Northeast Financial Group, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 6, 2024), Northeast Financial Group, Inc. reported 79 stock positions worth $259.7 million. Its top holding was Schwab US Large-Cap ETF (SCHX) at 15.3% of the portfolio, followed by Schwab US Mid Cap ETF (SCHM, 8.4%) and Schwab Intl Equity ETF (SCHF, 7.0%). Compared with Q2 2024, it opened 7 new positions, sold out of 3, added to 32 and reduced 28. The biggest buy was Schwab US Large-Cap ETF (SCHX, shares +20%) and the biggest sale Schwab Short-Term US Treas (SCHO, shares −38%).
- Most Recent 13F
- Q1 2026
- Location
- Allentown, PA
- CIK
- 0001965773
- Portfolio Value
- $259.7M (Q3 2024)
- SEC Filing
- 0001172661-24-004497 ↗ filed Nov 6, 2024
Holdings Value
Holdings 79 stocks · $259.7M
| SCHX Schwab US Large-Cap ETF | 15.32% | 586,669 | $39.8M | Add +20.0% |
| SCHM Schwab US Mid Cap ETF | 8.37% | 261,605 | $21.7M | Add +7.4% |
| SCHF Schwab Intl Equity ETF | 6.96% | 439,545 | $18.1M | Add +8.6% |
| SCHD Schwab US DVD Equity ETF | 5.56% | 170,728 | $14.4M | Reduce -12.3% |
| SCHG Schwab US Large-Cap Growth | 4.97% | 123,940 | $12.9M | Add +11.5% |
| SCHO Schwab Short-Term US Treas | 4.31% | 228,823 | $11.2M | Reduce -38.5% |
| JEPI JPMorgan Equity Premium Inco | 4.22% | 184,313 | $11.0M | Add +71.3% |
| VCLT Vanguard Long-Term Corp. Bond | 3.85% | 123,229 | $10.0M | Add +31.7% |
| MUB iShares National Muni Bond E | 3.84% | 91,851 | $10.0M | Add +16.9% |
| VWO Vanguard Ftse Emerging Marke | 3.78% | 205,367 | $9.8M | Add +24.6% |
| SPAB SS SPDR P Agg Bond ETF | 3.48% | 345,662 | $9.0M | Reduce -18.0% |
| USHY iShares Broad Usd High Yield | 2.99% | 206,373 | $7.8M | Add +6.8% |
| SUB iShares Short-Term National | 2.80% | 68,520 | $7.3M | Add +48.5% |
| TLT iShares 20+ Year Treasury BD | 2.06% | 54,421 | $5.3M | Reduce -29.4% |
| SCHZ Schwab US Aggregate Bond ETF | 1.91% | 104,374 | $5.0M | Reduce -5.8% |
| AGG iShares Core U.S. Aggregate | 1.79% | 45,949 | $4.7M | Reduce -17.1% |
| SCHV Schwab US Large-Cap Value | 1.62% | 52,198 | $4.2M | New |
| GLD SPDR Gold Shares | 1.40% | 14,950 | $3.6M | Add +3.9% |
| PDBC Invesco Optimum Yield Divers | 1.36% | 263,757 | $3.5M | New |
| SCHA Schwab US Small-Cap ETF | 1.09% | 55,046 | $2.8M | Add +33.4% |
| AMZN Amazon.com Inc. | 1.03% | 14,331 | $2.7M | Add +11.7% |
| TFI SS SPDR N Ice Muni Bond ETF | 1.00% | 55,648 | $2.6M | Add +58.4% |
| GOOGL Alphabet Inc. Class A | 0.99% | 15,542 | $2.6M | Add +10.5% |
| MSFT Microsoft Corp. | 0.90% | 5,459 | $2.3M | Add +13.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.90% | 8,218 | $2.3M | Reduce -1.1% |
| V Visa Inc. Class A | 0.87% | 8,238 | $2.3M | Add +10.3% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.87% | 28,452 | $2.3M | Add +29.7% |
| AAPL Apple Inc. | 0.77% | 8,554 | $2.0M | Add +5.3% |
| UNH Unitedhealth Group Inc. | 0.77% | 3,403 | $2.0M | Reduce -23.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.68% | 3,084 | $1.8M | Add +42.6% |
| DGRO iShares Core Dividend Growth | 0.62% | 25,676 | $1.6M | Reduce -40.5% |
| VOO Vanguard S&P 500 ETF | 0.51% | 2,495 | $1.3M | Reduce -31.8% |
| PK Park Hotels & Resorts Inc. | 0.50% | 92,746 | $1.3M | New |
| PZA Invesco National Amt-Free Mu | 0.45% | 48,899 | $1.2M | Add +29.9% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.43% | 21,401 | $1.1M | Reduce -10.4% |
| DFAC Dimensional US Core Equity 2 | 0.42% | 31,456 | $1.1M | Reduce -24.7% |
| SPEM State Street SP PTF Em ETF | 0.40% | 25,274 | $1.0M | Reduce -3.4% |
| XOM Exxon Mobil Corp. | 0.37% | 8,109 | $951K | Add +3.5% |
| NVDA Nvidia Corp. | 0.36% | 7,646 | $929K | Reduce -17.8% |
| WM Waste Management Inc. | 0.29% | 3,596 | $747K | Add +5.0% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.28% | 24,790 | $721K | Reduce -50.2% |
| VOOG Vanguard S&P 500 Growth ETF | 0.26% | 1,933 | $668K | Reduce -23.7% |
| BND Vanguard Total Bond Market | 0.24% | 8,296 | $623K | Reduce -8.1% |
| XLK SS Technology Select Sector | 0.21% | 2,429 | $549K | Add +6.3% |
| LLY Eli Lilly & Co. | 0.21% | 618 | $548K | Add +0.7% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.19% | 1,856 | $490K | No change |
| VGSH Vanguard Short-Term Treasury | 0.19% | 8,242 | $486K | Reduce -46.7% |
| CMF iShares California Muni Bond | 0.18% | 8,037 | $467K | Add +19.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.18% | 5,851 | $457K | Reduce -6.2% |
| NPKI NPK International Inc. filed as NEWPARK RES INC | 0.18% | 65,902 | $457K | New |
| JNJ Johnson & Johnson | 0.16% | 2,529 | $410K | Reduce -1.9% |
| SGOL Abrdn Physical Gold Shares | 0.15% | 15,917 | $400K | Reduce -1.7% |
| HSY The Hershey Co. | 0.15% | 2,047 | $393K | Add +0.2% |
| PM Philip Morris International | 0.15% | 3,196 | $388K | No change |
| SHY iShares 1-3 Year Treasury Bo | 0.14% | 4,504 | $375K | Reduce -79.6% |
| MDLZ Mondelez International Inc. Class A | 0.13% | 4,753 | $350K | No change |
| HD Home Depot Inc. | 0.13% | 851 | $345K | Add +0.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.13% | 714 | $329K | No change |
| PNC PNC Financial Services Group | 0.13% | 1,763 | $326K | Reduce -11.6% |
| NYF iShares New York Muni Bond E | 0.12% | 5,939 | $323K | Add +2.1% |
| ESSA Essa Bancorp Inc. | 0.12% | 16,346 | $314K | Add +4.5% |
| MO Altria Group Inc. | 0.12% | 6,133 | $313K | No change |
| COST Costco Wholesale Corp. | 0.11% | 331 | $294K | Reduce -7.3% |
| UPS United Parcel Service Class B | 0.10% | 1,929 | $263K | No change |
| MCD McDonald's Corp. | 0.10% | 814 | $248K | No change |
| VXUS Vanguard Total Intl Stock | 0.10% | 3,816 | $247K | Add +7.9% |
| ORCL Oracle Corp. | 0.09% | 1,429 | $244K | Reduce -1.7% |
| PG The Procter & Gamble Co. | 0.09% | 1,404 | $243K | Reduce -0.7% |
| DLR Digital Realty Trust Inc. | 0.09% | 1,500 | $243K | No change |
| IWM iShares Russell 2000 ETF | 0.09% | 1,093 | $241K | New |
| DFAX Dimensional World Ex US Core | 0.09% | 8,891 | $240K | Reduce -10.7% |
| WMT Walmart Inc. | 0.09% | 2,961 | $239K | Reduce -1.1% |
| FDBC Fidelity D&D Bancorp Inc. | 0.09% | 4,810 | $237K | No change |
| KO The Coca-Cola Co. | 0.09% | 3,289 | $236K | No change |
| TT Trane Technologies PLC | 0.09% | 603 | $234K | New |
| PEP Pepsico Inc. | 0.08% | 1,243 | $211K | No change |
| NFLX Netflix Inc. | 0.08% | 296 | $210K | New |
| NXGL Nexgel Inc. | 0.03% | 31,848 | $82K | Add +168.8% |
| EAF Graftech International Ltd. | 0.01% | 10,000 | $13K | No change |
Options reported separately and not counted above: SPY puts ($5.5M), IWM puts ($2.3M), NVDA puts ($522K), WMT puts ($210K), HD puts ($203K), AAPL puts ($163K).
Portfolio Sells Q2 2024 → Q3 2024
| SCHO Schwab Short-Term US Treas | Reduce -38.5% | 4.31% | −3.35 |
| RSP Invesco S&P 500 Equal Weight | Sold out | 0.00% | −1.35 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -18.0% | 3.48% | −1.05 |
| TLT iShares 20+ Year Treasury BD | Reduce -29.4% | 2.06% | −0.98 |
| SCHD Schwab US DVD Equity ETF | Reduce -12.3% | 5.56% | −0.93 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -79.6% | 0.14% | −0.63 |
| AGG iShares Core U.S. Aggregate | Reduce -17.1% | 1.79% | −0.51 |
| DGRO iShares Core Dividend Growth | Reduce -40.5% | 0.62% | −0.45 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -50.2% | 0.28% | −0.30 |
| VOO Vanguard S&P 500 ETF | Reduce -31.8% | 0.51% | −0.28 |
| TGT Target Corp. | Sold out | 0.00% | −0.26 |
| SCHZ Schwab US Aggregate Bond ETF | Reduce -5.8% | 1.91% | −0.25 |
| UNH Unitedhealth Group Inc. | Reduce -23.5% | 0.77% | −0.20 |
| VGSH Vanguard Short-Term Treasury | Reduce -46.7% | 0.19% | −0.20 |
| DFAC Dimensional US Core Equity 2 | Reduce -24.7% | 0.42% | −0.16 |
| NVDA Nvidia Corp. | Reduce -17.8% | 0.36% | −0.13 |
| VOOG Vanguard S&P 500 Growth ETF | Reduce -23.7% | 0.26% | −0.10 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -10.4% | 0.43% | −0.09 |
| GOOG Alphabet Inc. Class C | Sold out | 0.00% | −0.09 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -1.1% | 0.90% | −0.06 |
| BND Vanguard Total Bond Market | Reduce -8.1% | 0.24% | −0.04 |
| SPEM State Street SP PTF Em ETF | Reduce -3.4% | 0.40% | −0.02 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -6.2% | 0.18% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -7.3% | 0.11% | −0.02 |
| DFAX Dimensional World Ex US Core | Reduce -10.7% | 0.09% | −0.02 |
| PNC PNC Financial Services Group | Reduce -11.6% | 0.13% | −0.01 |
| PG The Procter & Gamble Co. | Reduce -0.7% | 0.09% | −0.01 |
| JNJ Johnson & Johnson | Reduce -1.9% | 0.16% | −0.00 |
| SGOL Abrdn Physical Gold Shares | Reduce -1.7% | 0.15% | −0.00 |
| WMT Walmart Inc. | Reduce -1.1% | 0.09% | +0.01 |
| ORCL Oracle Corp. | Reduce -1.7% | 0.09% | +0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| SCHX Schwab US Large-Cap ETF | Add +20.0% | 15.32% | +1.87 |
| SCHV Schwab US Large-Cap Value | New | 1.62% | +1.62 |
| JEPI JPMorgan Equity Premium Inco | Add +71.3% | 4.22% | +1.61 |
| PDBC Invesco Optimum Yield Divers | New | 1.36% | +1.36 |
| VCLT Vanguard Long-Term Corp. Bond | Add +31.7% | 3.85% | +0.81 |
| SUB iShares Short-Term National | Add +48.5% | 2.80% | +0.73 |
| VWO Vanguard Ftse Emerging Marke | Add +24.6% | 3.78% | +0.69 |
| PK Park Hotels & Resorts Inc. | New | 0.50% | +0.50 |
| TFI SS SPDR N Ice Muni Bond ETF | Add +58.4% | 1.00% | +0.31 |
| SCHF Schwab Intl Equity ETF | Add +8.6% | 6.96% | +0.30 |
| MUB iShares National Muni Bond E | Add +16.9% | 3.84% | +0.25 |
| SCHA Schwab US Small-Cap ETF | Add +33.4% | 1.09% | +0.25 |
| SCHM Schwab US Mid Cap ETF | Add +7.4% | 8.37% | +0.25 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +42.6% | 0.68% | +0.18 |
| NPKI NPK International Inc. | New | 0.18% | +0.18 |
| SCHG Schwab US Large-Cap Growth | Add +11.5% | 4.97% | +0.17 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +29.7% | 0.87% | +0.14 |
| IWM iShares Russell 2000 ETF | New | 0.09% | +0.09 |
| TT Trane Technologies PLC | New | 0.09% | +0.09 |
| NFLX Netflix Inc. | New | 0.08% | +0.08 |
| GLD SPDR Gold Shares | Add +3.9% | 1.40% | +0.07 |
| PZA Invesco National Amt-Free Mu | Add +29.9% | 0.45% | +0.07 |
| AAPL Apple Inc. | Add +5.3% | 0.77% | +0.03 |
| V Visa Inc. Class A | Add +10.3% | 0.87% | +0.03 |
| NXGL Nexgel Inc. | Add +168.8% | 0.03% | +0.02 |
| CMF iShares California Muni Bond | Add +19.6% | 0.18% | +0.02 |
| HD Home Depot Inc. | Add +0.6% | 0.13% | +0.01 |
| VXUS Vanguard Total Intl Stock | Add +7.9% | 0.10% | +0.00 |
| ESSA Essa Bancorp Inc. | Add +4.5% | 0.12% | +0.00 |
| NYF iShares New York Muni Bond E | Add +2.1% | 0.12% | −0.01 |
| HSY The Hershey Co. | Add +0.2% | 0.15% | −0.01 |
| XLK SS Technology Select Sector | Add +6.3% | 0.21% | −0.01 |
| USHY iShares Broad Usd High Yield | Add +6.8% | 2.99% | −0.01 |
| MSFT Microsoft Corp. | Add +13.8% | 0.90% | −0.01 |
| XOM Exxon Mobil Corp. | Add +3.5% | 0.37% | −0.02 |
| WM Waste Management Inc. | Add +5.0% | 0.29% | −0.03 |
| LLY Eli Lilly & Co. | Add +0.7% | 0.21% | −0.03 |
| AMZN Amazon.com Inc. | Add +11.7% | 1.03% | −0.03 |
| GOOGL Alphabet Inc. Class A | Add +10.5% | 0.99% | −0.11 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 9,600 | $5.5M |
| IWM iShares Russell 2000 ETF | put | New | 10,200 | $2.3M |
| NVDA Nvidia Corp. | put | New | 4,300 | $522K |
| WMT Walmart Inc. | put | New | 2,600 | $210K |
| HD Home Depot Inc. | put | New | 500 | $203K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2026 | 76 | $375.8M | SCHX, SCHM, SCHG, SCHF, SCHV |
| Q4 2025 | 84 | $398.6M | SCHX, SCHM, SCHG, SCHF, SCHV |
| Q3 2025 | 84 | $401.6M | SCHX, SPY, SCHM, SCHG, SCHF |
| Q2 2025 | 82 | $315.6M | SCHX, SCHM, SCHF, SCHG, SCHD |
| Q1 2025 | 83 | $268.1M | SCHX, SCHM, SCHF, SCHD, MUB |
| Q4 2024 | 81 | $261.8M | SCHX, SCHM, SCHF, SCHD, SCHG |
| Q3 2024 | 79 | $259.7M | SCHX, SCHM, SCHF, SCHD, SCHG |
| Q2 2024 | 75 | $233.4M | SCHX, SCHM, SCHO, SCHF, SCHD |
| Q1 2024 | 74 | $226.0M | SCHX, SCHM, SCHO, SCHD, SCHF |