LPL Financial LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 10, 2024), LPL Financial LLC reported 4,805 stock positions worth $186.0 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 2.6% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 2.3%) and Invesco QQQ Trust Series 1 (QQQ, 2.0%). Compared with Q4 2023, it opened 270 new positions, sold out of 164, added to 2,830 and reduced 1,647. The biggest buy was iShares US Treasury Bond ETF (GOVT, shares +1765%) and the biggest sale Vanguard Total Bond Market (BND, shares −56%).
- Most Recent 13F
- Q2 2026
- Location
- FORT MILL, SC
- CIK
- 0001403438
- Portfolio Value
- $186.0B (Q1 2024)
- SEC Filing
- 0001403438-24-000002 ↗ filed May 10, 2024
Holdings Value
Holdings 4,805 stocks · $186.0B
| IVV iShares Core S&P 500 ETF | 2.57% | 9,081,445 | $4.8B | Reduce -7.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.29% | 8,138,006 | $4.3B | Add +4.4% |
| QQQ Invesco QQQ Trust Series 1 | 2.03% | 8,487,601 | $3.8B | Add +4.1% |
| VTI VG Morningstar TS MKT ETF-US | 1.75% | 12,508,265 | $3.3B | Reduce -10.9% |
| AAPL Apple Inc. | 1.51% | 16,427,715 | $2.8B | Add +3.2% |
| MSFT Microsoft Corp. | 1.44% | 6,376,804 | $2.7B | Add +4.6% |
| IEFA iShares Core MSCI Eafe ETF | 1.33% | 33,240,329 | $2.5B | Reduce -3.6% |
| IJH iShares Core S&P Midcap ETF | 1.26% | 38,539,361 | $2.3B | Reduce -3.5% |
| GOVT iShares US Treasury Bond ETF | 1.20% | 97,794,306 | $2.2B | Add +1764.6% |
| QUAL iShares MSCI USA Quality Fac | 1.15% | 13,047,207 | $2.1B | Add +2.0% |
| NVDA Nvidia Corp. | 1.14% | 2,343,539 | $2.1B | Add +1.2% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.10% | 28,035,262 | $2.1B | Add +5.9% |
| VOO Vanguard S&P 500 ETF | 1.02% | 3,947,444 | $1.9B | Add +1.2% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.98% | 29,738,616 | $1.8B | Add +8.4% |
| AMZN Amazon.com Inc. | 0.94% | 9,707,419 | $1.8B | Add +6.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.90% | 33,438,085 | $1.7B | Add +6.8% |
| IUSG iShares Core S&P U.S. Growth | 0.89% | 14,064,998 | $1.6B | Reduce -1.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.88% | 4,728,522 | $1.6B | Add +2.5% |
| MBB iShares MBS ETF | 0.84% | 16,893,562 | $1.6B | Reduce -1.8% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.78% | 31,992,838 | $1.5B | Add +38.9% |
| IJR iShares Core S&P Small-Cap E | 0.77% | 12,992,538 | $1.4B | Add +10.8% |
| XLK SS Technology Select Sector | 0.77% | 6,864,519 | $1.4B | Add +9.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.76% | 8,642,393 | $1.4B | Add +0.2% |
| IWM iShares Russell 2000 ETF | 0.67% | 5,936,698 | $1.2B | Add +6.5% |
| IUSV iShares Core S&P U.S. Value | 0.60% | 12,296,872 | $1.1B | Add +1.0% |
| BND Vanguard Total Bond Market | 0.58% | 14,894,131 | $1.1B | Reduce -56.5% |
| IEMG iShares Core MSCI Emerging | 0.57% | 20,398,756 | $1.1B | Reduce -8.5% |
| RDVY First Trust Rising Dividend | 0.56% | 18,685,624 | $1.0B | Add +11.1% |
| QQQM Invesco Nasdaq 100 ETF | 0.56% | 5,707,972 | $1.0B | Add +14.0% |
| VEA Vanguard Ftse Developed ETF | 0.55% | 20,447,230 | $1.0B | Add +2.5% |
| VIG Vanguard Dividend Apprec ETF | 0.52% | 5,315,166 | $970.6M | Add +0.3% |
| IWF iShares Russell 1000 Growth | 0.52% | 2,864,325 | $965.4M | Reduce -0.1% |
| IVW iShares S&P 500 Growth ETF | 0.52% | 11,411,899 | $963.6M | Add +44.3% |
| SPIB SS SPDR P Int C Corp. ETF | 0.52% | 29,320,914 | $958.5M | Add +134.4% |
| XLV SS Health Care Select Sector | 0.51% | 6,482,938 | $957.7M | Add +5.3% |
| COWZ Pacer US Cash Cows 100 ETF | 0.51% | 16,450,178 | $955.9M | Add +9.4% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.49% | 25,602,228 | $917.6M | Add +2.8% |
| SPTI SS SPDR P Int Term TSY ETF | 0.49% | 32,168,877 | $906.5M | Add +14.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.48% | 2,123,191 | $892.8M | Add +5.4% |
| SCHD Schwab US DVD Equity ETF | 0.47% | 10,841,262 | $874.1M | Reduce -5.5% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.46% | 9,375,167 | $860.6M | Add +1.6% |
| FVD First Trust Value Line DVD | 0.45% | 19,990,171 | $844.2M | Reduce -6.3% |
| VCIT Vanguard Int-Term Corporate | 0.45% | 10,294,630 | $828.8M | Reduce -3.5% |
| META Meta Platforms Inc. Class A | 0.44% | 1,671,590 | $811.7M | Add +4.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.42% | 3,393,553 | $775.7M | Add +4.5% |
| GOOGL Alphabet Inc. Class A | 0.41% | 5,040,766 | $760.8M | Add +4.2% |
| IVE iShares S&P 500 Value ETF | 0.41% | 4,058,190 | $758.1M | Add +104.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.41% | 3,021,843 | $755.0M | Add +3.0% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.40% | 17,383,043 | $748.2M | Add +5.4% |
| DGRW Wisdomtree U.S. Quality Divi | 0.39% | 9,617,671 | $732.8M | Add +14.8% |
| XLE SS Energy Select Sector | 0.38% | 7,453,238 | $703.7M | Add +2.7% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.37% | 24,902,705 | $696.3M | Add +13.9% |
| DGRO iShares Core Dividend Growth | 0.37% | 11,902,978 | $691.1M | Add +6.7% |
| MUB iShares National Muni Bond E | 0.37% | 6,414,689 | $690.2M | Add +10.3% |
| FTCS First Trust Capital Strength | 0.37% | 7,977,087 | $683.2M | Reduce -4.8% |
| IWB iShares Russell 1000 ETF | 0.36% | 2,312,052 | $665.9M | Add +2.5% |
| MOAT Vaneck Morningstar Wide Moat | 0.35% | 7,297,680 | $656.1M | Add +4.5% |
| USFR Wisdomtree Floating Rate Tre | 0.35% | 13,024,833 | $655.0M | Add +3.0% |
| AGG iShares Core U.S. Aggregate | 0.35% | 6,602,135 | $646.6M | Reduce -6.7% |
| JPM JPMorgan Chase & Co. | 0.35% | 3,217,882 | $644.5M | Add +2.4% |
| GOOG Alphabet Inc. Class C | 0.34% | 4,207,101 | $640.6M | Add +3.8% |
| RSP Invesco S&P 500 Equal Weight | 0.34% | 3,701,630 | $626.9M | Add +9.1% |
| VYM Vanguard High DVD Yield ETF | 0.32% | 4,995,098 | $604.4M | Reduce -0.8% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.32% | 11,286,083 | $602.0M | Add +1.1% |
| GLD SPDR Gold Shares | 0.32% | 2,904,360 | $597.5M | Add +0.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.32% | 13,367,926 | $593.5M | Add +39792.3% |
| LLY Eli Lilly & Co. | 0.32% | 756,829 | $588.8M | Add +10.4% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.31% | 1,466,678 | $583.4M | Add +12.1% |
| SPAB SS SPDR P Agg Bond ETF | 0.31% | 22,802,904 | $576.5M | Add +12.8% |
| V Visa Inc. Class A | 0.31% | 2,065,463 | $576.4M | Add +4.2% |
| VGT Vanguard Info Tech ETF | 0.31% | 1,097,225 | $575.3M | Add +2.7% |
| IWD iShares Russell 1000 Value E | 0.31% | 3,190,479 | $571.4M | Add +7.2% |
| XLF SS Financial Select Sector | 0.30% | 13,258,609 | $558.5M | Add +8.8% |
| DFAC Dimensional US Core Equity 2 | 0.30% | 17,416,943 | $556.5M | Add +0.0% |
| AVGO Broadcom Inc. | 0.29% | 410,070 | $543.5M | Add +12.3% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.29% | 8,429,880 | $540.8M | Reduce -3.9% |
| HD Home Depot Inc. | 0.28% | 1,363,943 | $523.2M | Add +4.2% |
| ITOT iShares Core S&P Total U.S. | 0.28% | 4,478,098 | $516.3M | Add +22.0% |
| IYW iShares Ustechnology ETF | 0.28% | 3,820,080 | $515.9M | Add +12.0% |
| COST Costco Wholesale Corp. | 0.28% | 700,709 | $513.4M | Add +7.3% |
| JNJ Johnson & Johnson | 0.27% | 3,186,840 | $504.1M | Add +5.8% |
| XLI SS Industrial Select Sector | 0.26% | 3,898,103 | $491.0M | Add +7.3% |
| EFV iShares MSCI Eafe Value ETF | 0.26% | 8,962,015 | $487.5M | Reduce -24.2% |
| VWO Vanguard Ftse Emerging Marke | 0.26% | 11,558,444 | $482.8M | Add +10.8% |
| FTSM First Trust Enh Short Mat FD | 0.26% | 8,038,412 | $479.3M | Reduce -5.4% |
| PG The Procter & Gamble Co. | 0.25% | 2,857,049 | $463.6M | Add +5.6% |
| JPST JPMorgan Ultra-Short Income | 0.25% | 9,147,482 | $461.5M | Reduce -6.7% |
| SDVY First Trust Smid Cap Rising | 0.25% | 13,252,608 | $461.5M | Add +45.7% |
| XOM Exxon Mobil Corp. | 0.25% | 3,943,338 | $458.4M | Add +1.3% |
| EFG iShares MSCI Eafe Growth ETF | 0.25% | 4,415,484 | $458.3M | Add +5.8% |
| BSV Vanguard Short-Term Bond ETF | 0.24% | 5,900,059 | $452.4M | Add +4.8% |
| USMV iShares MSCI USA Min Vol Fac | 0.24% | 5,410,158 | $452.2M | Reduce -10.2% |
| ABBV Abbvie Inc. | 0.24% | 2,443,820 | $445.0M | Reduce -2.9% |
| TLT iShares 20+ Year Treasury BD | 0.23% | 4,532,336 | $428.8M | Reduce -8.2% |
| CVX Chevron Corp. | 0.22% | 2,637,577 | $416.1M | Add +3.8% |
| SHY iShares 1-3 Year Treasury Bo | 0.22% | 5,042,476 | $412.4M | Reduce -8.1% |
| SPHQ Invesco S&P 500 Quality ETF | 0.22% | 6,776,795 | $409.5M | Add +3.1% |
| FIXD First Trust Smith Opportunis | 0.21% | 9,166,160 | $399.6M | Add +12.3% |
| VONG Vanguard Russell 1000 Growth | 0.21% | 4,596,001 | $398.3M | Reduce -10.4% |
| UNH Unitedhealth Group Inc. | 0.21% | 792,518 | $392.1M | Reduce -1.3% |
Options reported separately and not counted above: QQQ puts ($59.9M), SPY puts ($55.5M), C puts ($9.7M), SPY calls ($7.3M), NEM puts ($7.0M), NVDA calls ($6.4M), PFE puts ($4.8M), CVS puts ($4.3M), DVN puts ($4.3M), LLY puts ($4.1M), EQT puts ($3.8M), MSFT puts ($3.8M), and 65 more.
Other holdings (27): bonds, preferreds, convertibles and warrants · $26.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 7,696 | $9.2M | Add +33.2% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 5,295 | $6.5M | Add +9.4% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 142,074 | $5.6M | New |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 64,167 | $1.6M | Reduce -0.2% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 20,684 | $891K | Add +1.8% |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 51,069 | $702K | Add +42.8% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 12,110 | $581K | No change |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 10,111 | $274K | Add +20.9% |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 195,000 | $195K | Add +44.4% |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 14,044 | $193K | No change |
| HUMAW Humacyte Inc.-CW27 | *W EXP 08/27/202 | 280,599 | $168K | Add +12.7% |
| MFA FINANCIAL INC (MFA 6.25 06/15/24) | NOTE 6.250% 6/1 · principal | 141,000 | $141K | Add +55.0% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 31,537 | $140K | Add +94.2% |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 77,000 | $76K | Add +48.1% |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 18,641 | $75K | Reduce -16.8% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 44,000 | $28K | No change |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 21,000 | $21K | Add +31.3% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 17,000 | $20K | Add +13.3% |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 12,600 | $17K | No change |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 15,000 | $16K | Add +36.4% |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 60,000 | $15K | No change |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 15,000 | $12K | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 11,000 | $11K | New |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 23,000 | $8K | No change |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 10,000 | $8K | No change |
| OUSTW Ouster Inc.-28 | *W EXP 09/29/202 | 14,805 | $540 | No change |
| NVVEW Nuvve Holding Corp.-CW26 | *W EXP 03/19/202 | 10,000 | $299 | No change |
Total filed on the 13F, all lines: $186.0B.
Portfolio Sells Q4 2023 → Q1 2024
| BND Vanguard Total Bond Market | Reduce -56.5% | 0.58% | −0.94 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -10.9% | 1.75% | −0.27 |
| IVV iShares Core S&P 500 ETF | Reduce -7.3% | 2.57% | −0.27 |
| TFLO iShares Treasury Floating Ra | Reduce -53.8% | 0.14% | −0.20 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -3.6% | 1.33% | −0.15 |
| MBB iShares MBS ETF | Reduce -1.8% | 0.84% | −0.14 |
| IEMG iShares Core MSCI Emerging | Reduce -8.5% | 0.57% | −0.12 |
| EFV iShares MSCI Eafe Value ETF | Reduce -24.2% | 0.26% | −0.11 |
| ESGU iShares ESG Aware MSCI USA | Reduce -40.5% | 0.12% | −0.09 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -28.1% | 0.15% | −0.09 |
| IJH iShares Core S&P Midcap ETF | Reduce -3.5% | 1.26% | −0.08 |
| VCIT Vanguard Int-Term Corporate | Reduce -3.5% | 0.45% | −0.08 |
| OEF iShares S&P 100 ETF | Reduce -47.7% | 0.08% | −0.08 |
| AGG iShares Core U.S. Aggregate | Reduce -6.7% | 0.35% | −0.08 |
| FVD First Trust Value Line DVD | Reduce -6.3% | 0.45% | −0.07 |
| TLT iShares 20+ Year Treasury BD | Reduce -8.2% | 0.23% | −0.07 |
| BA The Boeing Co. | Reduce -9.7% | 0.09% | −0.06 |
| SCHD Schwab US DVD Equity ETF | Reduce -5.5% | 0.47% | −0.06 |
| SPTS SS SPDR P St Term TSY ETF | Reduce -24.6% | 0.11% | −0.06 |
| GCOR Goldman Sachs Access US Agg | Reduce -28.8% | 0.08% | −0.05 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -8.1% | 0.22% | −0.05 |
| JPST JPMorgan Ultra-Short Income | Reduce -6.7% | 0.25% | −0.05 |
| FTSM First Trust Enh Short Mat FD | Reduce -5.4% | 0.26% | −0.05 |
| UNH Unitedhealth Group Inc. | Reduce -1.3% | 0.21% | −0.05 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -10.2% | 0.24% | −0.04 |
| FTCS First Trust Capital Strength | Reduce -4.8% | 0.37% | −0.04 |
| BIV Vanguard Intermediate-Term B | Reduce -5.2% | 0.15% | −0.03 |
| BLV Vanguard Long-Term Bond ETF | Reduce -11.0% | 0.09% | −0.03 |
| VONG Vanguard Russell 1000 Growth | Reduce -10.4% | 0.21% | −0.03 |
| AMGN Amgen Inc. | Reduce -8.5% | 0.10% | −0.03 |
| SDY SS SPDR S&P Dividend ETF | Reduce -4.1% | 0.21% | −0.03 |
| SGOV iShares 0-3 Month Treasury B | Reduce -4.9% | 0.13% | −0.02 |
| TIP iShares Tips Bond ETF | Reduce -11.8% | 0.08% | −0.02 |
| SPEM State Street SP PTF Em ETF | Reduce -2.3% | 0.17% | −0.02 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -13.9% | 0.09% | −0.02 |
| ARKK ARK Innovation ETF | Reduce -6.7% | 0.08% | −0.02 |
| DLN Wisdomtree US Largecap Divid | Reduce -12.3% | 0.11% | −0.02 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -3.9% | 0.29% | −0.02 |
| FDL First Trust Morn DVD Lead Inc. | Reduce -5.0% | 0.17% | −0.02 |
| ZROZ PIMCO 25+ YR Zero CPN US Tif | Reduce -28.2% | 0.03% | −0.02 |
| CFA Victoryshares US 500 Volatil | Reduce -76.4% | 0.01% | −0.02 |
| TBLL Invesco Short Term Treasury | Reduce -21.1% | 0.04% | −0.02 |
| QUS SS SPDR MSCI U Stratfact ETF | Reduce -42.7% | 0.02% | −0.02 |
| GTO Invesco Total Return Bond Et | Reduce -12.9% | 0.05% | −0.02 |
| SLYV SS SPDR S&P 600 SC Val ETF | Reduce -10.8% | 0.06% | −0.02 |
| VYM Vanguard High DVD Yield ETF | Reduce -0.8% | 0.32% | −0.02 |
| DVY iShares Select Dividend ETF | Reduce -8.6% | 0.09% | −0.02 |
| ARKQ ARK Autonomous Tech & Robot | Reduce -64.4% | 0.01% | −0.02 |
| VGSH Vanguard Short-Term Treasury | Reduce -12.6% | 0.05% | −0.02 |
| XLP SS Consumer Staples Sel Sect | Reduce -4.7% | 0.13% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| GOVT iShares US Treasury Bond ETF | Add +1764.6% | 1.20% | +1.12 |
| NVDA Nvidia Corp. | Add +1.2% | 1.14% | +0.44 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +39792.3% | 0.32% | +0.32 |
| SPIB SS SPDR P Int C Corp. ETF | Add +134.4% | 0.52% | +0.27 |
| IVE iShares S&P 500 Value ETF | Add +104.0% | 0.41% | +0.20 |
| IVW iShares S&P 500 Growth ETF | Add +44.3% | 0.52% | +0.16 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +38.9% | 0.78% | +0.14 |
| AMZN Amazon.com Inc. | Add +6.4% | 0.94% | +0.10 |
| META Meta Platforms Inc. Class A | Add +4.6% | 0.44% | +0.09 |
| HEFA Isha Curr Hedged MSCI Eafe | Add +374.8% | 0.11% | +0.09 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +2929.9% | 0.09% | +0.09 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +108.5% | 0.17% | +0.08 |
| LLY Eli Lilly & Co. | Add +10.4% | 0.32% | +0.07 |
| SDVY First Trust Smid Cap Rising | Add +45.7% | 0.25% | +0.07 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +5.9% | 1.10% | +0.06 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +22.6% | 0.21% | +0.05 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +8.4% | 0.98% | +0.05 |
| CGGR Cap Group Growth Equity | Add +50.6% | 0.15% | +0.05 |
| MSFT Microsoft Corp. | Add +4.6% | 1.44% | +0.05 |
| QQQM Invesco Nasdaq 100 ETF | Add +14.0% | 0.56% | +0.05 |
| SMH Vaneck Semiconductor ETF | Add +23.9% | 0.16% | +0.05 |
| AVGO Broadcom Inc. | Add +12.3% | 0.29% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +5.4% | 0.48% | +0.04 |
| ITOT iShares Core S&P Total U.S. | Add +22.0% | 0.28% | +0.04 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +48.6% | 0.16% | +0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +4.4% | 2.29% | +0.04 |
| UNP Union Pacific Corp. | Add +64.4% | 0.13% | +0.04 |
| COWZ Pacer US Cash Cows 100 ETF | Add +9.4% | 0.51% | +0.04 |
| CGDV Cap Group Dividend Value | Add +28.6% | 0.19% | +0.04 |
| RDVY First Trust Rising Dividend | Add +11.1% | 0.56% | +0.04 |
| DGRW Wisdomtree U.S. Quality Divi | Add +14.8% | 0.39% | +0.04 |
| SCHG Schwab US Large-Cap Growth | Add +26.8% | 0.17% | +0.04 |
| XLK SS Technology Select Sector | Add +9.0% | 0.77% | +0.03 |
| GBTC Grayscale Bitcoin Trust ETF | New | 0.03% | +0.03 |
| IWY iShares Russell Top 200 Grow | Add +24.5% | 0.16% | +0.03 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +56.2% | 0.11% | +0.03 |
| RECS Columbia Resear Enh Cor ETF | Add +169.6% | 0.05% | +0.03 |
| JEPQ JPM Nasdaq Equity Premium | Add +22.5% | 0.18% | +0.03 |
| NFLX Netflix Inc. | Add +11.2% | 0.15% | +0.03 |
| XLG Invesco S&P 500 Top 50 ETF | Add +22.2% | 0.15% | +0.03 |
| JGLO JPMorgan GLBL SLCT Eq ETF | New | 0.03% | +0.03 |
| SMCI Super Micro Computer Inc. | Add +49.5% | 0.03% | +0.03 |
| EMB iShares JP Morgan Usd Emergi | Add +74.8% | 0.07% | +0.03 |
| XLC SS Comm Select Sector SPDR | Add +15.6% | 0.19% | +0.03 |
| MSTR Strategy Inc. | Add +8.5% | 0.04% | +0.03 |
| JAAA Janus Henderson Aaa Clo ETF | Add +73.7% | 0.07% | +0.02 |
| GIGB Goldman Sachs Inv GRD Corp. | Add +285.7% | 0.03% | +0.02 |
| IYW iShares Ustechnology ETF | Add +12.0% | 0.28% | +0.02 |
| CLIP Global X 1-3 Month T-Bill | Add +3272.1% | 0.02% | +0.02 |
| DIS The Walt Disney Co. | Add +4.8% | 0.11% | +0.02 |
Options Activity Q4 2023 → Q1 2024
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -99.0% | 1,350 | $59.9M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -99.3% | 1,061 | $55.5M |
| SMH Vaneck Semiconductor ETF | put | Sold out | 241,500 | $42.2Mbefore exit |
| VOO Vanguard S&P 500 ETF | put | Sold out | 34,900 | $15.2Mbefore exit |
| C Citigroup Inc. | put | Reduce -97.4% | 1,539 | $9.7M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -98.8% | 140 | $7.3M |
| NEM Newmont Corp. | put | New | 1,941 | $7.0M |
| NVDA Nvidia Corp. | call | Reduce -96.8% | 71 | $6.4M |
| CPE Callon Petroleum Co. | put | Sold out | 165,500 | $5.4Mbefore exit |
| PFE Pfizer Inc. | put | Reduce -94.0% | 1,724 | $4.8M |
| CVS CVS Health Corp. | put | Reduce -94.4% | 543 | $4.3M |
| DVN Devon Energy Corp. | put | Reduce -99.1% | 858 | $4.3M |
| LLY Eli Lilly & Co. | put | Reduce -95.2% | 53 | $4.1M |
| EQT Eqt Corp. | put | New | 1,035 | $3.8M |
| MSFT Microsoft Corp. | put | Reduce -99.0% | 91 | $3.8M |
| DIA SS SPDR Dow Jones Indus Avg | put | Reduce -97.9% | 75 | $3.0M |
| NEE Nextera Energy Inc. | put | Reduce -94.0% | 453 | $2.9M |
| APA Apa Corp. | put | New | 811 | $2.8M |
| USB US Bancorp | put | Reduce -98.1% | 599 | $2.7M |
| IYW iShares Ustechnology ETF | put | Sold out | 21,600 | $2.7Mbefore exit |
| OGN Organon & Co. | put | Reduce -99.5% | 1,288 | $2.4M |
| TWLO Twilio Inc. Class A | put | Reduce -92.8% | 330 | $2.0M |
| RTX RTX Corp. | put | Sold out | 21,300 | $1.8Mbefore exit |
| XOM Exxon Mobil Corp. | put | Reduce -99.5% | 147 | $1.7M |
| GLD SPDR Gold Shares | put | Reduce -96.9% | 80 | $1.6M |
| ENB Enbridge Inc. | put | Sold out | 45,000 | $1.6Mbefore exit |
| XLI SS Industrial Select Sector | put | New | 128 | $1.6M |
| WTW Willis Towers Watson PLC | call | New | 55 | $1.5M |
| AMZN Amazon.com Inc. | call | New | 83 | $1.5M |
| LMT Lockheed Martin Corp. | put | Reduce -99.0% | 31 | $1.4M |
| SLV iShares Silver Trust | call | Reduce -98.4% | 600 | $1.4M |
| NVDA Nvidia Corp. | put | New | 15 | $1.4M |
| SMH Vaneck Semiconductor ETF | call | New | 60 | $1.3M |
| BMY Bristol-Myers Squibb Co. | call | New | 245 | $1.3M |
| MSFT Microsoft Corp. | call | Reduce -94.8% | 31 | $1.3M |
| BMY Bristol-Myers Squibb Co. | put | New | 237 | $1.3M |
| BABA Alibaba Group Holding-SP ADR | call | Reduce -98.0% | 176 | $1.3M |
| VRTX Vertex Pharmaceuticals Inc. | call | Sold out | 3,000 | $1.2Mbefore exit |
| PFE Pfizer Inc. | call | New | 370 | $1.0M |
| CRWD CrowdStrike Holdings Inc. Class A | call | New | 31 | $994K |
| IWM iShares Russell 2000 ETF | call | New | 45 | $946K |
| BAC Bank of America Corp. | call | New | 245 | $929K |
| JD Jd.com Inc.-ADR | call | Reduce -96.7% | 330 | $904K |
| WBA Walgreens Boots Alliance Inc. | put | Reduce -98.3% | 400 | $868K |
| AAPL Apple Inc. | put | Reduce -99.8% | 46 | $789K |
| SLB SLB Ltd. | put | Reduce -99.0% | 127 | $696K |
| ACLS Axcelis Technologies Inc. | put | New | 61 | $680K |
| NFLX Netflix Inc. | call | New | 11 | $668K |
| BG Bunge Global SA | put | New | 64 | $656K |
| VZ Verizon Communications Inc. | put | Reduce -99.3% | 143 | $600K |
Showing the first 50 of 101.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +33.2% | 7,696 | $9.2M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +9.4% | 5,295 | $6.5M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | New | 142,074 | $5.6M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -0.2% | 64,167 | $1.6M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +1.8% | 20,684 | $891K |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Add +42.8% | 51,069 | $702K |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | Add +20.9% | 10,111 | $274K |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | Add +44.4% | 195,000 | $195K |
| HUMAW Humacyte Inc.-CW27 | *W EXP 08/27/202 | Add +12.7% | 280,599 | $168K |
| MFA FINANCIAL INC (MFA 6.25 06/15/24) | NOTE 6.250% 6/1 · principal | Add +55.0% | 141,000 | $141K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +94.2% | 31,537 | $140K |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | Add +48.1% | 77,000 | $76K |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Reduce -16.8% | 18,641 | $75K |
| ARES CAPITAL CORP (ARCC 4.625 03/01/24) | NOTE 4.625% 3/0 · principal | Sold out | 45,000 | $47Kbefore exit |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +31.3% | 21,000 | $21K |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Add +13.3% | 17,000 | $20K |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +36.4% | 15,000 | $16K |
| WESTERN DIGITAL CORP (WDC 1.5 02/01/24) | NOTE 1.500% 2/0 · principal | Sold out | 14,000 | $14Kbefore exit |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | New | 11,000 | $11K |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | Sold out | 11,143 | $669before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,932 | $444.6B | IVV, QQQ, SPY, AAPL, NVDA |
| Q1 2026 | 5,727 | $376.1B | IVV, SPY, QQQ, AAPL, NVDA |
| Q4 2025 | 5,611 | $365.7B | IVV, SPY, QQQ, AAPL, NVDA |
| Q3 2025 | 5,518 | $342.5B | IVV, SPY, QQQ, NVDA, AAPL |
| Q2 2025 | 5,332 | $299.4B | SPY, IVV, QQQ, NVDA, MSFT |
| Q1 2025 | 5,150 | $256.9B | IVV, SPY, AAPL, QQQ, VTI |
| Q4 2024 | 5,094 | $245.7B | IVV, SPY, AAPL, QQQ, VTI |
| Q3 2024 | 5,019 | $224.0B | IVV, SPY, QQQ, AAPL, VTI |
| Q2 2024 | 4,877 | $200.5B | IVV, SPY, QQQ, AAPL, VTI |
| Q1 2024 | 4,805 | $186.0B | IVV, SPY, QQQ, VTI, AAPL |