce -14.9% 0.02% −0.01
DVY iShares Select Dividend ETF Sold out 0.00% −0.01
IXUS iShares Core Intl Stock ETF Sold out 0.00% −0.01
GNL Global Net Lease Inc. Sold out 0.00% −0.01
TRP TC Energy Corp. Reduce -92.8% 0.00% −0.01
ABT Abbott Laboratories Reduce -8.2% 0.03% −0.00
ILCG iShares Morningstar Growth E Reduce -37.0% 0.01% −0.00
GOVT iShares US Treasury Bond ETF Reduce -90.8% 0.00% −0.00
BALL Ball Corp. Reduce -41.9% 0.00% −0.00
BA The Boeing Co. Reduce -35.6% 0.01% −0.00
IHF iShares U.S. Healthcare Prov Sold out 0.00% −0.00
MRSH Marsh & McLennan Cos Reduce -3.2% 0.02% −0.00
DIS The Walt Disney Co. Reduce -16.1% 0.04% −0.00
IWO iShares Russell 2000 Growth Reduce -40.6% 0.00% −0.00
MBB iShares MBS ETF Sold out 0.00% −0.00
TROW T Rowe Price Group Inc. Reduce -42.4% 0.00% −0.00
IEUS iShares MSCI Europe Small-Ca Reduce -43.1% 0.00% −0.00
CSCO Cisco Systems Inc. Reduce -3.1% 0.10% −0.00
SCHD Schwab US DVD Equity ETF Reduce -81.2% 0.00% −0.00
IGEB iShares Investment Grade SYS Sold out 0.00% −0.00

Portfolio Buys Q3 2024 → Q4 2024

IYJ iShares U.S. Industrials ETF New 3.13% +3.13
SPYG SS SPDR P S&P 500 Growth ETF Add +48.5% 6.51% +2.26
RWL Invesco S&P 500 Revenue ETF Add +14.9% 12.43% +1.11
SMH Vaneck Semiconductor ETF Add +39.9% 4.02% +1.10
AMZN Amazon.com Inc. Add +3.6% 4.29% +0.72
XLV SS Health Care Select Sector Add +23.5% 3.35% +0.26
IYG iShares U.S. Financial Servi Add +4.4% 4.69% +0.25
AVGO Broadcom Inc. Add +60.1% 0.31% +0.16
COST Costco Wholesale Corp. Add +2.8% 4.18% +0.11
NFLX Netflix Inc. Add +0.5% 0.31% +0.06
NOBL Proshares S&P 500 Dividend A Add +56.9% 0.17% +0.05
PYLD PIMCO Multisector Bond Actv New 0.04% +0.04
GOOG Alphabet Inc. Class C Add +0.9% 0.33% +0.04
GOOGL Alphabet Inc. Class A Add +5.3% 0.16% +0.03
V Visa Inc. Class A Add +2.2% 0.27% +0.02
CRM Salesforce Inc. Add +0.4% 0.19% +0.02
SGOV iShares 0-3 Month Treasury B New 0.02% +0.02
WMB Williams Cos Inc. Add +43.5% 0.05% +0.02
BX Blackstone Inc. Add +0.5% 0.21% +0.01
IVV iShares Core S&P 500 ETF Add +44.0% 0.05% +0.01
DRI Darden Restaurants Inc. Add +0.9% 0.11% +0.01
ET Energy Transfer LP Add +69.6% 0.02% +0.01
WSM Williams-Sonoma Inc. New 0.01% +0.01
CMG Chipotle Mexican Grill Inc. Add +11.5% 0.09% +0.01
AGG iShares Core U.S. Aggregate New 0.01% +0.01
AXP American Express Co. Add +0.2% 0.13% +0.01
XLF SS Financial Select Sector New 0.00% +0.00
VEA Vanguard Ftse Developed ETF Add +268.0% 0.01% +0.00
SRE Sempra New 0.00% +0.00
TRV The Travelers Cos Inc. New 0.00% +0.00
IWM iShares Russell 2000 ETF Add +26.2% 0.02% +0.00
BRK.B Berkshire Hathaway Inc. Class B Add +11.6% 0.06% +0.00
WMT Walmart Inc. Add +22.3% 0.01% +0.00
BAC Bank of America Corp. Add +2.5% 0.08% +0.00
VWO Vanguard Ftse Emerging Marke Add +0.0% 0.00% +0.00
TOTL SS Doubleline TR Tact ETF New 0.00% +0.00
VMC Vulcan Materials Co. New 0.00% +0.00
ENB Enbridge Inc. New 0.00% +0.00
PLTR Palantir Technologies Inc. Class A Add +25.0% 0.00% +0.00
TMUS T-Mobile US Inc. Add +530.0% 0.00% +0.00
BDX Becton Dickinson and Co. New 0.00% +0.00
EFV iShares MSCI Eafe Value ETF New 0.00% +0.00
LITMAN GREGORY FDS TR New 0.00% +0.00
XLK SS Technology Select Sector New 0.00% +0.00
WM Waste Management Inc. Add +115.4% 0.01% +0.00
VIG Vanguard Dividend Apprec ETF Add +161.3% 0.00% +0.00
JCI Johnson Controls Internation New 0.00% +0.00
KLAC KLA Corp. New 0.00% +0.00
DBMF Imgp Dbi MFT STR ETF-Usd Inc. New 0.00% +0.00
O Realty Income Corp. Add +334.6% 0.00% +0.00

Notes & Other Activity Q3 2024 → Q4 2024

EQUITY COMMONWEALTH (EQC 6.5 PERP D) 6.5% CNV PFD D Sold out 315 $8Kbefore exit
PNR Pentair PLC SHS New 0 $21
XYL Xylem Inc. COM New 0 $20
WMS Advanced Drainage Systems Inc. COM New 0 $18
SSO Proshares Ultra S&P500 PSHS ULT S&P 500 Sold out 0 $18before exit
CLH Clean Harbors Inc. COM New 0 $17
FVD First Trust Value Line DVD SHS Sold out 0 $16before exit
FNDA Schwab Fndmntl US SM Co. ETF FUNDAMENTAL US S Sold out 0 $15before exit
VONG Vanguard Russell 1000 Growth VNG RUS1000GRW Sold out 0 $15before exit
WTS Watts Water Technologies-A CL A New 0 $12
BMI Badger Meter Inc. COM New 0 $11
TTEK Tetra Tech Inc. COM New 0 $11
NTR Nutrien Ltd. COM New 0 $10
ZWS Zurn Elkay Water Solutions C COM New 0 $10
ARIS WATER SOLUTIONS INC-A CLASS A COM New 0 $9
MWA Mueller Water Products Inc. Class A COM SER A New 0 $9
BIDU Baidu Inc. - Spon ADR SPON ADR REP A New 0 $8
JNK SS SPDR BB High Yield Bond ST BLOO HIGH ETF Sold out 0 $8before exit
VMI Valmont Industries COM New 0 $8
AI C3.AI Inc. Class A CL A New 0 $7
ERII Energy Recovery Inc. COM New 0 $7
TRI Thomson Reuters Corp. COM New 0 $7
DAR Darling Ingredients Inc. COM New 0 $6
TTC Toro Co. COM New 0 $6
LNN Lindsay Corp. COM New 0 $5
NWPX NWPX Infrastructure Inc. COM New 0 $5
BND Vanguard Total Bond Market TOTAL BND MRKT Sold out 0 $5before exit
AMBA Ambarella Inc. SHS New 0 $5
CWCO Consolidated Water Co.-Ord SH ORD New 0 $5
CCC CCC Intelligent Solutions Ho COM New 0 $4
PATH Uipath Inc. Class A CL A New 0 $4
AGCO Agco Corp. COM New 0 $3
ILF iShares Latin America 40 ETF LATN AMER 40 ETF Sold out 0 $3before exit
NICE Nice Ltd. - Spon ADR SPONSORED ADR New 0 $3
SYNA Synaptics Inc. COM New 0 $3
SYY Sysco Corp. COM Sold out 0 $3before exit
XMTR Xometry Inc. Class A CLASS A COM New 0 $3
NOMD Nomad Foods Ltd. USD ORD SHS New 0 $3
ALEX Alexander & Baldwin Inc. COM New 0 $2
CEVA Ceva Inc. COM New 0 $2
PAHC Phibro Animal Health Corp. Class A CL A COM New 0 $1
SSTK Shutterstock Inc. COM New 0 $1

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 432$576.0MIETC, SPYG, SPY, QQQ, RWL
Q1 2026 441$512.8MRWL, IETC, SPY, QQQ, IYG
Q4 2025 422$517.5MRWL, IETC, SPY, QQQ, IYG
Q3 2025 445$507.8MIETC, RWL, SPY, QQQ, IYG
Q2 2025 411$490.7MIETC, RWL, SPY, QQQ, SPYG
Q1 2025 422$400.8MRWL, IETC, SPY, QQQ, SPYG
Q4 2024 405$437.5MIETC, RWL, SPY, QQQ, SPYG
Q3 2024 387$423.0MIETC, RWL, SPY, QQQ, NVDA
Q2 2024 383$405.1MIETC, SPY, RWL, QQQ, NVDA
Q1 2024 386$371.9MIETC, SPY, QQQ, RWL, MSFT