Northeast Financial Group, Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 15, 2024), Northeast Financial Group, Inc. reported 74 stock positions worth $226.0 million. Its top holding was Schwab US Large-Cap ETF (SCHX) at 13.0% of the portfolio, followed by Schwab US Mid Cap ETF (SCHM, 8.4%) and Schwab Short-Term US Treas (SCHO, 7.3%). Compared with Q4 2023, it opened 7 new positions, sold out of 5, added to 28 and reduced 30. The biggest buy was Schwab Intl Equity ETF (SCHF, shares +41%) and the biggest sale Invesco S&P 500 Equal Weight (RSP, shares −39%).
- Most Recent 13F
- Q1 2026
- Location
- Allentown, PA
- CIK
- 0001965773
- Portfolio Value
- $226.0M (Q1 2024)
- SEC Filing
- 0001172661-24-001850 ↗ filed Apr 15, 2024
Holdings Value
Holdings 74 stocks · $226.0M
| SCHX Schwab US Large-Cap ETF | 12.98% | 472,794 | $29.3M | Add +8.4% |
| SCHM Schwab US Mid Cap ETF | 8.43% | 233,997 | $19.1M | Add +11.9% |
| SCHO Schwab Short-Term US Treas | 7.35% | 344,583 | $16.6M | Add +14.7% |
| SCHD Schwab US DVD Equity ETF | 6.90% | 193,500 | $15.6M | Reduce -1.6% |
| SCHF Schwab Intl Equity ETF | 6.04% | 350,173 | $13.7M | Add +41.2% |
| SCHG Schwab US Large-Cap Growth | 5.21% | 126,894 | $11.8M | Reduce -10.4% |
| SPAB SS SPDR P Agg Bond ETF | 4.77% | 426,256 | $10.8M | Add +10.4% |
| TLT iShares 20+ Year Treasury BD | 3.33% | 79,464 | $7.5M | Add +11.3% |
| MUB iShares National Muni Bond E | 3.03% | 63,600 | $6.8M | Add +25.9% |
| VWO Vanguard Ftse Emerging Marke | 3.02% | 163,610 | $6.8M | Add +27.6% |
| USHY iShares Broad Usd High Yield | 2.92% | 180,421 | $6.6M | Add +54.1% |
| RSP Invesco S&P 500 Equal Weight | 2.47% | 32,983 | $5.6M | Reduce -39.1% |
| SCHZ Schwab US Aggregate Bond ETF | 2.27% | 111,751 | $5.1M | Add +16.1% |
| AGG iShares Core U.S. Aggregate | 2.25% | 52,036 | $5.1M | Add +17.8% |
| SUB iShares Short-Term National | 2.07% | 44,618 | $4.7M | Add +23.4% |
| GLD SPDR Gold Shares | 1.98% | 21,794 | $4.5M | Reduce -10.4% |
| VCLT Vanguard Long-Term Corp. Bond | 1.97% | 57,020 | $4.5M | Add +14.3% |
| JEPI JPMorgan Equity Premium Inco | 1.44% | 56,106 | $3.2M | Add +4.8% |
| DGRO iShares Core Dividend Growth | 1.18% | 45,894 | $2.7M | Reduce -16.0% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.98% | 79,483 | $2.2M | Reduce -1.4% |
| GOOGL Alphabet Inc. Class A | 0.95% | 14,167 | $2.1M | Add +126.7% |
| UNH Unitedhealth Group Inc. | 0.94% | 4,300 | $2.1M | Add +62.6% |
| SCHA Schwab US Small-Cap ETF | 0.92% | 42,314 | $2.1M | Reduce -53.3% |
| SHY iShares 1-3 Year Treasury Bo | 0.85% | 23,357 | $1.9M | Reduce -6.7% |
| VOO Vanguard S&P 500 ETF | 0.82% | 3,855 | $1.9M | Reduce -14.7% |
| UDN Invesco DB US Dollar Index B | 0.81% | 101,336 | $1.8M | Add +19.8% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.73% | 21,406 | $1.7M | Add +10.3% |
| AAPL Apple Inc. | 0.72% | 9,445 | $1.6M | Add +29.2% |
| NYF iShares New York Muni Bond E | 0.68% | 28,594 | $1.5M | Add +13.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.67% | 5,833 | $1.5M | Reduce -0.0% |
| DFAC Dimensional US Core Equity 2 | 0.66% | 46,988 | $1.5M | New |
| V Visa Inc. Class A | 0.62% | 4,993 | $1.4M | Reduce -3.1% |
| AMZN Amazon.com Inc. | 0.61% | 7,696 | $1.4M | Add +17.1% |
| MSFT Microsoft Corp. | 0.60% | 3,239 | $1.4M | Add +4.0% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.59% | 25,802 | $1.3M | Reduce -0.8% |
| VOOG Vanguard S&P 500 Growth ETF | 0.57% | 4,219 | $1.3M | Reduce -31.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.53% | 2,271 | $1.2M | Reduce -5.8% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.49% | 23,719 | $1.1M | Add +12.6% |
| NVDA Nvidia Corp. | 0.43% | 1,088 | $983K | Reduce -4.7% |
| SPEM State Street SP PTF Em ETF | 0.43% | 26,595 | $962K | Reduce -3.1% |
| VGSH Vanguard Short-Term Treasury | 0.42% | 16,275 | $945K | Reduce -4.6% |
| XOM Exxon Mobil Corp. | 0.41% | 7,968 | $926K | Add +23.1% |
| WM Waste Management Inc. | 0.34% | 3,591 | $765K | Reduce -40.1% |
| PZA Invesco National Amt-Free Mu | 0.33% | 31,060 | $740K | Add +6.0% |
| BND Vanguard Total Bond Market | 0.30% | 9,200 | $668K | Reduce -8.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.30% | 2,671 | $667K | Reduce -7.3% |
| SGOL Abrdn Physical Gold Shares | 0.24% | 25,260 | $537K | Reduce -13.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.22% | 6,640 | $493K | Reduce -6.9% |
| XLK SS Technology Select Sector | 0.21% | 2,285 | $476K | Reduce -0.1% |
| LLY Eli Lilly & Co. | 0.21% | 611 | $476K | No change |
| JNJ Johnson & Johnson | 0.20% | 2,847 | $450K | Reduce -50.4% |
| HSY The Hershey Co. | 0.18% | 2,041 | $397K | Add +0.2% |
| CMF iShares California Muni Bond | 0.17% | 6,509 | $375K | Add +39.3% |
| TGT Target Corp. | 0.15% | 1,917 | $340K | New |
| MDLZ Mondelez International Inc. Class A | 0.15% | 4,754 | $333K | No change |
| PNC PNC Financial Services Group | 0.14% | 1,995 | $322K | Reduce -29.7% |
| VGLT Vanguard Long-Term Treasury | 0.14% | 5,422 | $321K | Reduce -11.8% |
| COST Costco Wholesale Corp. | 0.14% | 426 | $312K | Reduce -65.9% |
| HD Home Depot Inc. | 0.14% | 802 | $308K | Add +5.8% |
| PM Philip Morris International | 0.13% | 3,196 | $293K | No change |
| UPS United Parcel Service Class B | 0.13% | 1,929 | $287K | No change |
| ESSA Essa Bancorp Inc. | 0.13% | 15,646 | $285K | Reduce -24.2% |
| DFAX Dimensional World Ex US Core | 0.12% | 10,944 | $278K | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.12% | 638 | $268K | No change |
| MO Altria Group Inc. | 0.12% | 6,133 | $268K | No change |
| FDBC Fidelity D&D Bancorp Inc. | 0.10% | 4,810 | $233K | No change |
| MCD McDonald's Corp. | 0.10% | 814 | $230K | No change |
| PEP Pepsico Inc. | 0.10% | 1,272 | $223K | Reduce -5.6% |
| PG The Procter & Gamble Co. | 0.10% | 1,339 | $217K | New |
| DLR Digital Realty Trust Inc. | 0.10% | 1,500 | $216K | No change |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.09% | 4,034 | $204K | Reduce -7.8% |
| KO The Coca-Cola Co. | 0.09% | 3,289 | $201K | New |
| NXGL Nexgel Inc. | 0.01% | 11,848 | $32K | New |
| EAF Graftech International Ltd. | 0.01% | 10,000 | $14K | New |
Options reported separately and not counted above: AAPL puts ($120K), TGT puts ($18K).
Portfolio Sells Q4 2023 → Q1 2024
| RSP Invesco S&P 500 Equal Weight | Reduce -39.1% | 2.47% | −1.72 |
| SCHA Schwab US Small-Cap ETF | Reduce -53.3% | 0.92% | −1.17 |
| SCHG Schwab US Large-Cap Growth | Reduce -10.4% | 5.21% | −0.55 |
| SCHD Schwab US DVD Equity ETF | Reduce -1.6% | 6.90% | −0.43 |
| FXY Invesco Currencyshares Japan | Sold out | 0.00% | −0.32 |
| GLD SPDR Gold Shares | Reduce -10.4% | 1.98% | −0.30 |
| COST Costco Wholesale Corp. | Reduce -65.9% | 0.14% | −0.27 |
| DGRO iShares Core Dividend Growth | Reduce -16.0% | 1.18% | −0.26 |
| VOOG Vanguard S&P 500 Growth ETF | Reduce -31.1% | 0.57% | −0.24 |
| JNJ Johnson & Johnson | Reduce -50.4% | 0.20% | −0.24 |
| AMD Advanced Micro Devices | Sold out | 0.00% | −0.24 |
| XEL Xcel Energy Inc. | Sold out | 0.00% | −0.19 |
| WM Waste Management Inc. | Reduce -40.1% | 0.34% | −0.19 |
| BAR Graniteshares Gold Trust | Sold out | 0.00% | −0.16 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -1.4% | 0.98% | −0.16 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -6.7% | 0.85% | −0.16 |
| VOO Vanguard S&P 500 ETF | Reduce -14.7% | 0.82% | −0.15 |
| IGLB iShares 10+ Year Inv GR Corp. | Sold out | 0.00% | −0.11 |
| ESSA Essa Bancorp Inc. | Reduce -24.2% | 0.13% | −0.08 |
| PNC PNC Financial Services Group | Reduce -29.7% | 0.14% | −0.07 |
| VGSH Vanguard Short-Term Treasury | Reduce -4.6% | 0.42% | −0.07 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -0.8% | 0.59% | −0.07 |
| BND Vanguard Total Bond Market | Reduce -8.3% | 0.30% | −0.07 |
| SPEM State Street SP PTF Em ETF | Reduce -3.1% | 0.43% | −0.05 |
| SGOL Abrdn Physical Gold Shares | Reduce -13.6% | 0.24% | −0.05 |
| VGLT Vanguard Long-Term Treasury | Reduce -11.8% | 0.14% | −0.04 |
| V Visa Inc. Class A | Reduce -3.1% | 0.62% | −0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -5.8% | 0.53% | −0.04 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -7.3% | 0.30% | −0.03 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -6.9% | 0.22% | −0.03 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -7.8% | 0.09% | −0.02 |
| PEP Pepsico Inc. | Reduce -5.6% | 0.10% | −0.01 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -0.0% | 0.67% | −0.01 |
| XLK SS Technology Select Sector | Reduce -0.1% | 0.21% | −0.01 |
| NVDA Nvidia Corp. | Reduce -4.7% | 0.43% | +0.16 |
Portfolio Buys Q4 2023 → Q1 2024
| SCHF Schwab Intl Equity ETF | Add +41.2% | 6.04% | +1.55 |
| SCHX Schwab US Large-Cap ETF | Add +8.4% | 12.98% | +0.93 |
| USHY iShares Broad Usd High Yield | Add +54.1% | 2.92% | +0.83 |
| SCHM Schwab US Mid Cap ETF | Add +11.9% | 8.43% | +0.71 |
| DFAC Dimensional US Core Equity 2 | New | 0.66% | +0.66 |
| GOOGL Alphabet Inc. Class A | Add +126.7% | 0.95% | +0.52 |
| VWO Vanguard Ftse Emerging Marke | Add +27.6% | 3.02% | +0.44 |
| MUB iShares National Muni Bond E | Add +25.9% | 3.03% | +0.34 |
| UNH Unitedhealth Group Inc. | Add +62.6% | 0.94% | +0.26 |
| SCHO Schwab Short-Term US Treas | Add +14.7% | 7.35% | +0.21 |
| SUB iShares Short-Term National | Add +23.4% | 2.07% | +0.20 |
| TGT Target Corp. | New | 0.15% | +0.15 |
| AMZN Amazon.com Inc. | Add +17.1% | 0.61% | +0.12 |
| DFAX Dimensional World Ex US Core | New | 0.12% | +0.12 |
| AGG iShares Core U.S. Aggregate | Add +17.8% | 2.25% | +0.11 |
| PG The Procter & Gamble Co. | New | 0.10% | +0.10 |
| XOM Exxon Mobil Corp. | Add +23.1% | 0.41% | +0.09 |
| KO The Coca-Cola Co. | New | 0.09% | +0.09 |
| SCHZ Schwab US Aggregate Bond ETF | Add +16.1% | 2.27% | +0.07 |
| UDN Invesco DB US Dollar Index B | Add +19.8% | 0.81% | +0.04 |
| CMF iShares California Muni Bond | Add +39.3% | 0.17% | +0.03 |
| MSFT Microsoft Corp. | Add +4.0% | 0.60% | +0.03 |
| AAPL Apple Inc. | Add +29.2% | 0.72% | +0.03 |
| NXGL Nexgel Inc. | New | 0.01% | +0.01 |
| VCLT Vanguard Long-Term Corp. Bond | Add +14.3% | 1.97% | +0.01 |
| NYF iShares New York Muni Bond E | Add +13.1% | 0.68% | +0.01 |
| HD Home Depot Inc. | Add +5.8% | 0.14% | +0.01 |
| EAF Graftech International Ltd. | New | 0.01% | +0.01 |
| TFI SS SPDR N Ice Muni Bond ETF | Add +12.6% | 0.49% | +0.00 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +10.3% | 0.73% | −0.00 |
| JEPI JPMorgan Equity Premium Inco | Add +4.8% | 1.44% | −0.01 |
| HSY The Hershey Co. | Add +0.2% | 0.18% | −0.01 |
| PZA Invesco National Amt-Free Mu | Add +6.0% | 0.33% | −0.02 |
| SPAB SS SPDR P Agg Bond ETF | Add +10.4% | 4.77% | −0.08 |
| TLT iShares 20+ Year Treasury BD | Add +11.3% | 3.33% | −0.13 |
Options Activity Q4 2023 → Q1 2024
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2026 | 76 | $375.8M | SCHX, SCHM, SCHG, SCHF, SCHV |
| Q4 2025 | 84 | $398.6M | SCHX, SCHM, SCHG, SCHF, SCHV |
| Q3 2025 | 84 | $401.6M | SCHX, SPY, SCHM, SCHG, SCHF |
| Q2 2025 | 82 | $315.6M | SCHX, SCHM, SCHF, SCHG, SCHD |
| Q1 2025 | 83 | $268.1M | SCHX, SCHM, SCHF, SCHD, MUB |
| Q4 2024 | 81 | $261.8M | SCHX, SCHM, SCHF, SCHD, SCHG |
| Q3 2024 | 79 | $259.7M | SCHX, SCHM, SCHF, SCHD, SCHG |
| Q2 2024 | 75 | $233.4M | SCHX, SCHM, SCHO, SCHF, SCHD |
| Q1 2024 | 74 | $226.0M | SCHX, SCHM, SCHO, SCHD, SCHF |