LPL Financial LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 11, 2025), LPL Financial LLC reported 5,094 stock positions worth $245.7 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 2.4% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 2.1%) and Apple (AAPL, 2.0%). Compared with Q3 2024, it opened 275 new positions, sold out of 203, added to 3,297 and reduced 1,460. The biggest buy was Amazon.com (AMZN, shares +11%) and the biggest sale VG Morningstar TS MKT ETF-US (VTI, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- FORT MILL, SC
- CIK
- 0001403438
- Portfolio Value
- $245.7B (Q4 2024)
- SEC Filing
- 0001403438-25-000002 ↗ filed Feb 11, 2025
Holdings Value
Holdings 5,094 stocks · $245.7B
| IVV iShares Core S&P 500 ETF | 2.44% | 10,188,273 | $6.0B | Add +13.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.13% | 8,947,714 | $5.2B | Add +4.6% |
| AAPL Apple Inc. | 2.00% | 19,616,292 | $4.9B | Add +6.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.97% | 9,481,350 | $4.8B | Add +5.3% |
| VTI VG Morningstar TS MKT ETF-US | 1.52% | 12,906,339 | $3.7B | Reduce -0.7% |
| NVDA Nvidia Corp. | 1.50% | 27,495,675 | $3.7B | Add +7.1% |
| MSFT Microsoft Corp. | 1.36% | 7,934,585 | $3.3B | Add +7.9% |
| QUAL iShares MSCI USA Quality Fac | 1.22% | 16,867,820 | $3.0B | Add +14.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.22% | 34,023,208 | $3.0B | Add +8.3% |
| VOO Vanguard S&P 500 ETF | 1.19% | 5,436,603 | $2.9B | Add +22.1% |
| AMZN Amazon.com Inc. | 1.13% | 12,620,420 | $2.8B | Add +10.5% |
| IEFA iShares Core MSCI Eafe ETF | 1.11% | 38,824,556 | $2.7B | Add +7.0% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.10% | 39,316,849 | $2.7B | Add +10.3% |
| IJH iShares Core S&P Midcap ETF | 1.08% | 42,550,311 | $2.7B | Add +3.3% |
| GOVT iShares US Treasury Bond ETF | 1.06% | 113,104,408 | $2.6B | Add +5.0% |
| IUSG iShares Core S&P U.S. Growth | 0.87% | 15,302,362 | $2.1B | Add +2.9% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.86% | 41,404,616 | $2.1B | Add +5.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.86% | 5,128,614 | $2.1B | Add +2.9% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.82% | 44,646,696 | $2.0B | Add +13.5% |
| MBB iShares MBS ETF | 0.82% | 21,858,016 | $2.0B | Add +13.9% |
| IVW iShares S&P 500 Growth ETF | 0.74% | 17,940,390 | $1.8B | Add +14.4% |
| IJR iShares Core S&P Small-Cap E | 0.73% | 15,646,619 | $1.8B | Add +11.7% |
| XLK SS Technology Select Sector | 0.71% | 7,473,687 | $1.7B | Add +6.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.66% | 9,542,614 | $1.6B | Add +1.6% |
| IWM iShares Russell 2000 ETF | 0.63% | 7,014,687 | $1.5B | Add +4.0% |
| QQQM Invesco Nasdaq 100 ETF | 0.60% | 7,054,514 | $1.5B | Add +9.4% |
| META Meta Platforms Inc. Class A | 0.54% | 2,260,598 | $1.3B | Add +11.1% |
| VEA Vanguard Ftse Developed ETF | 0.53% | 27,040,599 | $1.3B | Add +21.4% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.52% | 25,080,593 | $1.3B | Add +24.2% |
| IEMG iShares Core MSCI Emerging | 0.52% | 24,594,583 | $1.3B | Add +8.1% |
| IUSV iShares Core S&P U.S. Value | 0.52% | 13,821,490 | $1.3B | Add +3.5% |
| IWF iShares Russell 1000 Growth | 0.51% | 3,146,450 | $1.3B | Add +3.9% |
| RDVY First Trust Rising Dividend | 0.51% | 21,307,144 | $1.3B | Add +4.8% |
| SPIB SS SPDR P Int C Corp. ETF | 0.51% | 38,330,042 | $1.3B | Add +9.6% |
| GOOGL Alphabet Inc. Class A | 0.51% | 6,585,632 | $1.2B | Add +9.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.49% | 2,675,080 | $1.2B | Add +7.3% |
| VIG Vanguard Dividend Apprec ETF | 0.48% | 6,016,294 | $1.2B | Add +3.6% |
| COWZ Pacer US Cash Cows 100 ETF | 0.48% | 20,693,823 | $1.2B | Add +4.7% |
| AVGO Broadcom Inc. | 0.47% | 4,980,299 | $1.2B | Add +9.3% |
| BND Vanguard Total Bond Market | 0.45% | 15,291,570 | $1.1B | Add +5.5% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.44% | 35,385,004 | $1.1B | Add +4.0% |
| SPTI SS SPDR P Int Term TSY ETF | 0.44% | 38,390,204 | $1.1B | Add +4.4% |
| TSLA Tesla Inc. | 0.43% | 2,623,568 | $1.1B | Add +8.8% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.43% | 11,493,716 | $1.1B | Add +8.7% |
| MUB iShares National Muni Bond E | 0.42% | 9,636,610 | $1.0B | Add +27.1% |
| IVE iShares S&P 500 Value ETF | 0.41% | 5,277,943 | $1.0B | Add +19.1% |
| SCHD Schwab US DVD Equity ETF | 0.40% | 36,314,776 | $992.1M | Add +5.0% |
| DGRW Wisdomtree U.S. Quality Divi | 0.40% | 11,999,767 | $971.1M | Add +7.1% |
| JPM JPMorgan Chase & Co. | 0.39% | 4,017,292 | $963.0M | Add +8.2% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.39% | 28,032,072 | $956.7M | Add +2.8% |
| GOOG Alphabet Inc. Class C | 0.39% | 5,002,666 | $952.7M | Add +6.7% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.38% | 21,025,887 | $944.5M | Add +7.9% |
| XLV SS Health Care Select Sector | 0.38% | 6,743,466 | $927.7M | Add +1.1% |
| XLF SS Financial Select Sector | 0.37% | 18,970,684 | $916.9M | Add +26.2% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.37% | 3,789,323 | $910.5M | Add +4.9% |
| VCIT Vanguard Int-Term Corporate | 0.37% | 11,292,264 | $906.4M | Add +5.2% |
| DGRO iShares Core Dividend Growth | 0.37% | 14,756,281 | $905.2M | Add +10.4% |
| EFV iShares MSCI Eafe Value ETF | 0.37% | 17,195,268 | $902.2M | Add +34.6% |
| AGG iShares Core U.S. Aggregate | 0.37% | 9,271,415 | $898.4M | Add +16.7% |
| EFG iShares MSCI Eafe Growth ETF | 0.36% | 9,151,951 | $886.2M | Add +45.7% |
| COST Costco Wholesale Corp. | 0.34% | 913,745 | $837.2M | Add +11.6% |
| GLD SPDR Gold Shares | 0.34% | 3,448,066 | $834.9M | Add +3.4% |
| VGT Vanguard Info Tech ETF | 0.34% | 1,325,876 | $824.4M | Add +11.5% |
| IYW iShares Ustechnology ETF | 0.33% | 5,111,322 | $815.4M | Add +23.7% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.33% | 3,035,228 | $801.7M | Add +5.1% |
| V Visa Inc. Class A | 0.32% | 2,506,358 | $792.3M | Add +7.5% |
| SDVY First Trust Smid Cap Rising | 0.32% | 21,935,886 | $786.4M | Add +21.9% |
| IWB iShares Russell 1000 ETF | 0.32% | 2,417,657 | $778.9M | Add +1.0% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.32% | 21,983,627 | $775.1M | Add +36.0% |
| FVD First Trust Value Line DVD | 0.31% | 17,622,216 | $769.0M | Add +0.3% |
| RSP Invesco S&P 500 Equal Weight | 0.31% | 4,366,543 | $765.1M | Add +6.7% |
| LLY Eli Lilly & Co. | 0.30% | 950,049 | $733.2M | Add +1.3% |
| VYM Vanguard High DVD Yield ETF | 0.29% | 5,643,230 | $720.0M | Add +4.5% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.29% | 12,880,512 | $704.4M | Add +5.6% |
| IWD iShares Russell 1000 Value E | 0.28% | 3,720,195 | $688.7M | Add +12.9% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.28% | 1,612,024 | $685.9M | Add +12.3% |
| MOAT Vaneck Morningstar Wide Moat | 0.28% | 7,285,775 | $675.6M | Reduce -7.5% |
| FTCS First Trust Capital Strength | 0.27% | 7,542,669 | $662.4M | Add +2.3% |
| HD Home Depot Inc. | 0.27% | 1,695,998 | $659.7M | Add +10.9% |
| ITOT iShares Core S&P Total U.S. | 0.27% | 5,094,010 | $655.2M | Add +7.5% |
| SPAB SS SPDR P Agg Bond ETF | 0.26% | 25,684,190 | $641.8M | Reduce -2.1% |
| JPST JPMorgan Ultra-Short Income | 0.26% | 12,694,776 | $639.4M | Add +13.6% |
| USFR Wisdomtree Floating Rate Tre | 0.26% | 12,607,792 | $634.4M | Reduce -2.3% |
| DFAC Dimensional US Core Equity 2 | 0.26% | 18,164,170 | $628.3M | Add +2.4% |
| VWO Vanguard Ftse Emerging Marke | 0.25% | 14,169,345 | $624.0M | Add +15.5% |
| CGGR Cap Group Growth Equity | 0.25% | 16,775,326 | $623.5M | Add +34.9% |
| XLE SS Energy Select Sector | 0.25% | 7,187,325 | $615.7M | Add +1.4% |
| XLI SS Industrial Select Sector | 0.25% | 4,670,645 | $615.4M | Add +12.5% |
| WMT Walmart Inc. | 0.25% | 6,806,236 | $614.9M | Add +8.0% |
| SCHG Schwab US Large-Cap Growth | 0.25% | 22,053,161 | $614.6M | Add +28.4% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.24% | 8,400,977 | $600.1M | Reduce -3.6% |
| XOM Exxon Mobil Corp. | 0.24% | 5,530,586 | $594.9M | Add +11.1% |
| SPHQ Invesco S&P 500 Quality ETF | 0.24% | 8,718,323 | $584.4M | Add +12.6% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.23% | 10,362,409 | $574.6M | Add +29.0% |
| JNJ Johnson & Johnson | 0.23% | 3,962,861 | $573.1M | Add +6.7% |
| VONG Vanguard Russell 1000 Growth | 0.23% | 5,525,452 | $570.8M | Add +6.8% |
| PG The Procter & Gamble Co. | 0.22% | 3,291,160 | $551.8M | Add +5.2% |
| BSV Vanguard Short-Term Bond ETF | 0.22% | 7,059,963 | $545.5M | Add +17.5% |
| NFLX Netflix Inc. | 0.22% | 596,785 | $531.5M | Add +18.4% |
| FTSM First Trust Enh Short Mat FD | 0.22% | 8,859,290 | $529.5M | Add +5.9% |
Options reported separately and not counted above: QQQ puts ($119.3M), SPY puts ($68.0M), DIA calls ($14.6M), AAPL puts ($11.3M), C puts ($8.3M), NVDA calls ($6.3M), SPY calls ($5.3M), MSFT puts ($5.1M), PFE puts ($4.0M), NFLX calls ($3.6M), AVGO puts ($3.5M), AMZN puts ($3.4M), and 113 more.
Other holdings (55): bonds, preferreds, convertibles and warrants · $27.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 9,738 | $11.9M | Add +6.9% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 7,157 | $8.5M | Add +7.5% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 67,108 | $1.6M | Add +7.2% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 22,808 | $937K | Reduce -35.3% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 30,612 | $834K | Add +20.2% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 21,907 | $604K | Add +0.5% |
| HUMAW Humacyte Inc.-CW27 | *W EXP 08/27/202 | 298,480 | $543K | Reduce -0.7% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 10,760 | $516K | Add +1.2% |
| OXBRW Oxbridge Re Holdings-CW24 | *W EXP 03/26/202 | 712,852 | $342K | New |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 306,000 | $304K | Add +27.0% |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 23,100 | $146K | New |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 23,500 | $92K | New |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | 22,865 | $70K | New |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 27,488 | $59K | Add +1.2% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 41,000 | $42K | Add +115.8% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 40,000 | $39K | No change |
| 8X8 INC (EGHT 4 02/01/28) | NOTE 4.000% 2/0 · principal | 45,000 | $38K | New |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 14,000 | $37K | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 31,000 | $33K | Add +40.9% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 34,000 | $33K | Add +41.7% |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 120,500 | $32K | Add +423.9% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 29,000 | $29K | New |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 24,000 | $25K | New |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 24,000 | $25K | New |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 30,000 | $25K | New |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 23,000 | $24K | New |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 26,000 | $23K | New |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 20,000 | $23K | New |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 25,000 | $22K | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 22,000 | $22K | Add +29.4% |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 12,600 | $19K | No change |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 16,000 | $18K | New |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 18,000 | $18K | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 18,000 | $18K | New |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 21,000 | $18K | Add +110.0% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 17,000 | $17K | New |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 17,000 | $17K | New |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 12,000 | $15K | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 17,000 | $15K | New |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 16,000 | $15K | New |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 15,000 | $14K | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 14,000 | $12K | New |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 10,000 | $12K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 11,000 | $11K | New |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 10,000 | $11K | New |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 10,000 | $10K | New |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 10,000 | $10K | New |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 14,000 | $10K | New |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 11,000 | $10K | New |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 32,500 | $9K | New |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 10,000 | $8K | Reduce -77.8% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 16,000 | $7K | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A · principal | 9,332 | $4K | New |
| OUSTW Ouster Inc.-28 | *W EXP 09/29/202 | 15,405 | $924 | No change |
| NVVEW Nuvve Holding Corp.-CW26 | *W EXP 03/19/202 | 10,000 | $127 | No change |
Total filed on the 13F, all lines: $245.7B.
Portfolio Sells Q3 2024 → Q4 2024
| VTI VG Morningstar TS MKT ETF-US | Reduce -0.7% | 1.52% | −0.12 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -7.5% | 0.28% | −0.07 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -2.1% | 0.26% | −0.04 |
| FIXD First Trust Smith Opportunis | Reduce -10.4% | 0.15% | −0.04 |
| BSCO Invesco Bulletshares 2024 CB | Sold out | 0.00% | −0.04 |
| OMFL Invesco Russell 1000 DYN M/F | Reduce -24.8% | 0.08% | −0.03 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -3.3% | 0.21% | −0.03 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -5.7% | 0.11% | −0.03 |
| USFR Wisdomtree Floating Rate Tre | Reduce -2.3% | 0.26% | −0.03 |
| INDA iShares MSCI India ETF | Reduce -56.0% | 0.02% | −0.03 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -0.7% | 0.17% | −0.03 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -7.4% | 0.11% | −0.03 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -3.6% | 0.24% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -0.5% | 0.05% | −0.03 |
| GDX Vaneck Gold Miners ETF | Reduce -11.6% | 0.05% | −0.02 |
| IGEB iShares Investment Grade SYS | Reduce -40.2% | 0.02% | −0.02 |
| PFE Pfizer Inc. | Reduce -0.2% | 0.11% | −0.02 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -4.8% | 0.14% | −0.02 |
| IBTE iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.02 |
| EWJ iShares MSCI Japan ETF | Reduce -40.4% | 0.02% | −0.02 |
| IBDP iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.02 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.02 |
| TFLO iShares Treasury Floating Ra | Reduce -5.7% | 0.11% | −0.02 |
| IBB iShares Biotechnology ETF | Reduce -31.5% | 0.02% | −0.02 |
| ELV Elevance Health Inc. | Reduce -5.8% | 0.03% | −0.02 |
| ZROZ PIMCO 25+ YR Zero CPN US Tif | Reduce -22.4% | 0.02% | −0.02 |
| BCE Bce Inc. | Reduce -77.9% | 0.00% | −0.02 |
| CVS CVS Health Corp. | Reduce -15.0% | 0.02% | −0.02 |
| CE Celanese Corp. | Reduce -82.8% | 0.00% | −0.02 |
| DOW Dow Inc. | Reduce -21.8% | 0.02% | −0.01 |
| FMB First Trust Managed Municipa | Reduce -16.2% | 0.04% | −0.01 |
| EPI Wisdomtree India Earnings | Reduce -18.5% | 0.03% | −0.01 |
| YOU Clear Secure Inc. Class A | Reduce -96.3% | 0.00% | −0.01 |
| DIVI Franklin International Core | Reduce -6.6% | 0.04% | −0.01 |
| IWX iShares Russell Top 200 Valu | Reduce -81.7% | 0.00% | −0.01 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -2.0% | 0.08% | −0.01 |
| SLYG SS SPDR S&P 600 SC GR ETF | Reduce -2.3% | 0.08% | −0.01 |
| XLB SS Materials Select Sector | Reduce -15.0% | 0.03% | −0.01 |
| INTC Intel Corp. | Reduce -21.3% | 0.02% | −0.01 |
| PFM Invesco Dividend Achievers E | Reduce -21.6% | 0.03% | −0.01 |
| DON Wisdomtree US Midcap Dividen | Reduce -13.7% | 0.04% | −0.01 |
| ROST Ross Stores Inc. | Reduce -38.1% | 0.01% | −0.01 |
| HYLS FT Tactical High Yield ETF | Reduce -8.7% | 0.05% | −0.01 |
| FISR SS Fi Sector Rotation | Reduce -16.4% | 0.03% | −0.01 |
| D Dominion Energy Inc. | Reduce -25.9% | 0.02% | −0.01 |
| VLUE iShares MSCI USA Value Facto | Reduce -21.4% | 0.02% | −0.01 |
| NKE Nike Inc. Class B | Reduce -2.1% | 0.03% | −0.01 |
| FRI First Trust S&P REIT Index F | Reduce -42.7% | 0.01% | −0.01 |
| TDIV FT Nasdaq Tech DVD Index FD | Reduce -0.7% | 0.07% | −0.01 |
| PINK Simplify Health Care ETF | Reduce -85.0% | 0.00% | −0.01 |
Portfolio Buys Q3 2024 → Q4 2024
| AMZN Amazon.com Inc. | Add +10.5% | 1.13% | +0.18 |
| TSLA Tesla Inc. | Add +8.8% | 0.43% | +0.15 |
| VOO Vanguard S&P 500 ETF | Add +22.1% | 1.19% | +0.14 |
| IVV iShares Core S&P 500 ETF | Add +13.1% | 2.44% | +0.12 |
| AVGO Broadcom Inc. | Add +9.3% | 0.47% | +0.12 |
| NVDA Nvidia Corp. | Add +7.1% | 1.50% | +0.11 |
| MTUM iShares MSCI USA Momentum Fa | Add +215.4% | 0.16% | +0.11 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +24.2% | 0.52% | +0.08 |
| AAPL Apple Inc. | Add +6.0% | 2.00% | +0.07 |
| IVW iShares S&P 500 Growth ETF | Add +14.4% | 0.74% | +0.07 |
| XLF SS Financial Select Sector | Add +26.2% | 0.37% | +0.07 |
| GOOGL Alphabet Inc. Class A | Add +9.4% | 0.51% | +0.06 |
| CGGR Cap Group Growth Equity | Add +34.9% | 0.25% | +0.06 |
| EFG iShares MSCI Eafe Growth ETF | Add +45.7% | 0.36% | +0.06 |
| PLTR Palantir Technologies Inc. Class A | Add +15.5% | 0.11% | +0.06 |
| NFLX Netflix Inc. | Add +18.4% | 0.22% | +0.06 |
| XLY SS Consumer Disc Select Sect | Add +47.4% | 0.16% | +0.06 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +8.3% | 1.22% | +0.05 |
| CGDV Cap Group Dividend Value | Add +36.0% | 0.32% | +0.05 |
| IYW iShares Ustechnology ETF | Add +23.7% | 0.33% | +0.05 |
| SCHG Schwab US Large-Cap Growth | Add +28.4% | 0.25% | +0.05 |
| MUB iShares National Muni Bond E | Add +27.1% | 0.42% | +0.05 |
| QUAL iShares MSCI USA Quality Fac | Add +14.6% | 1.22% | +0.04 |
| JPM JPMorgan Chase & Co. | Add +8.2% | 0.39% | +0.04 |
| XMMO Invesco S&P Midcap Momentum | Add +53.6% | 0.13% | +0.04 |
| EFV iShares MSCI Eafe Value ETF | Add +34.6% | 0.37% | +0.04 |
| GOOG Alphabet Inc. Class C | Add +6.7% | 0.39% | +0.04 |
| SGOV iShares 0-3 Month Treasury B | Add +40.0% | 0.17% | +0.04 |
| V Visa Inc. Class A | Add +7.5% | 0.32% | +0.04 |
| CGCB Cap Group Core Bond | Add +229.3% | 0.06% | +0.04 |
| VFLO Victoryshares Free Cash Flow | Add +185.2% | 0.06% | +0.04 |
| SPMO Invesco S&P 500 Momentum ETF | Add +75.3% | 0.08% | +0.03 |
| JGRO JPMorgan Active Growth ETF | Add +43.2% | 0.12% | +0.03 |
| IAU iShares Gold Trust | Add +35.3% | 0.17% | +0.03 |
| ILCB iShares Morningstar U.S. Equ | Add +352.9% | 0.04% | +0.03 |
| CRM Salesforce Inc. | Add +14.5% | 0.15% | +0.03 |
| XLG Invesco S&P 500 Top 50 ETF | Add +22.5% | 0.20% | +0.03 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +10.3% | 1.10% | +0.03 |
| CGUS Cap Group Core Equity | Add +38.3% | 0.13% | +0.03 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +34.1% | 0.18% | +0.03 |
| SDVY First Trust Smid Cap Rising | Add +21.9% | 0.32% | +0.03 |
| JAAA Janus Henderson Aaa Clo ETF | Add +35.7% | 0.14% | +0.03 |
| IWY iShares Russell Top 200 Grow | Add +17.5% | 0.21% | +0.03 |
| QQQM Invesco Nasdaq 100 ETF | Add +9.4% | 0.60% | +0.03 |
| TCAF T Rowe PRC Cap Appreciation | Add +48.6% | 0.10% | +0.03 |
| HYTR Counterpoint Hi YLD ETF | New | 0.02% | +0.02 |
| VGT Vanguard Info Tech ETF | Add +11.5% | 0.34% | +0.02 |
| RECS Columbia Resear Enh Cor ETF | Add +35.2% | 0.11% | +0.02 |
| WMT Walmart Inc. | Add +8.0% | 0.25% | +0.02 |
| AIRR First Trust Rba American Ind | Add +42.7% | 0.08% | +0.02 |
Options Activity Q3 2024 → Q4 2024
| QQQ Invesco QQQ Trust Series 1 | put | Add +40.4% | 233,400 | $119.3M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +9.5% | 116,000 | $68.0M |
| DIA SS SPDR Dow Jones Indus Avg | call | New | 34,300 | $14.6M |
| AAPL Apple Inc. | put | Add +6.1% | 45,000 | $11.3M |
| C Citigroup Inc. | put | Reduce -22.2% | 117,400 | $8.3M |
| NVDA Nvidia Corp. | call | Add +18.7% | 46,900 | $6.3M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -24.8% | 9,100 | $5.3M |
| MSFT Microsoft Corp. | put | Reduce -6.3% | 12,000 | $5.1M |
| PFE Pfizer Inc. | put | Reduce -47.1% | 150,200 | $4.0M |
| DVN Devon Energy Corp. | put | Sold out | 92,800 | $3.6Mbefore exit |
| NFLX Netflix Inc. | call | Add +60.0% | 4,000 | $3.6M |
| DIA SS SPDR Dow Jones Indus Avg | put | Sold out | 8,400 | $3.6Mbefore exit |
| AVGO Broadcom Inc. | put | New | 15,000 | $3.5M |
| AMZN Amazon.com Inc. | put | Add +6.9% | 15,500 | $3.4M |
| BMY Bristol-Myers Squibb Co. | call | Sold out | 65,500 | $3.4Mbefore exit |
| MCHP Microchip Technology Inc. | call | Sold out | 38,000 | $3.1Mbefore exit |
| IWF iShares Russell 1000 Growth | put | Sold out | 7,900 | $3.0Mbefore exit |
| LNC Lincoln National Corp. | put | Sold out | 89,600 | $2.8Mbefore exit |
| ABBV Abbvie Inc. | put | New | 15,200 | $2.7M |
| GLD SPDR Gold Shares | put | Reduce -19.9% | 10,900 | $2.6M |
| SLB SLB Ltd. | put | Sold out | 58,200 | $2.4Mbefore exit |
| TLT iShares 20+ Year Treasury BD | call | Sold out | 23,000 | $2.3Mbefore exit |
| META Meta Platforms Inc. Class A | put | Add +31.0% | 3,800 | $2.2M |
| NEE Nextera Energy Inc. | put | Add +128.5% | 29,700 | $2.1M |
| BBY Best Buy Co. Inc. | put | Sold out | 18,000 | $1.9Mbefore exit |
| XLI SS Industrial Select Sector | put | Sold out | 11,900 | $1.6Mbefore exit |
| V Visa Inc. Class A | call | New | 5,000 | $1.6M |
| CHRD Chord Energy Corp. | put | New | 13,300 | $1.6M |
| LMT Lockheed Martin Corp. | put | Add +14.3% | 3,200 | $1.6M |
| QQQM Invesco Nasdaq 100 ETF | put | Add +5.8% | 7,300 | $1.5M |
| EXE Expand Energy Corp. | put | Reduce -24.2% | 14,700 | $1.5M |
| BA The Boeing Co. | put | Sold out | 9,600 | $1.5Mbefore exit |
| NFE New Fortress Energy Inc. | put | Add +309.4% | 96,200 | $1.5M |
| BRK.B Berkshire Hathaway Inc. Class B | put | Reduce -8.8% | 3,100 | $1.4M |
| SLV iShares Silver Trust | call | Reduce -45.0% | 50,000 | $1.3M |
| GME Gamestop Corp. Class A | call | Reduce -14.9% | 41,700 | $1.3M |
| ZS Zscaler Inc. | call | New | 7,000 | $1.3M |
| IBM Intl Business Machines Corp. | put | Reduce -8.1% | 5,700 | $1.3M |
| REGN Regeneron Pharmaceuticals | call | New | 1,700 | $1.2M |
| GDX Vaneck Gold Miners ETF | put | Sold out | 30,300 | $1.2Mbefore exit |
| USB US Bancorp | put | Sold out | 26,300 | $1.2Mbefore exit |
| BMY Bristol-Myers Squibb Co. | put | Reduce -68.3% | 20,700 | $1.2M |
| GOOG Alphabet Inc. Class C | call | Add +361.5% | 6,000 | $1.1M |
| BABA Alibaba Group Holding-SP ADR | put | Add +19.8% | 13,300 | $1.1M |
| NVDA Nvidia Corp. | put | Add +49.1% | 8,200 | $1.1M |
| CRM Salesforce Inc. | put | Add +28.0% | 3,200 | $1.1M |
| WMT Walmart Inc. | put | Add +129.4% | 11,700 | $1.1M |
| IWM iShares Russell 2000 ETF | call | Sold out | 4,700 | $1.0Mbefore exit |
| UNH Unitedhealth Group Inc. | call | New | 2,000 | $1.0M |
| PLTR Palantir Technologies Inc. Class A | put | New | 13,200 | $998K |
Showing the first 50 of 157.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +6.9% | 9,738 | $11.9M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +7.5% | 7,157 | $8.5M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +7.2% | 67,108 | $1.6M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -35.3% | 22,808 | $937K |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | Add +20.2% | 30,612 | $834K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +0.5% | 21,907 | $604K |
| HUMAW Humacyte Inc.-CW27 | *W EXP 08/27/202 | Reduce -0.7% | 298,480 | $543K |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Add +1.2% | 10,760 | $516K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Sold out | 8,572 | $386Kbefore exit |
| OXBRW Oxbridge Re Holdings-CW24 | *W EXP 03/26/202 | New | 712,852 | $342K |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | Add +27.0% | 306,000 | $304K |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | Sold out | 103,400 | $260Kbefore exit |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | New | 23,100 | $146K |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | New | 23,500 | $92K |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | Sold out | 77,000 | $77Kbefore exit |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | New | 22,865 | $70K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +1.2% | 27,488 | $59K |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +115.8% | 41,000 | $42K |
| 8X8 INC (EGHT 4 02/01/28) | NOTE 4.000% 2/0 · principal | New | 45,000 | $38K |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | New | 14,000 | $37K |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | Sold out | 11,500 | $37Kbefore exit |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Add +40.9% | 31,000 | $33K |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +41.7% | 34,000 | $33K |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | Add +423.9% | 120,500 | $32K |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | New | 29,000 | $29K |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Sold out | 946,585 | $26Kbefore exit |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | New | 24,000 | $25K |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | New | 24,000 | $25K |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | New | 30,000 | $25K |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | New | 23,000 | $24K |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | New | 26,000 | $23K |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | New | 20,000 | $23K |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | New | 25,000 | $22K |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Add +29.4% | 22,000 | $22K |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | New | 16,000 | $18K |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | New | 18,000 | $18K |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | New | 18,000 | $18K |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | Add +110.0% | 21,000 | $18K |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 17,000 | $17K |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | New | 17,000 | $17K |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | New | 12,000 | $15K |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | New | 17,000 | $15K |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | New | 16,000 | $15K |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Sold out | 13,000 | $13Kbefore exit |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | New | 14,000 | $12K |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | New | 11,000 | $11K |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | New | 10,000 | $11K |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | Sold out | 11,000 | $11Kbefore exit |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | New | 10,000 | $10K |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | New | 10,000 | $10K |
Showing the first 50 of 58.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,932 | $444.6B | IVV, QQQ, SPY, AAPL, NVDA |
| Q1 2026 | 5,727 | $376.1B | IVV, SPY, QQQ, AAPL, NVDA |
| Q4 2025 | 5,611 | $365.7B | IVV, SPY, QQQ, AAPL, NVDA |
| Q3 2025 | 5,518 | $342.5B | IVV, SPY, QQQ, NVDA, AAPL |
| Q2 2025 | 5,332 | $299.4B | SPY, IVV, QQQ, NVDA, MSFT |
| Q1 2025 | 5,150 | $256.9B | IVV, SPY, AAPL, QQQ, VTI |
| Q4 2024 | 5,094 | $245.7B | IVV, SPY, AAPL, QQQ, VTI |
| Q3 2024 | 5,019 | $224.0B | IVV, SPY, QQQ, AAPL, VTI |
| Q2 2024 | 4,877 | $200.5B | IVV, SPY, QQQ, AAPL, VTI |
| Q1 2024 | 4,805 | $186.0B | IVV, SPY, QQQ, VTI, AAPL |