LPL Financial LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 7, 2024), LPL Financial LLC reported 4,877 stock positions worth $200.5 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 2.5% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 2.3%) and Invesco QQQ Trust Series 1 (QQQ, 2.1%). Compared with Q1 2024, it opened 245 new positions, sold out of 175, added to 2,962 and reduced 1,605. The biggest buy was Nvidia (NVDA, shares +6%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- FORT MILL, SC
- CIK
- 0001403438
- Portfolio Value
- $200.5B (Q2 2024)
- SEC Filing
- 0001403438-24-000003 ↗ filed Aug 7, 2024
Holdings Value
Holdings 4,877 stocks · $200.5B
| IVV iShares Core S&P 500 ETF | 2.45% | 8,979,164 | $4.9B | Reduce -1.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.27% | 8,370,138 | $4.6B | Add +2.9% |
| QQQ Invesco QQQ Trust Series 1 | 2.10% | 8,799,185 | $4.2B | Add +3.7% |
| AAPL Apple Inc. | 1.85% | 17,635,633 | $3.7B | Add +7.3% |
| VTI VG Morningstar TS MKT ETF-US | 1.70% | 12,752,241 | $3.4B | Add +1.9% |
| MSFT Microsoft Corp. | 1.54% | 6,889,775 | $3.1B | Add +8.0% |
| NVDA Nvidia Corp. | 1.53% | 24,797,970 | $3.1B | Add +5.8% |
| IEFA iShares Core MSCI Eafe ETF | 1.26% | 34,769,372 | $2.5B | Add +4.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.20% | 30,048,719 | $2.4B | Add +7.2% |
| GOVT iShares US Treasury Bond ETF | 1.17% | 104,237,657 | $2.4B | Add +6.6% |
| QUAL iShares MSCI USA Quality Fac | 1.17% | 13,774,967 | $2.4B | Add +5.6% |
| IJH iShares Core S&P Midcap ETF | 1.17% | 40,062,625 | $2.3B | Add +4.0% |
| VOO Vanguard S&P 500 ETF | 1.05% | 4,203,261 | $2.1B | Add +6.5% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.03% | 32,127,760 | $2.1B | Add +8.0% |
| AMZN Amazon.com Inc. | 1.02% | 10,537,533 | $2.0B | Add +8.6% |
| IUSG iShares Core S&P U.S. Growth | 0.94% | 14,785,442 | $1.9B | Add +5.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.92% | 4,940,097 | $1.8B | Add +4.5% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.87% | 35,973,940 | $1.8B | Add +7.6% |
| MBB iShares MBS ETF | 0.83% | 18,051,515 | $1.7B | Add +6.8% |
| XLK SS Technology Select Sector | 0.80% | 7,054,842 | $1.6B | Add +2.8% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.74% | 32,698,037 | $1.5B | Add +2.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.72% | 8,976,450 | $1.4B | Add +3.9% |
| IVW iShares S&P 500 Growth ETF | 0.71% | 15,426,906 | $1.4B | Add +35.2% |
| IJR iShares Core S&P Small-Cap E | 0.71% | 13,317,367 | $1.4B | Add +2.5% |
| IEMG iShares Core MSCI Emerging | 0.63% | 23,657,320 | $1.3B | Add +16.0% |
| IWM iShares Russell 2000 ETF | 0.63% | 6,199,010 | $1.3B | Add +4.4% |
| QQQM Invesco Nasdaq 100 ETF | 0.58% | 5,881,672 | $1.2B | Add +3.0% |
| IUSV iShares Core S&P U.S. Value | 0.57% | 12,934,444 | $1.1B | Add +5.2% |
| IWF iShares Russell 1000 Growth | 0.53% | 2,924,993 | $1.1B | Add +2.1% |
| RDVY First Trust Rising Dividend | 0.53% | 19,372,722 | $1.1B | Add +3.7% |
| SPIB SS SPDR P Int C Corp. ETF | 0.53% | 32,456,990 | $1.1B | Add +10.7% |
| VEA Vanguard Ftse Developed ETF | 0.53% | 21,328,841 | $1.1B | Add +4.3% |
| GOOGL Alphabet Inc. Class A | 0.51% | 5,646,966 | $1.0B | Add +12.0% |
| COWZ Pacer US Cash Cows 100 ETF | 0.51% | 18,634,558 | $1.0B | Add +13.3% |
| BND Vanguard Total Bond Market | 0.50% | 13,969,816 | $1.0B | Reduce -6.2% |
| VIG Vanguard Dividend Apprec ETF | 0.50% | 5,493,858 | $1.0B | Add +3.4% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.49% | 27,846,706 | $976.9M | Add +8.8% |
| META Meta Platforms Inc. Class A | 0.48% | 1,904,280 | $960.2M | Add +13.9% |
| SPTI SS SPDR P Int Term TSY ETF | 0.47% | 33,408,943 | $936.1M | Add +3.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.46% | 2,283,188 | $928.8M | Add +7.5% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.46% | 9,965,407 | $914.6M | Add +6.3% |
| XLV SS Health Care Select Sector | 0.44% | 6,060,337 | $883.3M | Reduce -6.5% |
| SCHD Schwab US DVD Equity ETF | 0.43% | 11,180,518 | $869.4M | Add +3.1% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.43% | 29,567,785 | $855.1M | Add +18.7% |
| VCIT Vanguard Int-Term Corporate | 0.41% | 10,363,537 | $828.4M | Add +0.7% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.41% | 17,406,831 | $817.1M | Add +30.2% |
| GOOG Alphabet Inc. Class C | 0.41% | 4,438,924 | $814.2M | Add +5.5% |
| DGRW Wisdomtree U.S. Quality Divi | 0.40% | 10,370,049 | $809.4M | Add +7.8% |
| IVE iShares S&P 500 Value ETF | 0.39% | 4,258,617 | $775.1M | Add +4.9% |
| LLY Eli Lilly & Co. | 0.38% | 849,853 | $769.4M | Add +12.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.38% | 3,525,074 | $768.6M | Add +3.9% |
| FVD First Trust Value Line DVD | 0.38% | 18,538,402 | $755.4M | Reduce -7.3% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.37% | 17,971,072 | $746.3M | Add +3.4% |
| DGRO iShares Core Dividend Growth | 0.37% | 12,950,815 | $746.1M | Add +8.8% |
| MUB iShares National Muni Bond E | 0.37% | 6,997,325 | $745.6M | Add +9.1% |
| XLE SS Energy Select Sector | 0.37% | 8,093,261 | $737.7M | Add +8.6% |
| JPM JPMorgan Chase & Co. | 0.35% | 3,479,561 | $703.8M | Add +8.1% |
| IWB iShares Russell 1000 ETF | 0.35% | 2,341,391 | $696.7M | Add +1.3% |
| AVGO Broadcom Inc. | 0.34% | 425,882 | $683.8M | Add +3.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.34% | 2,818,634 | $682.4M | Reduce -6.7% |
| AGG iShares Core U.S. Aggregate | 0.34% | 6,961,480 | $675.8M | Add +5.4% |
| EFG iShares MSCI Eafe Growth ETF | 0.34% | 6,599,521 | $675.1M | Add +49.5% |
| GLD SPDR Gold Shares | 0.34% | 3,127,006 | $672.3M | Add +7.7% |
| VGT Vanguard Info Tech ETF | 0.33% | 1,161,897 | $669.9M | Add +5.9% |
| USFR Wisdomtree Floating Rate Tre | 0.33% | 13,101,413 | $659.1M | Add +0.6% |
| COST Costco Wholesale Corp. | 0.32% | 761,437 | $647.2M | Add +8.7% |
| FTCS First Trust Capital Strength | 0.32% | 7,562,628 | $635.6M | Reduce -5.2% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.32% | 12,362,196 | $634.2M | Add +9.5% |
| MOAT Vaneck Morningstar Wide Moat | 0.31% | 7,264,040 | $629.1M | Reduce -0.5% |
| VYM Vanguard High DVD Yield ETF | 0.31% | 5,223,678 | $619.5M | Add +4.6% |
| RSP Invesco S&P 500 Equal Weight | 0.31% | 3,736,455 | $613.8M | Add +0.9% |
| IYW iShares Ustechnology ETF | 0.30% | 4,016,825 | $604.5M | Add +5.2% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.29% | 8,784,858 | $582.9M | Add +4.2% |
| V Visa Inc. Class A | 0.29% | 2,213,088 | $580.9M | Add +7.2% |
| SPAB SS SPDR P Agg Bond ETF | 0.29% | 22,848,309 | $573.3M | Add +0.2% |
| IWD iShares Russell 1000 Value E | 0.28% | 3,270,780 | $570.7M | Add +2.5% |
| DFAC Dimensional US Core Equity 2 | 0.28% | 17,656,203 | $569.2M | Add +1.4% |
| XLF SS Financial Select Sector | 0.28% | 13,783,914 | $566.7M | Add +4.0% |
| ITOT iShares Core S&P Total U.S. | 0.28% | 4,747,308 | $563.9M | Add +6.0% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.28% | 1,431,815 | $560.0M | Reduce -2.4% |
| XOM Exxon Mobil Corp. | 0.26% | 4,555,139 | $524.4M | Add +15.5% |
| JPST JPMorgan Ultra-Short Income | 0.26% | 10,382,964 | $524.0M | Add +13.5% |
| VWO Vanguard Ftse Emerging Marke | 0.26% | 11,835,810 | $517.9M | Add +2.4% |
| SDVY First Trust Smid Cap Rising | 0.26% | 15,358,397 | $512.7M | Add +15.9% |
| FTSM First Trust Enh Short Mat FD | 0.25% | 8,568,887 | $510.7M | Add +6.6% |
| XLI SS Industrial Select Sector | 0.25% | 4,149,123 | $505.7M | Add +6.4% |
| PG The Procter & Gamble Co. | 0.25% | 3,031,301 | $499.9M | Add +6.1% |
| HD Home Depot Inc. | 0.25% | 1,438,320 | $495.1M | Add +5.5% |
| JNJ Johnson & Johnson | 0.25% | 3,369,619 | $492.5M | Add +5.7% |
| SPHQ Invesco S&P 500 Quality ETF | 0.24% | 7,602,027 | $483.0M | Add +12.2% |
| TSLA Tesla Inc. | 0.23% | 2,356,002 | $466.2M | Add +10.2% |
| CVX Chevron Corp. | 0.23% | 2,976,597 | $465.6M | Add +12.8% |
| BSV Vanguard Short-Term Bond ETF | 0.23% | 5,924,618 | $454.4M | Add +0.4% |
| TLT iShares 20+ Year Treasury BD | 0.22% | 4,891,875 | $449.0M | Add +7.9% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.22% | 4,603,925 | $446.7M | Add +31.0% |
| SHY iShares 1-3 Year Treasury Bo | 0.22% | 5,465,454 | $446.3M | Add +8.4% |
| VONG Vanguard Russell 1000 Growth | 0.22% | 4,690,967 | $440.1M | Add +2.1% |
| ABBV Abbvie Inc. | 0.22% | 2,565,312 | $440.0M | Add +5.0% |
| SMH Vaneck Semiconductor ETF | 0.21% | 1,629,628 | $424.8M | Add +20.9% |
| UNH Unitedhealth Group Inc. | 0.21% | 830,997 | $423.2M | Add +4.9% |
Options reported separately and not counted above: QQQ puts ($88.3M), SPY puts ($38.2M), DIA calls ($35.8M), AAPL puts ($8.8M), C puts ($8.5M), SPY calls ($7.6M), MSFT puts ($5.3M), NVDA calls ($4.7M), SLB puts ($4.7M), NVDA puts ($4.4M), BMY puts ($4.0M), USB puts ($3.8M), and 94 more.
Other holdings (24): bonds, preferreds, convertibles and warrants · $23.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 8,510 | $10.2M | Add +10.6% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 5,886 | $7.0M | Add +11.2% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 38,014 | $1.6M | Reduce -73.2% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 61,812 | $1.5M | Reduce -3.7% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 22,112 | $910K | Add +6.9% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 21,110 | $589K | Add +108.8% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 11,885 | $563K | Reduce -1.9% |
| HUMAW Humacyte Inc.-CW27 | *W EXP 08/27/202 | 300,599 | $418K | Add +7.1% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 8,274 | $386K | New |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 210,000 | $209K | Add +7.7% |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 77,000 | $77K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 29,736 | $73K | Reduce -5.7% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 45,000 | $28K | Add +2.3% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 24,000 | $24K | Add +14.3% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 21,000 | $21K | Add +40.0% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 17,000 | $18K | No change |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 15,000 | $12K | No change |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 12,600 | $11K | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 11,000 | $11K | No change |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 10,000 | $8K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 23,000 | $7K | No change |
| OUSTW Ouster Inc.-28 | *W EXP 09/29/202 | 15,705 | $628 | Add +6.1% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 10,109 | $394 | New |
| NVVEW Nuvve Holding Corp.-CW26 | *W EXP 03/19/202 | 10,000 | $176 | No change |
Total filed on the 13F, all lines: $200.5B.
Portfolio Sells Q1 2024 → Q2 2024
| IVV iShares Core S&P 500 ETF | Reduce -1.1% | 2.45% | −0.12 |
| EFV iShares MSCI Eafe Value ETF | Reduce -25.6% | 0.18% | −0.09 |
| BND Vanguard Total Bond Market | Reduce -6.2% | 0.50% | −0.08 |
| FVD First Trust Value Line DVD | Reduce -7.3% | 0.38% | −0.08 |
| XLV SS Health Care Select Sector | Reduce -6.5% | 0.44% | −0.07 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -6.7% | 0.34% | −0.07 |
| FTCS First Trust Capital Strength | Reduce -5.2% | 0.32% | −0.05 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -0.5% | 0.31% | −0.04 |
| ESGU iShares ESG Aware MSCI USA | Reduce -27.9% | 0.09% | −0.04 |
| IXC iShares Global Energy ETF | Reduce -66.0% | 0.02% | −0.04 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -2.4% | 0.28% | −0.03 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -7.4% | 0.21% | −0.03 |
| OMFL Invesco Russell 1000 DYN M/F | Reduce -5.8% | 0.16% | −0.03 |
| CVS CVS Health Corp. | Reduce -14.1% | 0.04% | −0.03 |
| PAVE Global X US Infrastructure | Reduce -7.2% | 0.10% | −0.03 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -9.6% | 0.12% | −0.03 |
| FIXD First Trust Smith Opportunis | Reduce -3.8% | 0.19% | −0.03 |
| XLY SS Consumer Disc Select Sect | Reduce -11.9% | 0.11% | −0.03 |
| IMCG iShares Morningstar Mid-Cap | Reduce -37.8% | 0.03% | −0.03 |
| ARKK ARK Innovation ETF | Reduce -13.7% | 0.06% | −0.02 |
| CLIP Global X 1-3 Month T-Bill | Sold out | 0.00% | −0.02 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -16.5% | 0.09% | −0.02 |
| ITB iShares U.S. Home Constructi | Reduce -52.5% | 0.01% | −0.02 |
| FDL First Trust Morn DVD Lead Inc. | Reduce -4.5% | 0.15% | −0.02 |
| SDY SS SPDR S&P Dividend ETF | Reduce -0.2% | 0.19% | −0.02 |
| NOBL Proshares S&P 500 Dividend A | Reduce -0.8% | 0.14% | −0.02 |
| IAU iShares Gold Trust | Reduce -9.9% | 0.14% | −0.02 |
| CCI Crown Castle Inc. | Reduce -39.4% | 0.02% | −0.02 |
| BLDR Builders Firstsource Inc. | Reduce -18.6% | 0.02% | −0.02 |
| XLRE SS Real Estate Select Sector | Reduce -14.2% | 0.06% | −0.02 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.02 |
| URI United Rentals Inc. | Reduce -16.7% | 0.04% | −0.02 |
| XLP SS Consumer Staples Sel Sect | Reduce -5.9% | 0.11% | −0.02 |
| SPTS SS SPDR P St Term TSY ETF | Reduce -7.6% | 0.09% | −0.02 |
| CSX CSX Corp. | Reduce -25.1% | 0.03% | −0.02 |
| XHB SS SPDR S&P Homebldrs ETF | Reduce -35.9% | 0.02% | −0.01 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -0.2% | 0.13% | −0.01 |
| BSCO Invesco Bulletshares 2024 CB | Reduce -18.6% | 0.04% | −0.01 |
| IHI iShares U.S. Medical Devices | Reduce -9.4% | 0.06% | −0.01 |
| FDN First Trust DJ Internet Ind | Reduce -9.8% | 0.07% | −0.01 |
| FTSL First Trust Senior Loan ETF | Reduce -14.8% | 0.05% | −0.01 |
| AMJ JPMorgan Alerian MLP Index | Sold out | 0.00% | −0.01 |
| PFF iShares Preferred & Income S | Reduce -2.7% | 0.10% | −0.01 |
| IWP iShares Russell Mid-Cap Grow | Reduce -3.0% | 0.09% | −0.01 |
| APD Air Products & Chemicals Inc. | Reduce -24.3% | 0.04% | −0.01 |
| SHOP Shopify Inc. Class A | Reduce -11.7% | 0.03% | −0.01 |
| NKE Nike Inc. Class B | Reduce -3.0% | 0.03% | −0.01 |
| IWO iShares Russell 2000 Growth | Reduce -10.4% | 0.05% | −0.01 |
| EMB iShares JP Morgan Usd Emergi | Reduce -9.2% | 0.06% | −0.01 |
| BIV Vanguard Intermediate-Term B | Reduce -0.1% | 0.14% | −0.01 |
Portfolio Buys Q1 2024 → Q2 2024
| NVDA Nvidia Corp. | Add +5.8% | 1.53% | +0.39 |
| AAPL Apple Inc. | Add +7.3% | 1.85% | +0.34 |
| IVW iShares S&P 500 Growth ETF | Add +35.2% | 0.71% | +0.19 |
| GOOGL Alphabet Inc. Class A | Add +12.0% | 0.51% | +0.10 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +7.2% | 1.20% | +0.10 |
| MSFT Microsoft Corp. | Add +8.0% | 1.54% | +0.09 |
| EFG iShares MSCI Eafe Growth ETF | Add +49.5% | 0.34% | +0.09 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +30.2% | 0.41% | +0.09 |
| QQQ Invesco QQQ Trust Series 1 | Add +3.7% | 2.10% | +0.08 |
| AMZN Amazon.com Inc. | Add +8.6% | 1.02% | +0.07 |
| LLY Eli Lilly & Co. | Add +12.3% | 0.38% | +0.07 |
| IEMG iShares Core MSCI Emerging | Add +16.0% | 0.63% | +0.07 |
| GOOG Alphabet Inc. Class C | Add +5.5% | 0.41% | +0.06 |
| IUSG iShares Core S&P U.S. Growth | Add +5.1% | 0.94% | +0.05 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +18.7% | 0.43% | +0.05 |
| AVGO Broadcom Inc. | Add +3.9% | 0.34% | +0.05 |
| SMH Vaneck Semiconductor ETF | Add +20.9% | 0.21% | +0.05 |
| COST Costco Wholesale Corp. | Add +8.7% | 0.32% | +0.05 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +4.5% | 0.92% | +0.05 |
| META Meta Platforms Inc. Class A | Add +13.9% | 0.48% | +0.04 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +8.0% | 1.03% | +0.04 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +33.2% | 0.17% | +0.04 |
| IWY iShares Russell Top 200 Grow | Add +18.9% | 0.20% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +40.8% | 0.08% | +0.03 |
| SYFI AB SHRT Duration HGH YLD ETF | New | 0.03% | +0.03 |
| JGRO JPMorgan Active Growth ETF | Add +67.2% | 0.08% | +0.03 |
| IHDG Wisdomtree International Hed | Add +47.2% | 0.12% | +0.03 |
| TSLA Tesla Inc. | Add +10.2% | 0.23% | +0.03 |
| DFUS Dimensional US Eq MKT ETF | Add +106.3% | 0.06% | +0.03 |
| IGEB iShares Investment Grade SYS | Add +187.8% | 0.05% | +0.03 |
| VOO Vanguard S&P 500 ETF | Add +6.5% | 1.05% | +0.03 |
| XLK SS Technology Select Sector | Add +2.8% | 0.80% | +0.03 |
| VGT Vanguard Info Tech ETF | Add +5.9% | 0.33% | +0.02 |
| IYW iShares Ustechnology ETF | Add +5.2% | 0.30% | +0.02 |
| JAAA Janus Henderson Aaa Clo ETF | Add +45.0% | 0.09% | +0.02 |
| CLIP Global X 1-3 Month T-Bill | New | 0.02% | +0.02 |
| WMT Walmart Inc. | Add +7.1% | 0.20% | +0.02 |
| FTGS First Trust Grwth Strgth ETF | Add +360.2% | 0.03% | +0.02 |
| SPHQ Invesco S&P 500 Quality ETF | Add +12.2% | 0.24% | +0.02 |
| QUAL iShares MSCI USA Quality Fac | Add +5.6% | 1.17% | +0.02 |
| SLV iShares Silver Trust | Add +29.4% | 0.07% | +0.02 |
| SCHG Schwab US Large-Cap Growth | Add +10.5% | 0.19% | +0.02 |
| QCOM Qualcomm Inc. | Add +10.4% | 0.12% | +0.02 |
| JBND JPMorgan Active Bond ETF | New | 0.02% | +0.02 |
| JEPQ JPM Nasdaq Equity Premium | Add +16.4% | 0.20% | +0.02 |
| RECS Columbia Resear Enh Cor ETF | Add +45.1% | 0.06% | +0.02 |
| DOC Healthpeak Properties Inc. | Add +209.7% | 0.03% | +0.02 |
| ORCL Oracle Corp. | Add +16.0% | 0.11% | +0.02 |
| PULS Pgim Ultra Short Bond ETF | Add +22.5% | 0.15% | +0.02 |
| TBIL F/M US Treasury 3 Month Bill | Add +19.2% | 0.19% | +0.02 |
Options Activity Q1 2024 → Q2 2024
| QQQ Invesco QQQ Trust Series 1 | put | Add +13544.4% | 184,200 | $88.3M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +6516.4% | 70,200 | $38.2M |
| DIA SS SPDR Dow Jones Indus Avg | call | New | 91,500 | $35.8M |
| AAPL Apple Inc. | put | Add +90334.8% | 41,600 | $8.8M |
| C Citigroup Inc. | put | Add +8613.5% | 134,100 | $8.5M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +9828.6% | 13,900 | $7.6M |
| NEM Newmont Corp. | put | Sold out | 1,941 | $7.0Mbefore exit |
| MSFT Microsoft Corp. | put | Add +12976.9% | 11,900 | $5.3M |
| NVDA Nvidia Corp. | call | Add +5308.4% | 38,400 | $4.7M |
| SLB SLB Ltd. | put | Add +78640.2% | 100,000 | $4.7M |
| NVDA Nvidia Corp. | put | Add +23500.0% | 35,400 | $4.4M |
| BMY Bristol-Myers Squibb Co. | put | Add +40068.8% | 95,200 | $4.0M |
| EQT Eqt Corp. | put | Sold out | 1,035 | $3.8Mbefore exit |
| USB US Bancorp | put | Add +15993.5% | 96,400 | $3.8M |
| BMY Bristol-Myers Squibb Co. | call | Add +29083.7% | 71,500 | $3.0M |
| DVN Devon Energy Corp. | put | Add +7056.2% | 61,400 | $2.9M |
| DIA SS SPDR Dow Jones Indus Avg | put | Add +9100.0% | 6,900 | $2.7M |
| AMZN Amazon.com Inc. | put | Add +60334.8% | 13,900 | $2.7M |
| SLV iShares Silver Trust | call | Add +15066.7% | 91,000 | $2.4M |
| META Meta Platforms Inc. Class A | call | Add +48788.9% | 4,400 | $2.2M |
| TWLO Twilio Inc. Class A | put | Sold out | 330 | $2.0Mbefore exit |
| BABA Alibaba Group Holding-SP ADR | call | Add +15581.8% | 27,600 | $2.0M |
| SMCI Super Micro Computer Inc. | call | New | 2,400 | $2.0M |
| GLD SPDR Gold Shares | put | Add +11025.0% | 8,900 | $1.9M |
| IBM Intl Business Machines Corp. | put | Add +69900.0% | 10,500 | $1.8M |
| NFLX Netflix Inc. | call | Add +23536.4% | 2,600 | $1.8M |
| ORCL Oracle Corp. | put | New | 12,000 | $1.7M |
| NEE Nextera Energy Inc. | put | Add +5131.8% | 23,700 | $1.7M |
| BAC Bank of America Corp. | put | New | 41,600 | $1.7M |
| WFC Wells Fargo & Co. | put | New | 27,300 | $1.6M |
| WTW Willis Towers Watson PLC | call | Sold out | 55 | $1.5Mbefore exit |
| LMT Lockheed Martin Corp. | put | Add +10222.6% | 3,200 | $1.5M |
| META Meta Platforms Inc. Class A | put | Add +24066.7% | 2,900 | $1.5M |
| QQQM Invesco Nasdaq 100 ETF | put | New | 7,300 | $1.4M |
| LLY Eli Lilly & Co. | put | Add +2730.2% | 1,500 | $1.4M |
| SMH Vaneck Semiconductor ETF | call | Sold out | 60 | $1.3Mbefore exit |
| BRK.B Berkshire Hathaway Inc. Class B | put | Add +32900.0% | 3,300 | $1.3M |
| PFE Pfizer Inc. | call | Add +12656.8% | 47,200 | $1.3M |
| AMZN Amazon.com Inc. | call | Add +8092.8% | 6,800 | $1.3M |
| COST Costco Wholesale Corp. | call | New | 1,500 | $1.3M |
| JD Jd.com Inc.-ADR | call | Add +14597.0% | 48,500 | $1.3M |
| CNQ Canadian Natural Resources | call | New | 34,000 | $1.2M |
| GOOGL Alphabet Inc. Class A | put | New | 6,400 | $1.2M |
| PFE Pfizer Inc. | put | Add +2220.2% | 40,000 | $1.1M |
| XOM Exxon Mobil Corp. | put | Add +6294.6% | 9,400 | $1.1M |
| XLK SS Technology Select Sector | put | Add +45900.0% | 4,600 | $1.0M |
| APA Apa Corp. | put | Add +4117.0% | 34,200 | $1.0M |
| CRWD CrowdStrike Holdings Inc. Class A | call | Sold out | 31 | $994Kbefore exit |
| IWM iShares Russell 2000 ETF | call | Sold out | 45 | $946Kbefore exit |
| V Visa Inc. Class A | call | New | 3,500 | $919K |
Showing the first 50 of 126.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +10.6% | 8,510 | $10.2M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +11.2% | 5,886 | $7.0M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -73.2% | 38,014 | $1.6M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -3.7% | 61,812 | $1.5M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +6.9% | 22,112 | $910K |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Sold out | 51,069 | $702Kbefore exit |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | Add +108.8% | 21,110 | $589K |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Reduce -1.9% | 11,885 | $563K |
| HUMAW Humacyte Inc.-CW27 | *W EXP 08/27/202 | Add +7.1% | 300,599 | $418K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 8,274 | $386K |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | Add +7.7% | 210,000 | $209K |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | Sold out | 14,044 | $193Kbefore exit |
| MFA FINANCIAL INC (MFA 6.25 06/15/24) | NOTE 6.250% 6/1 · principal | Sold out | 141,000 | $141Kbefore exit |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Sold out | 18,641 | $75Kbefore exit |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Reduce -5.7% | 29,736 | $73K |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Add +2.3% | 45,000 | $28K |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +14.3% | 24,000 | $24K |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +40.0% | 21,000 | $21K |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | Sold out | 60,000 | $15Kbefore exit |
| OUSTW Ouster Inc.-28 | *W EXP 09/29/202 | Add +6.1% | 15,705 | $628 |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | New | 10,109 | $394 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,932 | $444.6B | IVV, QQQ, SPY, AAPL, NVDA |
| Q1 2026 | 5,727 | $376.1B | IVV, SPY, QQQ, AAPL, NVDA |
| Q4 2025 | 5,611 | $365.7B | IVV, SPY, QQQ, AAPL, NVDA |
| Q3 2025 | 5,518 | $342.5B | IVV, SPY, QQQ, NVDA, AAPL |
| Q2 2025 | 5,332 | $299.4B | SPY, IVV, QQQ, NVDA, MSFT |
| Q1 2025 | 5,150 | $256.9B | IVV, SPY, AAPL, QQQ, VTI |
| Q4 2024 | 5,094 | $245.7B | IVV, SPY, AAPL, QQQ, VTI |
| Q3 2024 | 5,019 | $224.0B | IVV, SPY, QQQ, AAPL, VTI |
| Q2 2024 | 4,877 | $200.5B | IVV, SPY, QQQ, AAPL, VTI |
| Q1 2024 | 4,805 | $186.0B | IVV, SPY, QQQ, VTI, AAPL |